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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,991
+206 vs. Q1 2021
Portfolio value
$3.81B
+$212.2M (+5.9%) vs. Q1 2021
Filed
Nov 12, 2021
AmendedSEC
Holdings of Ancora Advisors, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Global Clean Energy ETF464288224ETF481$11.0K<0.1%00.0%Unchanged–
SRESempraStock84$11.0K<0.1%00.0%UnchangedHistory
EBSEmergent BioSolutions Inc.COM170$11.0K<0.1%−540−76.1%ReducedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK1,386$11.0K<0.1%00.0%UnchangedHistory
JDJD.com, Inc.SPON ADS CL A140$11.0K<0.1%00.0%UnchangedHistory
BBDBank BradescoSP ADR PFD NEW2,200$11.0K<0.1%+200+10.0%AddedHistory
MLMMartin Marietta Materials IncCOM32$11.0K<0.1%00.0%UnchangedHistory
REAXReal REMAX Group Inc.COM NEW1,250$11.0K<0.1%+1,250NewHistory
Air Liquide ADR009126202ADR326$11.0K<0.1%+326New–
CGCCanopy Growth CorpCOM444$11.0K<0.1%−35−7.3%ReducedHistory
Alliant Energy Corp Com188021083COM200$11.0K<0.1%00.0%Unchanged–
FOEFerro CorpCOM525$11.0K<0.1%00.0%UnchangedHistory
SNFIStark Novus Financial Inc.COM CL A1,000$11.0K<0.1%−6,850−87.3%ReducedHistory
MMNFFMedMen Enterprises, Inc.Common Stock50,540$11.0K<0.1%00.0%UnchangedHistory
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG217$11.0K<0.1%+217New–
Kismet Acquisition Two CorpG52807115*W EXP 06/30/20211,540$11.0K<0.1%+11,540New–
SEESealed Air CorpCOM200$12.0K<0.1%00.0%UnchangedHistory
WDAYWorkday, Inc.CL A50$12.0K<0.1%00.0%UnchangedHistory
FEFirstenergy CorpCOM313$12.0K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF263$12.0K<0.1%+38+16.9%Added–
PCNPIMCO Corporate & Income Strategy FundCOM666$12.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y343GLBL X MLP ETF300$12.0K<0.1%00.0%Unchanged–
GTGoodyear Tire & Rubber CoCOM700$12.0K<0.1%−1,000−58.8%ReducedHistory
HURCHurco Companies IncCOM341$12.0K<0.1%00.0%UnchangedHistory
XRXXerox Holdings CorpCOM NEW500$12.0K<0.1%00.0%UnchangedHistory
Actua Corporation005094107COM250,000$12.0K<0.1%00.0%Unchanged–
ANSSAnsys IncCOM35$12.0K<0.1%00.0%UnchangedHistory
CLP Holdings Ltd Sponsored ADR18946Q101Common Stock1,258$12.0K<0.1%+1,258New–
Itochu Corp ADR465717106ADR200$12.0K<0.1%00.0%Unchanged–
RBARB Global Inc.COM208$12.0K<0.1%+86+70.5%AddedHistory
PERSSandRidge Permian TrustCOM27,600$12.0K<0.1%+7,600+38.0%AddedHistory
VanEck Vectors ETF Tr92189F403RUSSIA ETF400$12.0K<0.1%00.0%Unchanged–
Adidas AGD0066B185COM32$12.0K<0.1%00.0%Unchanged–
GX Acquisition Corp II36260F113*W EXP 03/17/20212,800$12.0K<0.1%+12,800New–
Twelve Seas Investment Co. II90118T114*W EXP 03/02/20213,455$12.0K<0.1%+13,455New–
Tailwind Internatnal Acq CorG8662F119*W EXP 03/01/20212,946$12.0K<0.1%+12,946New–
Vanguard Consumer Staples ETF92204A207ETF71$13.0K<0.1%−15−17.4%Reduced–
ESEversource EnergyStock167$13.0K<0.1%+31+22.8%AddedHistory
PANWPalo Alto Networks IncStock35$13.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF204$13.0K<0.1%00.0%Unchanged–
State Street SPDR S&P Bank ETF78464A797ETF250$13.0K<0.1%00.0%Unchanged–
