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Livermore
Livermore
ZHEN

Financial Architects, Inc

SEC CIK
0001416692
Latest filing
Aug 10, 2023

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
57
−271 vs. Q1 2022
Portfolio value
$78.6M
−$619.3M (−88.7%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Financial Architects, Inc in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock170,086$23.3M29.6%+317+0.2%AddedHistory
BCEBce IncCOM NEW81,600$4.01M5.1%−3,138−3.7%ReducedHistory
ABBVAbbVie Inc.Stock24,000$3.68M4.7%−1,492−5.9%ReducedHistory
GOOGAlphabet Inc.Stock1,552$3.40M4.3%−145−8.5%ReducedHistory
AMZNAmazon Com IncStock30,735$3.26M4.2%+1,555+5.3%AddedConverted for a 20-for-1 splitHistory
GOOGLAlphabet Inc.Stock1,353$2.95M3.8%+18+1.3%AddedHistory
BXBlackstone Inc.COM32,181$2.94M3.7%+760+2.4%AddedHistory
Cambria ETF Tr132061607GLB ASSET ALLO95,883$2.60M3.3%+5,684+6.3%Added–
Agf Invts Tr00110G408US MARKET NETRL113,083$2.46M3.1%+98,689+685.6%Added–
Amplify ETF Tr032108888BLACKSWAN GRWT83,180$2.25M2.9%−75,652−47.6%Reduced–
ZMZoom Communications, Inc.Stock20,149$2.17M2.8%−31−0.2%ReducedHistory
ACNAccenture plcStock7,206$2.00M2.5%+61+0.9%AddedHistory
COSTCostco Wholesale CorpStock3,602$1.73M2.2%+96+2.7%AddedHistory
KOCoca Cola CoStock26,303$1.66M2.1%−870−3.2%ReducedHistory
CATCaterpillar IncStock6,241$1.12M1.4%+598+10.6%AddedHistory
ABTAbbott LaboratoriesStock10,166$1.10M1.4%+42+0.4%AddedHistory
BACBank of America CorpStock35,205$1.10M1.4%+1,222+3.6%AddedHistory
CVXChevron CorpStock6,615$958.0K1.2%−24−0.4%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock5,143$765.0K1.0%−6−0.1%ReducedHistory
CMCSAComcast CorpStock19,034$747.0K1.0%−8,027−29.7%ReducedHistory
TAT&T Inc.Stock34,335$720.0K0.9%+15,697+84.2%AddedHistory
ABNBAirbnb, Inc.Stock8,054$717.0K0.9%+705+9.6%AddedHistory
ADPAutomatic Data Processing IncStock3,385$711.0K0.9%−76−2.2%ReducedHistory
WMTWalmart Inc.Stock5,654$687.0K0.9%+168+3.1%AddedHistory
AMGNAmgen IncStock2,668$649.0K0.8%+78+3.0%AddedHistory
GLWCorning IncCOM19,341$609.0K0.8%+229+1.2%AddedHistory
BMYBristol Myers Squibb CoStock7,772$598.0K0.8%+119+1.6%AddedHistory
EDConsolidated Edison IncStock6,274$597.0K0.8%+2,649+73.1%AddedHistory
APDAir Products & Chemicals, Inc.Stock2,389$575.0K0.7%−578−19.5%ReducedHistory
APOApollo Global Management, Inc.COM10,716$520.0K0.7%+10,716NewHistory
AONAon plcCL A1,871$505.0K0.6%+253+15.6%AddedHistory
CSCOCisco Systems, Inc.Stock10,982$468.0K0.6%+853+8.4%AddedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF29,754$461.0K0.6%−2,006−6.3%Reduced–
CSXCSX CorpStock15,606$454.0K0.6%−507−3.1%ReducedHistory
AEPAmerican Electric Power Co IncStock3,844$369.0K0.5%−24−0.6%ReducedHistory
MMM3M CoStock2,649$343.0K0.4%−320−10.8%ReducedHistory
AMTAmerican Tower CorpREIT1,337$342.0K0.4%+207+18.3%AddedHistory
CNQCanadian Natural Resources LtdCOM6,300$338.0K0.4%+60+1.0%AddedHistory
CBChubb LtdStock1,519$299.0K0.4%+71+4.9%AddedHistory
LNTAlliant Energy CorpStock5,103$299.0K0.4%−365−6.7%ReducedHistory
CETCentral Securities CorpCOM8,428$297.0K0.4%00.0%UnchangedHistory
BLKBlackRock, Inc.COM482$294.0K0.4%+16+3.4%AddedHistory
ATIAti IncStock12,725$289.0K0.4%00.0%UnchangedHistory
DOXAmdocs LtdSHS3,400$283.0K0.4%00.0%UnchangedHistory
ADBEAdobe Inc.Stock737$270.0K0.3%+239+48.0%AddedHistory
MOAltria Group, Inc.Stock6,468$270.0K0.3%+235+3.8%AddedHistory
CLXClorox CoStock1,863$263.0K0.3%+25+1.4%AddedHistory
WisdomTree Tr97717W802ITL HIGH DIV FD7,198$249.0K0.3%+21+0.3%Added–
AFLAflac IncStock4,459$247.0K0.3%+56+1.3%AddedHistory
CICigna GroupStock936$247.0K0.3%+32+3.5%AddedHistory
WDCWestern Digital CorpCOM5,128$230.0K0.3%+49+1.0%AddedHistory
AVGOBroadcom Inc.Stock462$224.0K0.3%+28+6.5%AddedHistory
AXPAmerican Express CoStock1,561$216.0K0.3%+35+2.3%AddedHistory
XELXcel Energy IncStock2,932$207.0K0.3%+2,932NewHistory
ZTSZoetis Inc.Stock1,186$204.0K0.3%−19−1.6%ReducedHistory
Advisorshares Tr00768Y412RANGER EQUITY BE6,342$203.0K0.3%+6,342New–
AZNAstraZeneca PLCSPONSORED ADR3,072$203.0K0.3%−300−8.9%ReducedHistory

