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Livermore
Livermore
ZHEN

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Aug 5, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
1,238
+48 vs. Q1 2025
Portfolio value
$3.33B
+$190.5M (+6.1%) vs. Q1 2025
Filed
Aug 5, 2025
SEC
Holdings of Sigma Planning Corp in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
First Tr Exchng Traded FD VI33740F342FT VEST U.S18,965$438.1K<0.1%−373−1.9%Reduced–
SRESempraStock5,799$439.4K<0.1%−340−5.5%ReducedHistory
BMAMacro Bank Inc.SPON ADR B6,275$440.5K<0.1%00.0%UnchangedHistory
HBANHuntington Bancshares IncCOM26,309$440.9K<0.1%+1,019+4.0%AddedHistory
WisdomTree Tr97717W422INDIA ERNGS FD9,315$442.2K<0.1%+278+3.1%Added–
STXSeagate Technology Holdings plcORD SHS3,066$442.5K<0.1%−15−0.5%ReducedHistory
AEEAmeren CorpCOM4,627$444.4K<0.1%+4,627NewHistory
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,182$446.1K<0.1%−5,016−20.7%Reduced–
NLYAnnaly Capital Management IncREIT23,730$446.6K<0.1%−844−3.4%ReducedHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B12,685$447.4K<0.1%−498−3.8%ReducedHistory
TRUTransUnionCOM5,085$447.5K<0.1%+5,085NewHistory
Fidelity MSCI Energy Index ETF316092402ETF19,086$447.6K<0.1%−558−2.8%Reduced–
iShares Tr46434V290US SML CAP EQT6,587$447.6K<0.1%+372+6.0%Added–
TSCOTractor Supply CoCOM8,493$448.2K<0.1%−1,470−14.8%ReducedHistory
Timothy Plan887432326HIG DV STK ETF11,857$448.2K<0.1%+50.0%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF10,511$449.3K<0.1%+2,012+23.7%Added–
Dimensional ETF Trust25434V104US CORE EQT MKT10,622$450.0K<0.1%−748−6.6%Reduced–
TTETotalEnergies SESPONSORED ADS7,332$451.2K<0.1%+919+14.3%AddedHistory
Innovator ETFs Trust45782C383US EQTY PWR BUF10,710$452.3K<0.1%−1,702−13.7%Reduced–
MKCMcCormick & Co IncStock5,979$453.4K<0.1%+108+1.8%AddedHistory
BROSDutch Bros Inc.CL A6,641$454.1K<0.1%+1,061+19.0%AddedHistory
Innovator ETFs Trust45782C680US EQTY PWR BF11,228$454.3K<0.1%−4,923−30.5%Reduced–
CHDChurch & Dwight Co IncCOM4,727$454.3K<0.1%+69+1.5%AddedHistory
Innovator ETFs Trust45782C664US EQTY BUF SEP10,079$455.2K<0.1%−322−3.1%Reduced–
SILASila Realty Trust, Inc.COMMON STOCK19,235$455.3K<0.1%−6,583−25.5%ReducedHistory
CINFCincinnati Financial CorpCOM3,060$455.7K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45782C508US EQTY PWR BUF10,372$456.9K<0.1%−1,593−13.3%Reduced–
Schwab US Tips ETF808524870ETF17,173$458.2K<0.1%−559−3.2%Reduced–
Fidelity Covington Trust316092790QLTY FCTOR ETF6,606$460.0K<0.1%+373+6.0%Added–
iShares Tr46438G505IBONDS OCT 202617,820$462.6K<0.1%−7,381−29.3%Reduced–
AMAntero Midstream CorpStock24,457$463.5K<0.1%−3,177−11.5%ReducedHistory
ABNBAirbnb, Inc.Stock3,511$464.6K<0.1%+579+19.7%AddedHistory
ETREntergy CorpCOM5,612$466.5K<0.1%+338+6.4%AddedHistory
EOGEOG Resources IncStock3,904$467.0K<0.1%−2,355−37.6%ReducedHistory
Innovator ETFs Trust45782C326US EQTY BUFR MAY11,068$467.1K<0.1%−903−7.5%Reduced–
Innovator ETFs Trust45782C391US EQTY BUFR MAR9,525$467.1K<0.1%−2,059−17.8%Reduced–
Global X FDS37954Y632ARTIFICIAL ETF10,729$468.8K<0.1%+1,189+12.5%Added–
NNNNNN REIT, Inc.REIT10,906$470.9K<0.1%+281+2.6%AddedHistory
Global X FDS37960A529DEFENSE TECH ETF7,844$472.8K<0.1%+7,844New–
CRCrane CoCOMMON STOCK2,490$472.8K<0.1%00.0%UnchangedHistory
iShares Core MSCI Europe ETF46434V738ETF7,157$473.8K<0.1%+2,793+64.0%Added–
