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Livermore
Livermore
ZHEN

Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,991
+206 vs. Q1 2021
Portfolio value
$3.81B
+$212.2M (+5.9%) vs. Q1 2021
Filed
Nov 12, 2021
AmendedSEC
Holdings of Ancora Advisors, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NPIFFNorthland Power Inc.COM201$7.00K<0.1%00.0%UnchangedHistory
PNFPPinnacle Financial Partners, Inc.COM83$7.00K<0.1%+83NewHistory
ProShares Tr74347R305PSHS ULTRA DOW3094$7.00K<0.1%00.0%Unchanged–
SGUStar Group, L.P.UNIT LTD PARTNR642$7.00K<0.1%00.0%UnchangedHistory
TWNTaiwan Fund IncCOM200$7.00K<0.1%00.0%UnchangedHistory
Brookfield Property Partrs LG16249107UNIT LTD PARTN370$7.00K<0.1%00.0%Unchanged–
DHB Capital Corp23291W117*W EXP 03/31/2027,600$7.00K<0.1%+7,600New–
Newbury Street Acquisitn Cor65101L104COM700$7.00K<0.1%+700New–
Silverbox Engaged Merger Co82836L119*W EXP 06/02/2029,532$7.00K<0.1%+9,532New–
Ibere PharmaceuticalsG46843101SHS CL A700$7.00K<0.1%+700New–
FANGDiamondback Energy, Inc.Stock82$8.00K<0.1%+82NewHistory
APAAPA CorpStock350$8.00K<0.1%−384−52.3%ReducedHistory
Siren Nexgen Economy ETF829658202ETF170$8.00K<0.1%00.0%Unchanged–
SPOTSpotify Technology S.A.Stock28$8.00K<0.1%00.0%UnchangedHistory
RCReady Capital CorpCOM486$8.00K<0.1%00.0%UnchangedHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM343$8.00K<0.1%00.0%UnchangedHistory
MHKMohawk Industries IncCOM40$8.00K<0.1%00.0%UnchangedHistory
iShares Tr464288612INTRM GOV CR ETF68$8.00K<0.1%00.0%Unchanged–
NEANuveen AMT-Free Quality Municipal Income FundCOM504$8.00K<0.1%00.0%UnchangedHistory
ACHCAcadia Healthcare Company, Inc.COM124$8.00K<0.1%+124NewHistory
Global X FDS37954Y384CYBRSCURTY ETF280$8.00K<0.1%00.0%Unchanged–
LEN.BLennar CorpCL B100$8.00K<0.1%+100NewHistory
WALWestern Alliance BancorporationCOM88$8.00K<0.1%+88NewHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF99$8.00K<0.1%00.0%Unchanged–
BJBJ's Wholesale Club Holdings, Inc.COM165$8.00K<0.1%+165NewHistory
SLFSun Life Financial IncCOM148$8.00K<0.1%00.0%UnchangedHistory
iShares Tr464287127MORNINGSTR US EQ136$8.00K<0.1%00.0%UnchangedConverted for a 4-for-1 split–
EPAMEPAM Systems, Inc.COM16$8.00K<0.1%+16NewHistory
iShares Tr46428951110+ YR INVST GRD107$8.00K<0.1%00.0%Unchanged–
LADLithia Motors IncCOM22$8.00K<0.1%+22NewHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN100$8.00K<0.1%00.0%UnchangedHistory
Aequi Acquisition Corp00775W201UNIT 11/30/2027800$8.00K<0.1%+800New–
CoreSite Realty Corp21870Q105COM63$8.00K<0.1%+24+61.5%Added–
MCNXAI Madison Equity Premium Income FundCOM958$8.00K<0.1%00.0%UnchangedHistory
Ouster, Inc.68989M111*W EXP 03/11/2022,318$8.00K<0.1%00.0%Unchanged–
PRAHPRA Health Sciences, Inc.COM50$8.00K<0.1%00.0%UnchangedHistory
SYNHSyneos Health, Inc.CL A85$8.00K<0.1%+85NewHistory
Vestas Wind Sys as Unsp ADR925458101COM625$8.00K<0.1%00.0%UnchangedConverted for a 5-for-1 split–
CPTKWCrown PropTech Acquisitions*W EXP 99/99/9999,932$8.00K<0.1%00.0%UnchangedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS82$8.00K<0.1%+82NewHistory
