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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Aug 5, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
1,238
+48 vs. Q1 2025
Portfolio value
$3.33B
+$190.5M (+6.1%) vs. Q1 2025
Filed
Aug 5, 2025
SEC
Holdings of Sigma Planning Corp in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI4,362$266.6K<0.1%+4,362New–
AUAngloGold Ashanti PLCCOM SHS5,884$268.1K<0.1%+5,884NewHistory
AGOAssured Guaranty LtdCOM3,081$268.3K<0.1%−27−0.9%ReducedHistory
ZIONZions Bancorporation, National AssociationCOM5,189$269.5K<0.1%+163+3.2%AddedHistory
AALAmerican Airlines Group Inc.Stock24,035$269.7K<0.1%−1,693−6.6%ReducedHistory
STZConstellation Brands, Inc.Stock1,659$269.8K<0.1%−281−14.5%ReducedHistory
APLEApple Hospitality REIT, Inc.REIT23,171$270.4K<0.1%+136+0.6%AddedHistory
First Tr Exchange-Traded FD33735T109COMMON SHS17,416$270.6K<0.1%+450+2.7%Added–
Innovator ETFs Trust45782C573US EQTY PWR BUF6,880$271.9K<0.1%−346−4.8%Reduced–
Flexshares Tr33939L688STOX GLB INDEX1,449$271.9K<0.1%+1,449New–
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,882$272.0K<0.1%+221+3.9%Added–
FIXComfort Systems USA IncCOM510$273.5K<0.1%+510NewHistory
AZOAutoZone IncCOM74$274.7K<0.1%−9−10.8%ReducedHistory
MASMasco CorpCOM4,272$275.0K<0.1%−855−16.7%ReducedHistory
iShares Tr464287796U.S. ENERGY ETF6,084$275.1K<0.1%−1,415−18.9%Reduced–
Trust for Professional Manag89834G737ACTIVEPASSIVE EQ8,316$277.1K<0.1%+8,316New–
BlackRock ETF Trust09290C780ISHA I IN TE ETF9,644$278.2K<0.1%+9,644New–
Columbia ETF Tr II19762B707INDIA CONSMR ETF4,305$279.3K<0.1%+27+0.6%Added–
Fidelity Covington Trust316092857MSCI RL EST ETF10,337$279.5K<0.1%−612−5.6%Reduced–
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI3,050$280.9K<0.1%+139+4.8%Added–
ALHCAlignment Healthcare, Inc.COM20,070$281.0K<0.1%+20,070NewHistory
UGIUgi CorpStock7,766$282.9K<0.1%−161−2.0%ReducedHistory
ARK ETF Tr00214Q203AUTNMUS TECHNLGY3,172$282.9K<0.1%−791−20.0%Reduced–
PTCPTC Inc.Stock1,642$283.0K<0.1%−1,686−50.7%ReducedHistory
HUBBHubbell IncCOM697$284.5K<0.1%−382−35.4%ReducedHistory
WYWeyerhaeuser CoCOM NEW11,097$285.1K<0.1%−609−5.2%ReducedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS4,773$285.4K<0.1%−86−1.8%Reduced–
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI14,011$287.2K<0.1%+2,402+20.7%Added–
First Tr Exchng Traded FD VI33740U786FT VEST U.S7,411$287.8K<0.1%00.0%Unchanged–
State Street SPDR S&P Regional Banking ETF78464A698ETF4,861$288.7K<0.1%−740−13.2%Reduced–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF3,629$289.4K<0.1%−145−3.8%Reduced–
NXTNextpower Inc.Stock5,326$289.6K<0.1%+5,326NewHistory
HLTHilton Worldwide Holdings Inc.COM1,088$289.8K<0.1%−203−15.7%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF11,466$290.1K<0.1%+2,703+30.8%Added–
IDXXIDEXX Laboratories IncCOM541$290.2K<0.1%+36+7.1%AddedHistory
DJTWWTrump Media & Technology Group Corp.*W EXP 03/25/20225,415$290.2K<0.1%+25,415NewHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM32,264$291.7K<0.1%−1,446−4.3%ReducedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF6,883$293.2K<0.1%+546+8.6%Added–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER4,711$294.4K<0.1%−35−0.7%Reduced–
TPLTexas Pacific Land CorpStock280$295.8K<0.1%+107+61.8%AddedHistory
HSYHershey CoCOM1,785$296.2K<0.1%−349−16.4%ReducedHistory