Sold out since Q1 2022 (274)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 274 by value last quarter.

Positions of Financial Architects, Inc sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
Schwab U.S. Broad Market ETF808524102ETF568,450$30.4M4.3%–
TSLATesla, Inc.Stock23,726$25.6M3.7%History
Schwab US Dividend Equity ETF808524797ETF272,188$21.5M3.1%–
Vanguard Malvern FDS922020805STRM INFPROIDX402,249$20.6M3.0%–
iShares MSCI USA Min Vol Factor ETF46429B697ETF249,228$19.3M2.8%–
iShares Core S&P Small Cap ETF464287804ETF132,005$14.2M2.0%–
Vanguard High Dividend Yield Index ETF921946406ETF121,525$13.6M2.0%–
Schwab US Aggregate Bond ETF808524839ETF267,751$13.5M1.9%–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD171,676$13.4M1.9%–
BRK.BBerkshire Hathaway IncStock35,012$12.4M1.8%History
MSFTMicrosoft CorpStock39,544$12.2M1.7%History
State Street Technology Select Sector SPDR ETF81369Y803ETF76,533$12.2M1.7%–
Schwab International Equity ETF808524805ETF322,920$11.9M1.7%–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT73,650$11.6M1.7%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT59,002$10.8M1.6%–
JNJJohnson & JohnsonStock48,920$8.67M1.2%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF114,479$8.26M1.2%–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM116,950$7.18M1.0%–
Schwab U.S. Mid-Cap ETF808524508ETF92,957$7.05M1.0%–
GLDSPDR Gold TrustETF38,545$6.96M1.0%History
Vanguard Dividend Appreciation ETF921908844ETF40,251$6.53M0.9%–
Vanguard Morningstar Growth ETF922908736ETF22,669$6.52M0.9%–
LTCHLatch, Inc.COM1,500,000$6.41M0.9%History
iShares Core MSCI Total International Stock ETF46432F834ETF93,094$6.20M0.9%–
Schwab Fundamental U.S. Large Company ETF808524771ETF101,714$5.95M0.9%–
PEPPepsiCo IncStock34,214$5.73M0.8%History
Global X FDS37954Y657US PFD ETF237,929$5.59M0.8%–
iShares Tips Bond ETF464287176ETF43,723$5.45M0.8%–
Pacer FDS Tr69374H717LUNT LRG CP ALTR110,385$4.95M0.7%–
Schwab Strategic Tr8085247141 5YR CORP BD98,444$4.78M0.7%–
MDBMongoDB, Inc.CL A10,093$4.48M0.6%History
Vanguard Whitehall FDS921946794INTL HIGH ETF64,371$4.35M0.6%–
Schwab U.S. Large-Cap Growth ETF808524300ETF55,553$4.16M0.6%–
iShares Select Dividend ETF464287168ETF28,809$3.69M0.5%–
iShares Tr4642874407-10 YR TRSY BD34,240$3.68M0.5%–
iShares Tr4642886613 7 YR TREAS BD29,407$3.59M0.5%–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD118,077$3.50M0.5%–
Kraneshares Tr500767587QUADRATIC DEFLA133,463$3.42M0.5%–
Schwab Strategic Tr808524672INTERNL DIVID132,436$3.40M0.5%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF43,587$3.35M0.5%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF43,876$3.27M0.5%–
iShares Tr46435U366SELF DRIVNG EV69,552$3.23M0.5%–
VVisa Inc.Stock14,475$3.21M0.5%History
Vanguard Total International Bond ETF92203J407ETF59,500$3.12M0.4%–
METAMeta Platforms, Inc.Stock13,853$3.08M0.4%History
iShares Tr46435G102CONV BD ETF36,360$3.03M0.4%–
VZVerizon Communications IncStock57,203$2.91M0.4%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB135,044$2.87M0.4%–
