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Livermore
Livermore
ZHEN

Ionic Capital Management LLC

SEC CIK
0001386462
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
371
+29 vs. Q2 2022
Portfolio value
$410.5M
−$140.2M (−25.5%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Ionic Capital Management LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Axios Sustainable GRW Acq CoG0703K116*W EXP 99/99/999600,000$35.0K<0.1%00.0%Unchanged–
JSPRWJasper Therapeutics, Inc.*W EXP 12/01/202459,391$36.0K<0.1%+93,746+25.6%AddedHistory
ANGHWAnghami Inc*W EXP 02/03/202248,145$37.0K<0.1%−10,432−4.0%ReducedHistory
Liv Capital Acquisitn Corp IG5510R113*W EXP 02/07/202300,000$38.0K<0.1%00.0%Unchanged–
Embark Technolog29079J111EQUITY WRT556,205$39.0K<0.1%00.0%Unchanged–
RDWRedwire CorpStock17,599$42.0K<0.1%+17,599NewHistory
BKSYBlackSky Technology Inc.COM CL A27,715$42.0K<0.1%+27,715NewHistory
Liberty Res Acquisition Corp53118A113*W EXP 10/31/202465,251$42.0K<0.1%00.0%Unchanged–
McLaren Technology Acq Corp58176U117*W EXP 11/01/202636,224$43.0K<0.1%00.0%Unchanged–
Onyx Acquisition Co. IG6755Q117*W EXP 11/30/202625,000$44.0K<0.1%00.0%Unchanged–
East Stone Acquisition CorpG2911D132RIGHT 12/31/2026154,092$45.0K<0.1%00.0%Unchanged–
ASTSAST SpaceMobile, Inc.COM CL A6,421$46.0K<0.1%+6,421NewHistory
Ace Convergence Acqu CorpG0083D104*W EXP 09/30/202460,919$46.0K<0.1%00.0%Unchanged–
HH&L Acquisition Co.G39714129*W EXP 02/04/202942,740$47.0K<0.1%00.0%Unchanged–
ASCRFASPAC II Acquisition Corp.RIGHT 10/15/2026650,000$49.0K<0.1%00.0%UnchangedHistory
Rockley Photonics Holdings LG7614L117*W EXP 08/11/202499,400$50.0K<0.1%00.0%Unchanged–
Energem CorpG30449121*W EXP 11/15/202495,292$50.0K<0.1%00.0%Unchanged–
JWSWFJaws Mustang Acquisition Corp*W EXP 01/30/202505,300$51.0K<0.1%00.0%UnchangedHistory
Vickers Vantage Corp IG9440B115*W EXP 09/15/202280,962$51.0K<0.1%00.0%Unchanged–
The Growth for Good Acqu CorG41522130RIGHT 11/12/2026516,000$51.0K<0.1%00.0%Unchanged–
CIFRCipher Digital Inc.COM41,024$52.0K<0.1%+41,024NewHistory
Pine Technology Acquisitn Co722850112*W EXP 03/31/202797,827$53.0K<0.1%00.0%Unchanged–
Avalon Acquisition Inc05338E119*W EXP 12/31/202561,898$55.0K<0.1%00.0%Unchanged–
OPFIOppFi Inc.COM CL A24,448$56.0K<0.1%+24,448NewHistory
SESCWSES AI Corp*W EXP 12/10/20263,000$60.0K<0.1%+63,000NewHistory
Beachbody Company, Inc.073463101COM CL A62,300$63.0K<0.1%−32,224−34.1%Reduced–
BZFDWBuzzFeed, Inc.*W EXP 99/99/999318,997$64.0K<0.1%00.0%UnchangedHistory
FOAFinance of America Companies Inc.COM CL A43,859$65.0K<0.1%+1,681+4.0%AddedHistory
OPAL Fuels Inc.68347P111*W EXP 07/21/20245,000$65.0K<0.1%+45,000New–
