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Livermore
Livermore
ZHEN

Whalerock Point Partners, LLC

SEC CIK
0001389709
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
146
−3 vs. Q2 2021
Portfolio value
$258.1M
−$2.03M (−0.8%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of Whalerock Point Partners, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock142,632$20.2M7.8%−865−0.6%ReducedHistory
MSFTMicrosoft CorpStock47,996$13.5M5.2%+26+0.1%AddedHistory
GOOGLAlphabet Inc.Stock4,922$13.2M5.1%+256+5.5%AddedHistory
VVisa Inc.Stock45,579$10.2M3.9%+455+1.0%AddedHistory
AMZNAmazon Com IncStock2,688$8.83M3.4%+113+4.4%AddedHistory
JPMJPMorgan Chase & CoStock43,734$7.16M2.8%+1,576+3.7%AddedHistory
NVDANVIDIA CorpStock32,367$6.71M2.6%+1,943+6.4%AddedConverted for a 4-for-1 splitHistory
BACBank of America CorpStock151,913$6.45M2.5%+1,872+1.2%AddedHistory
PEPPepsiCo IncStock40,399$6.08M2.4%+1,577+4.1%AddedHistory
TMOThermo Fisher Scientific Inc.Stock10,553$6.03M2.3%+55+0.5%AddedHistory
TGTTarget CorpStock25,460$5.82M2.3%+250+1.0%AddedHistory
CRMSalesforce, Inc.Stock20,041$5.44M2.1%+849+4.4%AddedHistory
METAMeta Platforms, Inc.Stock15,964$5.42M2.1%+823+5.4%AddedHistory
JNJJohnson & JohnsonStock32,193$5.20M2.0%+1,525+5.0%AddedHistory
COSTCostco Wholesale CorpStock11,464$5.15M2.0%00.0%UnchangedHistory
DISWalt Disney CoStock29,630$5.01M1.9%+390+1.3%AddedHistory
BRK.BBerkshire Hathaway IncStock18,094$4.94M1.9%+25+0.1%AddedHistory
HDHome Depot, Inc.Stock13,973$4.59M1.8%+305+2.2%AddedHistory
iShares Core S&P 500 ETF464287200ETF9,541$4.11M1.6%−367−3.7%Reduced–
VZVerizon Communications IncStock72,976$3.94M1.5%+1,850+2.6%AddedHistory
MAMastercard IncStock11,331$3.94M1.5%+360+3.3%AddedHistory
UNPUnion Pacific CorpStock19,146$3.75M1.5%+1,465+8.3%AddedHistory
ELEstee Lauder Companies IncCL A12,065$3.62M1.4%+105+0.9%AddedHistory
UNHUnitedHealth Group IncStock9,180$3.59M1.4%+140+1.5%AddedHistory
MCDMcDonalds CorpStock14,696$3.54M1.4%+585+4.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF8,105$3.20M1.2%00.0%Unchanged–
LMTLockheed Martin CorpStock9,253$3.19M1.2%+495+5.7%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF5,645$2.71M1.1%00.0%UnchangedHistory
ADPAutomatic Data Processing IncStock13,163$2.63M1.0%00.0%UnchangedHistory
TJXTJX Companies IncStock39,864$2.63M1.0%+1,250+3.2%AddedHistory
CMCSAComcast CorpStock45,516$2.55M1.0%+1,550+3.5%AddedHistory
RTXRTX CorpStock29,461$2.53M1.0%+10.0%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF19,994$2.37M0.9%+72+0.4%Added–
PGProcter & Gamble CoStock15,995$2.24M0.9%00.0%UnchangedHistory
AEPAmerican Electric Power Co IncStock26,794$2.17M0.8%00.0%UnchangedHistory
NEENextera Energy IncStock25,817$2.03M0.8%+1,700+7.0%AddedHistory
GOOGAlphabet Inc.Stock757$2.02M0.8%00.0%UnchangedHistory
CATCaterpillar IncStock10,370$1.99M0.8%00.0%UnchangedHistory
PFEPfizer IncStock44,490$1.91M0.7%+1,300+3.0%AddedHistory
DEDeere & CoStock5,350$1.79M0.7%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM27,735$1.63M0.6%00.0%UnchangedHistory
HONHoneywell International IncCOM7,135$1.51M0.6%+1,069+17.6%AddedHistory
SPYSPDR S&P 500 ETF TrustETF3,194$1.37M0.5%00.0%UnchangedHistory
SPDR Ser Tr78464A813S&P 600 SML CAP13,715$1.30M0.5%00.0%Unchanged–
TREXTrex Co IncCOM12,000$1.22M0.5%00.0%UnchangedHistory
CVXChevron CorpStock11,705$1.19M0.5%+1,515+14.9%AddedHistory
MRKMerck & Co., Inc.Stock15,723$1.18M0.5%+875+5.9%AddedHistory
BABoeing CoStock5,009$1.10M0.4%−100−2.0%ReducedHistory
WMTWalmart Inc.Stock7,397$1.03M0.4%+860+13.2%AddedHistory
PRUPrudential Financial IncStock9,770$1.03M0.4%+2,600+36.3%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF6,686$998.0K0.4%+6,686New–
iShares Russell 2000 ETF464287655ETF4,548$995.0K0.4%00.0%Unchanged–
PYPLPayPal Holdings, Inc.Stock3,746$975.0K0.4%+1,132+43.3%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF19,222$968.0K0.4%00.0%Unchanged–
CSCOCisco Systems, Inc.Stock17,048$928.0K0.4%+3,850+29.2%AddedHistory
