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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,315
−130 vs. Q2 2022
Portfolio value
$3.17B
−$335.5M (−9.6%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Ancora Advisors, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Thunder Bridge Cap Prtnrs II88605T118*W EXP 02/15/2024,663$00.0%00.0%Unchanged–
Escrow Turkish Invst FD900ESC104COM318$00.0%00.0%Unchanged–
UNITUniti Group Inc.COM11$00.0%+1+10.0%AddedHistory
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT8$00.0%00.0%Unchanged–
Vectoiq Acquisition Corp II92244F117*W EXP 01/07/202180$00.0%00.0%Unchanged–
VLDRVelodyne Lidar, Inc.COM250$00.0%00.0%UnchangedHistory
Virtus Oil and Gas Corporation92834V209COM66$00.0%00.0%Unchanged–
Potbelly Warrants929999845WT48,846$00.0%00.0%Unchanged–
Web Blockchain Media Inc94734A103COM1,000$00.0%00.0%Unchanged–
Zagg Inc CVR988CVR015COM278,690$00.0%00.0%Unchanged–
ZENZendesk, Inc.COM6$00.0%−52,500−100.0%ReducedHistory
WTS QLT Inc9941239W9WT200,000$00.0%00.0%Unchanged–
Authentic Equity Acquistn CoG06607124*W EXP 01/20/2023,000$00.0%00.0%Unchanged–
Blueriver Acquisition CorpG1261Q115*W EXP 01/04/202308$00.0%00.0%Unchanged–
COVA Acquisition Corp.G2554Y120*W EXP 02/05/202750$00.0%00.0%Unchanged–
CPTKWCrown PropTech Acquisitions*W EXP 99/99/99912,098$00.0%00.0%UnchangedHistory
CSTWFConstellation Acquisition Corp I*W EXP 01/29/202132$00.0%00.0%UnchangedHistory
Eucrates Biomedical Acqu CorG3141W122*W EXP 10/23/20247$00.0%00.0%Unchanged–
Ares Acquisition CorporationG33032122*W EXP 99/99/9993,198$00.0%00.0%Unchanged–
Fortress Capital Acquisition CorpG36427121*W EXP 99/99/99979$00.0%00.0%Unchanged–
Global Partner Acqistn CorpG3934P128*W EXP 01/14/2025,382$00.0%00.0%Unchanged–
Greencity Acquisition CorpG4086B123*W EXP 04/28/2028,400$00.0%00.0%Unchanged–
Itiquira Acquisition CorpG49773115*W EXP 02/03/202300$00.0%00.0%Unchanged–
Kernel Group Holdings, Inc.G5259L129*W EXP 02/02/20218,700$00.0%00.0%Unchanged–
Leo Hldgs Corp IIG5463R128*W EXP 01/07/202825$00.0%00.0%Unchanged–
Marlin Technology Corp.G58411110*W EXP 01/12/2021,666$00.0%00.0%Unchanged–
Malacca Straits Acquisition Co LtdG5859B109*W EXP 99/99/999300$00.0%00.0%Unchanged–
ITRMIterum Therapeutics plcSHS38$00.0%−1−1.4%ReducedConverted for a 1-for-15 splitHistory
North Atlantic Acquisitn CorG66139125*W EXP 10/20/2021,600$00.0%00.0%Unchanged–
Pontem CorporationG71707122*W EXP 01/05/202666$00.0%00.0%Unchanged–
Provident Acquisition Corp.G7282L126*W EXP 01/08/202103$00.0%00.0%Unchanged–
RMG Acquisition Corp IIIG76088122*W EXP 02/08/2021,259$00.0%00.0%Unchanged–
TZP Strategies Acquistn CorpG91595119*W EXP 01/06/2023,800$00.0%00.0%Unchanged–
