Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 6, 2021. Long positions only.
- Positions
- 1,301
- No 13F data for Q4 2020
- Portfolio value
- $3.11B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MELIMercadolibre Inc | COM | 235 | $346.0K | <0.1% | – | – | History |
| ALLEAllegion plc | ORD SHS | 2,753 | $346.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 34,427 | $348.0K | <0.1% | – | – | – |
| VSTOVista Outdoor Inc. | COM | 10,869 | $349.0K | <0.1% | – | – | History |
| Osi ETF Tr67110P407 | OSHARES US QUALT | 8,772 | $350.0K | <0.1% | – | – | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 5,263 | $352.0K | <0.1% | – | – | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 15,836 | $353.0K | <0.1% | – | – | History |
| SPGIS&P Global Inc. | Stock | 1,006 | $355.0K | <0.1% | – | – | History |
| DBLDoubleLine Opportunistic Credit Fund | COM | 18,001 | $355.0K | <0.1% | – | – | History |
| First Tr Exch TRD Alphdx FD33737J174 | DEV MRK EX US | 5,905 | $355.0K | <0.1% | – | – | – |
| WYYWidepoint Corp | COMMON | 38,700 | $356.0K | <0.1% | – | – | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 8,230 | $357.0K | <0.1% | – | – | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 3,796 | $357.0K | <0.1% | – | – | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 13,424 | $359.0K | <0.1% | – | – | – |
| BKNGBooking Holdings Inc. | Stock | 154 | $361.0K | <0.1% | – | – | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,329 | $363.0K | <0.1% | – | – | – |
| ALLYAlly Financial Inc. | Stock | 8,063 | $365.0K | <0.1% | – | – | History |
| ORLYO Reilly Automotive Inc | Stock | 719 | $365.0K | <0.1% | – | – | History |
| WisdomTree Tr97717W844 | GLOB EX US QU FD | 4,696 | $365.0K | <0.1% | – | – | – |
| TNDMTandem Diabetes Care Inc | COM NEW | 4,141 | $365.0K | <0.1% | – | – | History |
| GPCGenuine Parts Co | Stock | 3,165 | $366.0K | <0.1% | – | – | History |
| USOUnited States Oil Fund, LP | UNITS | 9,202 | $373.0K | <0.1% | – | – | History |
| FUTUFutu Holdings Ltd | SPON ADS CL A | 2,350 | $373.0K | <0.1% | – | – | History |
| PBCTPeople's United Financial, Inc. | COM | 20,856 | $373.0K | <0.1% | – | – | History |
| TSCOTractor Supply Co | COM | 2,122 | $376.0K | <0.1% | – | – | History |
| EFREaton Vance Senior Floating-Rate Trust | COM | 27,265 | $376.0K | <0.1% | – | – | History |
| CLOVClover Health Investments, Corp. | COM CL A | 49,886 | $377.0K | <0.1% | – | – | History |
| STRLSterling Infrastructure, Inc. | COM | 16,300 | $378.0K | <0.1% | – | – | History |
| STLDSteel Dynamics Inc | COM | 7,466 | $379.0K | <0.1% | – | – | History |
| CEPLCapstone Energy Plus, Inc. | COM | 41,515 | $379.0K | <0.1% | – | – | History |
| FCELFuelcell Energy Inc | COM | 26,336 | $380.0K | <0.1% | – | – | History |
| VODVodafone Group Public Ltd Co | ADR | 20,710 | $382.0K | <0.1% | – | – | History |
| ETF Managers Tr26924G102 | PRIME JUNIR SLVR | 26,514 | $383.0K | <0.1% | – | – | – |
| iShares MSCI India ETF46429B598 | ETF | 9,107 | $384.0K | <0.1% | – | – | – |
| YETIYETI Holdings, Inc. | COM | 5,348 | $386.0K | <0.1% | – | – | History |
| YUMYum Brands Inc | Stock | 3,586 | $388.0K | <0.1% | – | – | History |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 7,754 | $388.0K | <0.1% | – | – | – |
| GLWCorning Inc | COM | 8,938 | $389.0K | <0.1% | – | – | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 22,702 | $391.0K | <0.1% | – | – | History |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 4,000 | $393.0K | <0.1% | – | – | – |
| JWNNordstrom Inc | Stock | 10,428 | $395.0K | <0.1% | – | – | History |
| SAMBoston Beer Co Inc | CL A | 328 | $396.0K | <0.1% | – | – | History |
| CALYCallaway Golf Co | COM | 14,796 | $396.0K | <0.1% | – | – | History |
| HQHabrdn Healthcare Investors | SH BEN INT | 16,250 | $397.0K | <0.1% | – | – | History |
| NETCloudflare, Inc. | CL A COM | 5,652 | $397.0K | <0.1% | – | – | History |
| OFSOFS Capital Corp | COM | 45,268 | $397.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33733A201 | DOW 30 EQL WGT | 13,454 | $398.0K | <0.1% | – | – | – |
| CCChemours Co | Stock | 14,378 | $401.0K | <0.1% | – | – | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 13,001 | $403.0K | <0.1% | – | – | History |
| BGSB&G Foods, Inc. | COM | 12,987 | $403.0K | <0.1% | – | – | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 7,334 | $403.0K | <0.1% | – | – | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 4,980 | $405.0K | <0.1% | – | – | – |
| SPDR Series Trust78468R721 | STATE STREET SPD | 7,854 | $406.0K | <0.1% | – | – | – |
| iShares Inc464286319 | EM MKTS DIV ETF | 10,355 | $406.0K | <0.1% | – | – | – |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 4,001 | $406.0K | <0.1% | – | – | History |
