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Ancora Advisors, LLC

SEC CIK
0001446114
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,991
+206 vs. Q1 2021
Portfolio value
$3.81B
+$212.2M (+5.9%) vs. Q1 2021
Filed
Nov 12, 2021
AmendedSEC
Holdings of Ancora Advisors, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
JBTMJBT Marel CorpCOM10$1.00K<0.1%00.0%UnchangedHistory
ZTRVirtus Total Return Fund Inc.COM121$1.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF5$1.00K<0.1%00.0%Unchanged–
GLQClough Global Equity FundCOM87$1.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A516ST INTL BBG ETF36$1.00K<0.1%00.0%Unchanged–
ALKAlaska Air Group, Inc.COM20$1.00K<0.1%00.0%UnchangedHistory
AOSSmith A O CorpCOM8$1.00K<0.1%+8NewHistory
BHFBrighthouse Financial, Inc.COM29$1.00K<0.1%00.0%UnchangedHistory
LILALiberty Latin America Ltd.COM CL A58$1.00K<0.1%00.0%UnchangedHistory
Amplitude Hlthcre Aqustin Co03212A105COM CL A100$1.00K<0.1%+100New–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A16$1.00K<0.1%00.0%UnchangedHistory
Class Acceleration Corp18274B106COM100$1.00K<0.1%+100New–
CORRCorEnergy Infrastructure Trust, Inc.COM NEW87$1.00K<0.1%00.0%UnchangedHistory
Executive Network Partnering30158L118*W EXP 09/25/202675$1.00K<0.1%+675New–
FNMAFederal National Mortgage Association Fannie MaeCOM645$1.00K<0.1%00.0%UnchangedHistory
Harvest Nat Res41754V202COM45,000$1.00K<0.1%00.0%Unchanged–
Healthcare Capital Corp42228C200UNIT 12/31/2025100$1.00K<0.1%00.0%Unchanged–
INSGInseego Corp.COM100$1.00K<0.1%00.0%UnchangedHistory
KANPKaanapali Land LLCCOM30$1.00K<0.1%00.0%UnchangedHistory
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A188$1.00K<0.1%00.0%UnchangedHistory
Medtech Acquisition Corp58507N204UNIT 12/18/2025100$1.00K<0.1%+100New–
BFXBowflex Inc.COM36$1.00K<0.1%+36NewHistory
Neurobiological Tech Inc Com N64124W304COM2,544,675$1.00K<0.1%00.0%Unchanged–
NWBONorthwest Biotherapeutics IncCOM1,000$1.00K<0.1%00.0%UnchangedHistory
PLNHPlanet 13 Holdings Inc.COM75$1.00K<0.1%00.0%UnchangedHistory
ProShares Tr74347B227ULTSHT FT CH 5050$1.00K<0.1%00.0%Unchanged–
PVCTProvectus Biopharmaceuticals, Inc.COM14,650$1.00K<0.1%00.0%UnchangedHistory
QMC Quantum Minerals Corporati74734C101COM5,000$1.00K<0.1%00.0%Unchanged–
SIXSix Flags Entertainment CorpCOM25$1.00K<0.1%00.0%UnchangedHistory
Spinnaker ETF Series84858T400CANNABIS ETF32$1.00K<0.1%00.0%Unchanged–
XXII22nd Century Group, Inc.COM141$1.00K<0.1%+4+2.9%AddedHistory
Virtus ETF Tr II92790A504VIRTUS US QLTY20$1.00K<0.1%00.0%Unchanged–
Pathfinder Acquisition CorpG04119114UNIT 02/17/2026100$1.00K<0.1%00.0%Unchanged–
COVA Acquisition Corp.G2554Y120*W EXP 02/05/202750$1.00K<0.1%+750New–
ITRMIterum Therapeutics plcSHS578$1.00K<0.1%+578NewHistory
North Atlantic Acquisitn CorG66139125*W EXP 10/20/2021,100$1.00K<0.1%00.0%Unchanged–
Sports Ventures Acquisin CorG8372A129*W EXP 11/30/202566$1.00K<0.1%+566New–