Japan Tobacco IncJ27869106ADUS5$00.0%00.0%Unchanged–
Advanced Merger Partners Inc00777J117*W EXP 06/30/2021,116$00.0%00.0%Unchanged–
Arrowroot Acquisition Corp04282M110*W EXP 03/02/2022,067$00.0%00.0%Unchanged–
B Riley Prin 250 Merger Corp05602L112*W EXP 04/01/2021,666$00.0%00.0%Unchanged–
Broadscale Acquisition Corp11134Y119*W EXP 02/02/202212$00.0%00.0%Unchanged–
Build Acquisition Corp12008J113*W EXP 03/15/2024,125$00.0%00.0%Unchanged–
CF Acquisition Corp VIII12520C117*W EXP 03/31/2023,175$00.0%00.0%Unchanged–
Churchill Capital Corp VI17143W119*W EXP 02/17/202579$00.0%00.0%Unchanged–
Churchill Capital Corp VII17144M110*W EXP 02/29/2021,219$00.0%00.0%Unchanged–
Colicity Inc194170114*W EXP 02/24/2022,818$00.0%00.0%Unchanged–
DHB Capital Corp23291W117*W EXP 03/31/2027,802$00.0%00.0%Unchanged–
DIDIYDiDi Global Inc.SPONSORED ADS80$00.0%−2,126−96.4%ReducedHistory
Diamond Offshore Drilling Inc WT Exp25271C110Com109$00.0%00.0%Unchanged–
Esc Diamond Offshore D Escrow252ESC017Com2,000$00.0%00.0%Unchanged–
Finserv Acquisition Corp. II31809Y111*W EXP 02/17/20225$00.0%00.0%Unchanged–
Forest Road Acquisition Cor34619V111*W EXP 01/15/202119$00.0%00.0%Unchanged–
Forum Merger IV Corp349875112*W EXP 03/15/2023,750$00.0%00.0%Unchanged–
Glenfarne Merger Corp378579114*W EXP 03/17/2022,932$00.0%00.0%Unchanged–
Golden Arrow Merger Corp380799114*W EXP 07/31/2024,366$00.0%00.0%Unchanged–
Hudson Executive Inves III44376L115*W EXP 02/22/2023,455$00.0%00.0%Unchanged–
Interprivate II Acquisition46064Q116*W EXP 09/03/2023,200$00.0%00.0%Unchanged–
Interprivate III Financial P46064R114*W EXP 99/99/9996,540$00.0%00.0%Unchanged–
Live Oak Mobility Acquisi Co538126111*W EXP 03/04/2021,000$00.0%00.0%Unchanged–
Longview Acquisition Corp. II54319Q113*W EXP 99/99/9991,000$00.0%00.0%Unchanged–
Mission Advancement Corp60501L119*W EXP 03/05/2023,332$00.0%00.0%Unchanged–
Nightdragon Acquisition Corp65413D113*W EXP 02/26/202600$00.0%00.0%Unchanged–
Northern Star Invest Corp II66574L118*W EXP 02/25/202687$00.0%00.0%Unchanged–
Northern Star Invest Corp IV66575B119*W EXP 02/25/2022,700$00.0%00.0%Unchanged–
Orion Acquisition Corp68626A116*W EXP 02/19/2024,920$00.0%00.0%Unchanged–
Pivotal Investment Corp III72582M114*W EXP 01/28/2022,529$00.0%00.0%Unchanged–
Priveterra Acquisition Corp74275N110*W EXP 02/28/2025,589$00.0%00.0%Unchanged–
RXR Acquisition Corp74981W115*W EXP 03/08/20214,839$00.0%00.0%Unchanged–
Revolution Healthcar Aq Corp76155Y116*W EXP 12/31/2021,398$00.0%00.0%Unchanged–
Sandbridge X2 Corp799792114*W EXP 03/11/2021,666$00.0%00.0%Unchanged–
Social Leverage Acquisn Corp83363K110*W EXP 02/17/202100$00.0%00.0%Unchanged–
Sportstek Acquisition Corp849196118*W EXP 02/16/202350$00.0%00.0%Unchanged–
