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Livermore
Livermore
ZHEN

Alps Advisors Inc

SEC CIK
0001376113
Latest filing
Jul 29, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
960
−21 vs. Q3 2023
Portfolio value
$12.7B
+$668.5M (+5.5%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Alps Advisors Inc in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ETEnergy Transfer LPCOM UT LTD PTN69,732,591$962.3M7.6%−3,933,910−5.3%ReducedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT32,322,784$945.8M7.4%−1,196,760−3.6%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD25,611,269$940.4M7.4%−3,160,524−11.0%ReducedHistory
EPDEnterprise Products Partners L.P.Stock35,382,171$932.3M7.3%−2,569,257−6.8%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN60,732,044$920.1M7.2%−6,299,459−9.4%ReducedHistory
SUNSunoco LPCOM UT REP LP9,498,706$569.3M4.5%+9,498,706NewHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD41,475,283$504.3M4.0%−914,350−2.2%ReducedHistory
NSNuStar Energy L.P.UNIT COM19,851,295$370.8M2.9%−14,123−0.1%ReducedHistory
HESMHess Midstream LPCL A SHS11,722,420$370.8M2.9%−6,394−0.1%ReducedHistory
CQPCheniere Energy Partners, L.P.COM UNIT6,949,213$346.0M2.7%−3,661−0.1%ReducedHistory
CCJCameco CorpStock5,565,041$239.9M1.9%+822,036+17.3%AddedHistory
GELGenesis Energy LPUNIT LTD PARTN18,776,684$217.4M1.7%+10,882+0.1%AddedHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR8,772,895$200.3M1.6%+8,772,895NewHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN10,743,954$190.8M1.5%+10,743,954NewHistory
GLPGlobal Partners LPCOM UNITS4,431,751$187.5M1.5%+4,431,751NewHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF473,592$112.3M0.9%−5,755−1.2%Reduced–
UECUranium Energy CorpCOM16,671,937$106.7M0.8%+1,782,776+12.0%AddedHistory
NXENexGen Energy Ltd.COM14,854,243$104.0M0.8%+2,534,426+20.6%AddedHistory
DNNDenison Mines Corp.COM54,769,009$96.9M0.8%+14,692,885+36.7%AddedHistory
iShares Core S&P 500 ETF464287200ETF173,848$83.0M0.7%−1,295−0.7%Reduced–
Vanguard Total Bond Market ETF921937835ETF1,079,182$79.4M0.6%−4,615−0.4%Reduced–
UUUUEnergy Fuels IncCOM NEW9,498,428$68.3M0.5%+734,890+8.4%AddedHistory
DKLDelek Logistics Partners, LPCOM UNT RP INT1,532,423$66.2M0.5%+2270.0%AddedHistory
Schwab Fundamental International Equity ETF808524755ETF1,911,525$64.5M0.5%+25,595+1.4%Added–
MSFTMicrosoft CorpStock143,003$53.8M0.4%−5,446−3.7%ReducedHistory
CMCSAComcast CorpStock1,218,264$53.4M0.4%+526,329+76.1%AddedHistory
VZVerizon Communications IncStock1,348,126$50.8M0.4%−94,869−6.6%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF1,054,875$50.5M0.4%+6,075+0.6%Added–
HDHome Depot, Inc.Stock136,340$47.2M0.4%+67,806+98.9%AddedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF707,830$43.8M0.3%−1,155−0.2%Reduced–
AAPLApple Inc.Stock225,385$43.4M0.3%−1,459−0.6%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF154,371$42.8M0.3%+4,645+3.1%Added–
Vanguard Short-Term Bond ETF921937827ETF553,629$42.6M0.3%−4,885−0.9%Reduced–
