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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,315
−130 vs. Q2 2022
Portfolio value
$3.17B
−$335.5M (−9.6%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Ancora Advisors, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BHCBausch Health Companies Inc.Stock50$00.0%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock67$00.0%−33−33.0%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF1$00.0%00.0%Unchanged–
SFIXStitch Fix, Inc.Stock17$00.0%00.0%UnchangedHistory
CHWYChewy, Inc.CL A12$00.0%−1,000−98.8%ReducedHistory
TTWOTake Two Interactive Software IncCOM3$00.0%−30−90.9%ReducedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS12$00.0%00.0%UnchangedHistory
TMETencent Music Entertainment GroupSPON ADS116$00.0%00.0%UnchangedHistory
YUMCYum China Holdings, Inc.COM4$00.0%00.0%UnchangedHistory
YETIYETI Holdings, Inc.COM6$00.0%00.0%UnchangedHistory
AZTAAzenta, Inc.COM11$00.0%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF8$00.0%+8New–
SPDR Series Trust78468R622ST BLOO HIGH ETF5$00.0%00.0%Unchanged–
SESea LtdSPONSORD ADS3$00.0%00.0%UnchangedHistory
ARDXArdelyx, Inc.COM287$00.0%00.0%UnchangedHistory
BLMNBloomin' Brands, Inc.COM5$00.0%+5NewHistory
CHGGChegg, IncCOM15$00.0%00.0%UnchangedHistory
FSLYFastly, Inc.CL A11$00.0%00.0%UnchangedHistory
FVRRFiverr International Ltd.ORD SHS3$00.0%00.0%UnchangedHistory
KOPNKopin CorpCOM200$00.0%00.0%UnchangedHistory
LILALiberty Latin America Ltd.COM CL A58$00.0%00.0%UnchangedHistory
NVCRNovoCure LtdORD SHS6$00.0%00.0%UnchangedHistory
SEDGSolaredge Technologies, Inc.COM2$00.0%00.0%UnchangedHistory
TDOCTeladoc Health, Inc.COM4$00.0%−180−97.8%ReducedHistory
WIXWix.com Ltd.SHS2$00.0%00.0%UnchangedHistory
Anc Rent Corp001813104COM25$00.0%00.0%Unchanged–
Adara Acquisition Corp00653H110*W EXP 02/11/202100$00.0%00.0%Unchanged–
Aequi Acquisition Corp00775W110*W EXP 11/30/202266$00.0%00.0%Unchanged–
Affymax Inc00826A109COM500$00.0%00.0%Unchanged–
Escrow All American Semiconduc016ESC402COM100,350$00.0%00.0%Unchanged–
ALPPAlpine 4 Holdings, Inc.COM100$00.0%00.0%UnchangedHistory
Escrow Ambassadors Group Inc C023ESC999COM4,900$00.0%00.0%Unchanged–
American Green Inc02640N200COM750$00.0%00.0%Unchanged–
Esc American Medical Alert Cor027904986COM35,100$00.0%00.0%Unchanged–
Atlantis Plastics Inc049156102COM640$00.0%00.0%Unchanged–
ACBAurora Cannabis IncCOM20$00.0%00.0%UnchangedHistory
Brampton Crest Intl Inc Com10511R101COM4$00.0%00.0%Unchanged–
Canadian Cannabis Co135442101COM100$00.0%00.0%Unchanged–
Cannalink Inc Com13765B103COM28$00.0%00.0%Unchanged–
CGCCanopy Growth CorpCOM164$00.0%00.0%UnchangedHistory
LOTZCarLotz, Inc.COM CL A400$00.0%00.0%UnchangedHistory
Clarim Acquisition Corp18049C116*W EXP 01/05/20211,832$00.0%00.0%Unchanged–
Climate Real Impact Slutins187171111*W EXP 01/29/2022,200$00.0%00.0%Unchanged–
Compute Health Acquisitin Co204833115*W EXP 01/25/202250$00.0%00.0%Unchanged–
Escrow Concord Camera Corp Com206ESC998COM2,500$00.0%00.0%Unchanged–
