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Livermore
Livermore
ZHEN

Rafferty Asset Management, LLC

SEC CIK
0001389426
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,072
−17 vs. Q2 2023
Portfolio value
$17.0B
−$723.5M (−4.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Rafferty Asset Management, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.16,696$31.9K<0.1%−559−3.2%Reduced–
WBXWallbox N.V.SHS15,161$34.1K<0.1%+4,973+48.8%AddedHistory
OCULOcular Therapeutix, IncCOM11,837$37.2K<0.1%+11,837NewHistory
JOBYJoby Aviation, Inc.COMMON STOCK10,860$70.0K<0.1%−2,923−21.2%ReducedHistory
LYFTLyft, Inc.CL A COM10,037$105.8K<0.1%−3,130−23.8%ReducedHistory
CFBCrossfirst Bankshares, Inc.COM11,127$112.3K<0.1%−10,224−47.9%ReducedHistory
JBLUJetBlue Airways CorpCOM25,237$116.1K<0.1%−5,526−18.0%ReducedHistory
AEVAAeva Technologies, Inc.COM176,332$134.9K<0.1%−2,165−1.2%ReducedHistory
CBAYCymaBay Therapeutics, Inc.COM10,424$155.4K<0.1%+10,424NewHistory
PSNYPolestar Automotive Holding UK PLCADS A62,999$166.3K<0.1%+9,942+18.7%AddedHistory
HONEHarborOne Bancorp, Inc.COM NEW19,050$181.4K<0.1%−28,634−60.0%ReducedHistory
TGITriumph Group IncCOM24,583$188.3K<0.1%+4,999+25.5%AddedHistory
BLNKBlink Charging Co.COM62,369$190.8K<0.1%+31,416+101.5%AddedHistory
SWBISmith & Wesson Brands, Inc.COM14,787$190.9K<0.1%+960+6.9%AddedHistory
MVISMicrovision, Inc.COM NEW92,103$201.7K<0.1%−1,129−1.2%ReducedHistory
CACCamden National CorpCOM7,183$202.7K<0.1%−1,997−21.8%ReducedHistory
WMKWeis Markets IncCOM3,238$204.0K<0.1%−550−14.5%ReducedHistory
AMPHAmphastar Pharmaceuticals, Inc.COM4,449$204.6K<0.1%+4,449NewHistory
GCOGenesco IncCOM6,645$204.8K<0.1%+6,645NewHistory
GXOGXO Logistics, Inc.Stock3,512$206.0K<0.1%−1,250−26.2%ReducedHistory
AMLXAmylyx Pharmaceuticals, Inc.COM11,292$206.8K<0.1%+11,292NewHistory
IBCPIndependent Bank CorpCOM NEW11,311$207.4K<0.1%−4,953−30.5%ReducedHistory
CRNCCerence Inc.COM10,193$207.6K<0.1%+10,193NewHistory
VTYXVentyx Biosciences, Inc.COM6,017$209.0K<0.1%+6,017NewHistory
HTHTH World Group LtdSPONSORED ADS5,475$215.9K<0.1%−797−12.7%ReducedHistory
THFFFirst Financial CorpStock6,388$216.0K<0.1%−4,258−40.0%ReducedHistory
ATAIAtai Beckley N.V.SHS171,740$221.5K<0.1%−2,108−1.2%ReducedHistory
NXQuanex Building Products CORPCOM7,939$223.6K<0.1%+7,939NewHistory
GLPIGaming & Leisure Properties, Inc.COM4,950$225.5K<0.1%−720−12.7%ReducedHistory
CTBICommunity Trust Bancorp IncCOM6,663$228.3K<0.1%−3,879−36.8%ReducedHistory
RVNCRevance Therapeutics, Inc.COM20,491$235.0K<0.1%+11,478+127.3%AddedHistory
SHOEShoe Station Group IncCOM9,899$237.9K<0.1%−5,360−35.1%ReducedHistory
KNXKnight-Swift Transportation Holdings Inc.CL A4,763$238.9K<0.1%−1,684−26.1%ReducedHistory
IHGIntercontinental Hotels Group PLCSPONSORED ADS3,217$240.5K<0.1%−468−12.7%ReducedHistory
ACHRArcher Aviation Inc.Stock47,832$242.0K<0.1%+3,304+7.4%AddedHistory
MASS908 Devices Inc.COM36,410$242.5K<0.1%−442−1.2%ReducedHistory
PGCPeapack Gladstone Financial CorpCOM9,688$248.5K<0.1%−4,961−33.9%ReducedHistory
FFICFlushing Financial CorpCOM18,970$249.1K<0.1%−15,364−44.7%ReducedHistory
KRNYKearny Financial Corp.COM36,445$252.6K<0.1%−17,994−33.1%ReducedHistory
SAPSAP SEADR1,968$254.5K<0.1%−152−7.2%ReducedHistory
XPOXPO, Inc.COM3,425$255.7K<0.1%−1,214−26.2%ReducedHistory
CCBCoastal Financial CorpCOM NEW6,328$271.5K<0.1%−3,065−32.6%ReducedHistory
