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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Aug 5, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
1,238
+48 vs. Q1 2025
Portfolio value
$3.33B
+$190.5M (+6.1%) vs. Q1 2025
Filed
Aug 5, 2025
SEC
Holdings of Sigma Planning Corp in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
PBAPembina Pipeline CorpCOM5,862$219.9K<0.1%−4,562−43.8%ReducedHistory
Fidelity Covington Trust31609A503ENH MID COR ETF6,389$219.9K<0.1%−419−6.2%Reduced–
SPDR Series Trust78468R861STATE STRET SPDR11,497$220.1K<0.1%+11,497New–
HIGHartford Insurance Group, Inc.Stock1,736$220.2K<0.1%+1,736NewHistory
AGNTAGNT, Inc.COM24,238$220.6K<0.1%+140+0.6%AddedHistory
VRSNVerisign IncCOM765$221.0K<0.1%+765NewHistory
EIXEdison InternationalStock4,315$222.7K<0.1%+475+12.4%AddedHistory
Franklin Templeton ETF Tr35473P421FOCUSED DYNAMIC5,072$223.1K<0.1%+5,072New–
SCCOSouthern Copper CorpStock2,213$223.9K<0.1%+22+1.0%AddedHistory
HCAHCA Healthcare, Inc.COM585$224.3K<0.1%+585NewHistory
MPMP Materials Corp.COM CL A6,743$224.3K<0.1%+6,743NewHistory
iShares Tr464287754US INDUSTRIALS1,581$225.0K<0.1%+1,581New–
Cohen & Steers ETF Trust19249U302NATURAL RES ACTI8,516$225.3K<0.1%−1,484−14.8%Reduced–
iShares Tr4642886613 7 YR TREAS BD1,894$225.5K<0.1%−1,231−39.4%Reduced–
Innovator ETFs Trust45782C748US EQTY PWR BUF5,677$225.7K<0.1%+5,677New–
BJBJ's Wholesale Club Holdings, Inc.COM2,095$225.9K<0.1%+2,095NewHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD9,265$226.5K<0.1%+9,265New–
Innovator ETFs Trust45782C318US EQTY PWR BUF5,995$226.5K<0.1%−349−5.5%Reduced–
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,824$226.7K<0.1%−2,133−30.7%Reduced–
ELFe.l.f. Beauty, Inc.COM1,824$227.0K<0.1%+1,824NewHistory
MTZMastec IncCOM1,333$227.2K<0.1%+1,333NewHistory
RQICohen & Steers Quality Income Realty Fund IncCEF18,251$227.2K<0.1%−7,188−28.3%ReducedHistory
LOARLoar Holdings Inc.COM SHS2,637$227.2K<0.1%+2,637NewHistory
Innovator ETFs Trust45782C334GRWT100 PWR BF4,459$227.5K<0.1%+4+0.1%Added–
CQPCheniere Energy Partners, L.P.COM UNIT4,069$228.0K<0.1%−582−12.5%ReducedHistory
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT2,322$228.3K<0.1%−1,148−33.1%Reduced–
iShares Tr464287770U.S. FIN SVC ETF2,684$229.8K<0.1%−479−15.1%Reduced–
GFIGold Fields LtdSPONSORED ADR9,711$229.9K<0.1%+9,711NewHistory
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF11,670$230.1K<0.1%+477+4.3%Added–
SPDR Series Trust78468R408ST TERM HIGH ETF9,032$230.1K<0.1%+9,032New–
CHKPCheck Point Software Technologies LtdORD1,042$230.6K<0.1%+1,042NewHistory
SESea LtdSPONSORD ADS1,443$230.8K<0.1%+1,443NewHistory
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF4,675$231.0K<0.1%+4,675New–
ASTSAST SpaceMobile, Inc.COM CL A4,945$231.1K<0.1%+4,945NewHistory
TMToyota Motor CorpADS1,342$231.2K<0.1%−680−33.6%ReducedHistory
VanEck ETF Trust92189H748CLO ETF4,398$232.9K<0.1%−324−6.9%Reduced–
Timothy Plan887432359US LRGMD CP CORE5,222$234.4K<0.1%−368−6.6%Reduced–
SYMSymbotic Inc.Stock6,042$234.7K<0.1%+6,042NewHistory
SPDR Series Trust78464A722ST STR SP PHARMA5,801$235.4K<0.1%−93−1.6%Reduced–
FCFSFirstCash Holdings, Inc.COM1,742$235.4K<0.1%+1,742NewHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG1,941$235.6K<0.1%−17−0.9%Reduced–
SPDR Series Trust78468R531SPDR S&P 500 ESG4,029$235.9K<0.1%−3−0.1%Reduced–
