Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 6, 2021. Long positions only.
- Positions
- 1,301
- No 13F data for Q4 2020
- Portfolio value
- $3.11B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Global X FDS37954Y293 | GLB X MLP ENRG I | 13,974 | $442.0K | <0.1% | – | – | – |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 5,194 | $442.0K | <0.1% | – | – | – |
| SRESempra | Stock | 3,347 | $444.0K | <0.1% | – | – | History |
| CHWCalamos Global Dynamic Income Fund | COM | 43,568 | $445.0K | <0.1% | – | – | History |
| PEGPublic Service Enterprise Group Inc | COM | 7,411 | $446.0K | <0.1% | – | – | History |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 21,408 | $446.0K | <0.1% | – | – | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 10,580 | $449.0K | <0.1% | – | – | – |
| ECLEcolab Inc. | Stock | 2,102 | $450.0K | <0.1% | – | – | History |
| iShares Inc464286822 | MSCI MEXICO ETF | 10,287 | $451.0K | <0.1% | – | – | – |
| IDCCInterDigital, Inc. | COM | 7,101 | $451.0K | <0.1% | – | – | History |
| Alps ETF Tr00162Q858 | SECTR DIV DOGS | 8,843 | $455.0K | <0.1% | – | – | – |
| VUZIVuzix Corp | COM NEW | 17,876 | $455.0K | <0.1% | – | – | History |
| WRKWestRock Co | COM | 8,735 | $455.0K | <0.1% | – | – | History |
| MCMoelis & Co | CL A | 8,349 | $458.0K | <0.1% | – | – | History |
| GTMZoomInfo Technologies Inc. | Stock | 9,377 | $459.0K | <0.1% | – | – | History |
| CMAComerica Inc | COM | 6,395 | $459.0K | <0.1% | – | – | History |
| RIORio Tinto PLC | ADR | 5,918 | $460.0K | <0.1% | – | – | History |
| CTRACoterra Energy Inc. | Stock | 24,530 | $461.0K | <0.1% | – | – | History |
| WMBWilliams Companies, Inc. | COM | 19,449 | $461.0K | <0.1% | – | – | History |
| TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBK | SPONSORED ADR | 19,601 | $463.0K | <0.1% | – | – | History |
| APPSDigital Turbine, Inc. | COM NEW | 5,771 | $464.0K | <0.1% | – | – | History |
| Graniteshares ETF Tr38747R108 | BBG COMMD K 1 | 18,591 | $464.0K | <0.1% | – | – | – |
| Atlantic Power Corp04878Q863 | COM NEW | 161,013 | $465.0K | <0.1% | – | – | – |
| FNVFranco Nevada Corp | Stock | 3,716 | $466.0K | <0.1% | – | – | History |
| iShares Tr464287192 | US TRSPRTION | 1,814 | $467.0K | <0.1% | – | – | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 3,726 | $468.0K | <0.1% | – | – | – |
| SEDGSolaredge Technologies, Inc. | COM | 1,629 | $468.0K | <0.1% | – | – | History |
| SNAPSnap Inc | Stock | 9,033 | $472.0K | <0.1% | – | – | History |
| CINFCincinnati Financial Corp | COM | 4,584 | $473.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 2,887 | $474.0K | <0.1% | – | – | – |
| SPGSimon Property Group Inc. | REIT | 4,222 | $480.0K | <0.1% | – | – | History |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 8,153 | $481.0K | <0.1% | – | – | – |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 17,426 | $481.0K | <0.1% | – | – | – |
| TYLTyler Technologies Inc | COM | 1,141 | $484.0K | <0.1% | – | – | History |
| iShares Inc464286533 | MSCI EMERG MRKT | 7,746 | $489.0K | <0.1% | – | – | – |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 6,347 | $489.0K | <0.1% | – | – | – |