Vanguard Intermediate-Term Bond ETF921937819ETF34,905$2.86M0.4%–
SPYSPDR S&P 500 ETF TrustETF6,290$2.84M0.4%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF27,530$2.83M0.4%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF62,883$2.83M0.4%–
PLTRPalantir Technologies Inc.Stock200,836$2.76M0.4%History
ETF Ser Solutions26922A289DEFIANCE CONNECT71,706$2.69M0.4%–
iShares Russell Midcap ETF464287499ETF34,202$2.67M0.4%–
Vanguard Morningstar Total Stock Market ETF922908769ETF11,579$2.64M0.4%–
Schwab U.S. Large-Cap Value ETF808524409ETF36,914$2.63M0.4%–
State Street Financial Select Sector SPDR ETF81369Y605ETF68,495$2.63M0.4%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF13,311$2.46M0.4%–
iShares Tr464287325GLOB HLTHCRE ETF27,882$2.44M0.4%–
Schwab Fundamental U.S. Small Company ETF808524763ETF45,182$2.42M0.3%–
JPMJPMorgan Chase & CoStock17,221$2.35M0.3%History
SNOWSnowflake Inc.Stock10,102$2.31M0.3%History
DMDesktop Metal, Inc.COM CL A480,000$2.27M0.3%History
PGRProgressive CorpStock19,791$2.26M0.3%History
Schwab US Tips ETF808524870ETF36,917$2.24M0.3%–
iShares Tr464288687PFD AND INCM SEC59,798$2.18M0.3%–
ESGREnstar Group LTDSHS8,231$2.15M0.3%History
MDYSPDR S&P Midcap 400 ETF TrustETF4,377$2.15M0.3%History
HDHome Depot, Inc.Stock7,056$2.11M0.3%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF26,958$2.05M0.3%–
Vanguard World FD921910725ESG INTL STK ETF35,480$2.03M0.3%–
UPSUnited Parcel Service IncStock9,055$1.94M0.3%History
Vanguard World FD921910733ESG US STK ETF23,868$1.94M0.3%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP11,278$1.91M0.3%–
Schwab Strategic Tr808524862SHT TM US TRES38,021$1.88M0.3%–
iShares Tr464288414NATIONAL MUN ETF17,169$1.88M0.3%–
INTCIntel CorpStock37,689$1.87M0.3%History
Vanguard Morningstar Mid-Cap ETF922908629ETF7,696$1.83M0.3%–
State Street Energy Select Sector SPDR ETF81369Y506ETF23,875$1.82M0.3%–
DUKDuke Energy CORPStock16,293$1.82M0.3%History
iShares Russell 1000 Growth ETF464287614ETF6,362$1.77M0.3%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF33,777$1.74M0.2%–
Vanguard Morningstar Value ETF922908744ETF11,794$1.74M0.2%–
MSEXMiddlesex Water CoCOM16,545$1.74M0.2%History
OPENOpendoor Technologies Inc.COM200,000$1.73M0.2%History
Invesco QQQ Trust Series I46090E103ETF4,686$1.70M0.2%–
MRKMerck & Co., Inc.Stock20,592$1.69M0.2%History
QCOMQualcomm IncStock10,837$1.66M0.2%History
TWLOTwilio IncCL A10,000$1.65M0.2%History
NEENextera Energy IncStock19,388$1.64M0.2%History
Vanguard Short-Term Bond ETF921937827ETF20,824$1.62M0.2%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB76,689$1.62M0.2%–
PGProcter & Gamble CoStock10,367$1.58M0.2%History
Vanguard Ftse All-World Ex-US Index Fund922042775ETF26,003$1.50M0.2%–
Vanguard Morningstar Small-Cap Value ETF922908611ETF8,447$1.49M0.2%–
iShares U.S. Medical Devices ETF464288810ETF23,802$1.45M0.2%–
iShares Tr464287291GLOBAL TECH ETF24,846$1.44M0.2%–
DISWalt Disney CoStock10,346$1.42M0.2%History
IBMInternational Business Machines CorpStock10,896$1.42M0.2%History