CORRCorEnergy Infrastructure Trust, Inc.COM NEW87$00.0%00.0%UnchangedHistory
CRONCronos Group Inc.COM123$00.0%+123NewHistory
D and Z Media Acquisition Co23305Q114*W EXP 01/27/202200$00.0%00.0%Unchanged–
Diamondhead Holdings Corp25278L113*W EXP 01/28/202125$00.0%00.0%Unchanged–
E Med Future Inc Com26875D108COM3,000$00.0%00.0%Unchanged–
Earthshell Corp Com New27032B209COM250$00.0%00.0%Unchanged–
Fab Unvl Corp Com302771100COM142$00.0%00.0%Unchanged–
First PL Finl Corp Com33610T109COM5,450$00.0%00.0%Unchanged–
Firstime Design Ltd Com33766M106COM65$00.0%00.0%Unchanged–
Fortress Value Acquis Corp I34964G115*W EXP 12/31/20239$00.0%00.0%Unchanged–
Foxwayne Enterpris Aqstn Cor35166L117*W EXP 01/12/202100$00.0%00.0%Unchanged–
Gaming & Hospitality Acqu Co364681114*W EXP 02/04/2023,100$00.0%00.0%Unchanged–
Getswift Technologies37428G100COM428,068$00.0%+428,068New–
Gores Technology Partners II38287L206UNIT 03/16/20281$00.0%00.0%Unchanged–
Green Earth Techs39303R102COM10,000$00.0%00.0%Unchanged–
Group Nine Acquisition Corp.39947R112*W EXP 01/15/202154$00.0%00.0%Unchanged–
Gulf Energy Corp402274104COM500$00.0%00.0%Unchanged–
Hamilton Lane Alliance Hldgs40749M111*W EXP 01/12/20228$00.0%00.0%Unchanged–
HGR Liquidating Trust42837P105COM1,093$00.0%00.0%Unchanged–
Hycroft Mining Holding Corp44862P125*W EXP 10/12/20228$00.0%00.0%Unchanged–
Hyster B449172204COM1$00.0%00.0%Unchanged–
Iexalt Inc Com New451691208COM20$00.0%00.0%Unchanged–
Joff Fintech Acquisition Cor46592C118*W EXP 02/04/2023,066$00.0%00.0%Unchanged–
KL Acquisition Corp49837C117*W EXP 01/12/20266$00.0%00.0%Unchanged–
Escrow Lehman Bros Hldgs Inc C524ESC100COM187$00.0%00.0%Unchanged–
LEVLLevel One Bancorp IncCOM2,500$00.0%00.0%UnchangedHistory
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A188$00.0%00.0%UnchangedHistory
LGNDZLigand Pharmaceuticals IncCOM12,000$00.0%00.0%UnchangedHistory
LACLithium Americas Corp.COM NEW10$00.0%+10NewHistory
Lone Pine Res Inc Com54222A106COM1,000,000$00.0%00.0%Unchanged–
The Music Acquisition Corp62752R118*W EXP 02/05/202200$00.0%00.0%Unchanged–
Natur International Corporatio63883U103COM142$00.0%00.0%Unchanged–
Natural Order Acquisition Corp.63889L115*W EXP 09/15/20213,000$00.0%00.0%Unchanged–
BFXBowflex Inc.COM36$00.0%00.0%UnchangedHistory
Neurobiological Tech Inc Com N64124W304COM2,544,675$00.0%00.0%Unchanged–
OCA Acquisition Corp.670865112*W EXP 01/14/2021,400$00.0%00.0%Unchanged–
Oilsands Quest Inc Com678046103COM1,000$00.0%00.0%Unchanged–
One Equity Partners Open WTR68237L113*W EXP 01/14/2023,366$00.0%00.0%Unchanged–
PDL Biopharma Inc Com69329Y104COM4,948$00.0%00.0%Unchanged–
Penn Treaty Amern Corp Com New707874400COM50,000$00.0%00.0%Unchanged–
Potbelly Corp Restricted Warra737991349WT97,709$00.0%00.0%Unchanged–
Progenics Pharmaceuticals Inc743CVR037COM47,700$00.0%00.0%Unchanged–
RDFNRedfin CorpCOM11$00.0%00.0%UnchangedHistory
SCP & Co Healthcare Acqustn784065112*W EXP 01/27/20218,668$00.0%00.0%Unchanged–
Sgi Intl Com New784185209COM2,000$00.0%00.0%Unchanged–
Science Strategic Acq Alpha808641112*W EXP 01/20/2026,657$00.0%00.0%Unchanged–