Arrowroot Acquisition Corp04282M110*W EXP 03/02/2021,467$1.00K<0.1%+1,467New–
Churchill Capital Corp VII17144M110*W EXP 02/29/202400$1.00K<0.1%+400New–
Fortress Value Acquisi Corp34964K116*W EXP 03/18/202625$1.00K<0.1%+625New–
Haymaker Acquisition Corp II42087R116*W EXP 03/04/2021,418$1.00K<0.1%+1,418New–
Tax Exempt Mun Tr Ut 26th Natl87676A412COM23$1.00K<0.1%+23New–
Catcha Investment CorpG1962Y110*W EXP 99/99/9991,301$1.00K<0.1%+1,301New–
EJF Acquisition Corp.G2955B125*W EXP 03/10/202932$1.00K<0.1%+932New–
SPWRWSunPower Inc.*W EXP 99/99/9991,038$1.00K<0.1%+1,038NewHistory
Fintech Evolution Acquis GroG3R19A120*W EXP 03/31/202976$1.00K<0.1%+976New–
MSD Acquisition Corp.G5709C125*W EXP 03/25/2021,000$1.00K<0.1%+1,000New–
MACAMoringa Acquisition CorpCL A SHS137$1.00K<0.1%+137NewHistory
GROVWGrove Collaborative Holdings, Inc.*W EXP 03/13/202539$1.00K<0.1%+539NewHistory
VPC Impact Acquisition HldgG9460L118*W EXP 03/05/202450$1.00K<0.1%+450New–
ADNTAdient plcStock41$2.00K<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock175$2.00K<0.1%00.0%Unchanged–
GPCGenuine Parts CoStock18$2.00K<0.1%+18NewHistory
First Trust Dow Jones Internet Index Fund33733E302ETF10$2.00K<0.1%00.0%Unchanged–
PLUGPlug Power IncStock49$2.00K<0.1%00.0%UnchangedHistory
U.S. Global Jets ETF26922A842ETF100$2.00K<0.1%00.0%Unchanged–
TTWOTake Two Interactive Software IncCOM10$2.00K<0.1%+10NewHistory
THRMGentherm IncCOM33$2.00K<0.1%+33NewHistory
HAEHaemonetics CorpCOM25$2.00K<0.1%00.0%UnchangedHistory
SSYSStratasys Ltd.SHS80$2.00K<0.1%00.0%UnchangedHistory
WERNWerner Enterprises IncCOM50$2.00K<0.1%00.0%UnchangedHistory
WSOWatsco IncCOM6$2.00K<0.1%+6NewHistory
EAElectronic Arts Inc.COM16$2.00K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092725INT HG DIV ETF100$2.00K<0.1%00.0%Unchanged–
KNXKnight-Swift Transportation Holdings Inc.CL A50$2.00K<0.1%00.0%UnchangedHistory
iShares Tr464287192US TRSPRTION6$2.00K<0.1%00.0%Unchanged–
PEverpure, Inc.CL A100$2.00K<0.1%00.0%UnchangedHistory
CHEChemed CorpCOM4$2.00K<0.1%+4NewHistory
ARDXArdelyx, Inc.COM287$2.00K<0.1%+287NewHistory
CHGGChegg, IncCOM30$2.00K<0.1%+30NewHistory
LILAKLiberty Latin America Ltd.COM CL C176$2.00K<0.1%00.0%UnchangedHistory
Adara Acquisition Corp00653H201UNIT 99/99/9999200$2.00K<0.1%00.0%Unchanged–
AMRNAmarin Corp PLCSPONS ADR NEW500$2.00K<0.1%00.0%UnchangedHistory
LOTZCarLotz, Inc.COM CL A400$2.00K<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr Daily Ftse25490K836COM150$2.00K<0.1%00.0%Unchanged–
Firstime Design Ltd Com33766M106COM65$2.00K<0.1%00.0%Unchanged–
Gaming & Hospitality Acqu Co364681114*W EXP 02/04/2022,100$2.00K<0.1%00.0%Unchanged–
HGR Liquidating Trust42837P105COM1,093$2.00K<0.1%00.0%Unchanged–
Joff Fintech Acquisition Cor46592C118*W EXP 02/04/2022,066$2.00K<0.1%00.0%Unchanged–
MGFAberdeen Government Markets Income FundSH BEN INT525$2.00K<0.1%00.0%UnchangedHistory
Novus Capital Corporation II67012W112*W EXP 02/02/2021,604$2.00K<0.1%+1,604New–
