Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 6, 2021. Long positions only.
- Positions
- 1,301
- No 13F data for Q4 2020
- Portfolio value
- $3.11B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Innovator ETFs Trust45782C516 | EMRGNG MKT JAN | 7,747 | $235.0K | <0.1% | – | – | – |
| DFSDiscover Financial Services | COM | 2,487 | $236.0K | <0.1% | – | – | History |
| MAXRMaxar Technologies Inc. | COM | 6,251 | $236.0K | <0.1% | – | – | History |
| iShares Tr46435G755 | IBONDS DEC2022 | 8,984 | $237.0K | <0.1% | – | – | – |
| Invesco Exchange Traded FD T46137V456 | S&P MDCP VLU MNT | 5,335 | $238.0K | <0.1% | – | – | – |
| ProShares Tr74347B169 | ONLINE RTL ETF | 3,027 | $238.0K | <0.1% | – | – | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 31,061 | $239.0K | <0.1% | – | – | History |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 1,813 | $239.0K | <0.1% | – | – | – |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 6,187 | $240.0K | <0.1% | – | – | – |
| XYLXylem Inc. | COM | 2,288 | $241.0K | <0.1% | – | – | History |
| CORCencora, Inc. | Stock | 2,049 | $242.0K | <0.1% | – | – | History |
| NINisource Inc. | COM | 10,026 | $242.0K | <0.1% | – | – | History |
| Innovator ETFs Trust45782C508 | US EQTY PWR BUF | 7,671 | $242.0K | <0.1% | – | – | – |
| UWMCUWM Holdings Corp | COM CL A | 30,650 | $243.0K | <0.1% | – | – | History |
| DRIDarden Restaurants Inc | COM | 1,718 | $244.0K | <0.1% | – | – | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 16,646 | $244.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V886 | DWA STAPLES | 2,633 | $244.0K | <0.1% | – | – | – |
| BENFranklin Templeton Inc | COM | 8,279 | $245.0K | <0.1% | – | – | History |
| AZTAAzenta, Inc. | COM | 3,006 | $245.0K | <0.1% | – | – | History |
| GFNew Germany Fund Inc | COM | 12,417 | $245.0K | <0.1% | – | – | History |
| Renaissance Cap Greenwich FD759937204 | IPO ETF | 3,938 | $245.0K | <0.1% | – | – | – |
| GPNGlobal Payments Inc | Stock | 1,219 | $246.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 1,557 | $246.0K | <0.1% | – | – | – |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | 3,385 | $247.0K | <0.1% | – | – | History |
| KKRKKR & Co. Inc. | COM | 5,072 | $248.0K | <0.1% | – | – | History |
| iShares Tr464289479 | CORE LT USDB ETF | 3,619 | $248.0K | <0.1% | – | – | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 6,739 | $248.0K | <0.1% | – | – | – |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,438 | $250.0K | <0.1% | – | – | – |
| HPSJohn Hancock Preferred Income Fund III | COM | 13,737 | $250.0K | <0.1% | – | – | History |
| iShares Tr464288182 | MSCI AC ASIA ETF | 2,710 | $251.0K | <0.1% | – | – | – |
| RHPRyman Hospitality Properties, Inc. | COM | 3,256 | $252.0K | <0.1% | – | – | History |
| CVNACarvana Co. | CL A | 962 | $252.0K | <0.1% | – | – | History |
| Abraxas Pete Corp003830304 | COM NEW | 80,240 | $252.0K | <0.1% | – | – | – |
| LNTAlliant Energy Corp | Stock | 4,663 | $253.0K | <0.1% | – | – | History |
| CAHCardinal Health Inc | Stock | 4,164 | $253.0K | <0.1% | – | – | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 26,749 | $253.0K | <0.1% | – | – | History |
| EBAYeBay Inc | COM | 4,134 | $253.0K | <0.1% | – | – | History |
| iShares Tr46435U853 | BROAD USD HIGH | 6,131 | $253.0K | <0.1% | – | – | – |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 7,903 | $253.0K | <0.1% | – | – | – |
| TXRHTexas Roadhouse, Inc. | COM | 2,652 | $254.0K | <0.1% | – | – | History |
| LBTYALiberty Global Ltd. | SHS CL A | 9,929 | $255.0K | <0.1% | – | – | History |
| COFCapital One Financial Corp | Stock | 2,011 | $256.0K | <0.1% | – | – | History |
| CICigna Group | Stock | 1,058 | $256.0K | <0.1% | – | – | History |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 2,182 | $256.0K | <0.1% | – | – | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 2,294 | $256.0K | <0.1% | – | – | – |
| CHWYChewy, Inc. | CL A | 3,038 | $257.0K | <0.1% | – | – | History |
| iShares Tr46436E569 | ESG SELECT SCRE | 8,453 | $257.0K | <0.1% | – | – | – |
| RGENRepligen Corp | COM | 1,327 | $258.0K | <0.1% | – | – | History |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 8,394 | $258.0K | <0.1% | – | – | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 4,509 | $258.0K | <0.1% | – | – | – |
| GEVOGevo, Inc. | COM PAR | 26,300 | $258.0K | <0.1% | – | – | History |
| NTGTortoise Midstream Energy Fund, Inc. | COM | 10,022 | $258.0K | <0.1% | – | – | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 5,915 | $259.0K | <0.1% | – | – | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 26,334 | $259.0K | <0.1% | – | – | History |
| Portage Biotech IncG7185A128 | COM | 9,270 | $259.0K | <0.1% | – | – | – |