OKEONEOK IncCOM507,310$35.6M0.3%−131,349−20.6%ReducedHistory
KMIKinder Morgan, Inc.Stock1,979,768$34.9M0.3%−107,946−5.2%ReducedHistory
ABBVAbbVie Inc.Stock223,101$34.6M0.3%−3,822−1.7%ReducedHistory
WMBWilliams Companies, Inc.COM976,390$34.0M0.3%−74,596−7.1%ReducedHistory
TXNTexas Instruments IncStock194,587$33.2M0.3%+140,258+258.2%AddedHistory
URGUr-Energy IncCOM21,522,101$33.1M0.3%+3,172,793+17.3%AddedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF439,444$31.9M0.3%+22,061+5.3%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF232,636$31.7M0.2%+19,477+9.1%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF438,078$31.6M0.2%+47,007+12.0%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF276,142$31.5M0.2%+7,860+2.9%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF835,617$31.4M0.2%+26,730+3.3%Added–
State Street Materials Select Sector SPDR ETF81369Y100ETF366,443$31.3M0.2%+21,631+6.3%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF162,793$31.3M0.2%−4,020−2.4%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF780,299$31.3M0.2%+14,535+1.9%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF174,148$31.1M0.2%+10,147+6.2%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF370,230$31.0M0.2%+64,044+20.9%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF487,938$30.9M0.2%+54,132+12.5%Added–
VVisa Inc.Stock114,547$29.8M0.2%+306+0.3%AddedHistory
JPMJPMorgan Chase & CoStock174,451$29.7M0.2%+923+0.5%AddedHistory
PFEPfizer IncStock1,028,306$29.6M0.2%+764,256+289.4%AddedHistory
UPSUnited Parcel Service IncStock177,815$28.0M0.2%+839+0.5%AddedHistory
NEMNEWMONT CorpStock671,547$27.8M0.2%−394,933−37.0%ReducedHistory
BMYBristol Myers Squibb CoStock537,191$27.6M0.2%+430,928+405.5%AddedHistory
PMPhilip Morris International Inc.Stock291,234$27.4M0.2%+175+0.1%AddedHistory
GILDGilead Sciences, Inc.Stock330,279$26.8M0.2%−18,412−5.3%ReducedHistory
MAMastercard IncStock61,291$26.1M0.2%+195+0.3%AddedHistory
VTRSViatris IncStock2,320,165$25.1M0.2%+1,726+0.1%AddedHistory
CFGCitizens Financial Group IncCOM754,635$25.0M0.2%+742,423+6,079.5%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM949,928$24.8M0.2%−76,033−7.4%ReducedHistory
RFRegions Financial CorpCOM1,279,289$24.8M0.2%+1,260,513+6,713.4%AddedHistory
CMICummins IncStock103,004$24.7M0.2%+95,357+1,247.0%AddedHistory
FFord Motor CoStock1,998,330$24.4M0.2%+1,998,330NewHistory
MOAltria Group, Inc.Stock600,197$24.2M0.2%+20,338+3.5%AddedHistory
AVGOBroadcom Inc.Stock21,588$24.1M0.2%+85+0.4%AddedHistory
XOMExxonMobil Holdings CorpCOM240,954$24.1M0.2%+219,805+1,039.3%AddedHistory
IBMInternational Business Machines CorpStock146,326$23.9M0.2%−17,050−10.4%ReducedHistory
MMM3M CoStock218,071$23.8M0.2%+135+0.1%AddedHistory
HBANHuntington Bancshares IncCOM1,864,676$23.7M0.2%+1,833,292+5,841.5%AddedHistory
DOWDow Inc.Stock432,070$23.7M0.2%+12,063+2.9%AddedHistory
TFCTruist Financial CorpCOM640,922$23.7M0.2%−116,642−15.4%ReducedHistory