Kernel Group Holdings, Inc.G5259L129*W EXP 02/02/2027,600$8.00K<0.1%+7,600New–
Interprivate III Financial P46064R114*W EXP 99/99/9996,540$8.00K<0.1%+6,540New–
Recon Cap Nasdaq 100 Covered C75623U102INDX FD375$8.00K<0.1%+375New–
Tech and Energy Transition87823R110*W EXP 03/31/2027,444$8.00K<0.1%+7,444New–
Bio Rad Labs Inc CL A905722070COM12$8.00K<0.1%+12New–
Goldenbridge Acquisition LtdG3970D138RIGHT 10/28/202520,789$8.00K<0.1%+20,789New–
VEEAWVeea Inc.*W EXP 03/15/2027,197$8.00K<0.1%+7,197NewHistory
FDSFactset Research Systems IncStock27$9.00K<0.1%00.0%UnchangedHistory
COFCapital One Financial CorpStock56$9.00K<0.1%−8−12.5%ReducedHistory
CUBECubeSmartREIT200$9.00K<0.1%00.0%UnchangedHistory
FLRFluor CorpStock500$9.00K<0.1%00.0%UnchangedHistory
BALLBALL CorpCOM117$9.00K<0.1%−13−10.0%ReducedHistory
MSGSMadison Square Garden Sports Corp.CL A50$9.00K<0.1%−25,770−99.8%ReducedHistory
HUBSHubSpot IncCOM16$9.00K<0.1%+16NewHistory
DSLDoubleLine Income Solutions FundCOM500$9.00K<0.1%00.0%UnchangedHistory
CVNACarvana Co.CL A30$9.00K<0.1%00.0%UnchangedHistory
NOAHNoah Holdings LtdSPON ADS200$9.00K<0.1%00.0%UnchangedHistory
ULBIUltralife CorpCOM1,090$9.00K<0.1%00.0%UnchangedHistory
CIMChimera Investment CorpCOM NEW600$9.00K<0.1%00.0%UnchangedHistory
Clarim Acquisition Corp18049C116*W EXP 01/05/20210,832$9.00K<0.1%+2,500+30.0%Added–
890 5th Ave Partners Inc28250A105COM CL A910$9.00K<0.1%00.0%Unchanged–
EVBNEvans Bancorp IncCOM NEW251$9.00K<0.1%00.0%UnchangedHistory
O P T Sciences Corp Com671003101COM450$9.00K<0.1%00.0%Unchanged–
PBCTPeople's United Financial, Inc.COM500$9.00K<0.1%+500NewHistory
Roth CH Acquisition III Co77867Q201UNIT 02/26/2026900$9.00K<0.1%+900New–
SCP & Co Healthcare Acqustn784065112*W EXP 01/27/20210,168$9.00K<0.1%+5,168+103.4%Added–
Science Strategic Acq Alpha808641203UNIT 01/20/2026900$9.00K<0.1%00.0%Unchanged–
Fusion Acquisition Corp. II36118N110*W EXP 02/29/2029,023$9.00K<0.1%+9,023New–
GIGCAPITAL4 Inc37518G119*W EXP 02/08/2027,933$9.00K<0.1%+7,933New–
Kismet Acquisition Three CorG5276C102*W EXP 06/30/20210,442$9.00K<0.1%+10,442New–
SBIGWSBIG Holdings, Inc.*W EXP 02/11/2027,600$9.00K<0.1%+7,600NewHistory
Barrick Gold Corp067901108COM494$10.0K<0.1%00.0%Unchanged–
iShares Inc464286806MSCI GERMANY ETF300$10.0K<0.1%00.0%Unchanged–
NGGNational Grid PLCSPONSORED ADR NE163$10.0K<0.1%+163NewHistory
iShares Tr464287739U.S. REAL ES ETF95$10.0K<0.1%+1+1.1%Added–
Schwab Strategic Tr8085247141 5YR CORP BD194$10.0K<0.1%00.0%Unchanged–
AMHAmerican Homes 4 RentCL A250$10.0K<0.1%+250NewHistory
LENLennar CorpCL A100$10.0K<0.1%+100NewHistory
LUVSouthwest Airlines CoCOM184$10.0K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051879XTRACK HRVST CSI257$10.0K<0.1%00.0%Unchanged–
AMPSAltus Power, Inc.COM CL A1,000$10.0K<0.1%+1,000NewHistory
Danone Sponsored ADR23636T100COM711$10.0K<0.1%+711New–
Hanover Foods Corp CL A41078W100COM125$10.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V159S&P SPIN OFF150$10.0K<0.1%00.0%Unchanged–