Converge Technology Solutions21250C106COM112,093$917.0K0.4%−400,000−78.1%Reduced–
PPGPPG Industries IncStock6,400$915.0K0.4%−495−7.2%ReducedHistory
CVSCVS Health CorpStock10,742$912.0K0.4%+350+3.4%AddedHistory
BDXBecton Dickinson & CoStock3,699$909.0K0.4%−50−1.3%ReducedHistory
BMYBristol Myers Squibb CoStock15,344$908.0K0.4%−73−0.5%ReducedHistory
ABBVAbbVie Inc.Stock8,243$889.0K0.3%+1,192+16.9%AddedHistory
iShares MSCI Eafe ETF464287465ETF11,331$884.0K0.3%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF3,732$829.0K0.3%00.0%Unchanged–
PNWPinnacle West Capital CorpCOM11,318$819.0K0.3%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF2,118$758.0K0.3%00.0%Unchanged–
iShares Core Dividend Growth ETF46434V621ETF14,628$735.0K0.3%+402+2.8%Added–
DUKDuke Energy CORPStock7,286$711.0K0.3%+1,350+22.7%AddedHistory
TXNTexas Instruments IncStock3,678$707.0K0.3%+320+9.5%AddedHistory
ABTAbbott LaboratoriesStock5,956$704.0K0.3%00.0%UnchangedHistory
INTCIntel CorpStock13,042$695.0K0.3%00.0%UnchangedHistory
NKENIKE, Inc.Stock4,711$684.0K0.3%+10.0%AddedHistory
AMGNAmgen IncStock3,111$662.0K0.3%−50−1.6%ReducedHistory
TAT&T Inc.Stock22,835$617.0K0.2%00.0%UnchangedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF4,785$609.0K0.2%+4,785New–
INTUIntuit Inc.Stock1,115$602.0K0.2%00.0%UnchangedHistory
ORLYO Reilly Automotive IncStock972$594.0K0.2%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT2,202$584.0K0.2%+10.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF5,239$572.0K0.2%+1,831+53.7%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF12,800$569.0K0.2%00.0%Unchanged–
Fidelity MSCI Health Care Index ETF316092600ETF8,831$563.0K0.2%+10.0%Added–
State Street SPDR S&P Biotech ETF78464A870ETF4,330$544.0K0.2%+35+0.8%Added–
Fidelity Covington Trust316092204MSCI CONSM DIS6,529$524.0K0.2%00.0%Unchanged–
iShares Tr464288273EAFE SML CP ETF6,700$499.0K0.2%00.0%Unchanged–
NVRNVR IncCOM100$479.0K0.2%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,233$473.0K0.2%00.0%UnchangedHistory
PMPhilip Morris International Inc.Stock4,979$472.0K0.2%+775+18.4%AddedHistory
ADBEAdobe Inc.Stock809$466.0K0.2%+25+3.2%AddedHistory
AMATApplied Materials IncStock3,600$463.0K0.2%00.0%UnchangedHistory
Vanguard High Dividend Yield Index ETF921946406ETF4,453$460.0K0.2%00.0%Unchanged–
MMM3M CoStock2,544$446.0K0.2%00.0%UnchangedHistory
YUMYum Brands IncStock3,550$434.0K0.2%00.0%UnchangedHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,633$430.0K0.2%+200+14.0%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF5,250$421.0K0.2%+5,250New–
LOWLowes Companies IncStock2,041$414.0K0.2%00.0%UnchangedHistory
BRK.ABerkshire Hathaway IncCL A1$411.0K0.2%00.0%UnchangedHistory
PNCPNC Financial Services Group, Inc.Stock2,073$406.0K0.2%00.0%UnchangedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF7,812$391.0K0.2%00.0%Unchanged–
SBUXStarbucks CorpStock3,469$383.0K0.1%00.0%UnchangedHistory
EXRExtra Space Storage Inc.COM2,225$374.0K0.1%00.0%UnchangedHistory
KOCoca Cola CoStock6,983$366.0K0.1%+970+16.1%AddedHistory

Sold out since Q2 2021 (13)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Whalerock Point Partners, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WFC.PLWells Fargo & CompanyPERP PFD CNV A1,436$2.19M0.8%History
Bank of Amer Corp0605056827.25%CNV PFD L1,407$1.99M0.8%–
JPM.PCJPMorgan Chase & CoPFD40,000$1.15M0.4%History
C.PNCitigroup IncPFD24,000$669.6K0.3%History
First Horizon National Corp320517204COM23,191$580.0K0.2%–
BAC.PBBank of America CorpPFD20,000$547.6K0.2%History
NEE.PNNextera Energy IncPFD10,000$286.2K0.1%History
BAC.PMBank of America Corppfd10,000$279.4K0.1%History
MS.PLMorgan StanleyPFDs, REITs,10,000$276.1K0.1%History
ROSTRoss Stores, Inc.COM1,800$223.2K0.1%History
NVSNovartis AGADR2,390$218.1K0.1%History
Schwab Emerging Markets Equity ETF808524706ETF6,400$210.4K0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock1,250$201.0K0.1%History