JELDJELD-WEN Holding, Inc.COM20,491$273.8K<0.1%+1,817+9.7%AddedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR2,865$278.5K<0.1%−417−12.7%ReducedHistory
BYByline Bancorp, Inc.COM14,216$280.2K<0.1%−9,104−39.0%ReducedHistory
DRSLeonardo DRS, Inc.Stock16,792$280.4K<0.1%+16,792NewHistory
CHPTChargePoint Holdings, Inc.COM CL A56,631$281.5K<0.1%+31,106+121.9%AddedHistory
EVGOEVgo Inc.CL A COM83,383$281.8K<0.1%+53,122+175.5%AddedHistory
FOXFox CorpCL B COM9,828$283.8K<0.1%+698+7.6%AddedHistory
HZOMarinemax IncCOM8,895$291.9K<0.1%−4,655−34.4%ReducedHistory
RGRSturm Ruger & Co IncStock5,679$296.0K<0.1%+345+6.5%AddedHistory
DFHDream Finders Homes, Inc.COM CL A13,417$298.3K<0.1%+13,417NewHistory
AMWDAmerican Woodmark CorpCOM3,946$298.4K<0.1%+290+7.9%AddedHistory
MEHCQChrome Holding Co.CLASS A COM307,736$300.9K<0.1%−3,774−1.2%ReducedHistory
SRCE1st Source CorpCOM7,205$303.3K<0.1%−5,043−41.2%ReducedHistory
TRSTTrustco Bank Corp N YCOM NEW11,174$304.9K<0.1%−6,706−37.5%ReducedHistory
UVSPUnivest Financial CorpCOM17,752$308.5K<0.1%−3,725−17.3%ReducedHistory
OSBCOld Second Bancorp IncCOM22,879$311.4K<0.1%−10,889−32.2%ReducedHistory
SAIASaia IncCOM784$312.5K<0.1%−279−26.2%ReducedHistory
REXRex American Resources CorpCOM7,696$313.4K<0.1%−1,854−19.4%ReducedHistory
PSMTPricesmart IncCOM4,270$317.8K<0.1%+208+5.1%AddedHistory
AXSMAxsome Therapeutics, Inc.COM4,560$318.7K<0.1%+205+4.7%AddedHistory
VUZIVuzix CorpCOM NEW88,945$322.9K<0.1%−1,093−1.2%ReducedHistory
WKHSWorkhorse Group Inc.COM NEW780,660$323.5K<0.1%−9,582−1.2%ReducedHistory
ITCIIntra-Cellular Therapies, Inc.COM6,266$326.4K<0.1%+1,410+29.0%AddedHistory
HYLNHyliion Holdings Corp.COMMON STOCK280,541$331.0K<0.1%−3,445−1.2%ReducedHistory
QSQuantumScape CorpCOM CL A50,032$334.7K<0.1%+19,742+65.2%AddedHistory
HBNCHorizon Bancorp IncCOM31,406$335.4K<0.1%−30,684−49.4%ReducedHistory
CLBKColumbia Financial, Inc.COM21,417$336.5K<0.1%−13,900−39.4%ReducedHistory
MNROMonro, Inc.COM12,182$338.3K<0.1%+1,209+11.0%AddedHistory
RPRXRoyalty Pharma plcSHS CLASS A12,600$342.0K<0.1%+2,841+29.1%AddedHistory
ZGZillow Group, Inc.CL A7,647$342.5K<0.1%+414+5.7%AddedHistory
PRGOPERRIGO Co plcSHS10,853$346.8K<0.1%+2,649+32.3%AddedHistory
TMPTompkins Financial CorpCOM7,080$346.8K<0.1%−1,131−13.8%ReducedHistory
JAZZJazz Pharmaceuticals plcSHS USD2,697$349.1K<0.1%+170+6.7%AddedHistory
SEESealed Air CorpCOM10,752$353.3K<0.1%+1,103+11.4%AddedHistory
ELANElanco Animal Health IncCOM31,733$356.7K<0.1%−3,716−10.5%ReducedHistory
BKEBuckle IncCOM10,696$357.1K<0.1%−4,820−31.1%ReducedHistory
CHWYChewy, Inc.CL A19,677$359.3K<0.1%+4,524+29.9%AddedHistory
HTBKHeritage Commerce CorpCOM42,984$364.1K<0.1%−20,476−32.3%ReducedHistory
SAHSonic Automotive IncCL A7,631$364.5K<0.1%−4,555−37.4%ReducedHistory
RKLBRocket Lab CorpCOM83,514$365.8K<0.1%+17,181+25.9%AddedHistory
BFLYButterfly Network, Inc.COM CL A311,256$367.3K<0.1%−3,818−1.2%ReducedHistory
PLPlanet Labs PBCCOM CL A143,163$372.2K<0.1%−1,758−1.2%ReducedHistory
MBCMasterBrand, Inc.COMMON STOCK30,763$373.8K<0.1%+2,521+8.9%AddedHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM91,947$376.1K<0.1%+28,072+43.9%AddedHistory
UPBDUpbound Group, Inc.COM12,792$376.7K<0.1%−1,562−10.9%ReducedHistory
CALCaleres IncCOM13,136$377.8K<0.1%−5,710−30.3%ReducedHistory
RLRalph Lauren CorpCL A3,316$385.0K<0.1%−2,659−44.5%ReducedHistory
