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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Aug 5, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
1,238
+48 vs. Q1 2025
Portfolio value
$3.33B
+$190.5M (+6.1%) vs. Q1 2025
Filed
Aug 5, 2025
SEC
Holdings of Sigma Planning Corp in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF10,654$880.7K<0.1%−79−0.7%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF31,715$889.6K<0.1%−822−2.5%Reduced–
Invesco Exch TRD SLF Idx FD46138J460INVSCO 30 CORP53,095$890.9K<0.1%−3,250−5.8%Reduced–
Vanguard Mun BD FDS922907746TAX EXEMPT BD18,226$893.6K<0.1%+373+2.1%Added–
DBCInvesco DB Commodity Index Tracking FundUNIT41,391$902.7K<0.1%00.0%UnchangedHistory
Capitol Ser Tr14064D550FAIRLEAD TACTICA32,008$903.5K<0.1%+12,290+62.3%Added–
CFRCullen/Frost Bankers, Inc.COM7,035$904.3K<0.1%−42−0.6%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF18,850$909.3K<0.1%+4,774+33.9%Added–
HTGCHercules Capital, Inc.COM49,791$910.2K<0.1%+2,980+6.4%AddedHistory
iShares Tr46434V274INTL EQTY FACTOR26,603$910.6K<0.1%+26,603New–
iShares Tr46436E403MSCI US GARP ETF15,097$911.6K<0.1%+15,097New–
NUENucor CorpCOM7,067$915.5K<0.1%−87−1.2%ReducedHistory
DGXQuest Diagnostics IncCOM5,110$917.8K<0.1%−242−4.5%ReducedHistory
TOSTToast, Inc.Stock20,777$920.2K<0.1%−135−0.6%ReducedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF44,056$921.6K<0.1%−10,331−19.0%Reduced–
MFICMidCap Financial Investment CorpCOM NEW73,046$921.8K<0.1%+2,183+3.1%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE13,762$930.2K<0.1%−298−2.1%Reduced–
MDLZMondelez International, Inc.Stock13,824$932.3K<0.1%+81+0.6%AddedHistory
VLOValero Energy CorpStock7,033$945.4K<0.1%−347−4.7%ReducedHistory
iShares MSCI India ETF46429B598ETF17,165$955.7K<0.1%−328−1.9%Reduced–
VEEVVeeva Systems IncStock3,328$958.4K<0.1%+39+1.2%AddedHistory
EMREmerson Electric CoStock7,216$962.1K<0.1%−478−6.2%ReducedHistory
NEMNEWMONT CorpStock16,586$966.3K<0.1%+12,206+278.7%AddedHistory
NINisource Inc.COM24,003$968.3K<0.1%−23,542−49.5%ReducedHistory
Fidelity Covington Trust316092873MSCI COMMNTN SVC15,010$972.8K<0.1%−4,181−21.8%Reduced–
ARK Innovation ETF00214Q104ETF13,860$974.2K<0.1%−690−4.7%Reduced–
PLDPrologis, Inc.REIT9,279$975.4K<0.1%−933−9.1%ReducedHistory
WisdomTree Tr97717W547US VALUE FD11,294$975.8K<0.1%+6,765+149.4%Added–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF11,297$978.1K<0.1%−1,090−8.8%Reduced–
iShares Tr46435G219INVT GRAD SY ETF21,600$981.5K<0.1%−1,089−4.8%Reduced–
LYBLyondellBasell Industries N.V.SHS - A -16,974$982.1K<0.1%+300+1.8%AddedHistory
ECLEcolab Inc.Stock3,666$987.7K<0.1%−390−9.6%ReducedHistory
iShares Tr464289867CORE 60 BALA ETF16,053$988.4K<0.1%−662−4.0%Reduced–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2848,261$988.9K<0.1%−275−0.6%Reduced–
CVSACovista Inc.COM7,816$994.4K<0.1%+668+9.3%AddedHistory
iShares Tr46436E841IBONDS 27 TRM TS44,256$995.3K<0.1%+591+1.4%Added–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,097$996.6K<0.1%−354−0.9%Reduced–
CARRCarrier Global CorpStock13,629$997.5K<0.1%−370−2.6%ReducedHistory
ULUnilever PLCSPON ADR NEW16,432$1.01M<0.1%−1,827−10.0%ReducedHistory
DDominion Energy, IncStock17,880$1.01M<0.1%−5,962−25.0%ReducedHistory
EPDEnterprise Products Partners L.P.Stock32,655$1.01M<0.1%−4,013−10.9%ReducedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT22,145$1.01M<0.1%−9,473−30.0%Reduced–