INGRIngredion IncCOM1,751$237.5K<0.1%−55−3.0%ReducedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF5,757$237.8K<0.1%+5,757New–
WHRWhirlpool CorpStock2,347$238.0K<0.1%−21−0.9%ReducedHistory
ZBHZimmer Biomet Holdings, Inc.Stock2,612$238.3K<0.1%−3,086−54.2%ReducedHistory
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM5,472$238.9K<0.1%+5,472New–
iShares Tr464287622RUS 1000 ETF704$239.0K<0.1%−23−3.2%Reduced–
iShares Tr46438G612LARG CAP JUN ETF8,687$239.0K<0.1%−8,150−48.4%Reduced–
Innovator ETFs Trust45783Y541EQUITY DEF PROTN8,337$239.2K<0.1%00.0%Unchanged–
WABWestinghouse Air Brake Technologies CorpStock1,143$239.3K<0.1%−135−10.6%ReducedHistory
iShares Tr46435U432IBONDS DEC 258,945$239.4K<0.1%−4,122−31.5%Reduced–
RIOTRiot Platforms, Inc.COM21,201$239.6K<0.1%+858+4.2%AddedHistory
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,928$239.6K<0.1%+10.0%Added–
Cyberark Software LtdM2682V108SHS589$239.8K<0.1%+589New–
Schwab U.S. Large-Cap Value ETF808524409ETF8,679$240.1K<0.1%+8,679New–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF2,300$240.3K<0.1%+2,300New–
DOCHealthpeak Properties, Inc.COM13,733$240.5K<0.1%+919+7.2%AddedHistory
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,350$240.8K<0.1%00.0%UnchangedHistory
AAAUGoldman Sachs Physical Gold ETFUNIT7,377$241.1K<0.1%+487+7.1%AddedHistory
SNPSSynopsys IncCOM471$241.5K<0.1%+471NewHistory
WTRGEssential Utilities, Inc.COM6,506$241.6K<0.1%−20.0%ReducedHistory
OZKBank OZKCOM5,142$242.0K<0.1%+5,142NewHistory
Vanguard Total World Stock ETF922042742ETF1,884$242.2K<0.1%−9−0.5%Reduced–
GLUGabelli Global Utility & Income TrustCOM SH BEN INT14,012$242.5K<0.1%−171−1.2%ReducedHistory
iShares Tr46436E866IBONDS 25 TRM TS10,450$244.1K<0.1%−8,644−45.3%Reduced–
Amplify ETF Tr032108664AMPLIFY CYBERSEC2,838$245.1K<0.1%−10.0%Reduced–
CLHClean Harbors IncCOM1,062$245.5K<0.1%+1,062NewHistory
Innovator ETFs Trust45783Y673QUITY MANAGD FLR7,372$247.5K<0.1%+7,372New–
ABRArbor Realty Trust IncCOM23,134$247.5K<0.1%+541+2.4%AddedHistory
iShares Tr46436E767ESG MSCI USA ETF4,592$247.6K<0.1%−6,227−57.6%Reduced–
WisdomTree Tr97717X578EM EX ST-OWNED7,183$247.7K<0.1%−376−5.0%Reduced–
APHAmphenol CorpCL A2,518$248.7K<0.1%+2,518NewHistory
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD4,807$248.8K<0.1%−266−5.2%Reduced–
LDOSLeidos Holdings, Inc.COM1,586$250.1K<0.1%−670−29.7%ReducedHistory
Flexshares Tr33939L407MORNSTAR UPSTR6,290$252.3K<0.1%−805−11.3%Reduced–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,636$252.6K<0.1%+2,636New–
Neos ETF Trust78433H576NASDAQ 100 HDGD4,825$252.7K<0.1%−712−12.9%Reduced–
KMTSKestra Medical Technologies, Ltd.SHS15,250$252.8K<0.1%+15,250NewHistory
CPCanadian Pacific Kansas City LtdCOM3,197$253.4K<0.1%+4+0.1%AddedHistory
HPEHewlett Packard Enterprise CoCOM12,413$253.8K<0.1%−19,476−61.1%ReducedHistory
iShares Tr464287812US CONSM STAPLES3,604$254.0K<0.1%−93−2.5%Reduced–
MFCManulife Financial CorpCOM7,953$254.2K<0.1%−427−5.1%ReducedHistory
Sprott FDS Tr85208P303URANIUM MINERS E5,315$254.7K<0.1%+5,315New–
SPDR Series Trust78464A284ST NUVE HIGH ETF10,286$254.9K<0.1%−317−3.0%Reduced–
IMOImperial Oil LtdCOM NEW3,208$255.0K<0.1%−1,969−38.0%ReducedHistory
HUMHumana IncStock1,044$255.3K<0.1%−244−18.9%ReducedHistory
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR5,154$255.3K<0.1%−378−6.8%Reduced–
TLNTalen Energy CorpCOM888$258.2K<0.1%+888NewHistory