FIRYFiry Inc.COM400$00.0%−3,865−90.6%ReducedHistory
Smart SMS Corp Com83171W207COM2,500$00.0%00.0%Unchanged–
Solar Integrated Roofing Cor Com83417R103Common Stock2,000$00.0%00.0%Unchanged–
Spirit MTA REIT848ESC018Common Stock80,000$00.0%00.0%Unchanged–
Sport Haley Hldgs84917J104COM2,500$00.0%00.0%Unchanged–
TLG Acquisition One Corp87257M116*W EXP 01/25/2025,298$00.0%00.0%Unchanged–
Tactical Air Defense Svcs Com87356M108COM140,000$00.0%00.0%Unchanged–
Tapestry Pharma Inc Com New876031204COM1,248,000$00.0%00.0%Unchanged–
Thai Fund882ESC106COM594$00.0%00.0%Unchanged–

Options (60)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2022
SecurityClassPutsCalls
iShares Tr464287952PUT$17.0M–
Invesco QQQ Tr46090E953PUT$6.79M–
iShares Tr464287955PUT$6.26M–
iShares Tr464287957PUT$3.73M–
SPDR S&P 500 ETF Tr78462F953PUT$3.38M–
SPDR Series Trust78464A954PUT$3.07M–
Invesco Exchange Traded FD T46137V952PUT$2.12M–
Select Sector SPDR Tr81369Y954PUT$2.12M–
C H Robinson Worldwide Inc12541W959PUT$1.99M–
SPX Corp784635954PUT$1.94M–
Green Plains Partners LP393221956PUT$1.70M–
ProShares Tr74348A950PUT$1.55M–
Select Sector SPDR Tr81369Y950PUT$1.54M–
SPDR Ser Tr78464A958PUT$1.53M–
Hasbro Inc418056957PUT$1.05M–
iShares Tr464288950PUT$963.0K–
Berry Global Group Inc08579W953COM$782.0K–
Ashland Global Hldgs Inc044186954PUT$638.0K–
Everbridge Inc29978A954PUT$635.0K–
United Parcel Service Inc911312956PUT$634.0K–
Iaa Inc449253953PUT$552.0K–
Mini Russell 200012510L101INDEX–$536.0K
iShares Tr464288954PUT$476.0K–
Expeditors Intl Wash Inc302130959PUT$385.0K–
Hunt J B Trans Svcs Inc445658957PUT$384.0K–
Select Sector SPDR Tr81369Y957PUT$381.0K–
Matson Inc57686G955PUT$362.0K–
Select Sector SPDR Tr81369Y953OPT$319.0K–
iShares Tr464287580US CONSUM DISCRE$301.0K–
Bed Bath & Beyond Inc075896950PUT$298.0K–
Arcbest Corp03937C955PUT$260.0K–
iShares Tr464288904CALL–$236.0K
FedEx Corp31428X956PUT$192.0K–
iShares Tr464287902CALL–$147.0K
Union Pac Corp907818958PUT$142.0K–
Iaa Inc449253903CALL–$93.0K
Select Sector SPDR Tr81369Y956PUT$72.0K–
iShares Tr464287950PUT$67.0K–
Ally Finl Inc02005N950PUT$65.0K–
Lucid Group Inc549498953COM$54.0K–
Kohls Corp500255904CALL–$37.0K
C H Robinson Worldwide Inc12541W909CALL–$34.0K
SPX Corp784635904CALL–$21.0K
Ulta Beauty Inc90384S903CALL–$20.0K
Omeros Corp682143902CALL–$19.0K
VanEck Vectors ETF Tr92189F903CALL–$17.0K
Hasbro Inc418056907CALL–$14.0K
Ulta Beauty Inc90384S953COM$11.0K–
iShares Tr464287904CALL–$10.0K
iShares Tr464288908CALL–$8.00K
Kraneshares Tr500767906CALL–$7.00K
Schneider National Inc80689H952PUT$6.00K–
Diebold Inc253651903CALL–$2.00K
Diebold Inc253651953PUT$2.00K–
Murphy USA Inc626755902CALL–$2.00K
Murphy USA Inc626755952PUT$2.00K–
Signet Jewelers LimitedG81276950PUT$2.00K–
ATVIActivision Blizzard, Inc.COM–$1.00K
Hub Group Inc443320956CL A$1.00K–
SPDR Gold Tr78463V957GOLD SHS$1.00K–

Sold out since Q2 2022 (216)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 216 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
SPTNSpartanNash CoCOM361,020$10.9M0.3%History