VRTXVertex Pharmaceuticals IncStock2,280$1.01M<0.1%−34−1.5%ReducedHistory
Innovator ETFs Trust45782C581US EQTY BUF NOV24,818$1.02M<0.1%−104−0.4%Reduced–
Fidelity Covington Trust316092618ENHA HIGH YI ETF20,995$1.03M<0.1%−548−2.5%Reduced–
Alps ETF Tr00162Q395OSHARES US SMLCP23,883$1.03M<0.1%+2,064+9.5%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL14,241$1.04M<0.1%+1,210+9.3%Added–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT15,255$1.04M<0.1%−730−4.6%Reduced–
OKEONEOK IncCOM12,725$1.04M<0.1%−210−1.6%ReducedHistory
Pacer US Large Cap Cash Cows Growth Leaders ETF69374H360ETF29,617$1.04M<0.1%−1,574−5.0%Reduced–
Pacer Trendpilot 100 ETF69374H303ETF14,590$1.04M<0.1%−39−0.3%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF25,143$1.04M<0.1%+7,538+42.8%Added–
Columbia ETF Tr II19762B202EM CORE EX ETF30,484$1.04M<0.1%+6,816+28.8%Added–
iShares Tr46435G847MSCI ACWI EXUS29,566$1.05M<0.1%+29,566New–
UTGReaves Utility Income FundCOM SH BEN INT28,890$1.05M<0.1%+203+0.7%AddedHistory
DALDelta Air Lines, Inc.COM NEW21,349$1.05M<0.1%−903−4.1%ReducedHistory
AGIAlamos Gold IncStock39,540$1.05M<0.1%+6,456+19.5%AddedHistory
Innovator ETFs Trust45783Y269INNOVATOR GW 10036,024$1.07M<0.1%+36,024New–
PAYPaymentus Holdings, Inc.Stock32,600$1.07M<0.1%+32,600NewHistory
First Tr Exchange-Traded FD33733E849VEST GOLD STRTGY50,070$1.07M<0.1%−2,687−5.1%Reduced–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF11,305$1.08M<0.1%+1,927+20.5%Added–
Innovator ETFs Trust45782C888US EQT BUFR APR23,863$1.08M<0.1%−2,570−9.7%Reduced–
CPRTCopart IncCOM22,007$1.08M<0.1%−5,160−19.0%ReducedHistory
iShares Tr464288570ESG MSCI KLD ETF9,340$1.08M<0.1%+8+0.1%Added–
AGNCAGNC Investment Corp.REIT118,432$1.09M<0.1%−18,687−13.6%ReducedHistory
Fidelity Covington Trust316092329FIDELITY MAGELAN31,728$1.09M<0.1%+6,279+24.7%Added–
First Tr Exchange-Traded FD33738D796INTER GRADE ETF52,249$1.10M<0.1%+2,977+6.0%Added–
SOFISoFi Technologies, Inc.Stock60,653$1.10M<0.1%+15,617+34.7%AddedHistory
Capital Group Intl Focus EQT14019W109SHS CREAT UNIT40,747$1.11M<0.1%−3,300−7.5%Reduced–
iShares Tr46436E858IBONDS 26 TRM TS48,542$1.11M<0.1%−783−1.6%Reduced–
AEPAmerican Electric Power Co IncStock10,757$1.12M<0.1%+1,708+18.9%AddedHistory
iShares Tr464288588MBS ETF11,975$1.12M<0.1%+27+0.2%Added–
BPBP PLCADR37,665$1.13M<0.1%+1,463+4.0%AddedHistory
XYZBlock, Inc.CL A16,612$1.13M<0.1%−2,196−11.7%ReducedHistory
First Tr Exchng Traded FD VI33740U448FT VE NA 100 CO54,801$1.13M<0.1%−1,330−2.4%Reduced–
DDDuPont de Nemours, Inc.COM16,527$1.13M<0.1%+1,380+9.1%AddedHistory
Aim ETF Products Trust00888H802ALLIA US JAN ETF32,585$1.14M<0.1%−335−1.0%Reduced–
GOFGuggenheim Strategic Opportunities FundCOM SBI76,789$1.14M<0.1%+244+0.3%AddedHistory
SOUNSoundhound AI, Inc.CLASS A COM106,661$1.14M<0.1%+75,113+238.1%AddedHistory
NKENIKE, Inc.Stock16,129$1.15M<0.1%−1,168−6.8%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF12,502$1.15M<0.1%−3,857−23.6%Reduced–
IDCCInterDigital, Inc.COM5,131$1.15M<0.1%−674−11.6%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF22,042$1.15M<0.1%+236+1.1%Added–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,881$1.16M<0.1%−4,184−8.4%Reduced–
ESSEssex Property Trust, Inc.COM4,080$1.16M<0.1%+27+0.7%AddedHistory
J P Morgan Exchange Traded F46654Q724HEDG EQU LAD ETF18,556$1.16M<0.1%−9,079−32.9%Reduced–
CBChubb LtdStock4,013$1.16M<0.1%−272−6.3%ReducedHistory
