Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 6, 2021. Long positions only.
- Positions
- 1,301
- No 13F data for Q4 2020
- Portfolio value
- $3.11B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| JDJD.com, Inc. | SPON ADS CL A | 3,363 | $284.0K | <0.1% | – | – | History |
| First Tr Exchange Traded FD33734X770 | DJ INTL INTRNT | 6,281 | $284.0K | <0.1% | – | – | – |
| STORStore Capital LLC | COM | 8,470 | $284.0K | <0.1% | – | – | History |
| PANWPalo Alto Networks Inc | Stock | 884 | $285.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V738 | LARGE CAP VALUE | 6,671 | $285.0K | <0.1% | – | – | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 5,733 | $285.0K | <0.1% | – | – | – |
| Atlantica Sustainable Infr PG0751N103 | SHS | 7,824 | $287.0K | <0.1% | – | – | – |
| iShares U.S. Healthcare Providers ETF464288828 | ETF | 1,145 | $288.0K | <0.1% | – | – | – |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 9,884 | $288.0K | <0.1% | – | – | – |
| PLDPrologis, Inc. | REIT | 2,746 | $291.0K | <0.1% | – | – | History |
| AGNCAGNC Investment Corp. | REIT | 17,365 | $291.0K | <0.1% | – | – | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 17,600 | $291.0K | <0.1% | – | – | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,701 | $291.0K | <0.1% | – | – | – |
| NXHNeighborhood Intelligence, Inc. | COM | 4,395 | $291.0K | <0.1% | – | – | History |
| MROMarathon Oil Corp | COM | 27,234 | $291.0K | <0.1% | – | – | History |
| iShares Inc464286392 | MSCI WORLD ETF | 2,468 | $292.0K | <0.1% | – | – | – |
| EXPDExpeditors International of Washington Inc | COM | 2,714 | $292.0K | <0.1% | – | – | History |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 10,602 | $292.0K | <0.1% | – | – | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 9,345 | $293.0K | <0.1% | – | – | – |
| INTUIntuit Inc. | Stock | 766 | $293.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33739Q309 | HIGH INCM STRGC | 5,990 | $293.0K | <0.1% | – | – | – |
| iShares Inc46434G772 | MSCI TAIWAN ETF | 4,905 | $294.0K | <0.1% | – | – | – |
| Innovator ETFs Trust45782C409 | US EQTY BUFR JAN | 8,701 | $297.0K | <0.1% | – | – | – |
| MBIOMustang Bio, Inc. | COM | 89,425 | $297.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 4,022 | $298.0K | <0.1% | – | – | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 23,845 | $301.0K | <0.1% | – | – | History |
| NEMNEWMONT Corp | Stock | 5,006 | $302.0K | <0.1% | – | – | History |
| iShares Core MSCI Europe ETF46434V738 | ETF | 5,601 | $302.0K | <0.1% | – | – | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 1,763 | $302.0K | <0.1% | – | – | – |
| AMAntero Midstream Corp | Stock | 33,695 | $304.0K | <0.1% | – | – | History |
| WBSWebster Financial Corp | COM | 5,525 | $304.0K | <0.1% | – | – | History |
| MGNXMacrogenics Inc | COM | 9,550 | $304.0K | <0.1% | – | – | History |
| CMLSQCumulus Media Inc | COM CL A | 33,362 | $304.0K | <0.1% | – | – | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 8,614 | $305.0K | <0.1% | – | – | – |
| KEYKeycorp | COM | 15,276 | $305.0K | <0.1% | – | – | History |
| OCOwens Corning | Stock | 3,334 | $307.0K | <0.1% | – | – | History |
| QRVOQorvo, Inc. | Stock | 1,678 | $307.0K | <0.1% | – | – | History |
| GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust | COM | 13,135 | $307.0K | <0.1% | – | – | History |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 6,563 | $307.0K | <0.1% | – | – | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 5,587 | $308.0K | <0.1% | – | – | – |
| CDWCDW Corp | COM | 1,859 | $308.0K | <0.1% | – | – | History |
| Innovator ETFs Trust45782C524 | INTRNL DEV JAN | 11,842 | $308.0K | <0.1% | – | – | – |
| Abrdn ETFs003261104 | BBRG ALL COMD K1 | 13,245 | $308.0K | <0.1% | – | – | – |
| First Tr Exchange Traded FD33741L108 | DORSY WR MOMNT | 12,442 | $308.0K | <0.1% | – | – | – |
| STXSeagate Technology Holdings plc | SHS | 4,012 | $308.0K | <0.1% | – | – | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 19,705 | $309.0K | <0.1% | – | – | History |
| WDCWestern Digital Corp | COM | 4,623 | $309.0K | <0.1% | – | – | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 4,743 | $310.0K | <0.1% | – | – | – |
| WPMWheaton Precious Metals Corp. | COM | 8,107 | $310.0K | <0.1% | – | – | History |
| ECPGEncore Capital Group Inc | COM | 7,739 | $311.0K | <0.1% | – | – | History |
| KDPKeurig Dr Pepper Inc. | COM | 9,080 | $312.0K | <0.1% | – | – | History |
| LIVELive Ventures Inc | COM NEW | 13,064 | $312.0K | <0.1% | – | – | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 5,417 | $313.0K | <0.1% | – | – | – |
| CTASCintas Corp | Stock | 916 | $313.0K | <0.1% | – | – | History |
| NKLANikola Corp | COM | 22,517 | $313.0K | <0.1% | – | – | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 13,755 | $313.0K | <0.1% | – | – | History |