First Trust Financials Alphadex Fund33734X135ETF8,453$473.9K<0.1%+927+12.3%Added–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,199$476.3K<0.1%−893−8.1%Reduced–
iShares Inc464286871MSCI HONG KG ETF24,004$476.7K<0.1%+6,073+33.9%Added–
GPCGenuine Parts CoStock3,944$478.4K<0.1%−35−0.9%ReducedHistory
First Tr Exchange Traded FD33741L108DORSY WR MOMNT13,680$480.3K<0.1%+4,875+55.4%Added–
iShares Tr46435U713US INFRASTRUC9,769$480.5K<0.1%+100+1.0%Added–
AMCRAmcor plcORD52,627$483.6K<0.1%+13,933+36.0%AddedHistory
LEUCentrus Energy CorpStock2,647$484.9K<0.1%+2,647NewHistory
SKTTanger Inc.COM15,898$486.2K<0.1%−199−1.2%ReducedHistory
SPGSimon Property Group Inc.REIT3,025$486.4K<0.1%−5,861−66.0%ReducedHistory
Aris Water Solutions, Inc.04041L106CLASS A COM20,642$488.2K<0.1%−4,445−17.7%Reduced–
DKSDick's Sporting Goods, Inc.Stock2,485$491.5K<0.1%+97+4.1%AddedHistory
CPNGCoupang, Inc.CL A16,413$491.7K<0.1%+933+6.0%AddedHistory
SPDR Series Trust78468R523ST STR BL 12 ETF4,975$494.7K<0.1%+370+8.0%Added–
HRLHormel Foods CorpCOM16,442$497.4K<0.1%+30.0%AddedHistory
TGITriumph Group IncCOM19,400$499.6K<0.1%+19,400NewHistory
HIIHuntington Ingalls Industries, Inc.COM2,072$500.2K<0.1%−347−14.3%ReducedHistory
SYYSysco CorpStock6,623$501.6K<0.1%−913−12.1%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF14,007$502.0K<0.1%+3,238+30.1%Added–
iShares Tr46435G672CORE INTL AGGR9,840$502.7K<0.1%+9,840New–
Capital Grp Fixed Incm ETF T14020Y201MUN INM ETF18,963$506.1K<0.1%+4,360+29.9%Added–
SPDR Series Trust78464A805ST STR PR SP15006,759$506.2K<0.1%−17,783−72.5%Reduced–
GSLGlobal Ship Lease, Inc.COM CL A19,250$506.5K<0.1%+600+3.2%AddedHistory
Innovator ETFs Trust45782C540US EQTY PWR BUF12,757$510.4K<0.1%+782+6.5%Added–
IOTSamsara Inc.Stock12,845$511.0K<0.1%−673−5.0%ReducedHistory
INTUIntuit Inc.Stock653$514.1K<0.1%−23−3.4%ReducedHistory
CICigna GroupStock1,559$515.5K<0.1%−480−23.5%ReducedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD16,255$516.3K<0.1%−465−2.8%Reduced–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,180$517.6K<0.1%−309−3.6%Reduced–
GDVGabelli Dividend & Income TrustCOM19,924$518.2K<0.1%−239−1.2%ReducedHistory
ZTSZoetis Inc.Stock3,325$518.5K<0.1%+100+3.1%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock2,071$519.5K<0.1%−61−2.9%ReducedHistory
Fidelity Covington Trust31609A206ENHANCED SML CAP16,247$519.7K<0.1%+16,247New–
Fidelity Covington Trust316092824LOW VOLITY ETF8,279$519.9K<0.1%+650+8.5%Added–
SWKStanley Black & Decker, Inc.COM7,682$520.4K<0.1%+1,277+19.9%AddedHistory
GEHCGE HealthCare Technologies Inc.Stock7,057$522.7K<0.1%+1,071+17.9%AddedHistory
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR19,002$524.8K<0.1%−371−1.9%Reduced–
VanEck ETF Trust92189H409HIGH YLD MUNIETF10,496$527.0K<0.1%+145+1.4%Added–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST26,560$528.4K<0.1%+1,059+4.2%Added–
Innovator ETFs Trust45782C409US EQTY BUFR JAN10,565$530.6K<0.1%−823−7.2%Reduced–
PYPLPayPal Holdings, Inc.Stock7,205$535.4K<0.1%−798−10.0%ReducedHistory
GNWGenworth Financial IncCOM SHS68,896$536.0K<0.1%−13,185−16.1%ReducedHistory
ZIMZIM Integrated Shipping Services Ltd.SHS33,331$536.3K<0.1%−8,288−19.9%ReducedHistory
Vanguard Communication Services ETF92204A884ETF3,138$536.6K<0.1%−565−15.3%Reduced–
First Tr Exchange-Traded FD33733E807NAT GAS ETF23,227$536.8K<0.1%+23,227New–
OPFIOppFi Inc.COM CL A38,396$537.2K<0.1%+38,396NewHistory
PAYCPaycom Software, Inc.Stock2,324$537.9K<0.1%+2,324NewHistory