iShares Core S&P US Value ETF464287663ETF183$13.0K<0.1%+20+12.3%Added–
iShares Tr464288513IBOXX HI YD ETF145$13.0K<0.1%00.0%Unchanged–
ATROAstronics CorpCOM750$13.0K<0.1%00.0%UnchangedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT769$13.0K<0.1%00.0%UnchangedHistory
DPZDominos Pizza IncCOM27$13.0K<0.1%+4+17.4%AddedHistory
Astrea Acquisition Corp.04637C114*W EXP 01/28/20219,860$13.0K<0.1%+3,150+18.9%Added–
BBBY20230930-DK-Butterfly-1, Inc.COM400$13.0K<0.1%−150−27.3%ReducedHistory
KBC Group NV Unsponsored ADR48241F104ADR328$13.0K<0.1%+328New–
View, Inc.92671V114*W EXP 03/08/2027,400$13.0K<0.1%00.0%Unchanged–
Emerald Plantation HldgsG30337102COM780,000$13.0K<0.1%00.0%Unchanged–
Athena Technology Acquisi Co04687A117*W EXP 03/31/20214,944$13.0K<0.1%+14,944New–
SMGScotts Miracle-Gro CoStock75$14.0K<0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock225$14.0K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR821$14.0K<0.1%+689+522.0%AddedHistory
SAPSAP SEADR100$14.0K<0.1%00.0%UnchangedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF765$14.0K<0.1%00.0%UnchangedHistory
ETREntergy CorpCOM144$14.0K<0.1%00.0%UnchangedHistory
CDECoeur Mining, Inc.COM NEW1,579$14.0K<0.1%+1,500+1,898.7%AddedHistory
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF270$14.0K<0.1%00.0%Unchanged–
MTGMgic Investment CorpCOM1,000$14.0K<0.1%+1,000NewHistory
MPLXMPLX LPCOM UNIT REP LTD477$14.0K<0.1%00.0%UnchangedHistory
MTDMettler Toledo International IncCOM10$14.0K<0.1%00.0%UnchangedHistory
NINisource Inc.COM590$14.0K<0.1%00.0%UnchangedHistory
DGXQuest Diagnostics IncCOM105$14.0K<0.1%+1+1.0%AddedHistory
iShares Tr464288372GLB INFRASTR ETF300$14.0K<0.1%00.0%Unchanged–
PEOAdams Natural Resources Fund, Inc.COM868$14.0K<0.1%−356−29.1%ReducedHistory
JOFJapan Smaller Capitalization Fund IncCOM1,500$14.0K<0.1%00.0%UnchangedHistory
Kraneshares Tr500767827ELEC VEH FUTUR300$14.0K<0.1%00.0%Unchanged–
JMMNuveen Multi-Market Income FundCOM1,896$14.0K<0.1%00.0%UnchangedHistory
Samsung Electronic796050888COM8$14.0K<0.1%00.0%Unchanged–
Stable RD Acquisition Corp85236Q109COM CL A1,000$14.0K<0.1%00.0%Unchanged–
Reinvent Technology PartnersG7483N129CL A1,400$14.0K<0.1%+1,400New–
FAST Acquisition Corp. II311874119*W EXP 03/16/20211,500$14.0K<0.1%+11,500New–
PICCPivotal Investment Corp IIICOM CL A1,400$14.0K<0.1%+1,400NewHistory
PWP Forward Acquisition Corp74709Q119*W EXP 03/12/20213,498$14.0K<0.1%+13,498New–
Corazon Capital V838 MonocerG24237128*W EXP 03/24/20213,279$14.0K<0.1%+13,279New–
Medicus Sciences AcquisitionG5960S108CL A SHS1,500$14.0K<0.1%+1,500New–
PMLPIMCO Municipal Income Fund IICOM1,000$15.0K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM1,000$15.0K<0.1%00.0%UnchangedHistory
FOXAFox CorpCL A COM400$15.0K<0.1%00.0%UnchangedHistory
TFSLTFS Financial CORPCOM753$15.0K<0.1%00.0%UnchangedHistory
HIIHuntington Ingalls Industries, Inc.COM71$15.0K<0.1%00.0%UnchangedHistory
CBRLCracker Barrel Old Country Store, IncCOM100$15.0K<0.1%00.0%UnchangedHistory
