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Livermore
Livermore
ZHEN

Rafferty Asset Management, LLC

SEC CIK
0001389426
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,072
−17 vs. Q2 2023
Portfolio value
$17.0B
−$723.5M (−4.1%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Rafferty Asset Management, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46428743220 YR TR BD ETF15,620,856$1.39B8.1%+2,352,314+17.7%Added–
iShares Russell 2000 ETF464287655ETF4,663,556$824.2M4.8%−238,127−4.9%Reduced–
AAPLApple Inc.Stock3,219,096$551.1M3.2%−75,417−2.3%ReducedHistory
MSFTMicrosoft CorpStock1,687,825$532.9M3.1%−86,966−4.9%ReducedHistory
NVDANVIDIA CorpStock1,162,520$505.7M3.0%−243,070−17.3%ReducedHistory
iShares Tr464287184CHINA LG-CAP ETF18,741,673$497.2M2.9%+3,119,929+20.0%Added–
AVGOBroadcom Inc.Stock546,513$453.9M2.7%−60,091−9.9%ReducedHistory
AMDAdvanced Micro Devices IncStock4,226,160$434.5M2.6%+437,712+11.6%AddedHistory
INTCIntel CorpStock10,030,125$356.6M2.1%−980,522−8.9%ReducedHistory
TXNTexas Instruments IncStock2,108,339$335.2M2.0%+69,893+3.4%AddedHistory
TSLATesla, Inc.Stock1,112,563$278.4M1.6%+224,591+25.3%AddedHistory
QCOMQualcomm IncStock2,085,503$231.6M1.4%+8,612+0.4%AddedHistory
ADIAnalog Devices IncStock1,261,657$220.9M1.3%−3,085−0.2%ReducedHistory
MUMicron Technology IncStock3,220,888$219.1M1.3%−22,896−0.7%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF8,108,154$218.2M1.3%+493,627+6.5%Added–
AMATApplied Materials IncStock1,570,546$217.4M1.3%−169,904−9.8%ReducedHistory
BRK.BBerkshire Hathaway IncStock611,928$214.4M1.3%+39,743+6.9%AddedHistory
NXPINXP Semiconductors N.V.COM1,066,970$213.3M1.3%−118,521−10.0%ReducedHistory
MCHPMicrochip Technology IncStock2,656,582$207.3M1.2%−143,182−5.1%ReducedHistory
LRCXLam Research CorpCOM329,289$206.4M1.2%−33,304−9.2%ReducedHistory
KLACKLA CorpCOM NEW447,228$205.1M1.2%−42,684−8.7%ReducedHistory
ONOn Semiconductor CorpStock2,204,249$204.9M1.2%−303,387−12.1%ReducedHistory
MRVLMarvell Technology, Inc.COM3,539,345$191.6M1.1%+123,050+3.6%AddedHistory
Invesco QQQ Trust Series I46090E103ETF505,070$181.0M1.1%+670+0.1%Added–
Kraneshares Trust500767306CSI CHI INTERNET6,223,295$170.3M1.0%+363,661+6.2%Added–
ASMLASML Holding NVADR287,628$169.3M1.0%+36,858+14.7%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,935,510$168.2M1.0%+164,654+9.3%AddedHistory
JPMJPMorgan Chase & CoStock975,130$141.4M0.8%+37,523+4.0%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE4,234,650$136.5M0.8%+901,115+27.0%Added–
VVisa Inc.Stock539,153$124.0M0.7%+20,017+3.9%AddedHistory
MPWRMonolithic Power Systems, Inc.COM263,565$121.8M0.7%−14,035−5.1%ReducedHistory
AMZNAmazon Com IncStock894,953$113.8M0.7%+78,990+9.7%AddedHistory
MAMastercard IncStock279,176$110.5M0.6%+10,717+4.0%AddedHistory
XOMExxonMobil Holdings CorpCOM897,421$105.5M0.6%−72,486−7.5%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock921,679$90.9M0.5%−62,006−6.3%ReducedHistory
TERTeradyne, IncStock890,226$89.4M0.5%−67,443−7.0%ReducedHistory
CVXChevron CorpStock472,521$79.7M0.5%−53,734−10.2%ReducedHistory
ENTGEntegris IncCOM821,911$77.2M0.5%−52,957−6.1%ReducedHistory
GOOGLAlphabet Inc.Stock565,698$74.0M0.4%+53,340+10.4%AddedHistory
CSCOCisco Systems, Inc.Stock1,325,459$71.3M0.4%−95,955−6.8%ReducedHistory
ADBEAdobe Inc.Stock138,327$70.5M0.4%−12,522−8.3%ReducedHistory
