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Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,445
+176 vs. Q3 2021
Portfolio value
$4.20B
+$361.4M (+9.4%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Ancora Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LNGCheniere Energy, Inc.COM NEW47$5.00K<0.1%00.0%UnchangedHistory
CGNXCognex CorpCOM64$5.00K<0.1%00.0%UnchangedHistory
ERICEricsson LM Telephone CoADR B SEK 10420$5.00K<0.1%00.0%UnchangedHistory
BEBloom Energy CorpCOM CL A250$5.00K<0.1%00.0%UnchangedHistory
KWRQuaker Chemical CorpCOM23$5.00K<0.1%00.0%UnchangedHistory
MUSAMurphy USA Inc.COM27$5.00K<0.1%00.0%UnchangedHistory
FSSFederal Signal CorpCOM119$5.00K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE83$5.00K<0.1%+83New–
HASIHA Sustainable Infrastructure Capital, Inc.COM100$5.00K<0.1%00.0%UnchangedHistory
APPNAppian CorpCL A75$5.00K<0.1%+75NewHistory
CRNCCerence Inc.COM64$5.00K<0.1%00.0%UnchangedHistory
VFFVillage Farms International, Inc.COM825$5.00K<0.1%+200+32.0%AddedHistory
ARK ETF Tr00214Q5003D PRINTING ETF135$5.00K<0.1%00.0%Unchanged–
AEFabrdn Emerging Markets ex-China Fund, Inc.COM634$5.00K<0.1%00.0%UnchangedHistory
Athlon Acquisition Corp04748A106COM CL A490$5.00K<0.1%00.0%Unchanged–
Diamondhead Holdings Corp25278L204UNIT 01/21/2026500$5.00K<0.1%00.0%Unchanged–
DKNGDraftKings Inc.COM CL A174$5.00K<0.1%−1,932−91.7%ReducedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY85$5.00K<0.1%00.0%Unchanged–
Group Nine Acquisition Corp.39947R203UNIT 01/15/2026464$5.00K<0.1%00.0%Unchanged–
VGMInvesco Trust for Investment Grade MunicipalsCOM350$5.00K<0.1%00.0%UnchangedHistory
MRNSMarinus Pharmaceuticals, Inc.COM NEW400$5.00K<0.1%+400NewHistory
Sportstek Acquisition Corp849196209UNIT 02/16/2028500$5.00K<0.1%00.0%Unchanged–
TLG Acquisition One Corp87257M207UNIT 99/99/9999500$5.00K<0.1%00.0%Unchanged–
Vestas Wind Sys as Unsp ADR925458101COM500$5.00K<0.1%00.0%Unchanged–
View, Inc.92671V114*W EXP 03/08/2029,400$5.00K<0.1%+2,000+27.0%Added–
Worldline SA Unsponsord ADR98161H101ADR171$5.00K<0.1%00.0%Unchanged–
HZNPHorizon Therapeutics Public Ltd CoSHS50$5.00K<0.1%00.0%UnchangedHistory
Kernel Group Holdings, Inc.G5259L129*W EXP 02/02/2028,700$5.00K<0.1%00.0%Unchanged–
DHB Capital Corp23291W117*W EXP 03/31/2027,600$5.00K<0.1%00.0%Unchanged–
Disruptive Acquisition CorpG2770Y128*W EXP 03/06/2026,132$5.00K<0.1%00.0%Unchanged–
Goldenbridge Acquisition LtdG3970D120*W EXP 10/28/20222,789$5.00K<0.1%00.0%Unchanged–
Kismet Acquisition Three CorG5276C102*W EXP 06/30/20210,542$5.00K<0.1%00.0%Unchanged–
SBIGWSBIG Holdings, Inc.*W EXP 02/11/2028,600$5.00K<0.1%00.0%UnchangedHistory
Xpac Acquisition CorpG9831X122*W EXP 99/99/9999,266$5.00K<0.1%00.0%Unchanged–
Banner Acquisition Corp.06654K119*W EXP 09/07/20210,000$5.00K<0.1%+10,000New–
Crixus BH3 Acquisition Co22677T110*W EXP 10/04/20210,000$5.00K<0.1%+10,000New–