MNTSMomentus Inc.COM CL A48,100$66.0K<0.1%+48,100NewHistory
Xos, Inc.98423B116*W EXP 10/06/202551,006$66.0K<0.1%00.0%Unchanged–
Axios Sustainable GRW Acq CoG0703K124RIGHT 99/99/9999807,355$67.0K<0.1%00.0%Unchanged–
ATI Physical Therapy, Inc.00216W117*W EXP 08/10/202976,645$68.0K<0.1%00.0%Unchanged–
Moneylion Inc.60938K114*W EXP 09/22/202575,279$69.0K<0.1%00.0%Unchanged–
HPX Corp.G32219126*W EXP 07/14/202298,468$72.0K<0.1%00.0%Unchanged–
Consilium Acquisitn Corp I LG2365L127RIGHT 07/01/2023811,000$73.0K<0.1%00.0%Unchanged–
Advantage Solutions Inc.00791N110*W EXP 07/18/202750,000$75.0K<0.1%+750,000New–
Rose Hill Acquisition CorpG7637J123*W EXP 10/07/202478,798$75.0K<0.1%00.0%Unchanged–
HNR Acquisition Corp40472A128*W EXP 02/04/202400,000$76.0K<0.1%00.0%Unchanged–
PSFEPaysafe LtdORD57,567$79.0K<0.1%+57,567NewHistory
Latch, Inc.51818V114*W EXP 06/04/202979,662$79.0K<0.1%00.0%Unchanged–
CarLotz, Inc.142552116*W EXP 02/26/2021,926,150$80.0K<0.1%00.0%Unchanged–
CuriosityStream Inc.23130Q115*W EXP 10/14/202451,808$81.0K<0.1%00.0%Unchanged–
Nogin, Inc.65528N113*W EXP 08/26/202954,000$81.0K<0.1%+954,000New–
SBIWestern Asset Intermediate Muni Fund Inc.COM11,168$82.0K<0.1%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock970$84.0K<0.1%+970NewHistory
NOTEWFiscalNote Holdings, Inc.*W EXP 07/29/202100,000$85.0K<0.1%+100,000NewHistory
Jaguar Global Growth Corp IG5S11A155RIGHT 01/01/2027600,000$86.0K<0.1%00.0%Unchanged–
Accretion Acquisition Corp00438Y123RIGHT 03/01/2028985,330$88.0K<0.1%00.0%Unchanged–
East Stone Acquisition CorpG2911D116*W EXP 12/31/2021,111,395$89.0K<0.1%+66,600+6.4%Added–
UpHealth, Inc.91532B119*W EXP 06/08/2021,326,241$90.0K<0.1%00.0%Unchanged–
Horizon Acquisition CorporatG46044114*W EXP 10/19/202663,026$92.0K<0.1%00.0%Unchanged–
Bridgetown Holdings LtdG1355U121*W EXP 09/30/202806,649$94.0K<0.1%00.0%Unchanged–
GSR II Meteora Acquisitn Cor36263W121*W EXP 02/24/202593,500$98.0K<0.1%+593,500New–
Benessere Capital Acqustn Co08179B129RIGHT 99/99/9999754,929$102.0K<0.1%00.0%Unchanged–
Digital Health Acquisition C253893119*W EXP 11/02/202736,390$107.0K<0.1%00.0%Unchanged–
MFMAberdeen Municipal Income FundSH BEN INT23,059$112.0K<0.1%−1,461−6.0%ReducedHistory
Nerdy Inc.64081V117*W EXP 08/16/202283,690$113.0K<0.1%+283,690New–
180 Life Sciences Corp68236V112*W EXP 11/07/2022,232,488$115.0K<0.1%−45,695−2.0%Reduced–
TH International LtdG8656L114*W EXP 12/15/202334,167$115.0K<0.1%+334,167New–
Kaleyra, Inc.483379111*W EXP 11/25/2021,222,823$129.0K<0.1%00.0%Unchanged–
TMC the metals Co Inc.87261Y114*W EXP 09/09/202819,398$135.0K<0.1%00.0%Unchanged–
