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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
2,315
−130 vs. Q2 2022
Portfolio value
$3.17B
−$335.5M (−9.6%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Ancora Advisors, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW2,264,771$218.1M6.9%−22,705−1.0%ReducedHistory
GPREGreen Plains Inc.COM4,116,835$119.7M3.8%+82,886+2.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF270,509$88.8M2.8%−815−0.3%Reduced–
AAPLApple Inc.Stock624,897$86.4M2.7%+6,513+1.1%AddedHistory
IAAIAA, Inc.COM2,564,725$81.7M2.6%+877,640+52.0%AddedHistory
FWRDForward Air CorpCOM650,643$58.7M1.9%−693,656−51.6%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF1,157,183$58.0M1.8%−54,137−4.5%Reduced–
KSSKOHLS CorpStock2,217,332$55.8M1.8%+431,731+24.2%AddedHistory
MSFTMicrosoft CorpStock235,480$54.8M1.7%+5,904+2.6%AddedHistory
iShares Tr464287150CORE S&P TTL STK588,331$46.8M1.5%+46,138+8.5%Added–
UNHUnitedHealth Group IncStock89,257$45.1M1.4%+5,071+6.0%AddedHistory
JNJJohnson & JohnsonStock273,298$44.6M1.4%+3,778+1.4%AddedHistory
ABBVAbbVie Inc.Stock304,607$40.9M1.3%+3,164+1.0%AddedHistory
CVXChevron CorpStock280,268$40.3M1.3%+41,279+17.3%AddedHistory
AVGOBroadcom Inc.Stock84,972$37.7M1.2%+1,692+2.0%AddedHistory
CVSCVS Health CorpStock369,030$35.2M1.1%+3,982+1.1%AddedHistory
MWAMueller Water Products, Inc.COM SER A3,329,948$34.2M1.1%+3,304,948+13,219.8%AddedHistory
JPMJPMorgan Chase & CoStock317,128$33.1M1.0%+6,909+2.2%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF436,899$32.7M1.0%+97,866+28.9%Added–
HONHoneywell International IncCOM189,318$31.6M1.0%+5,878+3.2%AddedHistory
HDHome Depot, Inc.Stock114,208$31.5M1.0%+1,741+1.5%AddedHistory
EOGEOG Resources IncStock275,082$30.7M1.0%+16,990+6.6%AddedHistory
BERYBerry Global Group, Inc.COM629,122$29.3M0.9%−47,691−7.0%ReducedHistory
iShares Core S&P 500 ETF464287200ETF80,620$28.9M0.9%+4,579+6.0%Added–
BACBank of America CorpStock911,117$27.5M0.9%+2,354+0.3%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock130,787$27.2M0.9%+1,046+0.8%AddedHistory
Nestle SA ADR641069406COM237,517$25.8M0.8%+6,387+2.8%Added–
BRK.BBerkshire Hathaway IncStock95,848$25.6M0.8%+3,013+3.2%AddedHistory
ETNEaton Corp plcStock190,858$25.5M0.8%+2,905+1.5%AddedHistory
PGProcter & Gamble CoStock200,527$25.3M0.8%+8,690+4.5%AddedHistory
ACNAccenture plcStock97,789$25.2M0.8%+11,079+12.8%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF563,582$23.9M0.8%−20,257−3.5%Reduced–
MCDMcDonalds CorpStock94,312$21.8M0.7%+1,820+2.0%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF153,397$20.7M0.7%−231−0.2%Reduced–
HASHasbro, Inc.COM300,082$20.2M0.6%−8,266−2.7%ReducedHistory
OIO-I Glass, Inc.COM1,496,975$19.4M0.6%+117,964+8.6%AddedHistory
HLIHoulihan Lokey, Inc.CL A239,225$18.0M0.6%+1,524+0.6%AddedHistory
AMZNAmazon Com IncStock154,713$17.5M0.6%+7,331+5.0%AddedHistory
ASHAshland Inc.COM174,902$16.6M0.5%−10,472−5.6%ReducedHistory
BLKBlackRock, Inc.COM29,341$16.1M0.5%+564+2.0%AddedHistory
CFGCitizens Financial Group IncCOM463,990$15.9M0.5%−112,896−19.6%ReducedHistory
NKENIKE, Inc.Stock187,621$15.6M0.5%+5,467+3.0%AddedHistory