TCW Special Purpose Acqu Cor87301L114*W EXP 99/99/9992,147$00.0%00.0%Unchanged–
Tech and Energy Transition87823R110*W EXP 03/31/2028,944$00.0%00.0%Unchanged–
Altimar Acquisition Corp. IIIG0370U116*W EXP 08/03/2022,725$00.0%00.0%Unchanged–
Apollo Strategic GRWT CPTL IG0412A128*W EXP 02/12/202359$00.0%00.0%Unchanged–
Aurora Acquisition CorpG0698L129*W EXP 03/02/2023,450$00.0%00.0%Unchanged–
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG2$00.0%00.0%Unchanged–
Catcha Investment CorpG1962Y110*W EXP 99/99/9992,607$00.0%00.0%Unchanged–
Disruptive Acquisition CorpG2770Y128*W EXP 03/06/2026,132$00.0%00.0%Unchanged–
ScION Tech Growth IIG31070116*W EXP 01/28/20232$00.0%00.0%Unchanged–
European Biotech Acqutn CorpG3167F128*W EXP 03/06/2022,332$00.0%00.0%Unchanged–
Esm Acquisition CorporationG3195H112*W EXP 02/02/2025,400$00.0%00.0%Unchanged–
SPWRWSunPower Inc.*W EXP 99/99/9991,038$00.0%00.0%UnchangedHistory
Fintech Evolution Acquis GroG3R19A120*W EXP 03/31/2021,476$00.0%00.0%Unchanged–
Kismet Acquisition Three CorG5276C102*W EXP 06/30/20211,440$00.0%00.0%Unchanged–
L Catterton Asia AcquisitionG5346G117*W EXP 03/08/20266$00.0%00.0%Unchanged–
Lazard Growth Acquisition CoG54035111*W EXP 02/10/2025,141$00.0%00.0%Unchanged–
Lead Edge Growth Oprtunts LTG54085116*W EXP 04/01/2021,750$00.0%00.0%Unchanged–
LDH Growth Corp IG54094126*W EXP 03/17/2021,200$00.0%00.0%Unchanged–
MSD Acquisition Corp.G5709C125*W EXP 03/25/2021,000$00.0%00.0%Unchanged–
New Vista Acquisition CorpG6529L121*W EXP 02/01/2022,000$00.0%00.0%Unchanged–
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/2023,079$00.0%00.0%Unchanged–
Silver Spike Acquisitn CorpG8201H113*W EXP 02/26/2021,819$00.0%00.0%Unchanged–
Slam Corp.G8210L121*W EXP 02/23/2022,664$00.0%00.0%Unchanged–
TB SA Acquisition CorpG8657L121*W EXP 03/25/20266$00.0%00.0%Unchanged–
Tailwind Internatnal Acq CorG8662F119*W EXP 03/01/20214,046$00.0%00.0%Unchanged–
Tio Tech AG8T10C114*W EXP 04/12/2026,700$00.0%00.0%Unchanged–
Supernova Partn Acq Co III LG8T90F128*W EXP 99/99/9991,679$00.0%00.0%Unchanged–
Valor Latitude Acquisitn CorG9460N122*W EXP 04/02/2021,666$00.0%00.0%Unchanged–
Ap Henderson Group00186G100COM2,000$00.0%00.0%Unchanged–
Atna Resources04957F101COM400$00.0%00.0%Unchanged–
Bilander Acquisition Corp.09001T114*W EXP 05/19/2021,775$00.0%00.0%Unchanged–

Options (60)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2022
SecurityClassPutsCalls
iShares Tr464287952PUT$17.0M–
Invesco QQQ Tr46090E953PUT$6.79M–
iShares Tr464287955PUT$6.26M–
iShares Tr464287957PUT$3.73M–
SPDR S&P 500 ETF Tr78462F953PUT$3.38M–
SPDR Series Trust78464A954PUT$3.07M–
Invesco Exchange Traded FD T46137V952PUT$2.12M–
Select Sector SPDR Tr81369Y954PUT$2.12M–