BLEBlackRock Municipal Income Trust IICOM925$15.0K<0.1%00.0%UnchangedHistory
Climate Change Crisis Real I18716C100CL A COM1,000$15.0K<0.1%00.0%Unchanged–
FOFCohen & Steers Closed-End Opportunity Fund, Inc.COM1,000$15.0K<0.1%−8,760−89.8%ReducedHistory
Kddi Corp ADR48667L106ADR973$15.0K<0.1%+973New–
RMTRoyce Micro-Cap Trust, Inc.COM1,177$15.0K<0.1%00.0%UnchangedHistory
Z-Work Acquisition Corp98880C110*W EXP 01/04/20216,666$15.0K<0.1%00.0%Unchanged–
COVA Acquisition Corp.G2554Y104CL A SHS1,500$15.0K<0.1%+1,500New–
RXR Acquisition Corp74981W115*W EXP 03/08/20214,839$15.0K<0.1%+14,839New–
ProShares Tr74348A210SHRT RUSSELL2000780$16.0K<0.1%00.0%Unchanged–
iShares Tr464287697U.S. UTILITS ETF200$16.0K<0.1%00.0%Unchanged–
CBZCBIZ, Inc.COM500$16.0K<0.1%00.0%UnchangedHistory
IRIngersoll Rand Inc.COM337$16.0K<0.1%+137+68.5%AddedHistory
GRVYGRAVITY Co., Ltd.SPONSORED ADS NE150$16.0K<0.1%00.0%UnchangedHistory
PKOHPark Ohio Holdings CorpCOM500$16.0K<0.1%00.0%UnchangedHistory
PEBOPeoples Bancorp IncCOM535$16.0K<0.1%+1+0.2%AddedHistory
Adidas AG ADR00687A107ADR88$16.0K<0.1%+88New–

Options (36)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q2 2021
SecurityClassPutsCalls
iShares Tr464287955PUT$4.97M–
Kohls Corp500255904CALL–$3.57M
iShares Tr464287952PUT$3.46M–
iShares Tr464287630RUS 2000 VAL ETF$2.70M–
SPDR Ser Tr78464A958PUT$1.60M–
Green Plains Inc393222954PUT$1.00M–
Kohls Corp500255954PUT$1.00M–
SPDR Series Trust78464A954PUT$914.0K–
SPDR S&P 500 ETF Tr78462F953PUT$697.0K–
Invesco QQQ Tr46090E953PUT$369.0K–
Diebold Inc253651903CALL–$355.0K
Shopify Inc82509L907CALL–$194.0K
Diebold Inc253651953PUT$172.0K–
Omeros Corp682143902CALL–$118.0K
Norfolk Southn Corp Put Opt 0160U99SRO1PUT$115.0K–
CSX Corp126408953PUT$114.0K–
FedEx Corp Put Opt 01/22 290.04IY99ALU1PUT$112.0K–
iShares Tr464287958PUT$103.0K–
BKLN 210416P0001500046138G958PUT$98.0K–
Union Pac Corp Put Opt 01/22 23IX99DZD0PUT$97.0K–
Ashland Global Hldgs Inc044186954PUT$81.0K–
Expeditors Intl Wash Inc Put O40B99RDB9PUT$69.0K–
iShares Tr464288953PUT$64.0K–
ProShares Tr74347W900CALL–$58.0K
iShares Tr464288869MICRO-CAP ETF$42.0K–
iShares Silver Tr46428Q909CALL–$28.0K
Select Sector SPDR Tr81369Y955put$21.0K–
SPX Corp784635954PUT$18.0K–
RTH 210618P0015000092189F954PUT$8.00K–
Nordstrom Inc655664950PUT$6.00K–
Macys Inc55616P954PUT$5.00K–
Fubotv Inc35953D954PUT$4.00K–
Aon PLCG0403H958PUT$4.00K–
Collaborative Investmnt Ser19423L952PUT$3.00K–
Invesco Exchng Traded FD Tr46138G956PUT$3.00K–
SPDR Ser Tr78468R906CALL–$3.00K

Sold out since Q1 2021 (249)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 249 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
IAC Interactivecorp New44891N109COM22,801$4.93M0.1%–
ESXBCommunity Bankers Trust CorpCOM449,361$3.96M0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH21,608$3.47M0.1%–
THSTreeHouse Foods, Inc.COM55,302$2.89M0.1%History
TBBKBancorp, Inc.COM109,396$2.27M0.1%History
Houston Wire & Cable Co44244K109COM326,782$1.71M<0.1%–