MLKNMillerknoll, Inc.COM133,688$3.51M0.1%History
PCSBPCSB Financial CorpCOM61,340$1.17M<0.1%History
Vonage Holdings Corp92886T201COM53,248$1.00M<0.1%–
WHGWestwood Holdings Group IncCOM71,965$993.0K<0.1%History
CZRCaesars Entertainment, Inc.COM21,250$814.0K<0.1%History
AANAaron's Company, Inc.COM55,794$812.0K<0.1%History
Colonnade Acquisition Corp IG2284B101SHS CL A70,192$687.0K<0.1%–
TRSTTrustco Bank Corp N YCOM NEW21,923$676.0K<0.1%History
COWNCowen Inc.CL A NEW25,813$611.0K<0.1%History
SGCSuperior Group of Companies, Inc.COM34,090$605.0K<0.1%History
Insight Acquisition Corp45784L100COM CL A56,000$550.0K<0.1%–
Alimen Couche01626P304COM13,032$507.0K<0.1%–
Progress Acquisition Corp.74327P105COM CL A50,072$496.0K<0.1%–
IXAQFIX Acquisition Corp.CLASS A ORD SHS50,000$490.0K<0.1%History
Warrior Technologies Acqui C936273101COM CL A48,063$478.0K<0.1%–
RDNTRadNet, Inc.COM25,330$438.0K<0.1%History
AXTIAxt IncCOM71,073$417.0K<0.1%History
EVCEntravision Communications CorpCL A90,210$411.0K<0.1%History
Global X FDS37954Y475S&P 500 COVERED9,316$398.0K<0.1%–
Corazon Capital V838 MonocerG24237102CLASS A ORD SHS39,838$390.0K<0.1%–
Tailwind Internatnal Acq CorG8662F101COM CL A39,140$384.0K<0.1%–
KAIIQuadro Acquisition One Corp.CL A SHS37,623$370.0K<0.1%History
PEPLPepperLime Health Acquisition CorpCLASS A ORD SHS35,000$349.0K<0.1%History
UISUnisys CorpCOM NEW28,703$345.0K<0.1%History
HALLHallmark Financial Services IncCOM NEW127,336$308.0K<0.1%History
IIINInsteel Industries IncCOM8,930$301.0K<0.1%History
KOPKoppers Holdings Inc.COM13,120$297.0K<0.1%History
LCALandcadia Holdings IV, Inc.CLASS A COM29,069$285.0K<0.1%History
Direct Selling Acquisitin Co25460L103CL A COM25,700$258.0K<0.1%–
HZNHorizon Global CorpCOM155,397$253.0K<0.1%History
Lazard Growth Acquisition CoG54035103SHS25,706$251.0K<0.1%–
Endurance Acquisition Corp.G3041W107CL A ORD25,352$250.0K<0.1%–
MNManning & Napier, Inc.CL A19,300$241.0K<0.1%History
Industrial Human Capital, Inc.45617P104COM23,000$231.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF4,562$216.0K<0.1%–
Cactus Acquisition Corp. 1 LtdG1745A108CLASS A ORD21,700$216.0K<0.1%–
ENTFEnterprise 4.0 Technology Acquisition CorpCLASS A ORD SHS20,000$199.0K<0.1%History
PHYTPyrophyte Acquisition Corp.CL A ORD SHS19,800$198.0K<0.1%History
Worldwide Webb Acquisition CG97775103CLASS A ORD SHS20,000$197.0K<0.1%–
Tio Tech AG8T10C106CLASS A ORD SHS20,100$196.0K<0.1%–
Arbor Rapha Cap Biohlds Corp03881F104CLASS A COM19,500$196.0K<0.1%–
DENNDENNY'S CorpCOM20,970$182.0K<0.1%History
DISADisruptive Acquisition Corp ICLASS A ORD SHS18,098$177.0K<0.1%History
CDKCDK Global, Inc.COM3,200$175.0K<0.1%History
Talon 1 Acquisition CorpG86656108CLASS A ORD17,200$173.0K<0.1%–
ISLEIsleworth Healthcare Acquisition Corp.COM16,261$162.0K<0.1%History
MNKTQKeenova Therapeutics plcCOM6,470$161.0K<0.1%History
Ithax Acquisition CorpG49775102CL A SHS15,951$159.0K<0.1%–
SEPASEP Acquisition Corp.CLASS A COM15,806$156.0K<0.1%History
Banner Acquisition Corp.06654K101CLASS A COM15,800$156.0K<0.1%–