C H Robinson Worldwide Inc12541W959PUT$1.99M–
SPX Corp784635954PUT$1.94M–
Green Plains Partners LP393221956PUT$1.70M–
ProShares Tr74348A950PUT$1.55M–
Select Sector SPDR Tr81369Y950PUT$1.54M–
SPDR Ser Tr78464A958PUT$1.53M–
Hasbro Inc418056957PUT$1.05M–
iShares Tr464288950PUT$963.0K–
Berry Global Group Inc08579W953COM$782.0K–
Ashland Global Hldgs Inc044186954PUT$638.0K–
Everbridge Inc29978A954PUT$635.0K–
United Parcel Service Inc911312956PUT$634.0K–
Iaa Inc449253953PUT$552.0K–
Mini Russell 200012510L101INDEX–$536.0K
iShares Tr464288954PUT$476.0K–
Expeditors Intl Wash Inc302130959PUT$385.0K–
Hunt J B Trans Svcs Inc445658957PUT$384.0K–
Select Sector SPDR Tr81369Y957PUT$381.0K–
Matson Inc57686G955PUT$362.0K–
Select Sector SPDR Tr81369Y953OPT$319.0K–
iShares Tr464287580US CONSUM DISCRE$301.0K–
Bed Bath & Beyond Inc075896950PUT$298.0K–
Arcbest Corp03937C955PUT$260.0K–
iShares Tr464288904CALL–$236.0K
FedEx Corp31428X956PUT$192.0K–
iShares Tr464287902CALL–$147.0K
Union Pac Corp907818958PUT$142.0K–
Iaa Inc449253903CALL–$93.0K
Select Sector SPDR Tr81369Y956PUT$72.0K–
iShares Tr464287950PUT$67.0K–
Ally Finl Inc02005N950PUT$65.0K–
Lucid Group Inc549498953COM$54.0K–
Kohls Corp500255904CALL–$37.0K
C H Robinson Worldwide Inc12541W909CALL–$34.0K
SPX Corp784635904CALL–$21.0K
Ulta Beauty Inc90384S903CALL–$20.0K
Omeros Corp682143902CALL–$19.0K
VanEck Vectors ETF Tr92189F903CALL–$17.0K
Hasbro Inc418056907CALL–$14.0K
Ulta Beauty Inc90384S953COM$11.0K–
iShares Tr464287904CALL–$10.0K
iShares Tr464288908CALL–$8.00K
Kraneshares Tr500767906CALL–$7.00K
Schneider National Inc80689H952PUT$6.00K–
Diebold Inc253651903CALL–$2.00K
Diebold Inc253651953PUT$2.00K–
Murphy USA Inc626755902CALL–$2.00K
Murphy USA Inc626755952PUT$2.00K–
Signet Jewelers LimitedG81276950PUT$2.00K–
ATVIActivision Blizzard, Inc.COM–$1.00K
Hub Group Inc443320956CL A$1.00K–
SPDR Gold Tr78463V957GOLD SHS$1.00K–

Sold out since Q2 2022 (216)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 216 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
SPTNSpartanNash CoCOM361,020$10.9M0.3%History
MLKNMillerknoll, Inc.COM133,688$3.51M0.1%History
PCSBPCSB Financial CorpCOM61,340$1.17M<0.1%History
Vonage Holdings Corp92886T201COM53,248$1.00M<0.1%–
WHGWestwood Holdings Group IncCOM71,965$993.0K<0.1%History
CZRCaesars Entertainment, Inc.COM21,250$814.0K<0.1%History
AANAaron's Company, Inc.COM55,794$812.0K<0.1%History
Colonnade Acquisition Corp IG2284B101SHS CL A70,192$687.0K<0.1%–
TRSTTrustco Bank Corp N YCOM NEW21,923$676.0K<0.1%History
COWNCowen Inc.CL A NEW25,813$611.0K<0.1%History
SGCSuperior Group of Companies, Inc.COM34,090$605.0K<0.1%History
Insight Acquisition Corp45784L100COM CL A56,000$550.0K<0.1%–