VMG Consumer Acquisition Cor91842V201UNIT 11/08/2026500$5.00K<0.1%+500New–
Virgin Orbit Holdings, Inc.92771A119*W EXP 99/99/9993,862$5.00K<0.1%+3,862New–
Enterprise 4.0 Tec Acqstn CoG3137C114*W EXP 09/30/20210,000$5.00K<0.1%+10,000New–
Hunt Companies AcquisitioG46482116UNIT 99/99/9999500$5.00K<0.1%+500New–
TMUST-Mobile US, Inc.Stock49$6.00K<0.1%+30+157.9%AddedHistory
Global X Uranium ETF37954Y871ETF252$6.00K<0.1%+252New–
BUDAnheuser-Busch InBev SA/NVADR100$6.00K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock286$6.00K<0.1%00.0%UnchangedHistory
ICLRIcon PLCCOM20$6.00K<0.1%00.0%UnchangedHistory
TTCToro CoCOM61$6.00K<0.1%00.0%UnchangedHistory
CMECME Group Inc.COM25$6.00K<0.1%00.0%UnchangedHistory
MOHMolina Healthcare, Inc.COM18$6.00K<0.1%00.0%UnchangedHistory
YUMCYum China Holdings, Inc.COM118$6.00K<0.1%00.0%UnchangedHistory
EXPOExponent IncCOM53$6.00K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734H106SHS132$6.00K<0.1%00.0%Unchanged–
NRONeuberger Real Estate Securities Income Fund IncCOM1,117$6.00K<0.1%00.0%UnchangedHistory
HHyatt Hotels CorpCOM CL A65$6.00K<0.1%00.0%UnchangedHistory
FIVEFive Below, IncCOM28$6.00K<0.1%00.0%UnchangedHistory
DLTRDollar Tree, Inc.COM46$6.00K<0.1%+46NewHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW162$6.00K<0.1%00.0%UnchangedHistory
HOVHovnanian Enterprises IncCL A NEW50$6.00K<0.1%00.0%UnchangedHistory
DNUTKrispy Kreme, Inc.COM300$6.00K<0.1%+300NewHistory
NOAHNoah Holdings LtdSPON ADS200$6.00K<0.1%00.0%UnchangedHistory
XRXXerox Holdings CorpCOM NEW250$6.00K<0.1%−250−50.0%ReducedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM400$6.00K<0.1%00.0%UnchangedHistory
DHB Capital Corp23291W208UNIT 03/31/2028606$6.00K<0.1%00.0%Unchanged–
D and Z Media Acquisition Co23305Q205UNIT 99/99/9999600$6.00K<0.1%00.0%Unchanged–
Eisai Co Ltd282579309ADR98$6.00K<0.1%00.0%Unchanged–
Fanuc Corporation ADR307305102COM298$6.00K<0.1%00.0%Unchanged–
Forest Road Acquisition Cor34619V202UNIT 99/99/9999600$6.00K<0.1%00.0%Unchanged–
Growth Cap Acquisition Corp39986V115*W EXP 06/01/2027,050$6.00K<0.1%00.0%Unchanged–
Heineken NV Sponsored ADR L1423012301COM101$6.00K<0.1%+101New–
Isleworth Healthcare Acqu Co46468P110*W EXP 08/02/20211,439$6.00K<0.1%00.0%Unchanged–
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ98$6.00K<0.1%00.0%Unchanged–
MROMarathon Oil CorpCOM361$6.00K<0.1%00.0%UnchangedHistory
NPIFFNorthland Power Inc.COM201$6.00K<0.1%00.0%UnchangedHistory
NVAXNovavax IncStock45$6.00K<0.1%00.0%UnchangedHistory
Ouster, Inc.68989M111*W EXP 03/11/2025,318$6.00K<0.1%+3,000+129.4%Added–
Itiquira Acquisition CorpG49773123UNIT 02/03/2026600$6.00K<0.1%00.0%Unchanged–
WTS American Lithium Corp Exp027259118WT4,000$6.00K<0.1%−8,253−67.4%Reduced–
Fusion Acquisition Corp. II36118N110*W EXP 02/29/2029,423$6.00K<0.1%00.0%Unchanged–
Interprivate IV Infratech PR46064T110*W EXP 03/05/2029,419$6.00K<0.1%00.0%Unchanged–