| OXYOccidental Petroleum Corp | Stock | 15,351 | $409.0K | <0.1% | – | – | History |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 9,226 | $409.0K | <0.1% | – | – | – |
| SYSo-Young International Inc. | SPONSORED ADS | 41,441 | $409.0K | <0.1% | – | – | History |
| TFCTruist Financial Corp | COM | 7,034 | $410.0K | <0.1% | – | – | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 10,458 | $410.0K | <0.1% | – | – | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 15,917 | $411.0K | <0.1% | – | – | – |
| First Tr Energy Income & Gro33738G104 | COM | 30,671 | $411.0K | <0.1% | – | – | – |
| BlackRock Mun Income Invt Tr09248H105 | SHS BEN INT | 29,612 | $412.0K | <0.1% | – | – | – |
| Kirkland Lake Gold Ltd49741E100 | COM | 12,250 | $414.0K | <0.1% | – | – | – |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 11,772 | $415.0K | <0.1% | – | – | – |
| ANSSAnsys Inc | COM | 1,222 | $415.0K | <0.1% | – | – | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 10,741 | $416.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V274 | S&P500 EQL UTL | 4,029 | $417.0K | <0.1% | – | – | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 6,203 | $417.0K | <0.1% | – | – | – |
| URIUnited Rentals, Inc. | COM | 1,268 | $418.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 8,340 | $419.0K | <0.1% | – | – | – |
| OKEONEOK Inc | COM | 8,277 | $419.0K | <0.1% | – | – | History |
| OTISOtis Worldwide Corp | Stock | 6,132 | $420.0K | <0.1% | – | – | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 9,061 | $422.0K | <0.1% | – | – | – |
| Global X FDS37954Y442 | CLOUD COMPUTNG | 16,378 | $422.0K | <0.1% | – | – | – |
| MFICMidCap Financial Investment Corp | COM NEW | 30,761 | $422.0K | <0.1% | – | – | History |
| SYBTStock Yards Bancorp, Inc. | COM | 8,272 | $422.0K | <0.1% | – | – | History |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 65,121 | $422.0K | <0.1% | – | – | – |
| WYWeyerhaeuser Co | COM NEW | 11,883 | $423.0K | <0.1% | – | – | History |
| VMIValmont Industries Inc | COM | 1,779 | $423.0K | <0.1% | – | – | History |
| CUZCousins Properties Inc | COM NEW | 11,981 | $424.0K | <0.1% | – | – | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 15,415 | $425.0K | <0.1% | – | – | History |
| ZGNXZogenix, Inc. | COM NEW | 21,835 | $426.0K | <0.1% | – | – | History |
| Mogo Inc60800C109 | COM | 50,186 | $427.0K | <0.1% | – | – | – |
| WisdomTree Tr97717W786 | INTL DIV EX FINL | 10,050 | $427.0K | <0.1% | – | – | – |
| IEXIdex Corp | COM | 2,046 | $428.0K | <0.1% | – | – | History |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 14,338 | $429.0K | <0.1% | – | – | – |
| INMDInMode Ltd. | SHS | 5,972 | $432.0K | <0.1% | – | – | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 6,890 | $433.0K | <0.1% | – | – | History |
| iShares Tr46435G342 | MORTGE REL ETF | 12,279 | $433.0K | <0.1% | – | – | – |
| RETAReata Pharmaceuticals Inc | CL A | 4,345 | $433.0K | <0.1% | – | – | History |
| ZGZillow Group, Inc. | CL A | 3,309 | $435.0K | <0.1% | – | – | History |
| MFCManulife Financial Corp | COM | 20,287 | $436.0K | <0.1% | – | – | History |
| Hoegh LNG Partners LPY3262R100 | COM UNIT LTD | 30,084 | $437.0K | <0.1% | – | – | – |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 7,499 | $438.0K | <0.1% | – | – | – |
| LVSLas Vegas Sands Corp | COM | 7,215 | $438.0K | <0.1% | – | – | History |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 7,697 | $439.0K | <0.1% | – | – | History |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 13,820 | $440.0K | <0.1% | – | – | – |
| NARIInari Medical, Inc. | Stock | 4,125 | $441.0K | <0.1% | – | – | History |
| CMGChipotle Mexican Grill Inc | COM | 311 | $442.0K | <0.1% | – | – | History |
Options (22)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $3.45M | – |
| AMZNAmazon Com Inc | Stock | – | $2.79M |
| SPYSPDR S&P 500 ETF Trust | ETF | $912.0K | $674.0K |
| AVGOBroadcom Inc. | Stock | $1.16M | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | – | $758.0K |
| AAPLApple Inc. | Stock | – | $757.0K |
| CRMSalesforce, Inc. | Stock | – | $657.0K |
| BABoeing Co | Stock | $204.0K | $433.0K |
| NKENIKE, Inc. | Stock | – | $558.0K |
| VEEVVeeva Systems Inc | Stock | – | $522.0K |
| GMGeneral Motors Co | COM | – | $425.0K |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $378.0K |
| GEGeneral Electric Co | COM | – | $376.0K |
| NIONIO Inc. | ADR | – | $351.0K |
| MSFTMicrosoft Corp | Stock | – | $330.0K |
| REGIRenewable Energy Group, Inc. | COM NEW | $330.0K | – |
| VMWVmware LLC | CL A COM | – | $301.0K |
| METAMeta Platforms, Inc. | Stock | – | $295.0K |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | – | $291.0K |
| DISWalt Disney Co | Stock | – | $221.0K |
| DRIDarden Restaurants Inc | COM | – | $213.0K |
| FIVEFive Below, Inc | COM | – | $210.0K |