METAMeta Platforms, Inc.Stock225,946$67.8M0.4%+19,790+9.6%AddedHistory
LSCCLattice Semiconductor CorpCOM749,554$64.4M0.4%−50,671−6.3%ReducedHistory
STMSTMicroelectronics N.V.NY REGISTRY1,485,844$64.1M0.4%−65,284−4.2%ReducedHistory
BACBank of America CorpStock2,319,747$63.5M0.4%+95,273+4.3%AddedHistory
GOOGAlphabet Inc.Stock444,862$58.7M0.3%+39,606+9.8%AddedHistory
CRMSalesforce, Inc.Stock285,208$57.8M0.3%−25,683−8.3%ReducedHistory
QRVOQorvo, Inc.Stock565,091$53.9M0.3%−45,378−7.4%ReducedHistory
iShares Inc464286400MSCI BRAZIL ETF1,716,912$52.7M0.3%+814,164+90.2%Added–
ACNAccenture plcStock165,402$50.8M0.3%−17,166−9.4%ReducedHistory
WFCWells Fargo & CompanyStock1,227,689$50.2M0.3%+23,853+2.0%AddedHistory
UNHUnitedHealth Group IncStock96,654$48.7M0.3%+6,495+7.2%AddedHistory
INTUIntuit Inc.Stock90,027$46.0M0.3%−7,673−7.9%ReducedHistory
LLYEli Lilly & CoStock83,838$45.0M0.3%+6,828+8.9%AddedHistory
ORCLOracle CorpStock421,606$44.7M0.3%−34,394−7.5%ReducedHistory
SPGIS&P Global Inc.Stock109,188$39.9M0.2%+3,892+3.7%AddedHistory
JNJJohnson & JohnsonStock253,557$39.5M0.2%+380.0%AddedHistory
iShares Core S&P 500 ETF464287200ETF89,400$38.4M0.2%00.0%Unchanged–
ABBVAbbVie Inc.Stock243,923$36.4M0.2%+13,173+5.7%AddedHistory
GSGoldman Sachs Group IncStock110,620$35.8M0.2%+3,973+3.7%AddedHistory
MSMorgan StanleyStock428,115$35.0M0.2%+10,156+2.4%AddedHistory
IBMInternational Business Machines CorpStock243,966$34.2M0.2%−24,073−9.0%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD372,022$34.1M0.2%+65,918+21.5%Added–
RMBSRambus IncCOM596,990$33.3M0.2%+596,990NewHistory
AMGNAmgen IncStock122,445$32.9M0.2%+1,701+1.4%AddedHistory
PYPLPayPal Holdings, Inc.Stock561,778$32.8M0.2%+44,530+8.6%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF128,995$32.2M0.2%−18,865−12.8%Reduced–
MRSHMarsh & McLennan Companies, Inc.Stock165,748$31.5M0.2%+7,019+4.4%AddedHistory
NOWServiceNow, Inc.Stock56,136$31.4M0.2%−5,862−9.5%ReducedHistory
BLKBlackRock, Inc.COM47,677$30.8M0.2%−895−1.8%ReducedHistory
MKSIMKS IncCOM347,007$30.0M0.2%−5,211−1.5%ReducedHistory
COPConocoPhillipsStock248,025$29.7M0.2%−28,623−10.3%ReducedHistory
HDHome Depot, Inc.Stock98,218$29.7M0.2%+5,439+5.9%AddedHistory
AXPAmerican Express CoStock195,202$29.1M0.2%+4,442+2.3%AddedHistory
ACLSAxcelis Technologies IncStock177,394$28.9M0.2%+177,394NewHistory
UMCUnited Microelectronics CorpSPON ADR NEW4,080,053$28.8M0.2%−180,151−4.2%ReducedHistory
CBChubb LtdStock137,819$28.7M0.2%+4,943+3.7%AddedHistory
DBX ETF Tr233051879XTRACK HRVST CSI1,087,413$28.3M0.2%−61,582−5.4%Reduced–
iShares MSCI India ETF46429B598ETF630,102$27.9M0.2%+55,638+9.7%Added–
PANWPalo Alto Networks IncStock118,380$27.8M0.2%−1,862−1.5%ReducedHistory
COSTCostco Wholesale CorpStock48,986$27.7M0.2%+4,619+10.4%AddedHistory
MRKMerck & Co., Inc.Stock268,161$27.6M0.2%+19,769+8.0%AddedHistory
SCHWSchwab Charles CorpStock498,969$27.4M0.2%+22,199+4.7%AddedHistory
PGRProgressive CorpStock196,422$27.4M0.2%+8,604+4.6%AddedHistory
SNPSSynopsys IncCOM58,539$26.9M0.2%−1,664−2.8%ReducedHistory
GILDGilead Sciences, Inc.Stock358,522$26.9M0.2%+41,064+12.9%AddedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS3,571,222$26.9M0.2%−153,648−4.1%ReducedHistory
VRTXVertex Pharmaceuticals IncStock77,032$26.8M0.2%+6,650+9.4%AddedHistory