| iShares Tr464288737 | GLB CNSM STP ETF | 8,413 | $489.0K | <0.1% | – | – | – |
| IDXXIDEXX Laboratories Inc | COM | 1,007 | $493.0K | <0.1% | – | – | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 33,121 | $494.0K | <0.1% | – | – | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 27,288 | $494.0K | <0.1% | – | – | History |
| CHGGChegg, Inc | COM | 5,791 | $496.0K | <0.1% | – | – | History |
| LINLinde PLC | SHS | 1,771 | $496.0K | <0.1% | – | – | History |
| FSLRFirst Solar, Inc. | Stock | 5,692 | $497.0K | <0.1% | – | – | History |
| Flexshares Tr33939L670 | CRE SLCT BD FD | 19,155 | $497.0K | <0.1% | – | – | – |
| GNLGlobal Net Lease, Inc. | COM NEW | 27,553 | $498.0K | <0.1% | – | – | History |
| Alps Clean Energy ETF00162Q460 | ETF | 6,438 | $502.0K | <0.1% | – | – | – |
| JHGJanus Henderson Group Ltd. | ORD SHS | 16,182 | $504.0K | <0.1% | – | – | History |
| IBNIcici Bank Ltd | ADR | 31,442 | $504.0K | <0.1% | – | – | History |
| Global X FDS37950E127 | REIT ETF | 52,821 | $504.0K | <0.1% | – | – | – |
| EXASExact Sciences Corp | COM | 3,839 | $506.0K | <0.1% | – | – | History |
| CAGConagra Brands Inc. | Stock | 13,481 | $507.0K | <0.1% | – | – | History |
| GENGen Digital Inc. | Stock | 24,176 | $514.0K | <0.1% | – | – | History |
| FRPTFreshpet, Inc. | Stock | 3,235 | $514.0K | <0.1% | – | – | History |
| First Tr Exchange Traded FD33738R688 | S&P INTL DIVID | 29,148 | $514.0K | <0.1% | – | – | – |
| KHCKraft Heinz Co | Stock | 12,868 | $515.0K | <0.1% | – | – | History |
| HUBSHubSpot Inc | COM | 1,139 | $517.0K | <0.1% | – | – | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 34,977 | $518.0K | <0.1% | – | – | History |
| PBIPitney Bowes Inc | COM | 63,070 | $520.0K | <0.1% | – | – | History |
| STMPStamps.com Inc | COM NEW | 2,604 | $520.0K | <0.1% | – | – | History |
| Global X FDS37954Y657 | US PFD ETF | 20,408 | $521.0K | <0.1% | – | – | – |
| ATHMAutohome Inc. | SP ADS RP CL A | 5,606 | $523.0K | <0.1% | – | – | History |
| MANUManchester United plc | ORD CL A | 33,302 | $524.0K | <0.1% | – | – | History |
| MPCMarathon Petroleum Corp | Stock | 9,860 | $527.0K | <0.1% | – | – | History |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 5,932 | $529.0K | <0.1% | – | – | – |
| MSCIMSCI Inc. | Stock | 1,266 | $531.0K | <0.1% | – | – | History |
| FITBFifth Third Bancorp | COM | 14,233 | $533.0K | <0.1% | – | – | History |
| WHRWhirlpool Corp | Stock | 2,422 | $534.0K | <0.1% | – | – | History |
| FBCFlagstar Bancorp Inc | COM PAR .001 | 11,860 | $535.0K | <0.1% | – | – | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 9,793 | $536.0K | <0.1% | – | – | – |
| iShares Tr464289875 | CORE 40 MODE ETF | 12,310 | $536.0K | <0.1% | – | – | – |
| SFLSFL Corp Ltd. | SHS | 67,384 | $540.0K | <0.1% | – | – | History |
| BCEBce Inc | COM NEW | 11,964 | $540.0K | <0.1% | – | – | History |
| DSLDoubleLine Income Solutions Fund | COM | 29,840 | $542.0K | <0.1% | – | – | History |
| FUBOFuboTV Inc. | COM | 24,648 | $545.0K | <0.1% | – | – | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 13,507 | $546.0K | <0.1% | – | – | – |