GoGreen Investments CorpG9461B101ORD SHS CL A15,200$152.0K<0.1%–
Thrive Acquisition CorporatiG7158C101CLASS A ORD15,000$151.0K<0.1%–
Iconic Sports Acquisition Corp.G4712C107CL A ORD SHS14,600$146.0K<0.1%–
Sizzle Acquisition Corp.83014E109COMMON STOCK12,900$129.0K<0.1%–
Gesher I Acquisition CorpG38537109CLASS A ORD13,003$128.0K<0.1%–
HTLDHeartland Express IncCOM9,164$127.0K<0.1%History
Tevogen Inc.G8028L107CLASS A ORD12,410$124.0K<0.1%–
BFACBattery Future Acquisition Corp.CL A ORD SHS12,000$119.0K<0.1%History
EVEEVe Mobility Acquisition CorpCL A ORD SHS12,000$119.0K<0.1%History
ROSERose Hill Acquisition CorpCLASS A ORD11,700$117.0K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW7,394$106.0K<0.1%–
GSKGSK plcSPONSORED ADR2,412$105.0K<0.1%History
BZHBeazer Homes USA IncCOM NEW8,505$103.0K<0.1%History
Peridot Acquisition Corp. IIG7008B105SHS CL A10,403$102.0K<0.1%–
Zeo Energy Corp.G3R95N103SHS CL A10,100$102.0K<0.1%–
Mountain & Co I Acquisitn CoG6301J104CLASS A ORD10,100$102.0K<0.1%–
Innovative Intl Acqusitin CoG4809M109CLASS A ORD10,100$102.0K<0.1%–
NCACNewcourt Acquisition CorpCLASS A ORD SHS10,000$100.0K<0.1%History
CMCAFPiermont Valley Acquisition CorpCLASS A ORD SHS10,000$100.0K<0.1%History
TLGYTlgy Acquisition CorpCLASS A ORD SHS10,000$100.0K<0.1%History
DP Cap Acquisition Corp IG2R05B100CLASS A ORD10,000$99.0K<0.1%–
BOCNBlue Ocean Acquisition CorpCLASS A ORD SHS10,000$99.0K<0.1%History
ADSKAutodesk, Inc.COM540$93.0K<0.1%History
FRMEFirst Merchants CorpCOM2,382$85.0K<0.1%History
ONYXOnyx Acquisition Co. ISHS CL A7,900$79.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL3,331$73.0K<0.1%–
GTACGlobal Technology Acquisition Corp. ICLASS A ORD6,200$62.0K<0.1%History
Syntec Optics Holdings, Inc.68218C108CLASS A COM6,133$61.0K<0.1%–
PGSSPegasus Digital Mobility Acquisition Corp.CL A ORD SHS6,000$60.0K<0.1%History
Schwab US Tips ETF808524870ETF914$51.0K<0.1%–
Athena Consumer Acq Corp04684M106CL A5,000$50.0K<0.1%–
Anthemis Digital AcquisitionG03959106CLASS A ORD5,000$50.0K<0.1%–
Bullpen Parlay Acquisition CG1792A100CLASS A ORD SHS5,000$50.0K<0.1%–
WALDWaldencast plcCLASS A ORD SHS5,000$49.0K<0.1%History
PETWag! Group Co.ORDINARY SHS5,000$49.0K<0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME1,520$45.0K<0.1%–
Spree Acquisition Corp. 1 LtdG83745102CL A ORD SHS4,108$41.0K<0.1%–
RFRegions Financial CorpCOM2,115$40.0K<0.1%History
iShares U.S. Regional Banks ETF464288778ETF800$39.0K<0.1%–
Schwab Fundamental U.S. Large Company ETF808524771ETF714$36.0K<0.1%–
Alps ETF Tr00162Q593MED BREAKTHGH1,258$35.0K<0.1%–
Go Acquisition Corp362019101COM3,522$35.0K<0.1%–
GBTGlobal Blood Therapeutics, Inc.COM1,050$34.0K<0.1%History
CNIGCorning Natural Gas Holding CorpCOM1,288$32.0K<0.1%History
KAMNKAMAN CorpCOM1,000$31.0K<0.1%History
SCMASeaport Calibre Materials Acquisition Corp.CLASS A COM3,100$31.0K<0.1%History
HZONHorizon Acquisition Corp IISHS CL A3,000$30.0K<0.1%History
CDKCDK Global, Inc.COM550$30.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A1,439$29.0K<0.1%–