Osi ETF Tr67110P704OSHS GBL INTER36$2.00K<0.1%00.0%Unchanged–
ProShares Tr74347B110ULTRAPRO SHORT S90$2.00K<0.1%00.0%Unchanged–
RMR Mortgage Tr76970B101COM135$2.00K<0.1%00.0%Unchanged–
SPDR Ser Tr78464A532S&P TRANSN ETF20$2.00K<0.1%00.0%Unchanged–
Stephan Co858603103COM1,047$2.00K<0.1%00.0%Unchanged–
Thunder Bridge Cap Prtnrs II88605T118*W EXP 02/15/2021,419$2.00K<0.1%+1,419New–
VanEck Vectors ETF Tr92189F817VIETNAM ETF100$2.00K<0.1%00.0%Unchanged–
ABGIABG Acquisition Corp. ICL A SHS200$2.00K<0.1%00.0%UnchangedHistory
Authentic Equity Acquistn CoG06607124*W EXP 01/20/2022,500$2.00K<0.1%+2,500New–
Marlin Technology Corp.G58411110*W EXP 01/12/2021,666$2.00K<0.1%+1,666New–
Silver Crest Acquisition CorG81355128*W EXP 12/15/2021,850$2.00K<0.1%00.0%Unchanged–
B Riley Principal 150 Merger05601V111*W EXP 03/01/2021,666$2.00K<0.1%+1,666New–
FGPRFerrellgas Partners L PCOM95$2.00K<0.1%+95NewHistory
Glass Houses Acquisition Cor37714P103CLASS A COM200$2.00K<0.1%+200New–
HITIHigh Tide Inc.COM NEW250$2.00K<0.1%+250NewHistory
Hudson Executive Inves III44376L115*W EXP 02/22/2022,000$2.00K<0.1%+2,000New–
Live Oak Mobility Acquisi Co538126111*W EXP 03/04/2021,000$2.00K<0.1%+1,000New–
Mission Advancement Corp60501L119*W EXP 03/05/2022,332$2.00K<0.1%+2,332New–
Revolution Healthcar Aq Corp76155Y116*W EXP 12/31/2021,259$2.00K<0.1%+1,259New–

Options (36)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ancora Advisors, LLC in Q2 2021
SecurityClassPutsCalls
iShares Tr464287955PUT$4.97M–
Kohls Corp500255904CALL–$3.57M
iShares Tr464287952PUT$3.46M–
iShares Tr464287630RUS 2000 VAL ETF$2.70M–
SPDR Ser Tr78464A958PUT$1.60M–
Green Plains Inc393222954PUT$1.00M–
Kohls Corp500255954PUT$1.00M–
SPDR Series Trust78464A954PUT$914.0K–
SPDR S&P 500 ETF Tr78462F953PUT$697.0K–
Invesco QQQ Tr46090E953PUT$369.0K–
Diebold Inc253651903CALL–$355.0K
Shopify Inc82509L907CALL–$194.0K
Diebold Inc253651953PUT$172.0K–
Omeros Corp682143902CALL–$118.0K
Norfolk Southn Corp Put Opt 0160U99SRO1PUT$115.0K–
CSX Corp126408953PUT$114.0K–
FedEx Corp Put Opt 01/22 290.04IY99ALU1PUT$112.0K–
iShares Tr464287958PUT$103.0K–
BKLN 210416P0001500046138G958PUT$98.0K–
Union Pac Corp Put Opt 01/22 23IX99DZD0PUT$97.0K–
Ashland Global Hldgs Inc044186954PUT$81.0K–
Expeditors Intl Wash Inc Put O40B99RDB9PUT$69.0K–
iShares Tr464288953PUT$64.0K–
ProShares Tr74347W900CALL–$58.0K
iShares Tr464288869MICRO-CAP ETF$42.0K–
iShares Silver Tr46428Q909CALL–$28.0K
Select Sector SPDR Tr81369Y955put$21.0K–
SPX Corp784635954PUT$18.0K–
RTH 210618P0015000092189F954PUT$8.00K–
Nordstrom Inc655664950PUT$6.00K–
Macys Inc55616P954PUT$5.00K–
Fubotv Inc35953D954PUT$4.00K–
Aon PLCG0403H958PUT$4.00K–
Collaborative Investmnt Ser19423L952PUT$3.00K–
Invesco Exchng Traded FD Tr46138G956PUT$3.00K–
SPDR Ser Tr78468R906CALL–$3.00K

Sold out since Q1 2021 (249)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 249 by value last quarter.