Tech and Energy Transition87823R110*W EXP 03/31/2028,944$6.00K<0.1%00.0%Unchanged–
Cartesian Growth CorpG19276115*W EXP 02/26/2026,027$6.00K<0.1%00.0%Unchanged–
Airship AI Holdings, Inc.G1R25Q105CLASS A ORD SHS600$6.00K<0.1%00.0%Unchanged–
Kismet Acquisition Two CorpG52807115*W EXP 06/30/20212,040$6.00K<0.1%00.0%Unchanged–
VEEAWVeea Inc.*W EXP 03/15/2027,197$6.00K<0.1%00.0%UnchangedHistory
DNADSocial Capital Suvretta Holdings Corp. IVCLASS A ORD SHS659$6.00K<0.1%00.0%UnchangedHistory
Colombier Acquisition Corp19533H116*W EXP 99/99/99910,669$6.00K<0.1%00.0%Unchanged–
DALSDA32 Life Science Tech Acquisition Corp.CLASS A COM600$6.00K<0.1%00.0%UnchangedHistory
Good WKS II Acquisition Corp38216G112*W EXP 02/01/20210,639$6.00K<0.1%00.0%Unchanged–
Springwater SPL Situations C85205U115WARRANT11,000$6.00K<0.1%00.0%Unchanged–
Berenson Acquisition Corp. I083690115*W EXP 08/01/20211,585$6.00K<0.1%+11,585New–
Direct Selling Acquisitin Co25460L111*W EXP 09/30/20212,850$6.00K<0.1%+12,850New–
ExcelFin Acquisition Corp.30069X110*W EXP 10/25/20210,000$6.00K<0.1%+10,000New–
SEATWVivid Seats Inc.*W EXP 10/18/2022,000$6.00K<0.1%+2,000NewHistory
Compass Digital Acquisitn CoG2476C123*W EXP 09/29/2028,166$6.00K<0.1%+8,166New–
Founder SpacG3661E114*W EXP 04/19/2028,150$6.00K<0.1%+8,150New–
Worldwide Webb Acquisition CG97775111*W EXP 10/20/20210,000$6.00K<0.1%+10,000New–
EWEdwards Lifesciences CorpStock51$7.00K<0.1%+51NewHistory
PLUGPlug Power IncStock250$7.00K<0.1%−49−16.4%ReducedHistory
Siren Nexgen Economy ETF829658202ETF170$7.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717X594ITL HDG QTLY DIV150$7.00K<0.1%00.0%Unchanged–
SNNSmith & Nephew PLCSPDN ADR NEW200$7.00K<0.1%00.0%UnchangedHistory

Options (25)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q4 2021
SecurityClassPutsCalls
Green Plains Partners LP393221956PUT$4.83M–
C H Robinson Worldwide Inc12541W909CALL–$2.19M
iShares Tr464287955PUT$2.18M–
SPDR Series Trust78464A954PUT$1.51M–
iShares Tr464287952PUT$1.37M–
SPDR S&P 500 ETF Tr78462F953PUT$864.0K–
SPDR Ser Tr78464A958PUT$655.0K–
Diebold Inc253651953PUT$455.0K–
Select Sector SPDR Tr81369Y954PUT$370.0K–
Ashland Global Hldgs Inc044186954PUT$295.0K–
iShares Tr464287950PUT$246.0K–
FedEx Corp31428X956PUT$167.0K–
Fubotv Inc35953D954PUT$49.0K–
iShares Tr464287905CALL–$42.0K
ProShares Tr74347B950PUT$38.0K–
Diebold Inc253651903CALL–$31.0K
BKLN 210416P0001500046138G958PUT$21.0K–
Turning PT Brands Inc90041L905CALL–$18.0K
United States STL Corp New912909958PUT$8.00K–
CSX Corp126408953PUT$5.00K–
Invesco QQQ Tr46090E953PUT$5.00K–
Omeros Corp682143902CALL–$3.00K
Norfolk Southn Corp655844958PUT$2.00K–
Union Pac Corp907818958PUT$2.00K–
Invesco Exchng Traded FD Tr46138G956PUT$1.00K–

Sold out since Q3 2021 (180)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 180 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VISNVistance Networks, Inc.COM672,348$9.14M0.2%History