| ATRAptargroup, Inc. | Stock | 2,216 | $314.0K | <0.1% | – | – | History |
| iShares Tr464288505 | MRGSTR SM CP ETF | 1,391 | $314.0K | <0.1% | – | – | – |
| BRBroadridge Financial Solutions, Inc. | Stock | 2,066 | $316.0K | <0.1% | – | – | History |
| iShares U.S. Regional Banks ETF464288778 | ETF | 5,592 | $317.0K | <0.1% | – | – | – |
| HPQHP Inc | Stock | 9,994 | $317.0K | <0.1% | – | – | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 8,064 | $318.0K | <0.1% | – | – | – |
| LUMNLumen Technologies, Inc. | Stock | 23,902 | $319.0K | <0.1% | – | – | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 1,993 | $319.0K | <0.1% | – | – | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 21,088 | $319.0K | <0.1% | – | – | – |
| Advisorshares Tr00768Y438 | Q DYNAMIC GROWTH | 12,500 | $320.0K | <0.1% | – | – | – |
| NGGNational Grid PLC | SPONSORED ADR NE | 5,397 | $320.0K | <0.1% | – | – | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 1,424 | $320.0K | <0.1% | – | – | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 3,106 | $321.0K | <0.1% | – | – | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 889 | $321.0K | <0.1% | – | – | – |
| Fidelity Covington Trust316092873 | MSCI COMMNTN SVC | 6,504 | $321.0K | <0.1% | – | – | – |
| ICLRIcon PLC | COM | 1,646 | $323.0K | <0.1% | – | – | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 6,704 | $323.0K | <0.1% | – | – | – |
| CRCrane Co | COM | 3,447 | $324.0K | <0.1% | – | – | History |
| PFCPremier Financial Corp | COM | 9,758 | $325.0K | <0.1% | – | – | History |
| Vivopower International PLCG9376R100 | SHS | 32,200 | $325.0K | <0.1% | – | – | – |
| FTNTFortinet, Inc. | Stock | 1,766 | $326.0K | <0.1% | – | – | History |
| Vanguard Industrials ETF92204A603 | ETF | 1,719 | $326.0K | <0.1% | – | – | – |
| ENPHEnphase Energy, Inc. | Stock | 2,009 | $326.0K | <0.1% | – | – | History |
| TSITCW Strategic Income Fund Inc | COM | 57,412 | $327.0K | <0.1% | – | – | History |
| XUnited States Steel Corp | COM | 12,481 | $327.0K | <0.1% | – | – | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 6,578 | $330.0K | <0.1% | – | – | – |
| TWOU2U, LLC | COM | 8,629 | $330.0K | <0.1% | – | – | History |
| ULTAUlta Beauty, Inc. | Stock | 1,076 | $333.0K | <0.1% | – | – | History |
| SKTTanger Inc. | COM | 22,127 | $335.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V746 | LARG CAP GRO ETF | 4,941 | $336.0K | <0.1% | – | – | – |
| Fidelity Covington Trust316092832 | DIVID ETF RISI | 8,436 | $339.0K | <0.1% | – | – | – |
| Flexshares Tr33939L662 | HIG YLD VL ETF | 6,870 | $340.0K | <0.1% | – | – | – |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 1,780 | $340.0K | <0.1% | – | – | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 9,857 | $340.0K | <0.1% | – | – | – |
| ALBAlbemarle Corp | Stock | 2,331 | $341.0K | <0.1% | – | – | History |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 1,266 | $342.0K | <0.1% | – | – | – |
| ATOMAtomera Inc | COM | 13,950 | $342.0K | <0.1% | – | – | History |
| LEGLeggett & Platt Inc | Stock | 7,520 | $343.0K | <0.1% | – | – | History |
| ESGREnstar Group LTD | SHS | 1,390 | $343.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33735T109 | COMMON SHS | 24,304 | $343.0K | <0.1% | – | – | – |
| MUABlackRock Muniassets Fund, Inc. | COM | 22,588 | $344.0K | <0.1% | – | – | History |
| First Tr Exchange Traded FD33738R878 | DORSEY WRIGHT | 10,082 | $345.0K | <0.1% | – | – | – |
| TAPMolson Coors Beverage Co | CL B | 6,742 | $345.0K | <0.1% | – | – | History |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 4,226 | $345.0K | <0.1% | – | – | – |
Options (22)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $3.45M | – |
| AMZNAmazon Com Inc | Stock | – | $2.79M |
| SPYSPDR S&P 500 ETF Trust | ETF | $912.0K | $674.0K |
| AVGOBroadcom Inc. | Stock | $1.16M | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | – | $758.0K |
| AAPLApple Inc. | Stock | – | $757.0K |
| CRMSalesforce, Inc. | Stock | – | $657.0K |
| BABoeing Co | Stock | $204.0K | $433.0K |
| NKENIKE, Inc. | Stock | – | $558.0K |
| VEEVVeeva Systems Inc | Stock | – | $522.0K |
| GMGeneral Motors Co | COM | – | $425.0K |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $378.0K |
| GEGeneral Electric Co | COM | – | $376.0K |
| NIONIO Inc. | ADR | – | $351.0K |
| MSFTMicrosoft Corp | Stock | – | $330.0K |
| REGIRenewable Energy Group, Inc. | COM NEW | $330.0K | – |
| VMWVmware LLC | CL A COM | – | $301.0K |
| METAMeta Platforms, Inc. | Stock | – | $295.0K |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | – | $291.0K |
| DISWalt Disney Co | Stock | – | $221.0K |
| DRIDarden Restaurants Inc | COM | – | $213.0K |
| FIVEFive Below, Inc | COM | – | $210.0K |