| SPLKSplunk Inc | COM | 4,028 | $546.0K | <0.1% | – | – | History |
| ORIOld Republic International Corp | COM | 25,052 | $547.0K | <0.1% | – | – | History |
| Alpha Architect ETF Tr02072L862 | MERLYN AI SECTOR | 20,500 | $547.0K | <0.1% | – | – | – |
| CHTRCharter Communications, Inc. | CL A | 887 | $548.0K | <0.1% | – | – | History |
| HIGHartford Insurance Group, Inc. | Stock | 8,240 | $550.0K | <0.1% | – | – | History |
| SPDR Series Trust78468R887 | ST STR R2K LOWV | 4,939 | $550.0K | <0.1% | – | – | – |
| ADIAnalog Devices Inc | Stock | 3,553 | $551.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138E149 | S&P SMLCP HELT | 3,011 | $554.0K | <0.1% | – | – | – |
| TJXTJX Companies Inc | Stock | 8,389 | $555.0K | <0.1% | – | – | History |
| GDVGabelli Dividend & Income Trust | COM | 23,143 | $555.0K | <0.1% | – | – | History |
| EBSEmergent BioSolutions Inc. | COM | 5,981 | $556.0K | <0.1% | – | – | History |
| WTRGEssential Utilities, Inc. | COM | 12,457 | $557.0K | <0.1% | – | – | History |
| MSTRStrategy Inc | Stock | 822 | $558.0K | <0.1% | – | – | History |
| iShares Tr464288752 | US HOME CONS ETF | 8,217 | $558.0K | <0.1% | – | – | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 9,963 | $562.0K | <0.1% | – | – | – |
| CHDChurch & Dwight Co Inc | COM | 6,465 | $565.0K | <0.1% | – | – | History |
| Star Peak Energy Transition855185104 | CL A | 21,238 | $565.0K | <0.1% | – | – | – |
| SNDXSyndax Pharmaceuticals Inc | COM | 25,440 | $569.0K | <0.1% | – | – | History |
| TSNTyson Foods, Inc. | Stock | 7,695 | $572.0K | <0.1% | – | – | History |
| Flir Sys Inc302445101 | COM | 10,147 | $573.0K | <0.1% | – | – | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 10,168 | $574.0K | <0.1% | – | – | – |
| EPDEnterprise Products Partners L.P. | Stock | 26,174 | $576.0K | <0.1% | – | – | History |
| iShares Inc464286475 | EM MKT SM-CP ETF | 10,057 | $578.0K | <0.1% | – | – | – |
| MCHPMicrochip Technology Inc | Stock | 3,741 | $581.0K | <0.1% | – | – | History |
| PLUGPlug Power Inc | Stock | 16,211 | $581.0K | <0.1% | – | – | History |
Options (22)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $3.45M | – |
| AMZNAmazon Com Inc | Stock | – | $2.79M |
| SPYSPDR S&P 500 ETF Trust | ETF | $912.0K | $674.0K |
| AVGOBroadcom Inc. | Stock | $1.16M | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | – | $758.0K |
| AAPLApple Inc. | Stock | – | $757.0K |
| CRMSalesforce, Inc. | Stock | – | $657.0K |
| BABoeing Co | Stock | $204.0K | $433.0K |
| NKENIKE, Inc. | Stock | – | $558.0K |
| VEEVVeeva Systems Inc | Stock | – | $522.0K |
| GMGeneral Motors Co | COM | – | $425.0K |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $378.0K |
| GEGeneral Electric Co | COM | – | $376.0K |
| NIONIO Inc. | ADR | – | $351.0K |
| MSFTMicrosoft Corp | Stock | – | $330.0K |
| REGIRenewable Energy Group, Inc. | COM NEW | $330.0K | – |
| VMWVmware LLC | CL A COM | – | $301.0K |
| METAMeta Platforms, Inc. | Stock | – | $295.0K |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | – | $291.0K |
| DISWalt Disney Co | Stock | – | $221.0K |
| DRIDarden Restaurants Inc | COM | – | $213.0K |
| FIVEFive Below, Inc | COM | – | $210.0K |