Lion Group Holding Ltd53620U110*W EXP 06/17/2021,882,025$141.0K<0.1%00.0%Unchanged–
AEye, Inc.008183113*W EXP 09/30/202793,570$144.0K<0.1%00.0%Unchanged–
Cipher Mining Inc17253J114*W EXP 10/22/202874,210$149.0K<0.1%00.0%Unchanged–
Offerpad Solutions Inc.67623L117*W EXP 10/16/202906,440$152.0K<0.1%00.0%Unchanged–
Clean Earth Acquisitions Cor184493120RIGHT 01/01/2027701,932$154.0K<0.1%00.0%Unchanged–
Bigbear AI Hldgs Inc08975B117*W EXP 99/99/9991,042,002$156.0K<0.1%00.0%Unchanged–
Spire Global, Inc.848560116*W EXP 01/01/2031,378,157$158.0K<0.1%00.0%Unchanged–
Starry Group Holdings, Inc.85572U110*W EXP 99/99/9991,235,381$161.0K<0.1%+22,720+1.9%Added–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM16,751$164.0K<0.1%−3,249−16.2%ReducedHistory
Mount Rainier Acquisition Corp.623006111*W EXP 11/27/2021,147,031$172.0K<0.1%00.0%Unchanged–
Super Group Sghc Ltd - USG8588X111Warrant / Rights250,000$175.0K<0.1%+250,000New–
Boa Acquisition Corp05601A117*W EXP 02/22/202766,270$176.0K<0.1%+71,984+10.4%Added–
APPHAppHarvest, Inc.COM90,545$178.0K<0.1%+90,545NewHistory
CXEMFS High Income Municipal TrustSH BEN INT53,688$181.0K<0.1%−10,412−16.2%ReducedHistory
Quantum-Si Inc74765K113*W EXP 06/10/202347,264$184.0K<0.1%00.0%Unchanged–
BFIIWBurgerFi International, Inc.*W EXP 12/16/2021,060,931$201.0K<0.1%00.0%UnchangedHistory
BKKTBakkt, Inc.COM CL A91,009$208.0K0.1%−120,726−57.0%ReducedHistory
Wheels Up Experi96328L114EQUITY WRT1,326,455$210.0K0.1%00.0%Unchanged–
AVYAAvaya Holdings Corp.COM133,000$211.0K0.1%+133,000NewHistory
Talkspace, Inc.87427V111*W EXP 06/21/202796,312$211.0K0.1%00.0%Unchanged–
EVTWFVertical Aerospace Ltd.*W EXP 09/15/202284,742$211.0K0.1%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock1,313$212.0K0.1%+1,313NewHistory
CMUMFS High Yield Municipal TrustSH BEN INT70,616$213.0K0.1%−13,695−16.2%ReducedHistory
ZEVLightning eMotors, Inc.COM137,340$213.0K0.1%+54,779+66.3%AddedHistory
WM Technology, Inc.92971A117*W EXP 06/16/202669,302$221.0K0.1%−197,820−22.8%Reduced–
Planet Labs PBC72703X114*W EXP 12/06/202186,089$221.0K0.1%+186,089New–
Markforged Holding Corporati57064N110*W EXP 07/14/202741,891$226.0K0.1%+200,000+36.9%Added–
OppFi Inc.68386H111*W EXP 07/20/202952,084$229.0K0.1%00.0%Unchanged–
METAMeta Platforms, Inc.Stock1,700$231.0K0.1%+1,700NewHistory
NXJNuveen New Jersey Quality Municipal Income FundCOM20,965$231.0K0.1%−3,249−13.4%ReducedHistory
Katapult Holdings, Inc.485859110*W EXP 06/09/2021,987,698$239.0K0.1%−3,707−0.2%Reduced–
Owlet, Inc.69120X115EQUITY WRT1,912,324$239.0K0.1%00.0%Unchanged–
PRPLPurple Innovation, Inc.COM60,896$247.0K0.1%+60,896NewHistory