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP347$10.0K<0.1%00.0%UnchangedHistory
Quantum Fintech Acquistin Co74767A204UNIT 10/30/2026975$10.0K<0.1%00.0%Unchanged–
SAGESage Therapeutics, Inc.COM175$10.0K<0.1%00.0%UnchangedHistory
Signature BK New York N Y82669G104COM39$10.0K<0.1%+39New–
SWZTotal Return Securities FundCOM1,078$10.0K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F726BIOTECH ETF50$10.0K<0.1%00.0%Unchanged–
FiscalNote Holdings, Inc.G28553108CL A1,000$10.0K<0.1%+1,000New–
HHLAHH&L Acquisition Co.SHS CL A1,000$10.0K<0.1%+1,000NewHistory
Evo Acquisition Corp30052G116*W EXP 01/04/20215,944$10.0K<0.1%+15,944New–
Graf Acquisition Corp IV384272209UNIT 05/31/20281,000$10.0K<0.1%+1,000New–
Interprivate IV Infratech PR46064T110*W EXP 03/05/2029,419$10.0K<0.1%+9,419New–
Landcadia Holdings IV, Inc.51477A112*W EXP 03/29/2029,000$10.0K<0.1%+9,000New–
Colonnade Acquisition Corp IG2284B119*W EXP 99/99/9999,038$10.0K<0.1%+9,038New–
LDH Growth Corp IG54094100CLASS A ORD SHS1,000$10.0K<0.1%+1,000New–
GMEGameStop Corp.Stock50$11.0K<0.1%+50NewHistory
CAHCardinal Health IncStock200$11.0K<0.1%00.0%UnchangedHistory

Options (36)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q2 2021
SecurityClassPutsCalls
iShares Tr464287955PUT$4.97M–
Kohls Corp500255904CALL–$3.57M
iShares Tr464287952PUT$3.46M–
iShares Tr464287630RUS 2000 VAL ETF$2.70M–
SPDR Ser Tr78464A958PUT$1.60M–
Green Plains Inc393222954PUT$1.00M–
Kohls Corp500255954PUT$1.00M–
SPDR Series Trust78464A954PUT$914.0K–
SPDR S&P 500 ETF Tr78462F953PUT$697.0K–
Invesco QQQ Tr46090E953PUT$369.0K–
Diebold Inc253651903CALL–$355.0K
Shopify Inc82509L907CALL–$194.0K
Diebold Inc253651953PUT$172.0K–
Omeros Corp682143902CALL–$118.0K
Norfolk Southn Corp Put Opt 0160U99SRO1PUT$115.0K–
CSX Corp126408953PUT$114.0K–
FedEx Corp Put Opt 01/22 290.04IY99ALU1PUT$112.0K–
iShares Tr464287958PUT$103.0K–
BKLN 210416P0001500046138G958PUT$98.0K–
Union Pac Corp Put Opt 01/22 23IX99DZD0PUT$97.0K–
Ashland Global Hldgs Inc044186954PUT$81.0K–
Expeditors Intl Wash Inc Put O40B99RDB9PUT$69.0K–
iShares Tr464288953PUT$64.0K–
ProShares Tr74347W900CALL–$58.0K
iShares Tr464288869MICRO-CAP ETF$42.0K–
iShares Silver Tr46428Q909CALL–$28.0K
Select Sector SPDR Tr81369Y955put$21.0K–
SPX Corp784635954PUT$18.0K–
RTH 210618P0015000092189F954PUT$8.00K–
Nordstrom Inc655664950PUT$6.00K–
Macys Inc55616P954PUT$5.00K–
Fubotv Inc35953D954PUT$4.00K–
Aon PLCG0403H958PUT$4.00K–
Collaborative Investmnt Ser19423L952PUT$3.00K–
Invesco Exchng Traded FD Tr46138G956PUT$3.00K–
SPDR Ser Tr78468R906CALL–$3.00K

Sold out since Q1 2021 (249)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 249 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
IAC Interactivecorp New44891N109COM22,801$4.93M0.1%–
ESXBCommunity Bankers Trust CorpCOM449,361$3.96M0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH21,608$3.47M0.1%–
THSTreeHouse Foods, Inc.COM55,302$2.89M0.1%History
TBBKBancorp, Inc.COM109,396$2.27M0.1%History
Houston Wire & Cable Co44244K109COM326,782$1.71M<0.1%–