iShares Tr46435G243ESG AWRE 1 5 YR11,770$296.3K<0.1%−610−4.9%Reduced–
CCICrown Castle Inc.REIT2,886$296.5K<0.1%−1,328−31.5%ReducedHistory
CDECoeur Mining, Inc.COM NEW33,598$297.7K<0.1%−3,670−9.8%ReducedHistory
UNMUnum GroupStock3,686$297.7K<0.1%+177+5.0%AddedHistory
Global X FDS37954Y475S&P 500 COVERED7,680$299.0K<0.1%−2,415−23.9%Reduced–
WisdomTree Tr97717Y527FLOATNG RAT TREA5,959$299.8K<0.1%−1,531−20.4%Reduced–
Golden Ocean Group LtdG39637205SHS NEW40,964$299.9K<0.1%+23,209+130.7%Added–
EMEEMCOR Group, Inc.Stock561$300.1K<0.1%+561NewHistory
NGGNational Grid PLCSPONSORED ADR NE4,036$300.3K<0.1%+4,036NewHistory
Sprott FDS Tr85208P808JUNIOR URANIUM14,234$300.8K<0.1%+14,234New–
CROXCrocs, Inc.COM2,974$301.2K<0.1%−502−14.4%ReducedHistory
GWWW.W. Grainger, Inc.Stock290$302.0K<0.1%+52+21.8%AddedHistory
EWEdwards Lifesciences CorpStock3,865$302.3K<0.1%−190−4.7%ReducedHistory
PIMCO ETF Tr72201R585MULTISECTOR BD11,487$304.9K<0.1%+2,540+28.4%Added–
Dimensional ETF Trust25434V666US LARG VALU ETF9,847$305.5K<0.1%+9,847New–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,503$305.6K<0.1%−641−15.5%Reduced–
UTFCohen & Steers Infrastructure Fund IncCOM11,370$306.4K<0.1%+1,083+10.5%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT9,162$306.9K<0.1%+1,236+15.6%AddedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,138$307.8K<0.1%−444−6.7%Reduced–
iShares U S ETF Tr46431W705INT RT HDG C B3,334$308.1K<0.1%+53+1.6%Added–
LNTAlliant Energy CorpStock5,117$309.5K<0.1%−1,459−22.2%ReducedHistory
Fidelity Covington Trust316092709MSCI INDL INDX4,000$310.1K<0.1%−27−0.7%Reduced–
ARAntero Resources CorpCOM7,699$310.1K<0.1%+156+2.1%AddedHistory
SPDR Series Trust78464A706ST STR GLB DOW2,061$310.5K<0.1%−62−2.9%Reduced–
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT5,984$311.1K<0.1%−1,256−17.3%Reduced–
iShares Tr464288208MRGSTR MD CP ETF3,911$311.6K<0.1%+4+0.1%Added–
RDDTReddit, Inc.Stock2,080$313.2K<0.1%−14,719−87.6%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock1,696$316.1K<0.1%−36−2.1%ReducedHistory
CTVACorteva, Inc.Stock4,252$316.9K<0.1%+69+1.6%AddedHistory
MSCIMSCI Inc.Stock551$318.0K<0.1%−53−8.8%ReducedHistory
IIPRInnovative Industrial Properties IncCOM5,758$318.0K<0.1%+1,381+31.6%AddedHistory
ALLEAllegion plcORD SHS2,224$320.6K<0.1%+373+20.2%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR4,600$321.5K<0.1%+71+1.6%AddedHistory
American Centy ETF Tr025072885US EQT ETF3,195$322.2K<0.1%−761−19.2%Reduced–
American Centy ETF Tr025072505DIVERSIFIED MU6,585$322.2K<0.1%+58+0.9%Added–
BXSLBlackstone Secured Lending FundCOMMON STOCK10,482$322.3K<0.1%−200−1.9%ReducedHistory
WSMWilliams Sonoma IncCOM1,982$323.8K<0.1%−40−2.0%ReducedHistory
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,680$324.8K<0.1%+48+0.7%Added–
PPCPilgrims Pride CorpStock7,233$325.3K<0.1%−14,772−67.1%ReducedHistory
SBLKStar Bulk Carriers Corp.SHS PAR18,861$325.4K<0.1%−5,148−21.4%ReducedHistory
ULTAUlta Beauty, Inc.Stock705$329.7K<0.1%−123−14.9%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR6,979$330.3K<0.1%+61+0.9%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM631$331.4K<0.1%−158−20.0%ReducedHistory
HPHelmerich & Payne, Inc.COM21,919$332.3K<0.1%+21,919NewHistory
LIFLife360, Inc.COM5,100$332.8K<0.1%+5,100NewHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB17,066$333.1K<0.1%−4,594−21.2%Reduced–
USBUS Bancorp DECOM NEW7,428$336.1K<0.1%+69+0.9%AddedHistory