CORCencora, Inc.Stock1,796$538.5K<0.1%−129−6.7%ReducedHistory
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE14,190$543.2K<0.1%+4,934+53.3%Added–
Capital Group Equity ETF Tr14022A102US SM MI CA ETF20,281$545.2K<0.1%+281+1.4%Added–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT9,669$545.4K<0.1%−138−1.4%Reduced–
Innovator ETFs Trust45782C557US EQTY BUF DEC12,163$549.3K<0.1%−316−2.5%Reduced–
CCLCarnival Corp Ltd.UNIT 99/99/999919,613$551.5K<0.1%−93−0.5%ReducedHistory
ADIAnalog Devices IncStock2,320$552.2K<0.1%+24+1.0%AddedHistory
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF11,131$552.6K<0.1%+2,564+29.9%Added–
MRSHMarsh & McLennan Companies, Inc.Stock2,529$552.8K<0.1%+275+12.2%AddedHistory
CMICummins IncStock1,690$553.6K<0.1%−361−17.6%ReducedHistory
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH8,121$554.6K<0.1%−725−8.2%Reduced–
IONQIonQ, Inc.COM12,915$555.0K<0.1%+12,915NewHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2025
SecurityClassPutsCalls
UBERUber Technologies, IncStock–$269.1K
AAPLApple Inc.Stock–$265.1K
NVDANVIDIA CorpStock–$250.6K
SPYSPDR S&P 500 ETF TrustETF$101.4K–
XRXXerox Holdings CorpCOM NEW$9.94K–
NWLNewell Brands Inc.Stock$4.30K–

Sold out since Q1 2025 (94)

Positions held at the end of Q1 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
iShares Tr46434V787YLD OPTIM BD219,152$4.91M0.2%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF106,495$2.25M0.1%–
Tidal Tr II88636J105RTN STACKED BD122,720$2.08M0.1%–
T Rowe Price Exchange-Traded87283Q503US EQUI RESH ETF46,947$1.65M0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH13,762$1.42M<0.1%–
ROKURoku, IncCOM CL A18,001$1.27M<0.1%History
Innovator ETFs Trust45782C425US EQT ULTRA BFR38,325$1.24M<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS25,254$1.18M<0.1%History
SNSharkNinja, Inc.COM SHS13,500$1.13M<0.1%History
MASIMasimo CorpCOM6,365$1.06M<0.1%History
Innovator ETFs Trust45783Y350INTL DEVELOPED P39,270$1.05M<0.1%–
XUnited States Steel CorpCOM24,732$1.05M<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,332$795.6K<0.1%–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US10,211$776.4K<0.1%–
FRPTFreshpet, Inc.Stock8,299$690.2K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,433$568.8K<0.1%–
BIRKBirkenstock Holding plcCOM SHS12,015$550.9K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH9,343$499.4K<0.1%–
QUREuniQure N.V.SHS46,150$489.2K<0.1%History
Innovator ETFs Trust45784N767GROWTH 100 PWR B18,669$472.5K<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,000$426.0K<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW9,579$420.5K<0.1%–
Innovator ETFs Trust45782C599US SML CP PWR B13,687$400.6K<0.1%–
DFSDiscover Financial ServicesCOM2,261$385.9K<0.1%History
iShares Tr46429B671MSCI CHINA ETF7,001$380.9K<0.1%–
VERXVertex, Inc.Stock10,845$379.7K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM27,494$375.3K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,866$369.9K<0.1%–
DOCUDocuSign, Inc.Stock4,390$357.3K<0.1%History
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF15,984$349.4K<0.1%–
BECNQxo Building Products, Inc.COM2,500$309.3K<0.1%History
LWLamb Weston Holdings, Inc.Stock5,605$298.7K<0.1%History
LENLennar CorpCL A2,596$297.9K<0.1%History
QSRRestaurant Brands International Inc.COM4,352$290.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,147$288.8K<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,727$288.6K<0.1%–