Boa Acquisition Corp05601A208UNIT 99/99/9999158,100$1.57M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026152,462$1.50M<0.1%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/2028117,140$1.16M<0.1%–
Stratim Cloud Acquisition Corp.86309R206UNIT 03/05/2026102,300$1.02M<0.1%–
Ross Acquisition Corp IIG7641C122UNIT 99/99/9999102,455$1.02M<0.1%–
SLPSimulations Plus, Inc.COM15,463$978.0K<0.1%History
Alkuri Global Acquisition Corp.66981N202UNIT 01/01/202897,099$959.0K<0.1%–
Oyster Enterprises Acq Corp69242M203UNIT 01/20/202696,305$952.0K<0.1%–
G&P Acquisition Corp36146G202UNIT 02/28/202893,489$927.0K<0.1%–
Bite Acquisition Corp.09175K204UNIT 99/99/999992,619$914.0K<0.1%–
Agile Growth Corp.G01202129UNIT 03/09/202692,090$914.0K<0.1%–
Accelerate Acquisition Corp.00439D201UNIT 99/99/999981,400$808.0K<0.1%–
M3-Brigade Acquisition II Corp.553800202UNIT 99/99/999980,800$802.0K<0.1%–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/202677,786$776.0K<0.1%–
Mohawk Group Hldgs Inc608189106COM25,470$751.0K<0.1%–
Atlantic Coastal Acquistn Co048453203UNIT 03/02/202675,205$741.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202574,300$732.0K<0.1%–
Kadem Sustainable Impact Cor48284E204UNIT 03/17/202671,294$706.0K<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/202867,677$672.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202667,497$670.0K<0.1%–
SGCSuperior Group of Companies, Inc.COM23,463$596.0K<0.1%History
Twin Ridge Capital Acquis CoG9151L112UNIT 99/99/999959,519$592.0K<0.1%–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/202655,400$553.0K<0.1%–
Virtuoso Acquisition Corp.92837J203UNIT 01/14/202551,398$507.0K<0.1%–
DHC Acquisition CorpG2758T125UNIT 02/25/202650,528$505.0K<0.1%–
Mcap Acquisition Corp55282T208UNIT 02/18/203049,500$493.0K<0.1%–
Progress Acquisition Corp.74327P204UNIT 12/25/202548,872$483.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202848,063$476.0K<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/202647,000$467.0K<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/202646,600$461.0K<0.1%–
Athena Technology Acquisi Co04687A208UNIT 99/99/999945,136$446.0K<0.1%–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/999945,192$445.0K<0.1%–
Synacor Inc871561106COM200,389$439.0K<0.1%–
IDID Auto, Inc.COM CL A54,888$431.0K<0.1%History
Flame Acquisition Corp33850F207UNIT 99/99/999943,102$428.0K<0.1%–
Corazon Capital V838 MonocerG24237110UNIT 03/24/202642,846$426.0K<0.1%–
NOTVInotiv, Inc.COM20,340$407.0K<0.1%History
Twelve Seas Investment Co. II90118T205UNIT 99/99/999940,369$398.0K<0.1%–
GX Acquisition Corp II36260F204UNIT 03/17/202639,300$390.0K<0.1%–
RAILFreightCar America, Inc.COM58,553$386.0K<0.1%History
Tailwind Internatnal Acq CorG8662F127UNIT 99/99/999938,540$381.0K<0.1%–
Plum Acquisition Corp IG7134L100UNIT 03/15/202635,993$358.0K<0.1%–
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/202536,100$357.0K<0.1%–
Realpage Inc75606N109COM4,000$349.0K<0.1%–
Kismet Acquisition Two CorpG52807123UNIT 99/99/999934,623$344.0K<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/999932,600$321.0K<0.1%–