Alimen Couche01626P304COM13,032$507.0K<0.1%–
Progress Acquisition Corp.74327P105COM CL A50,072$496.0K<0.1%–
IXAQFIX Acquisition Corp.CLASS A ORD SHS50,000$490.0K<0.1%History
Warrior Technologies Acqui C936273101COM CL A48,063$478.0K<0.1%–
RDNTRadNet, Inc.COM25,330$438.0K<0.1%History
AXTIAxt IncCOM71,073$417.0K<0.1%History
EVCEntravision Communications CorpCL A90,210$411.0K<0.1%History
Global X FDS37954Y475S&P 500 COVERED9,316$398.0K<0.1%–
Corazon Capital V838 MonocerG24237102CLASS A ORD SHS39,838$390.0K<0.1%–
Tailwind Internatnal Acq CorG8662F101COM CL A39,140$384.0K<0.1%–
KAIIQuadro Acquisition One Corp.CL A SHS37,623$370.0K<0.1%History
PEPLPepperLime Health Acquisition CorpCLASS A ORD SHS35,000$349.0K<0.1%History
UISUnisys CorpCOM NEW28,703$345.0K<0.1%History
HALLHallmark Financial Services IncCOM NEW127,336$308.0K<0.1%History
IIINInsteel Industries IncCOM8,930$301.0K<0.1%History
KOPKoppers Holdings Inc.COM13,120$297.0K<0.1%History
LCALandcadia Holdings IV, Inc.CLASS A COM29,069$285.0K<0.1%History
Direct Selling Acquisitin Co25460L103CL A COM25,700$258.0K<0.1%–
HZNHorizon Global CorpCOM155,397$253.0K<0.1%History
Lazard Growth Acquisition CoG54035103SHS25,706$251.0K<0.1%–
Endurance Acquisition Corp.G3041W107CL A ORD25,352$250.0K<0.1%–
MNManning & Napier, Inc.CL A19,300$241.0K<0.1%History
Industrial Human Capital, Inc.45617P104COM23,000$231.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF4,562$216.0K<0.1%–
Cactus Acquisition Corp. 1 LtdG1745A108CLASS A ORD21,700$216.0K<0.1%–
ENTFEnterprise 4.0 Technology Acquisition CorpCLASS A ORD SHS20,000$199.0K<0.1%History
PHYTPyrophyte Acquisition Corp.CL A ORD SHS19,800$198.0K<0.1%History
Worldwide Webb Acquisition CG97775103CLASS A ORD SHS20,000$197.0K<0.1%–
Tio Tech AG8T10C106CLASS A ORD SHS20,100$196.0K<0.1%–
Arbor Rapha Cap Biohlds Corp03881F104CLASS A COM19,500$196.0K<0.1%–
DENNDENNY'S CorpCOM20,970$182.0K<0.1%History
DISADisruptive Acquisition Corp ICLASS A ORD SHS18,098$177.0K<0.1%History
CDKCDK Global, Inc.COM3,200$175.0K<0.1%History
Talon 1 Acquisition CorpG86656108CLASS A ORD17,200$173.0K<0.1%–
ISLEIsleworth Healthcare Acquisition Corp.COM16,261$162.0K<0.1%History
MNKTQKeenova Therapeutics plcCOM6,470$161.0K<0.1%History
Ithax Acquisition CorpG49775102CL A SHS15,951$159.0K<0.1%–
SEPASEP Acquisition Corp.CLASS A COM15,806$156.0K<0.1%History
Banner Acquisition Corp.06654K101CLASS A COM15,800$156.0K<0.1%–
GoGreen Investments CorpG9461B101ORD SHS CL A15,200$152.0K<0.1%–
Thrive Acquisition CorporatiG7158C101CLASS A ORD15,000$151.0K<0.1%–
Iconic Sports Acquisition Corp.G4712C107CL A ORD SHS14,600$146.0K<0.1%–
Sizzle Acquisition Corp.83014E109COMMON STOCK12,900$129.0K<0.1%–
Gesher I Acquisition CorpG38537109CLASS A ORD13,003$128.0K<0.1%–
