Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 6, 2021. Long positions only.
- Positions
- 1,301
- No 13F data for Q4 2020
- Portfolio value
- $3.11B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PALLabrdn Palladium ETF Trust | PHYSICAL PALLADM | 2,378 | $582.0K | <0.1% | – | – | History |
| Vanguard World FD921910840 | MEGA CAP VAL ETF | 6,123 | $583.0K | <0.1% | – | – | – |
| BHVNBiohaven Ltd. | COM | 8,537 | $584.0K | <0.1% | – | – | History |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 62,200 | $589.0K | <0.1% | – | – | History |
| BAXBaxter International Inc | Stock | 6,995 | $590.0K | <0.1% | – | – | History |
| SPDR Series Trust78464A581 | ST STR SP HCEQ | 4,930 | $590.0K | <0.1% | – | – | – |
| DYDycom Industries Inc | COM | 6,389 | $593.0K | <0.1% | – | – | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 11,135 | $594.0K | <0.1% | – | – | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 2,361 | $594.0K | <0.1% | – | – | – |
| DGXQuest Diagnostics Inc | COM | 4,657 | $598.0K | <0.1% | – | – | History |
| MMYTMakeMyTrip Ltd | Stock | 18,971 | $599.0K | <0.1% | – | – | History |
| ETSYEtsy Inc | COM | 2,979 | $601.0K | <0.1% | – | – | History |
| ROPRoper Technologies Inc | Stock | 1,496 | $603.0K | <0.1% | – | – | History |
| Vanguard Consumer Staples ETF92204A207 | ETF | 3,391 | $604.0K | <0.1% | – | – | – |
| iShares Tr464288521 | CRE U S REIT ETF | 11,521 | $604.0K | <0.1% | – | – | – |
| CHXChampionX Corp | COM | 27,834 | $605.0K | <0.1% | – | – | History |
| Pieris Pharmaceuticals Inc720795103 | COM | 235,600 | $605.0K | <0.1% | – | – | – |
| Fidelity Merrimack STR Tr316188200 | LTD TRM BD ETF | 11,618 | $607.0K | <0.1% | – | – | – |
| iShares Tr464287622 | RUS 1000 ETF | 2,717 | $608.0K | <0.1% | – | – | – |
| Fidelity Merrimack STR Tr316188101 | CORP BOND ETF | 11,296 | $612.0K | <0.1% | – | – | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 7,475 | $613.0K | <0.1% | – | – | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 2,138 | $617.0K | <0.1% | – | – | – |
| PGRProgressive Corp | Stock | 6,473 | $619.0K | <0.1% | – | – | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 13,398 | $619.0K | <0.1% | – | – | History |
| CGCCanopy Growth Corp | COM | 19,323 | $619.0K | <0.1% | – | – | History |
| SMGScotts Miracle-Gro Co | Stock | 2,539 | $622.0K | <0.1% | – | – | History |
| iShares Inc464286426 | MSCI EM ASIA ETF | 6,874 | $624.0K | <0.1% | – | – | – |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 12,034 | $626.0K | <0.1% | – | – | – |
| RCLRoyal Caribbean Cruises Ltd | COM | 7,332 | $628.0K | <0.1% | – | – | History |
| iShares Tr464288760 | US AER DEF ETF | 6,065 | $631.0K | <0.1% | – | – | – |
| GHGuardant Health, Inc. | COM | 4,153 | $634.0K | <0.1% | – | – | History |
| Vanguard Financials ETF92204A405 | ETF | 7,550 | $638.0K | <0.1% | – | – | – |
| WECWec Energy Group, Inc. | Stock | 6,818 | $638.0K | <0.1% | – | – | History |
| EXPEExpedia Group, Inc. | Stock | 3,708 | $638.0K | <0.1% | – | – | History |
| BSETBassett Furniture Industries Inc | COM | 26,332 | $639.0K | <0.1% | – | – | History |
| GNTXGentex Corp | COM | 17,997 | $642.0K | <0.1% | – | – | History |