CCitigroup IncStock646,154$26.6M0.2%+21,546+3.4%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM32,055$26.4M0.2%+1,411+4.6%AddedHistory
WOLFWolfspeed, Inc.Stock682,531$26.0M0.2%−44,436−6.1%ReducedHistory
NFLXNetflix IncStock68,495$25.9M0.2%+8,578+14.3%AddedHistory
PGProcter & Gamble CoStock175,620$25.6M0.2%+18,035+11.4%AddedHistory
BXBlackstone Inc.COM238,149$25.5M0.1%+238,149NewHistory
PEPPepsiCo IncStock149,426$25.3M0.1%+18,887+14.5%AddedHistory
CDNSCadence Design Systems IncStock107,299$25.1M0.1%−3,286−3.0%ReducedHistory
BABoeing CoStock131,045$25.1M0.1%+6,325+5.1%AddedHistory
EOGEOG Resources IncStock196,182$24.9M0.1%−17,827−8.3%ReducedHistory
RTXRTX CorpStock336,374$24.2M0.1%+14,111+4.4%AddedHistory
CMECME Group Inc.COM120,703$24.2M0.1%+5,287+4.6%AddedHistory

Sold out since Q2 2023 (45)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Rafferty Asset Management, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
SLABSilicon Laboratories Inc.Stock183,141$28.9M0.2%History
SYNASYNAPTICS IncStock229,653$19.6M0.1%History
ISEEIVERIC bio, Inc.COM217,928$8.57M<0.1%History
KDNYChinook Therapeutics, Inc.COM208,207$8.00M<0.1%History
PDCEPDC Energy, Inc.COM97,319$6.92M<0.1%History
FATEFate Therapeutics IncCOM955,120$4.55M<0.1%History
EBSEmergent BioSolutions Inc.COM581,625$4.27M<0.1%History
WSOWatsco IncCOM7,345$2.80M<0.1%History
TSVT2seventy bio, Inc.COMMON STOCK230,938$2.34M<0.1%History
ENTAEnanta Pharmaceuticals IncCOM92,224$1.97M<0.1%History
RBCRBC Bearings INCCOM8,743$1.90M<0.1%History
LNCLincoln National CorpCOM68,921$1.78M<0.1%History
ALLKAllakos Inc.COM353,319$1.54M<0.1%History
VNDAVanda Pharmaceuticals Inc.COM220,097$1.45M<0.1%History
BTAIQBioXcel Therapeutics, Inc.COM197,634$1.32M<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM22,869$1.25M<0.1%History
LPXLouisiana-Pacific CorpCOM15,832$1.19M<0.1%History
MRSNMersana Therapeutics, Inc.COM336,656$1.11M<0.1%History
KYNBKyntra Bio, Inc.COM363,008$980.1K<0.1%History
RXTRackspace Technology, Inc.COM309,581$842.1K<0.1%History
TWLOTwilio IncCL A13,079$832.1K<0.1%History
ANIKAnika Therapeutics, Inc.COM28,114$730.4K<0.1%History
PRGSProgress Software CorpCOM12,269$712.8K<0.1%History
BABAAlibaba Group Holding LtdADR7,847$654.0K<0.1%History
PSNParsons CorpCOM10,108$486.6K<0.1%History
FRGFranchise Group, Inc.COM15,985$457.8K<0.1%History
RETAReata Pharmaceuticals IncCL A3,424$349.1K<0.1%History
MSBIMidland States Bancorp, Inc.COM15,418$307.0K<0.1%History
LSTRLandstar System IncCOM1,438$276.9K<0.1%History
GSBCGreat Southern Bancorp, Inc.COM5,404$274.1K<0.1%History
CRMTAmericas Carmart IncCOM2,628$262.2K<0.1%History
WINAWinmark CorpCOM784$260.7K<0.1%History
IMKTAIngles Markets IncCL A3,088$255.2K<0.1%History
NWLNewell Brands Inc.Stock28,955$251.9K<0.1%History
CHDNChurchill Downs IncCOM1,698$236.3K<0.1%History
AMTBAmerant Bancorp Inc.CL A13,377$230.0K<0.1%History
PETSPetmed Express IncCOM15,853$218.6K<0.1%History
CARAvis Budget Group, Inc.COM955$218.4K<0.1%History
MTNVail Resorts IncCOM865$217.8K<0.1%History
KAMNKAMAN CorpCOM8,488$206.5K<0.1%History
ALGTAllegiant Travel COCOM1,615$203.9K<0.1%History
MBWMMercantile Bank CorpCOM7,366$203.4K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM11,775$202.1K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR10,862$132.6K<0.1%History
SHOSunstone Hotel Investors, Inc.COM10,649$107.8K<0.1%History