GOOGAlphabet Inc.Stock159,032$15.3M0.5%+8,272+5.5%AddedConverted for a 20-for-1 splitHistory
DFSDiscover Financial ServicesCOM162,012$14.7M0.5%−7,346−4.3%ReducedHistory
WYWeyerhaeuser CoCOM NEW513,755$14.7M0.5%+920+0.2%AddedHistory
WHWyndham Hotels & Resorts, Inc.COM237,760$14.6M0.5%−20,656−8.0%ReducedHistory
MARMarriott International IncStock100,282$14.1M0.4%−3,460−3.3%ReducedHistory
MDTMedtronic plcStock171,014$13.8M0.4%+6,360+3.9%AddedHistory
TXNTexas Instruments IncStock83,693$13.0M0.4%−301−0.4%ReducedHistory
Avon Protection PLCG06860103COM982,616$12.3M0.4%−76,865−7.3%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF125,063$12.0M0.4%+1,782+1.4%Added–
APGAPi Group CorpCOM STK904,085$12.0M0.4%−267,944−22.9%ReducedHistory
RRyder System IncCOM150,000$11.3M0.4%+150,000NewHistory
PEPPepsiCo IncStock67,820$11.1M0.3%−259−0.4%ReducedHistory
MAMastercard IncStock38,797$11.0M0.3%−614−1.6%ReducedHistory
MBCNMiddlefield Banc CorpCOM NEW403,232$10.9M0.3%−54,762−12.0%ReducedHistory
JXNJackson Financial Inc.COM CL A384,632$10.7M0.3%−31,028−7.5%ReducedHistory
Vanguard Real Estate ETF922908553ETF129,829$10.4M0.3%−22,750−14.9%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF194,177$10.2M0.3%−210−0.1%Reduced–
VVXV2X, Inc.COM287,181$10.2M0.3%+63,988+28.7%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF70,482$10.1M0.3%+2,659+3.9%Added–
COSTCostco Wholesale CorpStock20,976$9.91M0.3%+893+4.4%AddedHistory
EVBGEverbridge, Inc.COM316,092$9.76M0.3%−42,319−11.8%ReducedHistory
RJFRaymond James Financial IncCOM96,819$9.57M0.3%−13,950−12.6%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF43,193$9.47M0.3%−856−1.9%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF74,422$9.46M0.3%−674−0.9%Reduced–
AMGNAmgen IncStock41,938$9.45M0.3%−248−0.6%ReducedHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 60098,205$9.45M0.3%−211−0.2%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF254,713$9.29M0.3%+950.0%Added–
AVDXAvidXchange Holdings, Inc.COM1,068,666$9.00M0.3%00.0%UnchangedHistory
OSPNOneSpan Inc.COM1,035,572$8.92M0.3%−268,244−20.6%ReducedHistory
DTMDT Midstream, Inc.COMMON STOCK171,277$8.89M0.3%−19,020−10.0%ReducedHistory
Regional Brands Inc Com New75903Q201COM615,157$8.77M0.3%+7,407+1.2%Added–
GOOGLAlphabet Inc.Stock91,128$8.72M0.3%+2,248+2.5%AddedConverted for a 20-for-1 splitHistory
SPYSPDR S&P 500 ETF TrustETF23,720$8.47M0.3%+642+2.8%AddedHistory
Invesco Nasdaq 100 ETF46138G649ETF76,709$8.44M0.3%−7,884−9.3%Reduced–
NGVTIngevity CorpCOM138,154$8.38M0.3%−8,820−6.0%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF44,404$8.35M0.3%−31,819−41.7%Reduced–
GMGeneral Motors CoCOM253,189$8.13M0.3%+88,397+53.6%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF92,239$8.04M0.3%−637−0.7%Reduced–
BKHBlack Hills CorpCOM116,830$7.91M0.2%−11,980−9.3%ReducedHistory
Liberty Media Corp Del531229607COM C SIRIUSXM200,954$7.58M0.2%−70,546−26.0%Reduced–
CLBKColumbia Financial, Inc.COM353,413$7.47M0.2%−144,561−29.0%ReducedHistory
ALITAlight, Inc. / DelawareCOM CL A1,016,707$7.45M0.2%−12,530−1.2%ReducedHistory
FISFidelity National Information Services, Inc.Stock98,095$7.41M0.2%+1,116+1.2%AddedHistory
DISWalt Disney CoStock77,184$7.28M0.2%−19,465−20.1%ReducedHistory
