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Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,445
+176 vs. Q3 2021
Portfolio value
$4.20B
+$361.4M (+9.4%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Ancora Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Parsec Capital Acquisition70184A116*W EXP 10/05/2023,100$1.00K<0.1%+3,100New–
Emerging Markets Horizon CorG3033X113UNIT 99/99/9999100$1.00K<0.1%+100New–
VFCV F CorpStock31$2.00K<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock175$2.00K<0.1%00.0%Unchanged–
First Trust Dow Jones Internet Index Fund33733E302ETF10$2.00K<0.1%00.0%Unchanged–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF27$2.00K<0.1%00.0%Unchanged–
Pacer US Small Cap Cash Cows ETF69374H857ETF45$2.00K<0.1%+45New–
ARK Next Generation Technology ETF00214Q401ETF19$2.00K<0.1%00.0%Unchanged–
MRSHMarsh & McLennan Companies, Inc.Stock12$2.00K<0.1%+12NewHistory
CHWYChewy, Inc.CL A37$2.00K<0.1%00.0%UnchangedHistory
WERNWerner Enterprises IncCOM50$2.00K<0.1%00.0%UnchangedHistory
WSOWatsco IncCOM6$2.00K<0.1%00.0%UnchangedHistory
iShares Tr464288851US OIL GS EX ETF25$2.00K<0.1%00.0%Unchanged–
iShares Inc464286772MSCI STH KOR ETF27$2.00K<0.1%−21−43.8%Reduced–
First Tr Exchange Traded FD33738R100MULTI ASSET DI100$2.00K<0.1%00.0%Unchanged–
PEGPublic Service Enterprise Group IncCOM25$2.00K<0.1%−37−59.7%ReducedHistory
Fidelity Covington Trust316092725INT HG DIV ETF100$2.00K<0.1%00.0%Unchanged–
JBTMJBT Marel CorpCOM10$2.00K<0.1%00.0%UnchangedHistory
TNDMTandem Diabetes Care IncCOM NEW14$2.00K<0.1%+14NewHistory
WDCWestern Digital CorpCOM30$2.00K<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM29$2.00K<0.1%00.0%UnchangedHistory
BHRBraemar Hotels & Resorts Inc.COM479$2.00K<0.1%00.0%UnchangedHistory
BMBLBumble Inc.COM CL A50$2.00K<0.1%00.0%UnchangedHistory
LILAKLiberty Latin America Ltd.COM CL C176$2.00K<0.1%00.0%UnchangedHistory
Adara Acquisition Corp00653H201UNIT 99/99/9999200$2.00K<0.1%00.0%Unchanged–
ALIMAlimera Sciences IncCOM NEW333$2.00K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW500$2.00K<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM2,000$2.00K<0.1%00.0%UnchangedHistory
Boa Acquisition Corp05601A208UNIT 99/99/9999200$2.00K<0.1%00.0%Unchanged–
Fortress Value Acquis Corp I34964G206UNIT 12/31/2027200$2.00K<0.1%00.0%Unchanged–
Gaming & Hospitality Acqu Co364681114*W EXP 02/04/2023,100$2.00K<0.1%00.0%Unchanged–
Joff Fintech Acquisition Cor46592C118*W EXP 02/04/2023,066$2.00K<0.1%00.0%Unchanged–
KL Acquisition Corp49837C208UNIT 99/99/9999200$2.00K<0.1%00.0%Unchanged–
MGFAberdeen Government Markets Income FundSH BEN INT525$2.00K<0.1%00.0%UnchangedHistory
Naspers Limited631512209COM52$2.00K<0.1%00.0%Unchanged–
Novus Capital Corporation II67012W112*W EXP 02/02/2021,604$2.00K<0.1%00.0%Unchanged–
Osi ETF Tr67110P704OSHS GBL INTER36$2.00K<0.1%00.0%Unchanged–