CCJCameco CorpStock3,479$258.3K<0.1%+3,479NewHistory
CBRECbre Group, Inc.CL A1,844$258.4K<0.1%−279−13.1%ReducedHistory
METMetlife IncStock3,215$258.6K<0.1%−96−2.9%ReducedHistory
iShares Inc464286319EM MKTS DIV ETF9,070$259.9K<0.1%+374+4.3%Added–
AMPAmeriprise Financial IncCOM488$260.5K<0.1%−1,219−71.4%ReducedHistory
ProShares Tr74347B680S&P MDCP 400 DIV3,200$260.9K<0.1%00.0%Unchanged–
LULUlululemon athletica inc.Stock1,099$261.2K<0.1%−73−6.2%ReducedHistory
Pacer FDS Tr69374H709GLOBL CASH ETF6,962$264.3K<0.1%−1,932−21.7%Reduced–
DUOLDuolingo, Inc.CL A COM648$265.7K<0.1%+648NewHistory
APAAPA CorpStock14,553$266.2K<0.1%+2,191+17.7%AddedHistory
BBDCBarings BDC, Inc.COM29,155$266.5K<0.1%+1,597+5.8%AddedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2025
SecurityClassPutsCalls
UBERUber Technologies, IncStock–$269.1K
AAPLApple Inc.Stock–$265.1K
NVDANVIDIA CorpStock–$250.6K
SPYSPDR S&P 500 ETF TrustETF$101.4K–
XRXXerox Holdings CorpCOM NEW$9.94K–
NWLNewell Brands Inc.Stock$4.30K–

Sold out since Q1 2025 (94)

Positions held at the end of Q1 2025 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
iShares Tr46434V787YLD OPTIM BD219,152$4.91M0.2%–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF106,495$2.25M0.1%–
Tidal Tr II88636J105RTN STACKED BD122,720$2.08M0.1%–
T Rowe Price Exchange-Traded87283Q503US EQUI RESH ETF46,947$1.65M0.1%–
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH13,762$1.42M<0.1%–
ROKURoku, IncCOM CL A18,001$1.27M<0.1%History
Innovator ETFs Trust45782C425US EQT ULTRA BFR38,325$1.24M<0.1%–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS25,254$1.18M<0.1%History
SNSharkNinja, Inc.COM SHS13,500$1.13M<0.1%History
MASIMasimo CorpCOM6,365$1.06M<0.1%History
Innovator ETFs Trust45783Y350INTL DEVELOPED P39,270$1.05M<0.1%–
XUnited States Steel CorpCOM24,732$1.05M<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,332$795.6K<0.1%–
Goldman Sachs ETF Tr381430438EQUAL WEIGHT US10,211$776.4K<0.1%–
FRPTFreshpet, Inc.Stock8,299$690.2K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX34,433$568.8K<0.1%–
BIRKBirkenstock Holding plcCOM SHS12,015$550.9K<0.1%History
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH9,343$499.4K<0.1%–
QUREuniQure N.V.SHS46,150$489.2K<0.1%History
Innovator ETFs Trust45784N767GROWTH 100 PWR B18,669$472.5K<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF7,000$426.0K<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW9,579$420.5K<0.1%–
Innovator ETFs Trust45782C599US SML CP PWR B13,687$400.6K<0.1%–
DFSDiscover Financial ServicesCOM2,261$385.9K<0.1%History
iShares Tr46429B671MSCI CHINA ETF7,001$380.9K<0.1%–
VERXVertex, Inc.Stock10,845$379.7K<0.1%History
PCNPIMCO Corporate & Income Strategy FundCOM27,494$375.3K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD13,866$369.9K<0.1%–
DOCUDocuSign, Inc.Stock4,390$357.3K<0.1%History
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF15,984$349.4K<0.1%–
BECNQxo Building Products, Inc.COM2,500$309.3K<0.1%History
LWLamb Weston Holdings, Inc.Stock5,605$298.7K<0.1%History
LENLennar CorpCL A2,596$297.9K<0.1%History
QSRRestaurant Brands International Inc.COM4,352$290.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,147$288.8K<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF5,727$288.6K<0.1%–
Barrick Gold Corp067901108COM14,127$274.6K<0.1%–
OXLCOxford Lane Capital Corp.COM57,495$271.4K<0.1%History