| SNOWSnowflake Inc. | Stock | 1,135 | $260.0K | <0.1% | – | – | History |
| BLMNBloomin' Brands, Inc. | COM | 9,600 | $260.0K | <0.1% | – | – | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 1,217 | $262.0K | <0.1% | – | – | History |
| NWLNewell Brands Inc. | Stock | 9,792 | $262.0K | <0.1% | – | – | History |
| MASMasco Corp | COM | 4,372 | $262.0K | <0.1% | – | – | History |
| RXTRackspace Technology, Inc. | COM | 11,050 | $263.0K | <0.1% | – | – | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 15,667 | $265.0K | <0.1% | – | – | History |
| NICENICE Ltd. | SPONSORED ADR | 1,217 | $265.0K | <0.1% | – | – | History |
| CLGNCollPlant Biotechnologies Ltd | ADS | 19,700 | $265.0K | <0.1% | – | – | History |
| Global X FDS37954Y848 | GLOBAL X SILVER | 6,661 | $266.0K | <0.1% | – | – | – |
| ZSZscaler, Inc. | Stock | 1,559 | $268.0K | <0.1% | – | – | History |
| RHRH | COM | 450 | $268.0K | <0.1% | – | – | History |
| RKTRocket Companies, Inc. | Stock | 11,652 | $269.0K | <0.1% | – | – | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 24,935 | $269.0K | <0.1% | – | – | History |
| DELLDell Technologies Inc. | Stock | 3,070 | $271.0K | <0.1% | – | – | History |
| PSAPublic Storage | COM | 1,098 | $271.0K | <0.1% | – | – | History |
| TMHCTaylor Morrison Home Corp | COM | 8,800 | $271.0K | <0.1% | – | – | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 13,198 | $273.0K | <0.1% | – | – | History |
| STWDStarwood Property Trust, Inc. | COM | 11,018 | $273.0K | <0.1% | – | – | History |
| iShares Tr46435U192 | GENOMICS IMMUN | 5,977 | $273.0K | <0.1% | – | – | – |
| DBDDiebold Nixdorf, Inc | COM | 19,300 | $273.0K | <0.1% | – | – | History |
| LITSLite Strategy, Inc. | COM NEW | 79,450 | $273.0K | <0.1% | – | – | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 5,868 | $274.0K | <0.1% | – | – | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 9,819 | $274.0K | <0.1% | – | – | History |
| PXDPioneer Natural Resources Co | COM | 1,724 | $274.0K | <0.1% | – | – | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 5,197 | $276.0K | <0.1% | – | – | – |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 18,639 | $276.0K | <0.1% | – | – | History |
| MCKMcKesson Corp | Stock | 1,421 | $277.0K | <0.1% | – | – | History |
| iShares Tr464288430 | ASIA 50 ETF | 3,000 | $277.0K | <0.1% | – | – | – |
| TTETotalEnergies SE | SPONSORED ADS | 5,947 | $277.0K | <0.1% | – | – | History |
| ATOAtmos Energy Corp | COM | 2,816 | $278.0K | <0.1% | – | – | History |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 8,705 | $278.0K | <0.1% | – | – | History |
| NUSNu Skin Enterprises, Inc. | CL A | 5,252 | $278.0K | <0.1% | – | – | History |
| Health Assurn Acquisition Co42226W208 | UNIT 99/99/9999 | 25,850 | $278.0K | <0.1% | – | – | – |
| APPNAppian Corp | CL A | 2,095 | $279.0K | <0.1% | – | – | History |
| YAlleghany Corp | COM | 446 | $279.0K | <0.1% | – | – | History |
| iShares Tr46435U713 | US INFRASTRUC | 8,076 | $280.0K | <0.1% | – | – | – |
| PHParker-Hannifin Corp | Stock | 889 | $281.0K | <0.1% | – | – | History |
| AXSAxis Capital Holdings Ltd | SHS | 5,672 | $281.0K | <0.1% | – | – | History |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 9,890 | $281.0K | <0.1% | – | – | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 5,677 | $281.0K | <0.1% | – | – | – |
| Global X FDS37954Y285 | TELMDC&DIG ETF | 14,740 | $282.0K | <0.1% | – | – | – |
| UTGReaves Utility Income Fund | COM SH BEN INT | 8,410 | $282.0K | <0.1% | – | – | History |
| CBRLCracker Barrel Old Country Store, Inc | COM | 1,629 | $282.0K | <0.1% | – | – | History |
| KLACKLA Corp | COM NEW | 859 | $284.0K | <0.1% | – | – | History |
Options (22)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $3.45M | – |
| AMZNAmazon Com Inc | Stock | – | $2.79M |
| SPYSPDR S&P 500 ETF Trust | ETF | $912.0K | $674.0K |
| AVGOBroadcom Inc. | Stock | $1.16M | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | – | $758.0K |
| AAPLApple Inc. | Stock | – | $757.0K |
| CRMSalesforce, Inc. | Stock | – | $657.0K |
| BABoeing Co | Stock | $204.0K | $433.0K |
| NKENIKE, Inc. | Stock | – | $558.0K |
| VEEVVeeva Systems Inc | Stock | – | $522.0K |
| GMGeneral Motors Co | COM | – | $425.0K |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $378.0K |
| GEGeneral Electric Co | COM | – | $376.0K |
| NIONIO Inc. | ADR | – | $351.0K |
| MSFTMicrosoft Corp | Stock | – | $330.0K |
| REGIRenewable Energy Group, Inc. | COM NEW | $330.0K | – |
| VMWVmware LLC | CL A COM | – | $301.0K |
| METAMeta Platforms, Inc. | Stock | – | $295.0K |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | – | $291.0K |
| DISWalt Disney Co | Stock | – | $221.0K |
| DRIDarden Restaurants Inc | COM | – | $213.0K |
| FIVEFive Below, Inc | COM | – | $210.0K |