One Equity Partners Open WTR68237L113*W EXP 01/14/2023,366$2.00K<0.1%00.0%Unchanged–
ProShares Tr74347B227ULTSHT FT CH 5050$2.00K<0.1%00.0%Unchanged–
ProShares Tr74348A145PET CARE ETF21$2.00K<0.1%00.0%Unchanged–
SPDR Ser Tr78464A532S&P TRANSN ETF20$2.00K<0.1%00.0%Unchanged–
SPDR Ser Tr78468R689S&P KENSHO SMART42$2.00K<0.1%−6−12.5%Reduced–
Stephan Co858603103COM1,047$2.00K<0.1%00.0%Unchanged–
Thunder Bridge Cap Prtnrs II88605T118*W EXP 02/15/2022,119$2.00K<0.1%00.0%Unchanged–
TTETotalEnergies SESPONSORED ADS46$2.00K<0.1%+1+2.2%AddedHistory
VCNXVaccinex, Inc.COM2,000$2.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F817VIETNAM ETF100$2.00K<0.1%00.0%Unchanged–
Oxurion NVB6S90T102COM1,000$2.00K<0.1%00.0%Unchanged–
ABGIABG Acquisition Corp. ICL A SHS200$2.00K<0.1%00.0%UnchangedHistory
Authentic Equity Acquistn CoG06607124*W EXP 01/20/2023,000$2.00K<0.1%00.0%Unchanged–
L Catterton Asia AcquisitionG5346G109UNIT 03/11/2026200$2.00K<0.1%00.0%Unchanged–
Omega Alpha SpacG6749V107CL A200$2.00K<0.1%00.0%Unchanged–
TB SA Acquisition CorpG8657L113UNIT 03/25/2028200$2.00K<0.1%00.0%Unchanged–
TZP Strategies Acquistn CorpG91595119*W EXP 01/06/2023,800$2.00K<0.1%00.0%Unchanged–
Glenfarne Merger Corp378579114*W EXP 03/17/2022,932$2.00K<0.1%00.0%Unchanged–
Golden Arrow Merger Corp380799114*W EXP 07/31/2024,366$2.00K<0.1%00.0%Unchanged–
Haymaker Acquisition Corp II42087R116*W EXP 03/04/2022,418$2.00K<0.1%00.0%Unchanged–
Hudson Executive Inves III44376L115*W EXP 02/22/2022,780$2.00K<0.1%00.0%Unchanged–
Mission Advancement Corp60501L119*W EXP 03/05/2023,332$2.00K<0.1%00.0%Unchanged–
Northern Star Invest Corp IV66575B119*W EXP 02/25/2022,633$2.00K<0.1%00.0%Unchanged–
Orion Acquisition Corp68626A116*W EXP 02/19/2023,011$2.00K<0.1%00.0%Unchanged–
ProShares Tr74347G648ULTRASHRT DOW 3087$2.00K<0.1%00.0%Unchanged–
Altimar Acquisition Corp. IIIG0370U116*W EXP 08/03/2022,725$2.00K<0.1%00.0%Unchanged–
Angel Pond Holdings CorpG0447J110UNIT 99/99/9999199$2.00K<0.1%00.0%Unchanged–
Catcha Investment CorpG1962Y110*W EXP 99/99/9992,607$2.00K<0.1%00.0%Unchanged–
IACCION Acquisition Corp 3 Ltd.SHS CL A200$2.00K<0.1%00.0%UnchangedHistory
New Vista Acquisition CorpG6529L121*W EXP 02/01/2022,000$2.00K<0.1%00.0%Unchanged–
Peridot Acquisition Corp. IIG7008B121*W EXP 04/30/2021,979$2.00K<0.1%00.0%Unchanged–
TPG Pace Beneficial II CorpG89826104COMMON STOCK200$2.00K<0.1%00.0%Unchanged–
IronNet, Inc.46323Q113*W EXP 08/26/2021,500$2.00K<0.1%00.0%Unchanged–
Chavant Capital Acquisitn CoG2058L111*W EXP 99/99/9993,950$2.00K<0.1%00.0%Unchanged–
Portage Fintech Acquisitn CoG7185D114*W EXP 07/08/2023,333$2.00K<0.1%00.0%Unchanged–
Bird Global, Inc.09077J115*W EXP 01/07/2022,000$2.00K<0.1%+2,000New–
Deep Medicine Acquisition Co243733110RIGHT 09/30/20285,000$2.00K<0.1%+5,000New–
Integral Acquisition Corp 145827K119*W EXP 05/31/2022,500$2.00K<0.1%+2,500New–
LOCLWLocal Bounti Corporation*W EXP 99/99/9993,519$2.00K<0.1%+3,519NewHistory