MDPHawkeye Acquisition, Inc.COM87,531$4.88M0.1%History
CLDBCortland Bancorp IncCOM166,239$4.62M0.1%History
OPLNOPENLANE, Inc.COM166,650$2.73M0.1%History
FREEWhole Earth Brands, Inc.COM CL A109,918$1.27M<0.1%History
KURIAlkuri Global Acquisition Corp.COM CL A107,999$1.08M<0.1%History
GAIAGaia, IncCL A98,578$934.0K<0.1%History
Jupiter Acquisition Corp482082203UNIT 09/11/202791,094$895.0K<0.1%–
FTCOFortitude Gold CorpCommon Stock126,672$856.0K<0.1%History
ADTHAdTheorent Holding Company, Inc.COM CL A77,109$761.0K<0.1%History
VOSOVirtuoso Acquisition Corp.COM CL A73,378$727.0K<0.1%History
TSCTriState Capital Holdings, Inc.COM34,253$724.0K<0.1%History
Landmark Infrastructure Partne51508J405LP24,000$610.0K<0.1%–
MRBKMeridian CorpCOM20,000$573.0K<0.1%History
GIGCAPITAL4 Inc37518G101COM54,583$538.0K<0.1%–
AMPYAmplify Energy Corp.COM97,500$519.0K<0.1%History
Athena Technology Acquisi Co04687A109COM CLASS A44,111$438.0K<0.1%–
P3 Health Partners Inc.34552Y106CL A44,114$435.0K<0.1%–
Alimen Couche01626P403ADR10,775$412.0K<0.1%–
NVRIEnviri CorpCOM23,106$392.0K<0.1%History
TXNMTXNM Energy IncCOM7,700$381.0K<0.1%History
KSUKansas City SouthernCOM NEW1,400$379.0K<0.1%History
APOApollo Global Management, Inc.COM CL A5,854$361.0K<0.1%History
CORCencora, Inc.Stock2,975$355.0K<0.1%History
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD20,100$329.0K<0.1%History
Leo Holdings III CorpG5463T108SHS CL A32,600$324.0K<0.1%–
EXPREXP OldCo Winddown, Inc.COM65,550$309.0K<0.1%History
Live Oak Crestview Climate A538086208UNIT 99/99/999931,500$309.0K<0.1%–
Nextgen Acquisition Corp IIG65317102CLASS A ORD SHS29,310$290.0K<0.1%–
Inflection Point Acqustn CorG47874105UNIT 09/21/202626,300$260.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF10,320$255.0K<0.1%–
Endurance Acquisition Corp.G3041W123UNIT 09/01/202625,522$254.0K<0.1%–
Altimar Acquisition Corp IIG03709105SHS CL A25,700$253.0K<0.1%–
GPXGP Strategies CorpCOM12,000$248.0K<0.1%History
Seven Oaks Acquisition Corp81787X106COM CL A24,100$239.0K<0.1%–
Direct Selling Acquisitin Co25460L202UNIT 99/99/999923,400$236.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB10,700$226.0K<0.1%History
DWSNDawson Geophysical CoCOM90,567$225.0K<0.1%History
Trump Media & Technology Group Corp.25400Q204UNIT 06/30/202819,400$197.0K<0.1%–
CADECadence BancorporationCL A8,900$195.0K<0.1%History
HYPRHyperfine, Inc.CL A SHS19,299$191.0K<0.1%History
JAXJ. Alexander's Holdings, Inc.COM13,460$188.0K<0.1%History
Isos Acquisition CorporationG4962C112SHARES CL A18,282$182.0K<0.1%–
Yucaipa Acquisition CorpG9879L105COM16,858$167.0K<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A15,000$149.0K<0.1%–
SWBKSwitchback II CorpCOM CL A15,000$149.0K<0.1%History
CCAIUCascadia Acquisition Corp.UNIT 09/30/202815,000$148.0K<0.1%History
Berenson Acquisition Corp. I083690206UNIT 99/99/999914,370$142.0K<0.1%–
Nuveen Select Tax Free Incom67063C106SH BEN INT8,456$132.0K<0.1%–