CCitigroup IncStock13,771$1.17M<0.1%−2,671−16.2%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF7,441$1.17M<0.1%−1,130−13.2%Reduced–
TJXTJX Companies IncStock9,537$1.18M<0.1%−131−1.4%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER97,429$1.19M<0.1%−2,895−2.9%ReducedHistory
CLXClorox CoStock9,991$1.20M<0.1%−824−7.6%ReducedHistory
First Trust Cloud Computing ETF33734X192ETF9,868$1.20M<0.1%−719−6.8%Reduced–
PWRQuanta Services, Inc.COM3,175$1.20M<0.1%+1,829+135.9%AddedHistory
APDAir Products & Chemicals, Inc.Stock4,277$1.21M<0.1%−841−16.4%ReducedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF50,210$1.22M<0.1%+2,742+5.8%Added–
Innovator ETFs Trust45782C730US EQT ULTRA BF34,280$1.22M<0.1%+34,280New–
Victory Portfolios II92647N535SHORT TRM BD ETF24,221$1.23M<0.1%+3,703+18.0%Added–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF48,575$1.23M<0.1%+1,778+3.8%Added–
UNPUnion Pacific CorpStock5,395$1.24M<0.1%−74−1.4%ReducedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2025
SecurityClassPutsCalls
UBERUber Technologies, IncStock–$269.1K
AAPLApple Inc.Stock–$265.1K
NVDANVIDIA CorpStock–$250.6K
SPYSPDR S&P 500 ETF TrustETF$101.4K–
XRXXerox Holdings CorpCOM NEW$9.94K–
NWLNewell Brands Inc.Stock$4.30K–

Sold out since Q1 2025 (94)

Positions held at the end of Q1 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
iShares Tr46434V787YLD OPTIM BD219,152$4.91M0.2%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF106,495$2.25M0.1%–
Tidal Tr II88636J105RTN STACKED BD122,720$2.08M0.1%–
T Rowe Price Exchange-Traded87283Q503US EQUI RESH ETF46,947$1.65M0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH13,762$1.42M<0.1%–
ROKURoku, IncCOM CL A18,001$1.27M<0.1%History
Innovator ETFs Trust45782C425US EQT ULTRA BFR38,325$1.24M<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS25,254$1.18M<0.1%History
SNSharkNinja, Inc.COM SHS13,500$1.13M<0.1%History
MASIMasimo CorpCOM6,365$1.06M<0.1%History
Innovator ETFs Trust45783Y350INTL DEVELOPED P39,270$1.05M<0.1%–
XUnited States Steel CorpCOM24,732$1.05M<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,332$795.6K<0.1%–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US10,211$776.4K<0.1%–
FRPTFreshpet, Inc.Stock8,299$690.2K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,433$568.8K<0.1%–
BIRKBirkenstock Holding plcCOM SHS12,015$550.9K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH9,343$499.4K<0.1%–
QUREuniQure N.V.SHS46,150$489.2K<0.1%History
Innovator ETFs Trust45784N767GROWTH 100 PWR B18,669$472.5K<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,000$426.0K<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW9,579$420.5K<0.1%–
Innovator ETFs Trust45782C599US SML CP PWR B13,687$400.6K<0.1%–
DFSDiscover Financial ServicesCOM2,261$385.9K<0.1%History
iShares Tr46429B671MSCI CHINA ETF7,001$380.9K<0.1%–
VERXVertex, Inc.Stock10,845$379.7K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM27,494$375.3K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,866$369.9K<0.1%–
DOCUDocuSign, Inc.Stock4,390$357.3K<0.1%History
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF15,984$349.4K<0.1%–
BECNQxo Building Products, Inc.COM2,500$309.3K<0.1%History
LWLamb Weston Holdings, Inc.Stock5,605$298.7K<0.1%History
LENLennar CorpCL A2,596$297.9K<0.1%History
QSRRestaurant Brands International Inc.COM4,352$290.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,147$288.8K<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,727$288.6K<0.1%–