WWWWolverine World Wide IncCOM471,273$7.25M0.2%−265,875−36.1%ReducedHistory
PFEPfizer IncStock165,338$7.24M0.2%+2,861+1.8%AddedHistory
CHXChampionX CorpCOM366,156$7.17M0.2%−78,889−17.7%ReducedHistory
CSCOCisco Systems, Inc.Stock177,594$7.10M0.2%−35,760−16.8%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF154,411$7.00M0.2%−225,994−59.4%Reduced–
BXBlackstone Inc.COM82,904$6.94M0.2%−78−0.1%ReducedHistory
CNNECannae Holdings, Inc.COM331,610$6.85M0.2%−16,900−4.8%ReducedHistory
CEGConstellation Energy CorpStock82,001$6.82M0.2%−56,683−40.9%ReducedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF132,732$6.76M0.2%+90,181+211.9%Added–
MASMasco CorpCOM144,525$6.75M0.2%+31,280+27.6%AddedHistory
CCSIConsensus Cloud Solutions, Inc.COM141,121$6.67M0.2%−21,450−13.2%ReducedHistory
CTOCTO Realty Growth, Inc.COM349,965$6.56M0.2%−62,268−15.1%ReducedConverted for a 3-for-1 splitHistory
RTXRTX CorpStock78,684$6.44M0.2%+85+0.1%AddedHistory
QCOMQualcomm IncStock56,594$6.39M0.2%+4,096+7.8%AddedHistory

Options (60)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q3 2022
SecurityClassPutsCalls
iShares Tr464287952PUT$17.0M–
Invesco QQQ Tr46090E953PUT$6.79M–
iShares Tr464287955PUT$6.26M–
iShares Tr464287957PUT$3.73M–
SPDR S&P 500 ETF Tr78462F953PUT$3.38M–
SPDR Series Trust78464A954PUT$3.07M–
Invesco Exchange Traded FD T46137V952PUT$2.12M–
Select Sector SPDR Tr81369Y954PUT$2.12M–
C H Robinson Worldwide Inc12541W959PUT$1.99M–
SPX Corp784635954PUT$1.94M–
Green Plains Partners LP393221956PUT$1.70M–
ProShares Tr74348A950PUT$1.55M–
Select Sector SPDR Tr81369Y950PUT$1.54M–
SPDR Ser Tr78464A958PUT$1.53M–
Hasbro Inc418056957PUT$1.05M–
iShares Tr464288950PUT$963.0K–
Berry Global Group Inc08579W953COM$782.0K–
Ashland Global Hldgs Inc044186954PUT$638.0K–
Everbridge Inc29978A954PUT$635.0K–
United Parcel Service Inc911312956PUT$634.0K–
Iaa Inc449253953PUT$552.0K–
Mini Russell 200012510L101INDEX–$536.0K
iShares Tr464288954PUT$476.0K–
Expeditors Intl Wash Inc302130959PUT$385.0K–
Hunt J B Trans Svcs Inc445658957PUT$384.0K–
Select Sector SPDR Tr81369Y957PUT$381.0K–
Matson Inc57686G955PUT$362.0K–
Select Sector SPDR Tr81369Y953OPT$319.0K–
iShares Tr464287580US CONSUM DISCRE$301.0K–
Bed Bath & Beyond Inc075896950PUT$298.0K–
Arcbest Corp03937C955PUT$260.0K–
iShares Tr464288904CALL–$236.0K
FedEx Corp31428X956PUT$192.0K–
iShares Tr464287902CALL–$147.0K
Union Pac Corp907818958PUT$142.0K–
Iaa Inc449253903CALL–$93.0K
Select Sector SPDR Tr81369Y956PUT$72.0K–
iShares Tr464287950PUT$67.0K–
Ally Finl Inc02005N950PUT$65.0K–
Lucid Group Inc549498953COM$54.0K–
Kohls Corp500255904CALL–$37.0K
C H Robinson Worldwide Inc12541W909CALL–$34.0K
SPX Corp784635904CALL–$21.0K
Ulta Beauty Inc90384S903CALL–$20.0K
Omeros Corp682143902CALL–$19.0K
VanEck Vectors ETF Tr92189F903CALL–$17.0K
Hasbro Inc418056907CALL–$14.0K
Ulta Beauty Inc90384S953COM$11.0K–
iShares Tr464287904CALL–$10.0K
iShares Tr464288908CALL–$8.00K
Kraneshares Tr500767906CALL–$7.00K
Schneider National Inc80689H952PUT$6.00K–
Diebold Inc253651903CALL–$2.00K
Diebold Inc253651953PUT$2.00K–
Murphy USA Inc626755902CALL–$2.00K
Murphy USA Inc626755952PUT$2.00K–
Signet Jewelers LimitedG81276950PUT$2.00K–