Positions of Ancora Advisors, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
IAC Interactivecorp New44891N109COM22,801$4.93M0.1%–
ESXBCommunity Bankers Trust CorpCOM449,361$3.96M0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH21,608$3.47M0.1%–
THSTreeHouse Foods, Inc.COM55,302$2.89M0.1%History
TBBKBancorp, Inc.COM109,396$2.27M0.1%History
Houston Wire & Cable Co44244K109COM326,782$1.71M<0.1%–
Boa Acquisition Corp05601A208UNIT 99/99/9999158,100$1.57M<0.1%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026152,462$1.50M<0.1%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/2028117,140$1.16M<0.1%–
Stratim Cloud Acquisition Corp.86309R206UNIT 03/05/2026102,300$1.02M<0.1%–
Ross Acquisition Corp IIG7641C122UNIT 99/99/9999102,455$1.02M<0.1%–
SLPSimulations Plus, Inc.COM15,463$978.0K<0.1%History
Alkuri Global Acquisition Corp.66981N202UNIT 01/01/202897,099$959.0K<0.1%–
Oyster Enterprises Acq Corp69242M203UNIT 01/20/202696,305$952.0K<0.1%–
G&P Acquisition Corp36146G202UNIT 02/28/202893,489$927.0K<0.1%–
Bite Acquisition Corp.09175K204UNIT 99/99/999992,619$914.0K<0.1%–
Agile Growth Corp.G01202129UNIT 03/09/202692,090$914.0K<0.1%–
Accelerate Acquisition Corp.00439D201UNIT 99/99/999981,400$808.0K<0.1%–
M3-Brigade Acquisition II Corp.553800202UNIT 99/99/999980,800$802.0K<0.1%–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/202677,786$776.0K<0.1%–
Mohawk Group Hldgs Inc608189106COM25,470$751.0K<0.1%–
Atlantic Coastal Acquistn Co048453203UNIT 03/02/202675,205$741.0K<0.1%–
RXR Acquisition Corp74981W206UNIT 01/01/202574,300$732.0K<0.1%–
Kadem Sustainable Impact Cor48284E204UNIT 03/17/202671,294$706.0K<0.1%–
Pine Technology Acquisitn Co722850203UNIT 03/31/202867,677$672.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202667,497$670.0K<0.1%–
SGCSuperior Group of Companies, Inc.COM23,463$596.0K<0.1%History
Twin Ridge Capital Acquis CoG9151L112UNIT 99/99/999959,519$592.0K<0.1%–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/202655,400$553.0K<0.1%–
Virtuoso Acquisition Corp.92837J203UNIT 01/14/202551,398$507.0K<0.1%–
DHC Acquisition CorpG2758T125UNIT 02/25/202650,528$505.0K<0.1%–
Mcap Acquisition Corp55282T208UNIT 02/18/203049,500$493.0K<0.1%–
Progress Acquisition Corp.74327P204UNIT 12/25/202548,872$483.0K<0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202848,063$476.0K<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/202647,000$467.0K<0.1%–
Interprivate IV Infratech PR46064T201UNIT 03/05/202646,600$461.0K<0.1%–
Athena Technology Acquisi Co04687A208UNIT 99/99/999945,136$446.0K<0.1%–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/999945,192$445.0K<0.1%–
Synacor Inc871561106COM200,389$439.0K<0.1%–
IDID Auto, Inc.COM CL A54,888$431.0K<0.1%History
Flame Acquisition Corp33850F207UNIT 99/99/999943,102$428.0K<0.1%–
Corazon Capital V838 MonocerG24237110UNIT 03/24/202642,846$426.0K<0.1%–
NOTVInotiv, Inc.COM20,340$407.0K<0.1%History
Twelve Seas Investment Co. II90118T205UNIT 99/99/999940,369$398.0K<0.1%–
GX Acquisition Corp II36260F204UNIT 03/17/202639,300$390.0K<0.1%–
RAILFreightCar America, Inc.COM58,553$386.0K<0.1%History
Tailwind Internatnal Acq CorG8662F127UNIT 99/99/999938,540$381.0K<0.1%–
Plum Acquisition Corp IG7134L100UNIT 03/15/202635,993$358.0K<0.1%–