AppHarvest, Inc.03783T111*W EXP 01/30/202728,738$248.0K0.1%00.0%Unchanged–
EMREmerson Electric CoStock3,500$256.0K0.1%+3,500NewHistory
Sitio Royalties Corp.82982V119*W EXP 08/23/2021,517,227$258.0K0.1%+5,000+0.3%Added–
View, Inc.92671V114*W EXP 03/08/2023,313,376$265.0K0.1%00.0%Unchanged–
UWM Holdings Corp91823B117*W EXP 01/21/2021,974,847$268.0K0.1%00.0%Unchanged–

Options (88)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ionic Capital Management LLC in Q3 2022
SecurityClassPutsCalls
LCIDLucid Group, Inc.COM$17.6M$5.59M
BRK.BBerkshire Hathaway IncStock–$20.0M
ASTSAST SpaceMobile, Inc.COM CL A$14.3M–
AAPLApple Inc.Stock–$13.8M
METAMeta Platforms, Inc.Stock–$12.2M
NFLXNetflix IncStock$2.54M$8.90M
PGProcter & Gamble CoStock–$11.4M
ABNBAirbnb, Inc.Stock$1.34M$8.93M
MAMastercard IncStock–$9.95M
PYPLPayPal Holdings, Inc.Stock$9.73M–
XOMExxonMobil Holdings CorpCOM$873.0K$8.73M
LLYEli Lilly & CoStock–$8.08M
FCXFreeport-McMoran IncStock–$7.23M
ADBEAdobe Inc.Stock$1.10M$5.50M
SPLKSplunk IncCOM–$6.39M
MELIMercadolibre IncCOM$6.21M–
WBDWarner Bros. Discovery, Inc.Stock–$5.75M
Freyr BatteryL4135L100COM$5.41M–
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.$4.74M$607.0K
SBUXStarbucks CorpStock–$5.06M
SNAPSnap IncStock–$4.91M
AALAmerican Airlines Group Inc.Stock$4.82M–
MTCHMatch Group, Inc.COM$4.78M–
SYFSynchrony FinancialCOM–$4.70M
CANOCano Health, Inc.COM CL A$1.73M$2.87M
AMZNAmazon Com IncStock–$4.52M
FFord Motor CoStock$3.30M$1.12M
DMDesktop Metal, Inc.COM CL A$4.41M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$4.36M–
RTXRTX CorpStock–$4.09M
INDIindie Semiconductor, Inc.CLASS A COM$2.02M$1.83M
LVSLas Vegas Sands CorpCOM$3.75M–
NVDANVIDIA CorpStock–$3.64M
SPHRSphere Entertainment Co.CL A–$3.62M
ORAOrmat Technologies, Inc.COM$3.32M–
FSRFisker Inc.CL A COM STK$2.29M$765.0K
Direxion Shs ETF Tr25460G880DAILY GOLD MINER$3.04M–
WMTWalmart Inc.Stock–$2.93M
JOBYJoby Aviation, Inc.COMMON STOCK$2.79M–
CZRCaesars Entertainment, Inc.COM–$2.74M
PFEPfizer IncStock$2.64M–
MUMicron Technology IncStock–$2.25M
Investment Managers Ser Tr I46144X644AXS SHRT DE SPAC$2.15M–
WEWeWork Inc.CL A$943.0K$994.0K
Direxion Shs ETF Tr25460G807DLY JR GOLD 2X$1.87M–
SLViShares Silver TrustETF–$1.75M
EVGOEVgo Inc.CL A COM$1.71M–
SNOWSnowflake Inc.Stock–$1.70M
CPRICapri Holdings LtdSHS$1.54M–
GOEVCanoo Inc.COM CL A$1.54M–
OWLBlue Owl Capital Inc.COM CL A$1.53M–
SRTAStrata Critical Medical, Inc.CL A COM$1.46M–
ARKOARKO Corp.COM–$1.41M
BBBY20230930-DK-Butterfly-1, Inc.COM$652.0K$607.0K
FUBOFuboTV Inc.COM–$1.20M
CLBTCellebrite DI Ltd.ORDINARY SHARES$1.18M–