McLaren Technology Acq Corp58176U117*W EXP 11/01/2025,000$2.00K<0.1%+5,000New–
Genesis GRWT Tech Acqustn CoG3R23D110UNIT 99/99/9999200$2.00K<0.1%+200New–
Newcourt Acquisition CorpG6448C129*W EXP 04/12/2025,000$2.00K<0.1%+5,000New–
Onyx Acquisition Co. IG6755Q117*W EXP 11/30/2023,950$2.00K<0.1%+3,950New–
SILVERspac Inc.G8136V112*W EXP 09/09/2023,332$2.00K<0.1%+3,332New–
Soar Technology Acquisn CorpG82472120*W EXP 99/99/9993,466$2.00K<0.1%+3,466New–
REZIResideo Technologies, Inc.Stock130$3.00K<0.1%00.0%UnchangedHistory
GGGGraco IncCOM36$3.00K<0.1%00.0%UnchangedHistory
iShares Tr46435G672CORE INTL AGGR50$3.00K<0.1%00.0%Unchanged–
SKYWSkywest IncCOM68$3.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G847GBL CLEAN ENRG100$3.00K<0.1%00.0%Unchanged–
KNXKnight-Swift Transportation Holdings Inc.CL A50$3.00K<0.1%00.0%UnchangedHistory
MURMurphy Oil CorpCOM108$3.00K<0.1%00.0%UnchangedHistory
PEverpure, Inc.CL A100$3.00K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS51$3.00K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V621FINL PFD ETF150$3.00K<0.1%00.0%Unchanged–
IVTInvenTrust Properties Corp.COM NEW94$3.00K<0.1%−66−41.3%ReducedHistory
URIUnited Rentals, Inc.COM10$3.00K<0.1%00.0%UnchangedHistory
Adit Edtech Acquisition Corp007024110*W EXP 99/99/9994,650$3.00K<0.1%−2,600−35.9%Reduced–
Bagger Daves Burger Tavern056646201COM25,000$3.00K<0.1%00.0%Unchanged–
BDSIBiodelivery Sciences International IncCOM1,000$3.00K<0.1%+1,000NewHistory
BNGOBionano Genomics, Inc.COM1,000$3.00K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM304$3.00K<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25460E521DAILY FTSE CHINA150$3.00K<0.1%00.0%Unchanged–

Options (25)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q4 2021
SecurityClassPutsCalls
Green Plains Partners LP393221956PUT$4.83M–
C H Robinson Worldwide Inc12541W909CALL–$2.19M
iShares Tr464287955PUT$2.18M–
SPDR Series Trust78464A954PUT$1.51M–
iShares Tr464287952PUT$1.37M–
SPDR S&P 500 ETF Tr78462F953PUT$864.0K–
SPDR Ser Tr78464A958PUT$655.0K–
Diebold Inc253651953PUT$455.0K–
Select Sector SPDR Tr81369Y954PUT$370.0K–
Ashland Global Hldgs Inc044186954PUT$295.0K–
iShares Tr464287950PUT$246.0K–
FedEx Corp31428X956PUT$167.0K–
Fubotv Inc35953D954PUT$49.0K–
iShares Tr464287905CALL–$42.0K
ProShares Tr74347B950PUT$38.0K–
Diebold Inc253651903CALL–$31.0K
BKLN 210416P0001500046138G958PUT$21.0K–
Turning PT Brands Inc90041L905CALL–$18.0K
United States STL Corp New912909958PUT$8.00K–
CSX Corp126408953PUT$5.00K–
Invesco QQQ Tr46090E953PUT$5.00K–
Omeros Corp682143902CALL–$3.00K
Norfolk Southn Corp655844958PUT$2.00K–
Union Pac Corp907818958PUT$2.00K–
Invesco Exchng Traded FD Tr46138G956PUT$1.00K–

Sold out since Q3 2021 (180)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 180 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
VISNVistance Networks, Inc.COM672,348$9.14M0.2%History