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/202536,100$357.0K<0.1%–
Realpage Inc75606N109COM4,000$349.0K<0.1%–
Kismet Acquisition Two CorpG52807123UNIT 99/99/999934,623$344.0K<0.1%–
Interprivate III Financial P46064R205UNIT 99/99/999932,600$321.0K<0.1%–
Evo Acquisition Corp30052G207UNIT 99/99/999931,889$317.0K<0.1%–
Kismet Acquisition Three CorG5276C128UNIT 99/99/999930,929$306.0K<0.1%–
MCSMarcus CorpCOM14,750$295.0K<0.1%History
Silverbox Engaged Merger Co82836L200UNIT 03/31/202828,600$283.0K<0.1%–
Synacor Inc Com871995155COM127,948$280.0K<0.1%–
Global Partner Acqistn CorpG3934P110UNIT 01/06/202627,600$272.0K<0.1%–
Fusion Acquisition Corp. II36118N201UNIT 02/29/202827,071$269.0K<0.1%–
TWITitan International IncCOM28,340$263.0K<0.1%History
Corelogic Inc21871D103COM3,100$246.0K<0.1%–
DHB Capital Corp23291W208UNIT 03/31/202822,800$226.0K<0.1%–
GIGCAPITAL4 Inc37518G200UNIT 99/99/999922,805$225.0K<0.1%–
Tech and Energy Transition87823R201UNIT 03/31/202822,100$221.0K<0.1%–
Goldenbridge Acquisition LtdG3970D112UNIT 03/02/202621,989$220.0K<0.1%–
GW Pharmaceuticals PLC36197T103ADS1,000$217.0K<0.1%–
Noble Rock Acquisition CorpG6546R127UNIT 01/31/202819,629$194.0K<0.1%–
Af Acquisition Corp001040203UNIT 03/31/202819,000$187.0K<0.1%–
Isos Acquisition CorporationG4962C120UNIT 99/99/999918,282$182.0K<0.1%–
Cartesian Growth CorpG19276123UNIT 02/26/202818,083$180.0K<0.1%–
Pinnacle Renewable Energy IN72349J107COM20,000$179.0K<0.1%–
Disruptive Acquisition CorpG2770Y110UNIT 03/06/202618,098$179.0K<0.1%–
Leo Holdings III CorpG5463T116UNIT 99/99/999917,600$172.0K<0.1%–
Priveterra Acquisition Corp74275N201UNIT 99/99/999916,770$167.0K<0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/999916,200$161.0K<0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999916,093$159.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999915,900$159.0K<0.1%–
Interprivate II Acquisition46064Q207UNIT 99/99/999916,000$158.0K<0.1%–
Northern Star Invest Corp IV66575B200UNIT 02/25/202815,805$157.0K<0.1%–
Aurora Acquisition CorpG0698L111UNIT 03/02/202614,800$153.0K<0.1%–
Kernel Group Holdings, Inc.G5259L111UNIT 99/99/999915,200$152.0K<0.1%–
Tuatara Capital Acquisitn CoG9118J127UNIT 99/99/999915,200$152.0K<0.1%–
FRPHFRP Holdings, Inc.COM3,063$151.0K<0.1%History
Forum Merger IV Corp349875203UNIT 03/15/202815,000$148.0K<0.1%–
Decarbonization Plus Acqu II24279D204UNIT 03/19/202614,762$147.0K<0.1%–
Sagen Mi Canada Inc786688101EQUITY CN4,100$142.0K<0.1%–
NEWTNewtekOne, Inc.COM NEW5,112$137.0K<0.1%History
Perspecta Inc715347100COM4,501$131.0K<0.1%–
Otelco Inc688823301CL A NEW10,980$129.0K<0.1%–
CF Acquisition Corp VIII12520C208UNIT 03/31/202812,700$126.0K<0.1%–
Shopify Inc82509L907CALL2$125.0K<0.1%–
SMTC Corp832682207COM NEW20,253$122.0K<0.1%–
Orion Acquisition Corp68626A207UNIT 02/19/202612,047$120.0K<0.1%–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF2,320$118.0K<0.1%–
Adit Edtech Acquisition Corp007024201UNIT 99/99/999911,900$117.0K<0.1%–
Flir Sys Inc302445101COM2,000$113.0K<0.1%–
HMS Hldgs Corp40425J101COM2,850$106.0K<0.1%–
Varian Med Sys Inc92220P105COM588$104.0K<0.1%–
SCP & Co Healthcare Acqustn784065203UNIT 10/27/202510,337$103.0K<0.1%–
One Equity Partners Open WTR68237L204UNIT 01/14/202610,100$101.0K<0.1%–