CRMDCorMedix Inc.COM27,368$337.2K<0.1%−8,937−24.6%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG3,668$339.7K<0.1%−51−1.4%Reduced–
PENPenumbra IncCOM1,328$340.8K<0.1%+1,328NewHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF30,749$342.2K<0.1%−52,759−63.2%Reduced–
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,607$342.7K<0.1%−153−4.1%Reduced–
iShares Tr464288273EAFE SML CP ETF4,716$342.8K<0.1%+4,716New–
MPLXMPLX LPCOM UNIT REP LTD6,688$344.5K<0.1%−935−12.3%ReducedHistory
LIVELive Ventures IncCOM NEW19,828$344.6K<0.1%−268−1.3%ReducedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE3,307$344.9K<0.1%+517+18.5%Added–
Innovator ETFs Trust45782C433US EQTY BUFR FEB7,746$345.9K<0.1%−1,315−14.5%Reduced–
STRLSterling Infrastructure, Inc.COM1,500$346.0K<0.1%+1,500NewHistory
SFMSprouts Farmers Market, Inc.COM2,111$347.6K<0.1%+345+19.5%AddedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2025
SecurityClassPutsCalls
UBERUber Technologies, IncStock–$269.1K
AAPLApple Inc.Stock–$265.1K
NVDANVIDIA CorpStock–$250.6K
SPYSPDR S&P 500 ETF TrustETF$101.4K–
XRXXerox Holdings CorpCOM NEW$9.94K–
NWLNewell Brands Inc.Stock$4.30K–

Sold out since Q1 2025 (94)

Positions held at the end of Q1 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
iShares Tr46434V787YLD OPTIM BD219,152$4.91M0.2%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF106,495$2.25M0.1%–
Tidal Tr II88636J105RTN STACKED BD122,720$2.08M0.1%–
T Rowe Price Exchange-Traded87283Q503US EQUI RESH ETF46,947$1.65M0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH13,762$1.42M<0.1%–
ROKURoku, IncCOM CL A18,001$1.27M<0.1%History
Innovator ETFs Trust45782C425US EQT ULTRA BFR38,325$1.24M<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS25,254$1.18M<0.1%History
SNSharkNinja, Inc.COM SHS13,500$1.13M<0.1%History
MASIMasimo CorpCOM6,365$1.06M<0.1%History
Innovator ETFs Trust45783Y350INTL DEVELOPED P39,270$1.05M<0.1%–
XUnited States Steel CorpCOM24,732$1.05M<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,332$795.6K<0.1%–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US10,211$776.4K<0.1%–
FRPTFreshpet, Inc.Stock8,299$690.2K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,433$568.8K<0.1%–
BIRKBirkenstock Holding plcCOM SHS12,015$550.9K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH9,343$499.4K<0.1%–
QUREuniQure N.V.SHS46,150$489.2K<0.1%History
Innovator ETFs Trust45784N767GROWTH 100 PWR B18,669$472.5K<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,000$426.0K<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW9,579$420.5K<0.1%–
Innovator ETFs Trust45782C599US SML CP PWR B13,687$400.6K<0.1%–
DFSDiscover Financial ServicesCOM2,261$385.9K<0.1%History
iShares Tr46429B671MSCI CHINA ETF7,001$380.9K<0.1%–
VERXVertex, Inc.Stock10,845$379.7K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM27,494$375.3K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,866$369.9K<0.1%–
DOCUDocuSign, Inc.Stock4,390$357.3K<0.1%History
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF15,984$349.4K<0.1%–
BECNQxo Building Products, Inc.COM2,500$309.3K<0.1%History
LWLamb Weston Holdings, Inc.Stock5,605$298.7K<0.1%History
LENLennar CorpCL A2,596$297.9K<0.1%History
QSRRestaurant Brands International Inc.COM4,352$290.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,147$288.8K<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,727$288.6K<0.1%–