| Invesco Exch TRD SLF Idx FD46138J676 | BULLSHS 22 USD | 24,910 | $642.0K | <0.1% | – | – | – |
| SICPSilvergate Capital Corp | CL A | 4,520 | $643.0K | <0.1% | – | – | History |
| FASTFastenal Co | Stock | 12,805 | $644.0K | <0.1% | – | – | History |
| Invesco Exch TRD SLF Idx FD46138J668 | BULLSHS 23 USD | 24,589 | $644.0K | <0.1% | – | – | – |
| Invesco Exch TRD SLF Idx FD46138J650 | BULLSHS 24 USD | 24,748 | $646.0K | <0.1% | – | – | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 16,196 | $647.0K | <0.1% | – | – | – |
| NLYAnnaly Capital Management Inc | COM | 75,182 | $647.0K | <0.1% | – | – | History |
| Invesco Exch TRD SLF Idx FD46138J684 | BULLSHS 21 USD | 25,818 | $649.0K | <0.1% | – | – | – |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 49,981 | $650.0K | <0.1% | – | – | History |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 8,518 | $651.0K | <0.1% | – | – | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 67,149 | $653.0K | <0.1% | – | – | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 10,415 | $656.0K | <0.1% | – | – | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 8,729 | $656.0K | <0.1% | – | – | – |
| ProShares Tr74347B698 | RUSS 2000 DIVD | 10,028 | $656.0K | <0.1% | – | – | – |
| CIKUBS Asset Management Income Fund, Inc. | COM | 194,598 | $658.0K | <0.1% | – | – | History |
| iShares Tr464287838 | U.S. BAS MTL ETF | 5,280 | $663.0K | <0.1% | – | – | – |
| TCOMTrip.com Group Ltd | ADS | 16,816 | $666.0K | <0.1% | – | – | History |
| DHIHorton D R Inc | COM | 7,469 | $666.0K | <0.1% | – | – | History |
| AALAmerican Airlines Group Inc. | Stock | 28,022 | $670.0K | <0.1% | – | – | History |
| HSYHershey Co | COM | 4,234 | $670.0K | <0.1% | – | – | History |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 12,593 | $671.0K | <0.1% | – | – | History |
| AKAMAkamai Technologies Inc | COM | 6,629 | $675.0K | <0.1% | – | – | History |
| RPMRPM International Inc | COM | 7,349 | $675.0K | <0.1% | – | – | History |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 12,983 | $677.0K | <0.1% | – | – | – |
| WisdomTree Tr97717W703 | INTL EQUITY FD | 12,900 | $678.0K | <0.1% | – | – | – |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 7,366 | $678.0K | <0.1% | – | – | History |
| ABBNYABB Ltd | SPONSORED ADR | 22,289 | $679.0K | <0.1% | – | – | History |
| AMCRAmcor plc | ORD | 58,240 | $680.0K | <0.1% | – | – | History |
| WCNWaste Connections, Inc. | COM | 6,310 | $681.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 14,378 | $681.0K | <0.1% | – | – | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 21,909 | $682.0K | <0.1% | – | – | – |
| NNNNNN REIT, Inc. | REIT | 15,493 | $683.0K | <0.1% | – | – | History |
| HBANHuntington Bancshares Inc | COM | 43,431 | $683.0K | <0.1% | – | – | History |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 45,453 | $683.0K | <0.1% | – | – | History |
| ELVElevance Health, Inc. | Stock | 1,912 | $686.0K | <0.1% | – | – | History |
| Timothy Plan887432342 | U S SM CP CORE | 21,200 | $689.0K | <0.1% | – | – | – |
| ZENZendesk, Inc. | COM | 5,198 | $689.0K | <0.1% | – | – | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 34,190 | $692.0K | <0.1% | – | – | – |