Evo Acquisition Corp30052G207UNIT 99/99/999931,889$317.0K<0.1%–
Kismet Acquisition Three CorG5276C128UNIT 99/99/999930,929$306.0K<0.1%–
MCSMarcus CorpCOM14,750$295.0K<0.1%History
Silverbox Engaged Merger Co82836L200UNIT 03/31/202828,600$283.0K<0.1%–
Synacor Inc Com871995155COM127,948$280.0K<0.1%–
Global Partner Acqistn CorpG3934P110UNIT 01/06/202627,600$272.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202827,071$269.0K<0.1%–
TWITitan International IncCOM28,340$263.0K<0.1%History
Corelogic Inc21871D103COM3,100$246.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202822,800$226.0K<0.1%–
GIGCAPITAL4 Inc37518G200UNIT 99/99/999922,805$225.0K<0.1%–
Tech and Energy Transition87823R201UNIT 03/31/202822,100$221.0K<0.1%–
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202621,989$220.0K<0.1%–
GW Pharmaceuticals PLC36197T103ADS1,000$217.0K<0.1%–
Noble Rock Acquisition CorpG6546R127UNIT 01/31/202819,629$194.0K<0.1%–
Af Acquisition Corp001040203UNIT 03/31/202819,000$187.0K<0.1%–
Isos Acquisition CorporationG4962C120UNIT 99/99/999918,282$182.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202818,083$180.0K<0.1%–
Pinnacle Renewable Energy IN72349J107COM20,000$179.0K<0.1%–
Disruptive Acquisition CorpG2770Y110UNIT 03/06/202618,098$179.0K<0.1%–
Leo Holdings III CorpG5463T116UNIT 99/99/999917,600$172.0K<0.1%–
Priveterra Acquisition Corp74275N201UNIT 99/99/999916,770$167.0K<0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/999916,200$161.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999916,093$159.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999915,900$159.0K<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/999916,000$158.0K<0.1%–
Northern Star Invest Corp IV66575B200UNIT 02/25/202815,805$157.0K<0.1%–
Aurora Acquisition CorpG0698L111UNIT 03/02/202614,800$153.0K<0.1%–
Kernel Group Holdings, Inc.G5259L111UNIT 99/99/999915,200$152.0K<0.1%–
Tuatara Capital Acquisitn CoG9118J127UNIT 99/99/999915,200$152.0K<0.1%–
FRPHFRP Holdings, Inc.COM3,063$151.0K<0.1%History
Forum Merger IV Corp349875203UNIT 03/15/202815,000$148.0K<0.1%–
Decarbonization Plus Acqu II24279D204UNIT 03/19/202614,762$147.0K<0.1%–
Sagen Mi Canada Inc786688101EQUITY CN4,100$142.0K<0.1%–
NEWTNewtekOne, Inc.COM NEW5,112$137.0K<0.1%History
Perspecta Inc715347100COM4,501$131.0K<0.1%–
Otelco Inc688823301CL A NEW10,980$129.0K<0.1%–
CF Acquisition Corp VIII12520C208UNIT 03/31/202812,700$126.0K<0.1%–
Shopify Inc82509L907CALL2$125.0K<0.1%–
SMTC Corp832682207COM NEW20,253$122.0K<0.1%–
Orion Acquisition Corp68626A207UNIT 02/19/202612,047$120.0K<0.1%–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF2,320$118.0K<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/999911,900$117.0K<0.1%–
Flir Sys Inc302445101COM2,000$113.0K<0.1%–
HMS Hldgs Corp40425J101COM2,850$106.0K<0.1%–
Varian Med Sys Inc92220P105COM588$104.0K<0.1%–
SCP & Co Healthcare Acqustn784065203UNIT 10/27/202510,337$103.0K<0.1%–
One Equity Partners Open WTR68237L204UNIT 01/14/202610,100$101.0K<0.1%–