Boa Acquisition Corp05601A208UNIT 99/99/9999158,100$1.57M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026152,462$1.50M<0.1%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/2028117,140$1.16M<0.1%–
Stratim Cloud Acquisition Corp.86309R206UNIT 03/05/2026102,300$1.02M<0.1%–
Ross Acquisition Corp IIG7641C122UNIT 99/99/9999102,455$1.02M<0.1%–
SLPSimulations Plus, Inc.COM15,463$978.0K<0.1%History
Alkuri Global Acquisition Corp.66981N202UNIT 01/01/202897,099$959.0K<0.1%–
Oyster Enterprises Acq Corp69242M203UNIT 01/20/202696,305$952.0K<0.1%–
G&P Acquisition Corp36146G202UNIT 02/28/202893,489$927.0K<0.1%–
Bite Acquisition Corp.09175K204UNIT 99/99/999992,619$914.0K<0.1%–
Agile Growth Corp.G01202129UNIT 03/09/202692,090$914.0K<0.1%–
Accelerate Acquisition Corp.00439D201UNIT 99/99/999981,400$808.0K<0.1%–
M3-Brigade Acquisition II Corp.553800202UNIT 99/99/999980,800$802.0K<0.1%–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/202677,786$776.0K<0.1%–
Mohawk Group Hldgs Inc608189106COM25,470$751.0K<0.1%–
Atlantic Coastal Acquistn Co048453203UNIT 03/02/202675,205$741.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202574,300$732.0K<0.1%–
Kadem Sustainable Impact Cor48284E204UNIT 03/17/202671,294$706.0K<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/202867,677$672.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202667,497$670.0K<0.1%–
SGCSuperior Group of Companies, Inc.COM23,463$596.0K<0.1%History
Twin Ridge Capital Acquis CoG9151L112UNIT 99/99/999959,519$592.0K<0.1%–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/202655,400$553.0K<0.1%–
Virtuoso Acquisition Corp.92837J203UNIT 01/14/202551,398$507.0K<0.1%–
DHC Acquisition CorpG2758T125UNIT 02/25/202650,528$505.0K<0.1%–
Mcap Acquisition Corp55282T208UNIT 02/18/203049,500$493.0K<0.1%–
Progress Acquisition Corp.74327P204UNIT 12/25/202548,872$483.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202848,063$476.0K<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/202647,000$467.0K<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/202646,600$461.0K<0.1%–
Athena Technology Acquisi Co04687A208UNIT 99/99/999945,136$446.0K<0.1%–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/999945,192$445.0K<0.1%–
Synacor Inc871561106COM200,389$439.0K<0.1%–
IDID Auto, Inc.COM CL A54,888$431.0K<0.1%History
Flame Acquisition Corp33850F207UNIT 99/99/999943,102$428.0K<0.1%–
Corazon Capital V838 MonocerG24237110UNIT 03/24/202642,846$426.0K<0.1%–
NOTVInotiv, Inc.COM20,340$407.0K<0.1%History
Twelve Seas Investment Co. II90118T205UNIT 99/99/999940,369$398.0K<0.1%–
GX Acquisition Corp II36260F204UNIT 03/17/202639,300$390.0K<0.1%–
RAILFreightCar America, Inc.COM58,553$386.0K<0.1%History
Tailwind Internatnal Acq CorG8662F127UNIT 99/99/999938,540$381.0K<0.1%–
Plum Acquisition Corp IG7134L100UNIT 03/15/202635,993$358.0K<0.1%–
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/202536,100$357.0K<0.1%–
Realpage Inc75606N109COM4,000$349.0K<0.1%–
Kismet Acquisition Two CorpG52807123UNIT 99/99/999934,623$344.0K<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/999932,600$321.0K<0.1%–