LBAILakeland Bancorp IncCOM30,732$387.8K<0.1%−18,299−37.3%ReducedHistory
PGTIPGT Innovations, Inc.COM14,059$390.1K<0.1%+1,154+8.9%AddedHistory
AAPAdvance Auto Parts IncCOM7,001$391.6K<0.1%−6,331−47.5%ReducedHistory
KSSKOHLS CorpStock18,701$392.0K<0.1%−6,574−26.0%ReducedHistory
BURLBurlington Stores, Inc.COM2,898$392.1K<0.1%−933−24.4%ReducedHistory
TSPHTuSimple Holdings Inc.CL A253,602$395.6K<0.1%−3,110−1.2%ReducedHistory
TCBKTrico BancsharesCOM12,390$396.9K<0.1%−4,971−28.6%ReducedHistory
XPERXperi Inc.COMMON STOCK40,260$397.0K<0.1%−491−1.2%ReducedHistory
OBKOrigin Bancorp, Inc.COM13,777$397.7K<0.1%−5,619−29.0%ReducedHistory
FBMSFirst Bancshares IncCOM14,773$398.4K<0.1%−6,781−31.5%ReducedHistory
SBHSally Beauty Holdings, Inc.COM48,643$407.6K<0.1%+2,290+4.9%AddedHistory

Sold out since Q2 2023 (45)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Rafferty Asset Management, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
SLABSilicon Laboratories Inc.Stock183,141$28.9M0.2%History
SYNASYNAPTICS IncStock229,653$19.6M0.1%History
ISEEIVERIC bio, Inc.COM217,928$8.57M<0.1%History
KDNYChinook Therapeutics, Inc.COM208,207$8.00M<0.1%History
PDCEPDC Energy, Inc.COM97,319$6.92M<0.1%History
FATEFate Therapeutics IncCOM955,120$4.55M<0.1%History
EBSEmergent BioSolutions Inc.COM581,625$4.27M<0.1%History
WSOWatsco IncCOM7,345$2.80M<0.1%History
TSVT2seventy bio, Inc.COMMON STOCK230,938$2.34M<0.1%History
ENTAEnanta Pharmaceuticals IncCOM92,224$1.97M<0.1%History
RBCRBC Bearings INCCOM8,743$1.90M<0.1%History
LNCLincoln National CorpCOM68,921$1.78M<0.1%History
ALLKAllakos Inc.COM353,319$1.54M<0.1%History
VNDAVanda Pharmaceuticals Inc.COM220,097$1.45M<0.1%History
BTAIQBioXcel Therapeutics, Inc.COM197,634$1.32M<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM22,869$1.25M<0.1%History
LPXLouisiana-Pacific CorpCOM15,832$1.19M<0.1%History
MRSNMersana Therapeutics, Inc.COM336,656$1.11M<0.1%History
KYNBKyntra Bio, Inc.COM363,008$980.1K<0.1%History
RXTRackspace Technology, Inc.COM309,581$842.1K<0.1%History
TWLOTwilio IncCL A13,079$832.1K<0.1%History
ANIKAnika Therapeutics, Inc.COM28,114$730.4K<0.1%History
PRGSProgress Software CorpCOM12,269$712.8K<0.1%History
BABAAlibaba Group Holding LtdADR7,847$654.0K<0.1%History
PSNParsons CorpCOM10,108$486.6K<0.1%History
FRGFranchise Group, Inc.COM15,985$457.8K<0.1%History
RETAReata Pharmaceuticals IncCL A3,424$349.1K<0.1%History
MSBIMidland States Bancorp, Inc.COM15,418$307.0K<0.1%History
LSTRLandstar System IncCOM1,438$276.9K<0.1%History
GSBCGreat Southern Bancorp, Inc.COM5,404$274.1K<0.1%History
CRMTAmericas Carmart IncCOM2,628$262.2K<0.1%History
WINAWinmark CorpCOM784$260.7K<0.1%History
IMKTAIngles Markets IncCL A3,088$255.2K<0.1%History
NWLNewell Brands Inc.Stock28,955$251.9K<0.1%History
CHDNChurchill Downs IncCOM1,698$236.3K<0.1%History
AMTBAmerant Bancorp Inc.CL A13,377$230.0K<0.1%History
PETSPetmed Express IncCOM15,853$218.6K<0.1%History
CARAvis Budget Group, Inc.COM955$218.4K<0.1%History
MTNVail Resorts IncCOM865$217.8K<0.1%History
KAMNKAMAN CorpCOM8,488$206.5K<0.1%History
ALGTAllegiant Travel COCOM1,615$203.9K<0.1%History
MBWMMercantile Bank CorpCOM7,366$203.4K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM11,775$202.1K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR10,862$132.6K<0.1%History
SHOSunstone Hotel Investors, Inc.COM10,649$107.8K<0.1%History