MDPHawkeye Acquisition, Inc.COM87,531$4.88M0.1%History
CLDBCortland Bancorp IncCOM166,239$4.62M0.1%History
OPLNOPENLANE, Inc.COM166,650$2.73M0.1%History
FREEWhole Earth Brands, Inc.COM CL A109,918$1.27M<0.1%History
KURIAlkuri Global Acquisition Corp.COM CL A107,999$1.08M<0.1%History
GAIAGaia, IncCL A98,578$934.0K<0.1%History
Jupiter Acquisition Corp482082203UNIT 09/11/202791,094$895.0K<0.1%–
FTCOFortitude Gold CorpCommon Stock126,672$856.0K<0.1%History
ADTHAdTheorent Holding Company, Inc.COM CL A77,109$761.0K<0.1%History
VOSOVirtuoso Acquisition Corp.COM CL A73,378$727.0K<0.1%History
TSCTriState Capital Holdings, Inc.COM34,253$724.0K<0.1%History
Landmark Infrastructure Partne51508J405LP24,000$610.0K<0.1%–
MRBKMeridian CorpCOM20,000$573.0K<0.1%History
GIGCAPITAL4 Inc37518G101COM54,583$538.0K<0.1%–
AMPYAmplify Energy Corp.COM97,500$519.0K<0.1%History
Athena Technology Acquisi Co04687A109COM CLASS A44,111$438.0K<0.1%–
P3 Health Partners Inc.34552Y106CL A44,114$435.0K<0.1%–
Alimen Couche01626P403ADR10,775$412.0K<0.1%–
NVRIEnviri CorpCOM23,106$392.0K<0.1%History
TXNMTXNM Energy IncCOM7,700$381.0K<0.1%History
KSUKansas City SouthernCOM NEW1,400$379.0K<0.1%History
APOApollo Global Management, Inc.COM CL A5,854$361.0K<0.1%History
CORCencora, Inc.Stock2,975$355.0K<0.1%History
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD20,100$329.0K<0.1%History
Leo Holdings III CorpG5463T108SHS CL A32,600$324.0K<0.1%–
EXPREXP OldCo Winddown, Inc.COM65,550$309.0K<0.1%History
Live Oak Crestview Climate A538086208UNIT 99/99/999931,500$309.0K<0.1%–
Nextgen Acquisition Corp IIG65317102CLASS A ORD SHS29,310$290.0K<0.1%–
Inflection Point Acqustn CorG47874105UNIT 09/21/202626,300$260.0K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF10,320$255.0K<0.1%–
Endurance Acquisition Corp.G3041W123UNIT 09/01/202625,522$254.0K<0.1%–
Altimar Acquisition Corp IIG03709105SHS CL A25,700$253.0K<0.1%–
GPXGP Strategies CorpCOM12,000$248.0K<0.1%History
Seven Oaks Acquisition Corp81787X106COM CL A24,100$239.0K<0.1%–
Direct Selling Acquisitin Co25460L202UNIT 99/99/999923,400$236.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB10,700$226.0K<0.1%History
DWSNDawson Geophysical CoCOM90,567$225.0K<0.1%History
Trump Media & Technology Group Corp.25400Q204UNIT 06/30/202819,400$197.0K<0.1%–
CADECadence BancorporationCL A8,900$195.0K<0.1%History
HYPRHyperfine, Inc.CL A SHS19,299$191.0K<0.1%History
JAXJ. Alexander's Holdings, Inc.COM13,460$188.0K<0.1%History
Isos Acquisition CorporationG4962C112SHARES CL A18,282$182.0K<0.1%–
Yucaipa Acquisition CorpG9879L105COM16,858$167.0K<0.1%–
Dragoneer Growth Oppty CorpG28314105SHS CL A15,000$149.0K<0.1%–
SWBKSwitchback II CorpCOM CL A15,000$149.0K<0.1%History
CCAIUCascadia Acquisition Corp.UNIT 09/30/202815,000$148.0K<0.1%History
Berenson Acquisition Corp. I083690206UNIT 99/99/999914,370$142.0K<0.1%–
Nuveen Select Tax Free Incom67063C106SH BEN INT8,456$132.0K<0.1%–