EMBKEmbark Technology, Inc.COM NEW–$1.04M
MVSTMicrovast Holdings, Inc.COM$42.0K$905.0K
SPCEVirgin Galactic Holdings, IncCOM$942.0K–
BMBLBumble Inc.COM CL A$752.0K–
BWBabcock & Wilcox Enterprises, Inc.COM–$702.0K
RBOTVicarious Surgical Inc.COM CL A$670.0K–
BFIBurgerFi International, Inc.COM$650.0K–
OPFIOppFi Inc.COM CL A$592.0K–
IGICInternational General Insurance Holdings Ltd.SHS$482.0K–
BKKTBakkt, Inc.COM CL A$482.0K–
ZEVLightning eMotors, Inc.COM$377.0K–
OPENOpendoor Technologies Inc.COM$373.0K–
SKILSkillsoft Corp.CL A$366.0K–
AEVAAeva Technologies, Inc.COM$288.0K–
AVYAAvaya Holdings Corp.COM$211.0K–
Velo3D, Inc.92259N104COMMON STOCK–$197.0K
INVZInnoviz Technologies Ltd.SHS$183.0K–
NOKNokia CorpSPONSORED ADR–$171.0K
GCMGGCM Grosvenor Inc.COM CL A$169.0K–
FFAIFaraday Future Intelligent Electric Inc.COM–$158.0K
APPHAppHarvest, Inc.COM$151.0K–
PGYPagaya Technologies Ltd.CL A SHS–$122.0K
LIDRAEye, Inc.CLASS A COM–$111.0K
RTBRTB Digital, Inc.COM NEW$37.0K$37.0K
REEAFREE Automotive Ltd.CLASS A ORD SHS–$68.0K
Sports Entertainment Gaming Global Corp54570M108COM–$63.0K
DOMADoma Holdings, Inc.COMMON STOCK–$62.0K
MKFGMarkforged Holding CorpCOM–$46.0K
WGSGeneDx Holdings Corp.COMMON STOCK–$42.0K
OPADOfferpad Solutions Inc.COM CL A$23.0K–
LOTZCarLotz, Inc.COM CL A–$13.0K
BBAIBigBear.ai Holdings, Inc.COM$5.00K–

Sold out since Q2 2022 (60)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Ionic Capital Management LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Occidental Pete Corp WT Exp 080327674599162Stock2,962,105$109.5M19.9%–
Pershing Square Tontine Hldg71531R109COM CL A1,046,286$20.9M3.8%–
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/0–$13.7M2.5%–
American Airls Group Inc02376RAF9NOTE 6.500% 7/0–$6.85M1.2%–
Allscripts Healthcare Solutn01988PAF5NOTE 0.875% 1/0–$5.68M1.0%–
Marriott Vactins Worldwid Co57164YAB3NOTE 1.500% 9/1–$5.00M0.9%–
Blue Owl Capital Inc09581B111*W EXP 05/19/2022,170,142$4.56M0.8%–
BRK.BBerkshire Hathaway IncStock14,400$3.93M0.7%History
Lyft, Inc.55087PAB0NOTE 1.500% 5/1–$3.41M0.6%–
Pegasystems Inc705573AB9NOTE 0.750% 3/0–$3.23M0.6%–
NCL Corp Ltd62886HAX9NOTE 5.375% 8/0–$2.90M0.5%–
John Bean Technologies Corp477839AB0NOTE 0.250% 5/1–$2.79M0.5%–
DISH Network CORP25470MAB5NOTE 3.375% 8/1–$2.71M0.5%–
MNDTMandiant, Inc.Stock100,000$2.18M0.4%History
VanEck ETF Trust92189F106GOLD MINERS ETF74,530$2.04M0.4%–
Healthcare Realty Trust Inc42225P501CL A NEW65,000$1.81M0.3%–
TheRealReal, Inc.88339PAB7NOTE 3.000% 6/1–$1.78M0.3%–
Shopify Inc.82509LAA5NOTE 0.125%11/0–$1.68M0.3%–
FLYYSpirit Aviation Holdings, Inc.COM59,400$1.42M0.3%History
PGREParamount Group, Inc.COM165,000$1.19M0.2%History