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL2,944$270.9K<0.1%–
iShares Tr464288752US HOME CONS ETF2,822$268.6K<0.1%–
TXTTextron IncCOM3,684$266.2K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI11,157$263.4K<0.1%–
iShares Tr464289420RUS TP200 VL ETF3,194$262.4K<0.1%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL6,314$259.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF1,880$258.3K<0.1%–
IBKRInteractive Brokers Group, Inc.Stock1,558$258.0K<0.1%History
RGNXREGENXBIO Inc.COM35,860$256.4K<0.1%History
Dimensional ETF Trust25434V849NATL MUN BD ETF5,265$250.5K<0.1%–
EXPDExpeditors International of Washington IncCOM2,060$247.7K<0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,378$246.4K<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI9,965$243.9K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI10,457$240.9K<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B6,673$238.5K<0.1%–
BABAAlibaba Group Holding LtdADR1,766$233.5K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF6,245$230.1K<0.1%–
DXDynex Capital IncCOM17,587$229.0K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF9,889$227.3K<0.1%–
BDXBecton Dickinson & CoStock982$224.9K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,353$224.2K<0.1%–
First Tr Exchange Traded FD33738R407NASDAQ BUYWRITE11,837$223.1K<0.1%–
BRBroadridge Financial Solutions, Inc.Stock918$222.6K<0.1%History
Innovator ETFs Trust45782C466GRWT100 PWR BF4,747$220.1K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL3,136$218.4K<0.1%–
JDJD.com, Inc.SPON ADS CL A5,279$217.1K<0.1%History
IVTInvenTrust Properties Corp.COM NEW7,390$217.0K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG10,750$216.8K<0.1%–
Vanguard Wellington FD921935508US MOMENTUM1,418$215.1K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,993$212.6K<0.1%–
IFNAberdeen India Fund, Inc.COM13,431$211.8K<0.1%History
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,815$211.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,457$209.9K<0.1%–
iShares Tr46438G406IBONDS OCT 20258,160$209.5K<0.1%–
SNDXSyndax Pharmaceuticals IncCOM16,985$208.7K<0.1%History
PCARPaccar IncCOM2,133$207.7K<0.1%History
LKQLKQ CorpCOM4,824$205.2K<0.1%History
iShares Tr464287374NORTH AMERN NAT4,470$203.2K<0.1%–
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,306$202.2K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,153$160.5K<0.1%History
ACTUActuate Therapeutics, Inc.COM23,675$160.3K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM27,018$159.7K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM23,575$157.2K<0.1%History
PDMPiedmont Realty Trust, Inc.COM CL A19,322$142.4K<0.1%History
EVVEaton Vance Ltd Duration Income FundCOM12,211$121.9K<0.1%History
INABIN8BIO, Inc.COM700,680$116.3K<0.1%History
LTRNLantern Pharma Inc.COM28,650$101.4K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM12,541$99.8K<0.1%History
LUNRIntuitive Machines, Inc.CLASS A COM10,415$77.6K<0.1%History
BGSB&G Foods, Inc.COM10,050$69.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW17,389$54.8K<0.1%History
BBDBank BradescoSP ADR PFD NEW19,463$43.4K<0.1%History
ACHVAchieve Life Sciences, Inc.COM12,950$34.6K<0.1%History
ESPREsperion Therapeutics, Inc.COM12,250$17.6K<0.1%History
DNNDenison Mines Corp.COM12,000$15.6K<0.1%History
CMLSQCumulus Media IncCOM CL A14,119$6.24K<0.1%History