Barrick Gold Corp067901108COM14,127$274.6K<0.1%–
OXLCOxford Lane Capital Corp.COM57,495$271.4K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,944$270.9K<0.1%–
iShares Tr464288752US HOME CONS ETF2,822$268.6K<0.1%–
TXTTextron IncCOM3,684$266.2K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$263.4K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,194$262.4K<0.1%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$259.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF1,880$258.3K<0.1%–
IBKRInteractive Brokers Group, Inc.Stock1,558$258.0K<0.1%History
RGNXREGENXBIO Inc.COM35,860$256.4K<0.1%History
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$250.5K<0.1%–
EXPDExpeditors International of Washington IncCOM2,060$247.7K<0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$246.4K<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$243.9K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$240.9K<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$238.5K<0.1%–
BABAAlibaba Group Holding LtdADR1,766$233.5K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$230.1K<0.1%–
DXDynex Capital IncCOM17,587$229.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF9,889$227.3K<0.1%–
BDXBecton Dickinson & CoStock982$224.9K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$224.2K<0.1%–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$223.1K<0.1%–
BRBroadridge Financial Solutions, Inc.Stock918$222.6K<0.1%History
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$220.1K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$218.4K<0.1%–
JDJD.com, Inc.SPON ADS CL A5,279$217.1K<0.1%History
IVTInvenTrust Properties Corp.COM NEW7,390$217.0K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$216.8K<0.1%–
Vanguard Wellington FD921935508US MOMENTUM1,418$215.1K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$212.6K<0.1%–
IFNAberdeen India Fund, Inc.COM13,431$211.8K<0.1%History
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$211.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,457$209.9K<0.1%–
iShares Tr46438G406IBONDS OCT 20258,160$209.5K<0.1%–
SNDXSyndax Pharmaceuticals IncCOM16,985$208.7K<0.1%History
PCARPaccar IncCOM2,133$207.7K<0.1%History
LKQLKQ CorpCOM4,824$205.2K<0.1%History
iShares Tr464287374NORTH AMERN NAT4,470$203.2K<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$202.2K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$160.5K<0.1%History
ACTUActuate Therapeutics, Inc.COM23,675$160.3K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$159.7K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM23,575$157.2K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A19,322$142.4K<0.1%History
EVVEaton Vance Ltd Duration Income FundCOM12,211$121.9K<0.1%History
INABIN8BIO, Inc.COM700,680$116.3K<0.1%History
LTRNLantern Pharma Inc.COM28,650$101.4K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM12,541$99.8K<0.1%History
LUNRIntuitive Machines, Inc.CLASS A COM10,415$77.6K<0.1%History
BGSB&G Foods, Inc.COM10,050$69.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW17,389$54.8K<0.1%History
BBDBank BradescoSP ADR PFD NEW19,463$43.4K<0.1%History
ACHVAchieve Life Sciences, Inc.COM12,950$34.6K<0.1%History
ESPREsperion Therapeutics, Inc.COM12,250$17.6K<0.1%History
DNNDenison Mines Corp.COM12,000$15.6K<0.1%History
CMLSQCumulus Media IncCOM CL A14,119$6.24K<0.1%History