EIXEdison InternationalStock326,176$23.3M0.2%+2,978+0.9%AddedHistory
STXSeagate Technology Holdings plcORD SHS273,021$23.3M0.2%−72,062−20.9%ReducedHistory
BBYBest Buy Co IncStock297,374$23.3M0.2%−10,645−3.5%ReducedHistory
SWKStanley Black & Decker, Inc.COM236,930$23.2M0.2%−10,983−4.4%ReducedHistory
OMCOmnicom Group Inc.COM268,494$23.2M0.2%−17,422−6.1%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM286,429$23.2M0.2%+286,429NewHistory
DRIDarden Restaurants IncCOM140,562$23.1M0.2%+138,288+6,081.3%AddedHistory
CVXChevron CorpStock154,433$23.0M0.2%+152,373+7,396.7%AddedHistory
GLWCorning IncCOM755,801$23.0M0.2%+36,609+5.1%AddedHistory
IPGInterpublic Group of Companies, Inc.COM704,682$23.0M0.2%−5,838−0.8%ReducedHistory
GPCGenuine Parts CoStock165,440$22.9M0.2%+165,440NewHistory
TAT&T Inc.Stock1,365,236$22.9M0.2%−266,903−16.4%ReducedHistory
RTXRTX CorpStock270,582$22.8M0.2%+270,582NewHistory
ESEversource EnergyStock368,850$22.8M0.2%+368,850NewHistory
EVRGEvergy, Inc.Stock435,073$22.7M0.2%+426,224+4,816.6%AddedHistory
PRUPrudential Financial IncStock218,149$22.6M0.2%−19,062−8.0%ReducedHistory
DUKDuke Energy CORPStock233,120$22.6M0.2%−14,763−6.0%ReducedHistory
LYBLyondellBasell Industries N.V.SHS - A -237,678$22.6M0.2%−251,662−51.4%ReducedHistory
HPQHP IncStock746,865$22.5M0.2%−19,191−2.5%ReducedHistory
KHCKraft Heinz CoStock607,263$22.5M0.2%−77,240−11.3%ReducedHistory
AMCRAmcor plcORD2,279,719$22.0M0.2%−159,161−6.5%ReducedHistory
DDominion Energy, IncStock463,313$21.8M0.2%−15,460−3.2%ReducedHistory
UNHUnitedHealth Group IncStock41,238$21.7M0.2%+323+0.8%AddedHistory
IPInternational Paper CoCOM597,193$21.6M0.2%−54,232−8.3%ReducedHistory
CAGConagra Brands Inc.Stock745,274$21.4M0.2%+745,274NewHistory
LLYEli Lilly & CoStock33,421$19.5M0.2%+133+0.4%AddedHistory
Vanguard Morningstar Value ETF922908744ETF125,360$18.7M0.1%+1,405+1.1%Added–

Sold out since Q3 2023 (72)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Alps Advisors Inc sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER15,137,024$442.8M3.7%History
HEPHolly Energy Partners LPCOM UT LTD PTN7,879,287$173.0M1.4%History
CCitigroup IncStock555,817$22.9M0.2%History
WHRWhirlpool CorpStock165,322$22.1M0.2%History
LNCLincoln National CorpCOM878,805$21.7M0.2%History
SOSouthern CoStock332,109$21.5M0.2%History
BENFranklin Templeton IncCOM870,061$21.4M0.2%History
HASHasbro, Inc.COM322,584$21.3M0.2%History
Paramount Global92556H206CL B1,651,501$21.3M0.2%–
VFCV F CorpStock1,200,007$21.2M0.2%History
INTCIntel CorpStock593,532$21.1M0.2%History
NWLNewell Brands Inc.Stock2,270,343$20.5M0.2%History
IMVTImmunovant, Inc.COM96,434$3.70M<0.1%History
INSMINSMED IncCOM PAR $.01106,160$2.68M<0.1%History
FOLDAmicus Therapeutics, Inc.COM211,895$2.58M<0.1%History
KRYSKrystal Biotech, Inc.COM20,620$2.39M<0.1%History
VTYXVentyx Biosciences, Inc.COM43,437$1.51M<0.1%History
VMWVmware LLCCL A COM8,969$1.49M<0.1%History
ESTCElastic N.V.ORD SHS23,082$1.48M<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A156,214$1.20M<0.1%History