ATVIActivision Blizzard, Inc.COM–$1.00K
Hub Group Inc443320956CL A$1.00K–
SPDR Gold Tr78463V957GOLD SHS$1.00K–

Sold out since Q2 2022 (216)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 216 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
SPTNSpartanNash CoCOM361,020$10.9M0.3%History
MLKNMillerknoll, Inc.COM133,688$3.51M0.1%History
PCSBPCSB Financial CorpCOM61,340$1.17M<0.1%History
Vonage Holdings Corp92886T201COM53,248$1.00M<0.1%–
WHGWestwood Holdings Group IncCOM71,965$993.0K<0.1%History
CZRCaesars Entertainment, Inc.COM21,250$814.0K<0.1%History
AANAaron's Company, Inc.COM55,794$812.0K<0.1%History
Colonnade Acquisition Corp IG2284B101SHS CL A70,192$687.0K<0.1%–
TRSTTrustco Bank Corp N YCOM NEW21,923$676.0K<0.1%History
COWNCowen Inc.CL A NEW25,813$611.0K<0.1%History
SGCSuperior Group of Companies, Inc.COM34,090$605.0K<0.1%History
Insight Acquisition Corp45784L100COM CL A56,000$550.0K<0.1%–
Alimen Couche01626P304COM13,032$507.0K<0.1%–
Progress Acquisition Corp.74327P105COM CL A50,072$496.0K<0.1%–
IXAQFIX Acquisition Corp.CLASS A ORD SHS50,000$490.0K<0.1%History
Warrior Technologies Acqui C936273101COM CL A48,063$478.0K<0.1%–
RDNTRadNet, Inc.COM25,330$438.0K<0.1%History
AXTIAxt IncCOM71,073$417.0K<0.1%History
EVCEntravision Communications CorpCL A90,210$411.0K<0.1%History
Global X FDS37954Y475S&P 500 COVERED9,316$398.0K<0.1%–
Corazon Capital V838 MonocerG24237102CLASS A ORD SHS39,838$390.0K<0.1%–
Tailwind Internatnal Acq CorG8662F101COM CL A39,140$384.0K<0.1%–
KAIIQuadro Acquisition One Corp.CL A SHS37,623$370.0K<0.1%History
PEPLPepperLime Health Acquisition CorpCLASS A ORD SHS35,000$349.0K<0.1%History
UISUnisys CorpCOM NEW28,703$345.0K<0.1%History
HALLHallmark Financial Services IncCOM NEW127,336$308.0K<0.1%History
IIINInsteel Industries IncCOM8,930$301.0K<0.1%History
KOPKoppers Holdings Inc.COM13,120$297.0K<0.1%History
LCALandcadia Holdings IV, Inc.CLASS A COM29,069$285.0K<0.1%History
Direct Selling Acquisitin Co25460L103CL A COM25,700$258.0K<0.1%–
HZNHorizon Global CorpCOM155,397$253.0K<0.1%History
Lazard Growth Acquisition CoG54035103SHS25,706$251.0K<0.1%–
Endurance Acquisition Corp.G3041W107CL A ORD25,352$250.0K<0.1%–
MNManning & Napier, Inc.CL A19,300$241.0K<0.1%History
Industrial Human Capital, Inc.45617P104COM23,000$231.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF4,562$216.0K<0.1%–
Cactus Acquisition Corp. 1 LtdG1745A108CLASS A ORD21,700$216.0K<0.1%–
ENTFEnterprise 4.0 Technology Acquisition CorpCLASS A ORD SHS20,000$199.0K<0.1%History
PHYTPyrophyte Acquisition Corp.CL A ORD SHS19,800$198.0K<0.1%History
Worldwide Webb Acquisition CG97775103CLASS A ORD SHS20,000$197.0K<0.1%–
Tio Tech AG8T10C106CLASS A ORD SHS20,100$196.0K<0.1%–
Arbor Rapha Cap Biohlds Corp03881F104CLASS A COM19,500$196.0K<0.1%–
DENNDENNY'S CorpCOM20,970$182.0K<0.1%History
DISADisruptive Acquisition Corp ICLASS A ORD SHS18,098$177.0K<0.1%History
CDKCDK Global, Inc.COM3,200$175.0K<0.1%History
Talon 1 Acquisition CorpG86656108CLASS A ORD17,200$173.0K<0.1%–
ISLEIsleworth Healthcare Acquisition Corp.COM16,261$162.0K<0.1%History
MNKTQKeenova Therapeutics plcCOM6,470$161.0K<0.1%History
Ithax Acquisition CorpG49775102CL A SHS15,951$159.0K<0.1%–