Barrick Gold Corp067901108COM14,127$274.6K<0.1%–
OXLCOxford Lane Capital Corp.COM57,495$271.4K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,944$270.9K<0.1%–
iShares Tr464288752US HOME CONS ETF2,822$268.6K<0.1%–
TXTTextron IncCOM3,684$266.2K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$263.4K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,194$262.4K<0.1%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$259.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF1,880$258.3K<0.1%–
IBKRInteractive Brokers Group, Inc.Stock1,558$258.0K<0.1%History
RGNXREGENXBIO Inc.COM35,860$256.4K<0.1%History
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$250.5K<0.1%–
EXPDExpeditors International of Washington IncCOM2,060$247.7K<0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$246.4K<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$243.9K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$240.9K<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$238.5K<0.1%–
BABAAlibaba Group Holding LtdADR1,766$233.5K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$230.1K<0.1%–
DXDynex Capital IncCOM17,587$229.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF9,889$227.3K<0.1%–
BDXBecton Dickinson & CoStock982$224.9K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$224.2K<0.1%–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$223.1K<0.1%–
BRBroadridge Financial Solutions, Inc.Stock918$222.6K<0.1%History
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$220.1K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$218.4K<0.1%–
JDJD.com, Inc.SPON ADS CL A5,279$217.1K<0.1%History
IVTInvenTrust Properties Corp.COM NEW7,390$217.0K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$216.8K<0.1%–
Vanguard Wellington FD921935508US MOMENTUM1,418$215.1K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$212.6K<0.1%–
IFNAberdeen India Fund, Inc.COM13,431$211.8K<0.1%History
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$211.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,457$209.9K<0.1%–
iShares Tr46438G406IBONDS OCT 20258,160$209.5K<0.1%–
SNDXSyndax Pharmaceuticals IncCOM16,985$208.7K<0.1%History
PCARPaccar IncCOM2,133$207.7K<0.1%History
LKQLKQ CorpCOM4,824$205.2K<0.1%History
iShares Tr464287374NORTH AMERN NAT4,470$203.2K<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$202.2K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$160.5K<0.1%History
ACTUActuate Therapeutics, Inc.COM23,675$160.3K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$159.7K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM23,575$157.2K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A19,322$142.4K<0.1%History
EVVEaton Vance Ltd Duration Income FundCOM12,211$121.9K<0.1%History
INABIN8BIO, Inc.COM700,680$116.3K<0.1%History
LTRNLantern Pharma Inc.COM28,650$101.4K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM12,541$99.8K<0.1%History
LUNRIntuitive Machines, Inc.CLASS A COM10,415$77.6K<0.1%History
BGSB&G Foods, Inc.COM10,050$69.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW17,389$54.8K<0.1%History
BBDBank BradescoSP ADR PFD NEW19,463$43.4K<0.1%History
ACHVAchieve Life Sciences, Inc.COM12,950$34.6K<0.1%History
ESPREsperion Therapeutics, Inc.COM12,250$17.6K<0.1%History
DNNDenison Mines Corp.COM12,000$15.6K<0.1%History
CMLSQCumulus Media IncCOM CL A14,119$6.24K<0.1%History