GENIGenius Sports LtdSHARES CL A6,700$125.0K<0.1%History
LORLLoral Space & Communications Inc.COM2,795$120.0K<0.1%History
CNBKACentury Bancorp IncCL A NON VTG1,000$115.0K<0.1%History
Soar Technology Acquisn CorpG82472104UNIT 99/99/999910,400$106.0K<0.1%–
CHNGChange Healthcare Inc.COM5,000$105.0K<0.1%History
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD5,000$103.0K<0.1%History
EUSGEuropean Sustainable Growth Acquisition Corp.CL A SHS10,100$100.0K<0.1%History
Ion Acquisition Corp 2 LtdG49393104SHS CL A10,098$100.0K<0.1%–
Parabellum Acquisition Corp.69901P208UNIT 99/99/999910,000$100.0K<0.1%–
Thimble Point Acquisition Co88408P107COM CL A10,000$99.0K<0.1%–
Investindustrial Acquisition Corp.G4771L105SHS CL A10,000$99.0K<0.1%–
Hennessy Capital Invst Corp42600H207UNIT 99/99/999910,000$99.0K<0.1%–
SILVERspac Inc.G8136V120UNIT 09/09/202610,000$99.0K<0.1%–
EQRXEQRx, Inc.CLASS A COM9,800$97.0K<0.1%History
CANETeucrium Commodity TrustSUGAR FD10,000$95.0K<0.1%History
PSFEPaysafe LtdORD12,000$93.0K<0.1%History
LNSRLENSAR, Inc.COM11,024$87.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM2,000$87.0K<0.1%History
ASAASA Gold & Precious Metals LtdSHS4,504$85.0K<0.1%History
Deutsche BK AG London BRH Leve25156D423CV PFD3,500$76.0K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG1,302$75.0K<0.1%–
ARCBArcbest CorpCOM800$65.0K<0.1%History
KEY.PJKeycorpPFD2,400$64.0K<0.1%History
SPGSimon Property Group Inc.REIT475$62.0K<0.1%History
CLDRCloudera, Inc.COM3,800$61.0K<0.1%History
MXMagnachip Semiconductor CorpCOM3,000$53.0K<0.1%History
Crown PropTech AcquisitionsG25741128UNIT 99/99/99995,000$49.0K<0.1%–
HZONHorizon Acquisition Corp IISHS CL A4,458$44.0K<0.1%History
BGSB&G Foods, Inc.COM1,300$39.0K<0.1%History
SoFi Technologies, Inc.83406F110*W EXP 05/28/2026,000$38.0K<0.1%–
KAMNKAMAN CorpCOM1,011$36.0K<0.1%History
SES AI CorpG4R87P114COM CL A3,601$36.0K<0.1%–
CXPColumbia Property Trust, Inc.COM NEW1,820$35.0K<0.1%History
Alkuri Global Acquisition Corp.66981N111*W EXP 02/09/20224,924$35.0K<0.1%–
PRMWPrimo Water CorpCOM2,220$35.0K<0.1%History
WYNNWynn Resorts LtdCOM400$34.0K<0.1%History
Bombardier Inc-B097751200Common / Ordinary Stock18,500$32.0K<0.1%–
Pernod Ricard SA ADR714264207ADR671$30.0K<0.1%–
Virtuoso Acquisition Corp.92837J112*W EXP 01/31/20225,898$30.0K<0.1%–
Marquee Raine Acquisition CoG58442107CL A SHS3,000$30.0K<0.1%–
AYXAlteryx, Inc.COM CL A400$29.0K<0.1%History
Laaco Ltd505346106COM7$29.0K<0.1%–
WRKWestRock CoCOM560$28.0K<0.1%History
MNSTMonster Beverage CorpCOM297$26.0K<0.1%History
Natura &CO Hldg S A63884N108ADS1,500$25.0K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF546$23.0K<0.1%–
JACKJack in the Box IncCOM230$22.0K<0.1%History
ATRIAtrion CorpCOM30$21.0K<0.1%History
Mitsui & Co Ltd606827202COM47$21.0K<0.1%–
Athena Technology Acquisi Co04687A117*W EXP 03/31/20215,244$21.0K<0.1%–
Bains de Mer Et du Cercle DeseF06489102COM250$20.0K<0.1%–