KSSKOHLS CorpStock30,000$1.07M0.2%History
Tufin Software TechnologieM8893U102SHS80,000$1.00M0.2%–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM106,075$889.0K0.2%History
Snap Inc83304AAF3NOTE 5/0–$708.0K0.1%–
Blackstone Mortgage Trust IN09257WAE0NOTE 5.500% 3/1–$706.0K0.1%–
VVNTVivint Smart Home, Inc.COM CL A196,123$683.0K0.1%History
ASAASA Gold & Precious Metals LtdSHS46,533$683.0K0.1%History
NFLXNetflix IncStock3,900$682.0K0.1%History
ASUUFASPAC II Acquisition Corp.UNIT 10/15/202660,000$602.0K0.1%History
BHVNBiohaven Ltd.COM3,934$573.0K0.1%History
TPG Pace Ben Fin CorpG8990D117*W EXP 10/09/2021,622,340$564.0K0.1%–
Perella Weinberg Partners71367G110*W EXP 12/31/202708,695$517.0K0.1%–
Mudrick Capital Acqu Corp II62477L115*W EXP 09/10/2021,460,222$435.0K0.1%–
PCTTWPureCycle Technologies, Inc.*W EXP 01/28/202154,188$409.0K0.1%History
Metromile, LLC591697115*W EXP 02/09/2022,612,049$392.0K0.1%–
Social Capital Hedosopha HLDG8251L113*W EXP 09/26/202782,152$375.0K0.1%–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF28,802$345.0K0.1%History
PLTRPalantir Technologies Inc.Stock28,000$254.0K<0.1%History
UAAUnder Armour, Inc.Stock30,000$250.0K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE7,375$236.0K<0.1%–
FASTFastenal CoStock4,000$200.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A11,000$199.0K<0.1%History
REE Automotive Ltd.M8287R111*W EXP 07/22/2021,004,671$188.0K<0.1%–
Intl GNRL Insurance HLDNGS LG4809J114*W EXP 03/17/202332,109$179.0K<0.1%–
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT12,186$169.0K<0.1%History
CC Neuberger Prin Hldgs IIG3166T111*W EXP 07/29/202354,173$163.0K<0.1%–
Leafly Holdings, Inc.52178J113EQUITY WRT211,089$144.0K<0.1%–
PTONPeloton Interactive, Inc.CL A COM14,000$129.0K<0.1%History
Redbox Entertainment Inc-a75724T111Warrant / Rights207,983$110.0K<0.1%–
Software Acquisitn Grp Inc I83407J111*W EXP 02/02/202400,000$96.0K<0.1%–
BBAIBigBear.ai Holdings, Inc.COM25,001$92.0K<0.1%History
Electrameccanica Vehs Corp284849114*W EXP 08/03/202476,742$81.0K<0.1%–
LVOXLiveVox Holdings, Inc.COM CL A43,970$73.0K<0.1%History
Silver Crest Acquisition CorG81355128*W EXP 12/15/202334,167$72.0K<0.1%–
Ithax Acquisition CorpG49775128*W EXP 02/01/202229,245$66.0K<0.1%–
EOSEWEos Energy Enterprises, Inc.*W EXP 05/06/202177,031$65.0K<0.1%History
Kingswood Acquisition Corp.496861113*W EXP 05/01/202350,462$25.0K<0.1%–
E Merge Technology Acquisiti26873Y112*W EXP 07/30/202186,114$24.0K<0.1%–
Forge Global Holdings, Inc.34629L111*W EXP 03/29/202182,117$13.0K<0.1%–
Go Acquisition Corp362019119*W EXP 08/31/202329,521$00.0%–