Barrick Gold Corp067901108COM14,127$274.6K<0.1%–
OXLCOxford Lane Capital Corp.COM57,495$271.4K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,944$270.9K<0.1%–
iShares Tr464288752US HOME CONS ETF2,822$268.6K<0.1%–
TXTTextron IncCOM3,684$266.2K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$263.4K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,194$262.4K<0.1%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$259.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF1,880$258.3K<0.1%–
IBKRInteractive Brokers Group, Inc.Stock1,558$258.0K<0.1%History
RGNXREGENXBIO Inc.COM35,860$256.4K<0.1%History
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$250.5K<0.1%–
EXPDExpeditors International of Washington IncCOM2,060$247.7K<0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$246.4K<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$243.9K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$240.9K<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$238.5K<0.1%–
BABAAlibaba Group Holding LtdADR1,766$233.5K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$230.1K<0.1%–
DXDynex Capital IncCOM17,587$229.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF9,889$227.3K<0.1%–
BDXBecton Dickinson & CoStock982$224.9K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$224.2K<0.1%–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$223.1K<0.1%–
BRBroadridge Financial Solutions, Inc.Stock918$222.6K<0.1%History
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$220.1K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$218.4K<0.1%–
JDJD.com, Inc.SPON ADS CL A5,279$217.1K<0.1%History
IVTInvenTrust Properties Corp.COM NEW7,390$217.0K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$216.8K<0.1%–
Vanguard Wellington FD921935508US MOMENTUM1,418$215.1K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$212.6K<0.1%–
IFNAberdeen India Fund, Inc.COM13,431$211.8K<0.1%History
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$211.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,457$209.9K<0.1%–
iShares Tr46438G406IBONDS OCT 20258,160$209.5K<0.1%–
SNDXSyndax Pharmaceuticals IncCOM16,985$208.7K<0.1%History
PCARPaccar IncCOM2,133$207.7K<0.1%History
LKQLKQ CorpCOM4,824$205.2K<0.1%History
iShares Tr464287374NORTH AMERN NAT4,470$203.2K<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$202.2K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$160.5K<0.1%History
ACTUActuate Therapeutics, Inc.COM23,675$160.3K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$159.7K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM23,575$157.2K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A19,322$142.4K<0.1%History
EVVEaton Vance Ltd Duration Income FundCOM12,211$121.9K<0.1%History
INABIN8BIO, Inc.COM700,680$116.3K<0.1%History
LTRNLantern Pharma Inc.COM28,650$101.4K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM12,541$99.8K<0.1%History
LUNRIntuitive Machines, Inc.CLASS A COM10,415$77.6K<0.1%History
BGSB&G Foods, Inc.COM10,050$69.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW17,389$54.8K<0.1%History
BBDBank BradescoSP ADR PFD NEW19,463$43.4K<0.1%History
ACHVAchieve Life Sciences, Inc.COM12,950$34.6K<0.1%History
ESPREsperion Therapeutics, Inc.COM12,250$17.6K<0.1%History
DNNDenison Mines Corp.COM12,000$15.6K<0.1%History
CMLSQCumulus Media IncCOM CL A14,119$6.24K<0.1%History