GENIGenius Sports LtdSHARES CL A6,700$125.0K<0.1%History
LORLLoral Space & Communications Inc.COM2,795$120.0K<0.1%History
CNBKACentury Bancorp IncCL A NON VTG1,000$115.0K<0.1%History
Soar Technology Acquisn CorpG82472104UNIT 99/99/999910,400$106.0K<0.1%–
CHNGChange Healthcare Inc.COM5,000$105.0K<0.1%History
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD5,000$103.0K<0.1%History
EUSGEuropean Sustainable Growth Acquisition Corp.CL A SHS10,100$100.0K<0.1%History
Ion Acquisition Corp 2 LtdG49393104SHS CL A10,098$100.0K<0.1%–
Parabellum Acquisition Corp.69901P208UNIT 99/99/999910,000$100.0K<0.1%–
Thimble Point Acquisition Co88408P107COM CL A10,000$99.0K<0.1%–
Investindustrial Acquisition Corp.G4771L105SHS CL A10,000$99.0K<0.1%–
Hennessy Capital Invst Corp42600H207UNIT 99/99/999910,000$99.0K<0.1%–
SILVERspac Inc.G8136V120UNIT 09/09/202610,000$99.0K<0.1%–
EQRXEQRx, Inc.CLASS A COM9,800$97.0K<0.1%History
CANETeucrium Commodity TrustSUGAR FD10,000$95.0K<0.1%History
PSFEPaysafe LtdORD12,000$93.0K<0.1%History
LNSRLENSAR, Inc.COM11,024$87.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM2,000$87.0K<0.1%History
ASAASA Gold & Precious Metals LtdSHS4,504$85.0K<0.1%History
Deutsche BK AG London BRH Leve25156D423CV PFD3,500$76.0K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG1,302$75.0K<0.1%–
ARCBArcbest CorpCOM800$65.0K<0.1%History
KEY.PJKeycorpPFD2,400$64.0K<0.1%History
SPGSimon Property Group Inc.REIT475$62.0K<0.1%History
CLDRCloudera, Inc.COM3,800$61.0K<0.1%History
MXMagnachip Semiconductor CorpCOM3,000$53.0K<0.1%History
Crown PropTech AcquisitionsG25741128UNIT 99/99/99995,000$49.0K<0.1%–
HZONHorizon Acquisition Corp IISHS CL A4,458$44.0K<0.1%History
BGSB&G Foods, Inc.COM1,300$39.0K<0.1%History
SoFi Technologies, Inc.83406F110*W EXP 05/28/2026,000$38.0K<0.1%–
KAMNKAMAN CorpCOM1,011$36.0K<0.1%History
SES AI CorpG4R87P114COM CL A3,601$36.0K<0.1%–
CXPColumbia Property Trust, Inc.COM NEW1,820$35.0K<0.1%History
Alkuri Global Acquisition Corp.66981N111*W EXP 02/09/20224,924$35.0K<0.1%–
PRMWPrimo Water CorpCOM2,220$35.0K<0.1%History
WYNNWynn Resorts LtdCOM400$34.0K<0.1%History
Bombardier Inc-B097751200Common / Ordinary Stock18,500$32.0K<0.1%–
Pernod Ricard SA ADR714264207ADR671$30.0K<0.1%–
Virtuoso Acquisition Corp.92837J112*W EXP 01/31/20225,898$30.0K<0.1%–
Marquee Raine Acquisition CoG58442107CL A SHS3,000$30.0K<0.1%–
AYXAlteryx, Inc.COM CL A400$29.0K<0.1%History
Laaco Ltd505346106COM7$29.0K<0.1%–
WRKWestRock CoCOM560$28.0K<0.1%History
MNSTMonster Beverage CorpCOM297$26.0K<0.1%History
Natura &CO Hldg S A63884N108ADS1,500$25.0K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF546$23.0K<0.1%–
JACKJack in the Box IncCOM230$22.0K<0.1%History
ATRIAtrion CorpCOM30$21.0K<0.1%History
Mitsui & Co Ltd606827202COM47$21.0K<0.1%–
Athena Technology Acquisi Co04687A117*W EXP 03/31/20215,244$21.0K<0.1%–
Bains de Mer Et du Cercle DeseF06489102COM250$20.0K<0.1%–