Evo Acquisition Corp30052G207UNIT 99/99/999931,889$317.0K<0.1%–
Kismet Acquisition Three CorG5276C128UNIT 99/99/999930,929$306.0K<0.1%–
MCSMarcus CorpCOM14,750$295.0K<0.1%History
Silverbox Engaged Merger Co82836L200UNIT 03/31/202828,600$283.0K<0.1%–
Synacor Inc Com871995155COM127,948$280.0K<0.1%–
Global Partner Acqistn CorpG3934P110UNIT 01/06/202627,600$272.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202827,071$269.0K<0.1%–
TWITitan International IncCOM28,340$263.0K<0.1%History
Corelogic Inc21871D103COM3,100$246.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202822,800$226.0K<0.1%–
GIGCAPITAL4 Inc37518G200UNIT 99/99/999922,805$225.0K<0.1%–
Tech and Energy Transition87823R201UNIT 03/31/202822,100$221.0K<0.1%–
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202621,989$220.0K<0.1%–
GW Pharmaceuticals PLC36197T103ADS1,000$217.0K<0.1%–
Noble Rock Acquisition CorpG6546R127UNIT 01/31/202819,629$194.0K<0.1%–
Af Acquisition Corp001040203UNIT 03/31/202819,000$187.0K<0.1%–
Isos Acquisition CorporationG4962C120UNIT 99/99/999918,282$182.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202818,083$180.0K<0.1%–
Pinnacle Renewable Energy IN72349J107COM20,000$179.0K<0.1%–
Disruptive Acquisition CorpG2770Y110UNIT 03/06/202618,098$179.0K<0.1%–
Leo Holdings III CorpG5463T116UNIT 99/99/999917,600$172.0K<0.1%–
Priveterra Acquisition Corp74275N201UNIT 99/99/999916,770$167.0K<0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/999916,200$161.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999916,093$159.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999915,900$159.0K<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/999916,000$158.0K<0.1%–
Northern Star Invest Corp IV66575B200UNIT 02/25/202815,805$157.0K<0.1%–
Aurora Acquisition CorpG0698L111UNIT 03/02/202614,800$153.0K<0.1%–
Kernel Group Holdings, Inc.G5259L111UNIT 99/99/999915,200$152.0K<0.1%–
Tuatara Capital Acquisitn CoG9118J127UNIT 99/99/999915,200$152.0K<0.1%–
FRPHFRP Holdings, Inc.COM3,063$151.0K<0.1%History
Forum Merger IV Corp349875203UNIT 03/15/202815,000$148.0K<0.1%–
Decarbonization Plus Acqu II24279D204UNIT 03/19/202614,762$147.0K<0.1%–
Sagen Mi Canada Inc786688101EQUITY CN4,100$142.0K<0.1%–
NEWTNewtekOne, Inc.COM NEW5,112$137.0K<0.1%History
Perspecta Inc715347100COM4,501$131.0K<0.1%–
Otelco Inc688823301CL A NEW10,980$129.0K<0.1%–
CF Acquisition Corp VIII12520C208UNIT 03/31/202812,700$126.0K<0.1%–
Shopify Inc82509L907CALL2$125.0K<0.1%–
SMTC Corp832682207COM NEW20,253$122.0K<0.1%–
Orion Acquisition Corp68626A207UNIT 02/19/202612,047$120.0K<0.1%–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF2,320$118.0K<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/999911,900$117.0K<0.1%–
Flir Sys Inc302445101COM2,000$113.0K<0.1%–
HMS Hldgs Corp40425J101COM2,850$106.0K<0.1%–
Varian Med Sys Inc92220P105COM588$104.0K<0.1%–
SCP & Co Healthcare Acqustn784065203UNIT 10/27/202510,337$103.0K<0.1%–
One Equity Partners Open WTR68237L204UNIT 01/14/202610,100$101.0K<0.1%–