SEPASEP Acquisition Corp.CLASS A COM15,806$156.0K<0.1%History
Banner Acquisition Corp.06654K101CLASS A COM15,800$156.0K<0.1%–
GoGreen Investments CorpG9461B101ORD SHS CL A15,200$152.0K<0.1%–
Thrive Acquisition CorporatiG7158C101CLASS A ORD15,000$151.0K<0.1%–
Iconic Sports Acquisition Corp.G4712C107CL A ORD SHS14,600$146.0K<0.1%–
Sizzle Acquisition Corp.83014E109COMMON STOCK12,900$129.0K<0.1%–
Gesher I Acquisition CorpG38537109CLASS A ORD13,003$128.0K<0.1%–
HTLDHeartland Express IncCOM9,164$127.0K<0.1%History
Tevogen Inc.G8028L107CLASS A ORD12,410$124.0K<0.1%–
BFACBattery Future Acquisition Corp.CL A ORD SHS12,000$119.0K<0.1%History
EVEEVe Mobility Acquisition CorpCL A ORD SHS12,000$119.0K<0.1%History
ROSERose Hill Acquisition CorpCLASS A ORD11,700$117.0K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW7,394$106.0K<0.1%–
GSKGSK plcSPONSORED ADR2,412$105.0K<0.1%History
BZHBeazer Homes USA IncCOM NEW8,505$103.0K<0.1%History
Peridot Acquisition Corp. IIG7008B105SHS CL A10,403$102.0K<0.1%–
Zeo Energy Corp.G3R95N103SHS CL A10,100$102.0K<0.1%–
Mountain & Co I Acquisitn CoG6301J104CLASS A ORD10,100$102.0K<0.1%–
Innovative Intl Acqusitin CoG4809M109CLASS A ORD10,100$102.0K<0.1%–
NCACNewcourt Acquisition CorpCLASS A ORD SHS10,000$100.0K<0.1%History
CMCAFPiermont Valley Acquisition CorpCLASS A ORD SHS10,000$100.0K<0.1%History
TLGYTlgy Acquisition CorpCLASS A ORD SHS10,000$100.0K<0.1%History
DP Cap Acquisition Corp IG2R05B100CLASS A ORD10,000$99.0K<0.1%–
BOCNBlue Ocean Acquisition CorpCLASS A ORD SHS10,000$99.0K<0.1%History
ADSKAutodesk, Inc.COM540$93.0K<0.1%History
FRMEFirst Merchants CorpCOM2,382$85.0K<0.1%History
ONYXOnyx Acquisition Co. ISHS CL A7,900$79.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL3,331$73.0K<0.1%–
GTACGlobal Technology Acquisition Corp. ICLASS A ORD6,200$62.0K<0.1%History
Syntec Optics Holdings, Inc.68218C108CLASS A COM6,133$61.0K<0.1%–
PGSSPegasus Digital Mobility Acquisition Corp.CL A ORD SHS6,000$60.0K<0.1%History
Schwab US Tips ETF808524870ETF914$51.0K<0.1%–
Athena Consumer Acq Corp04684M106CL A5,000$50.0K<0.1%–
Anthemis Digital AcquisitionG03959106CLASS A ORD5,000$50.0K<0.1%–
Bullpen Parlay Acquisition CG1792A100CLASS A ORD SHS5,000$50.0K<0.1%–
WALDWaldencast plcCLASS A ORD SHS5,000$49.0K<0.1%History
PETWag! Group Co.ORDINARY SHS5,000$49.0K<0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME1,520$45.0K<0.1%–
Spree Acquisition Corp. 1 LtdG83745102CL A ORD SHS4,108$41.0K<0.1%–
RFRegions Financial CorpCOM2,115$40.0K<0.1%History
iShares U.S. Regional Banks ETF464288778ETF800$39.0K<0.1%–
Schwab Fundamental U.S. Large Company ETF808524771ETF714$36.0K<0.1%–
Alps ETF Tr00162Q593MED BREAKTHGH1,258$35.0K<0.1%–
Go Acquisition Corp362019101COM3,522$35.0K<0.1%–
GBTGlobal Blood Therapeutics, Inc.COM1,050$34.0K<0.1%History
CNIGCorning Natural Gas Holding CorpCOM1,288$32.0K<0.1%History
KAMNKAMAN CorpCOM1,000$31.0K<0.1%History
SCMASeaport Calibre Materials Acquisition Corp.CLASS A COM3,100$31.0K<0.1%History
HZONHorizon Acquisition Corp IISHS CL A3,000$30.0K<0.1%History
CDKCDK Global, Inc.COM550$30.0K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A1,439$29.0K<0.1%–