HTLDHeartland Express IncCOM9,164$127.0K<0.1%History
Tevogen Inc.G8028L107CLASS A ORD12,410$124.0K<0.1%–
BFACBattery Future Acquisition Corp.CL A ORD SHS12,000$119.0K<0.1%History
EVEEVe Mobility Acquisition CorpCL A ORD SHS12,000$119.0K<0.1%History
ROSERose Hill Acquisition CorpCLASS A ORD11,700$117.0K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW7,394$106.0K<0.1%–
GSKGSK plcSPONSORED ADR2,412$105.0K<0.1%History
BZHBeazer Homes USA IncCOM NEW8,505$103.0K<0.1%History
Peridot Acquisition Corp. IIG7008B105SHS CL A10,403$102.0K<0.1%–
Zeo Energy Corp.G3R95N103SHS CL A10,100$102.0K<0.1%–
Mountain & Co I Acquisitn CoG6301J104CLASS A ORD10,100$102.0K<0.1%–
Innovative Intl Acqusitin CoG4809M109CLASS A ORD10,100$102.0K<0.1%–
NCACNewcourt Acquisition CorpCLASS A ORD SHS10,000$100.0K<0.1%History
CMCAFPiermont Valley Acquisition CorpCLASS A ORD SHS10,000$100.0K<0.1%History
TLGYTlgy Acquisition CorpCLASS A ORD SHS10,000$100.0K<0.1%History
DP Cap Acquisition Corp IG2R05B100CLASS A ORD10,000$99.0K<0.1%–
BOCNBlue Ocean Acquisition CorpCLASS A ORD SHS10,000$99.0K<0.1%History
ADSKAutodesk, Inc.COM540$93.0K<0.1%History
FRMEFirst Merchants CorpCOM2,382$85.0K<0.1%History
ONYXOnyx Acquisition Co. ISHS CL A7,900$79.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL3,331$73.0K<0.1%–
GTACGlobal Technology Acquisition Corp. ICLASS A ORD6,200$62.0K<0.1%History
Syntec Optics Holdings, Inc.68218C108CLASS A COM6,133$61.0K<0.1%–
PGSSPegasus Digital Mobility Acquisition Corp.CL A ORD SHS6,000$60.0K<0.1%History
Schwab US Tips ETF808524870ETF914$51.0K<0.1%–
Athena Consumer Acq Corp04684M106CL A5,000$50.0K<0.1%–
Anthemis Digital AcquisitionG03959106CLASS A ORD5,000$50.0K<0.1%–
Bullpen Parlay Acquisition CG1792A100CLASS A ORD SHS5,000$50.0K<0.1%–
WALDWaldencast plcCLASS A ORD SHS5,000$49.0K<0.1%History
PETWag! Group Co.ORDINARY SHS5,000$49.0K<0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME1,520$45.0K<0.1%–
Spree Acquisition Corp. 1 LtdG83745102CL A ORD SHS4,108$41.0K<0.1%–
RFRegions Financial CorpCOM2,115$40.0K<0.1%History
iShares U.S. Regional Banks ETF464288778ETF800$39.0K<0.1%–
Schwab Fundamental U.S. Large Company ETF808524771ETF714$36.0K<0.1%–
Alps ETF Tr00162Q593MED BREAKTHGH1,258$35.0K<0.1%–
Go Acquisition Corp362019101COM3,522$35.0K<0.1%–
GBTGlobal Blood Therapeutics, Inc.COM1,050$34.0K<0.1%History
CNIGCorning Natural Gas Holding CorpCOM1,288$32.0K<0.1%History
KAMNKAMAN CorpCOM1,000$31.0K<0.1%History
SCMASeaport Calibre Materials Acquisition Corp.CLASS A COM3,100$31.0K<0.1%History
HZONHorizon Acquisition Corp IISHS CL A3,000$30.0K<0.1%History
CDKCDK Global, Inc.COM550$30.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A1,439$29.0K<0.1%–