| Fidelity High Dividend ETF316092840 | ETF | 19,519 | $694.0K | <0.1% | – | – | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 1,469 | $695.0K | <0.1% | – | – | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 6,428 | $698.0K | <0.1% | – | – | – |
| Global X FDS37954Y814 | FINTECH ETF | 15,837 | $699.0K | <0.1% | – | – | – |
| CARRCarrier Global Corp | Stock | 16,568 | $700.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734X309 | S NETWRK FUT VEH | 12,136 | $700.0K | <0.1% | – | – | – |
| ABNBAirbnb, Inc. | Stock | 3,733 | $702.0K | <0.1% | – | – | History |
| XPOXPO, Inc. | COM | 5,715 | $705.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138E669 | GLOBAL EX US HGH | 31,935 | $706.0K | <0.1% | – | – | – |
| DEODiageo PLC | SPON ADR NEW | 4,303 | $707.0K | <0.1% | – | – | History |
| MLMMartin Marietta Materials Inc | COM | 2,112 | $709.0K | <0.1% | – | – | History |
| CSGPCostar Group, Inc. | COM | 868 | $713.0K | <0.1% | – | – | History |
| ULUnilever PLC | SPON ADR NEW | 12,814 | $715.0K | <0.1% | – | – | History |
| RVTYRevvity, Inc. | COM | 5,580 | $716.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 6,307 | $717.0K | <0.1% | – | – | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 6,898 | $718.0K | <0.1% | – | – | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 8,666 | $718.0K | <0.1% | – | – | – |
| MGNIMagnite, Inc. | COM | 17,279 | $719.0K | <0.1% | – | – | History |
| Innovator ETFs Tr45782C862 | LOUP FRONTIER | 13,312 | $720.0K | <0.1% | – | – | – |
| Exchange Traded Concepts Tr301505749 | VSPR US LC ETF | 23,005 | $723.0K | <0.1% | – | – | – |
| WELLWelltower Inc. | REIT | 10,103 | $724.0K | <0.1% | – | – | History |
| HUMHumana Inc | Stock | 1,727 | $724.0K | <0.1% | – | – | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 6,643 | $727.0K | <0.1% | – | – | – |
| DBXDropbox, Inc. | CL A | 27,445 | $732.0K | <0.1% | – | – | History |
| LZBLa-Z-Boy Inc | COM | 17,291 | $735.0K | <0.1% | – | – | History |
| APAMArtisan Partners Asset Management Inc. | CL A | 14,120 | $737.0K | <0.1% | – | – | History |
Options (22)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $3.45M | – |
| AMZNAmazon Com Inc | Stock | – | $2.79M |
| SPYSPDR S&P 500 ETF Trust | ETF | $912.0K | $674.0K |
| AVGOBroadcom Inc. | Stock | $1.16M | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | – | $758.0K |
| AAPLApple Inc. | Stock | – | $757.0K |
| CRMSalesforce, Inc. | Stock | – | $657.0K |
| BABoeing Co | Stock | $204.0K | $433.0K |
| NKENIKE, Inc. | Stock | – | $558.0K |
| VEEVVeeva Systems Inc | Stock | – | $522.0K |
| GMGeneral Motors Co | COM | – | $425.0K |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $378.0K |
| GEGeneral Electric Co | COM | – | $376.0K |
| NIONIO Inc. | ADR | – | $351.0K |
| MSFTMicrosoft Corp | Stock | – | $330.0K |
| REGIRenewable Energy Group, Inc. | COM NEW | $330.0K | – |
| VMWVmware LLC | CL A COM | – | $301.0K |
| METAMeta Platforms, Inc. | Stock | – | $295.0K |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | – | $291.0K |
| DISWalt Disney Co | Stock | – | $221.0K |
| DRIDarden Restaurants Inc | COM | – | $213.0K |
| FIVEFive Below, Inc | COM | – | $210.0K |