EOSEEos Energy Enterprises, Inc.COM CL A516,031$1.11M<0.1%History
EVAEnviva, LLCCOM126,948$948.3K<0.1%History
NRGVEnergy Vault Holdings, Inc.COM370,579$945.0K<0.1%History
SAGESage Therapeutics, Inc.COM44,238$910.4K<0.1%History
EQRXEQRx, Inc.COM359,732$798.6K<0.1%History
PROKProkidney Corp.COMMON STOCK173,628$795.2K<0.1%History
BLNKBlink Charging Co.COM238,758$730.6K<0.1%History
CGCarlyle Group Inc.COM23,950$722.3K<0.1%History
BSACBanco Santander ChileSP ADR REP COM33,829$620.4K<0.1%History
KOFCoca Cola Femsa SAB de CVSPONS ADS REP7,361$577.4K<0.1%History
ECEcopetrol S.A.SPONSORED ADS49,854$577.3K<0.1%History
ICPTIntercept Pharmaceuticals, Inc.COM30,878$572.5K<0.1%History
AMAMAmbrx Biopharma Cayman, Inc.SPONSORED ADS45,531$523.6K<0.1%History
PNTPOINT Biopharma Global Inc.COM78,042$520.5K<0.1%History
FLNAFilana Therapeutics, Inc.COM31,021$516.2K<0.1%History
TPICQTpi Composites, IncCOM161,672$428.4K<0.1%History
HLVXHilleVax, Inc.COM28,914$388.9K<0.1%History
ACRSAclaris Therapeutics, Inc.COM52,222$357.7K<0.1%History
ESTEEarthstone Energy IncCL A16,710$338.2K<0.1%History
SCPLSciPlay CorpCL A14,810$337.2K<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT11,811$329.3K<0.1%History
IFRXInflaRx N.V.COM83,279$307.0K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS128,147$298.6K<0.1%History
SRRKScholar Rock Holding CorpCOM41,535$294.9K<0.1%History
LACLithium Americas Corp.COM NEW17,183$292.3K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM43,250$288.9K<0.1%History
OHIOmega Healthcare Investors IncCOM8,069$267.6K<0.1%History
CSRCenterspaceCOM4,174$251.5K<0.1%History
RLJRLJ Lodging TrustCOM25,652$251.1K<0.1%History
ATVIActivision Blizzard, Inc.COM2,667$249.7K<0.1%History
KALVKalVista Pharmaceuticals, Inc.COM25,338$244.0K<0.1%History
EGPEastgroup Properties IncCOM1,451$241.6K<0.1%History
ALXAlexanders IncCOM1,314$239.4K<0.1%History
HPPHudson Pacific Properties, Inc.COM35,932$238.9K<0.1%History
PEBPebblebrook Hotel TrustCOM17,443$237.1K<0.1%History
FCPTFour Corners Property Trust, Inc.COM10,509$233.2K<0.1%History
TERNTerns Pharmaceuticals, Inc.COM45,028$226.5K<0.1%History
CLPRClipper Realty Inc.COM43,611$225.9K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW22,986$220.9K<0.1%History
iShares MSCI India ETF46429B598ETF4,845$214.2K<0.1%–
CMPXCompass Therapeutics, Inc.COM94,115$185.4K<0.1%History
ALXOAlx Oncology Holdings IncCOM30,358$145.7K<0.1%History
STOKStoke Therapeutics, Inc.COM32,647$128.6K<0.1%History
PDSBPDS Biotechnology CorpCOM22,822$115.3K<0.1%History
KPTIKaryopharm Therapeutics Inc.COM84,432$113.1K<0.1%History
MRSNMersana Therapeutics, Inc.COM88,919$112.9K<0.1%History
ALTAltimmune, Inc.COM NEW38,878$101.1K<0.1%History
WHWKWhitehawk Therapeutics, Inc.COM18,094$87.6K<0.1%History
WRNWestern Copper & Gold CorpStock59,638$81.4K<0.1%History
NBPNovaBridge BiosciencesSPONSORED ADS60,400$79.7K<0.1%History
KZRKezar Life Sciences, Inc.COM53,625$63.8K<0.1%History
Polymet MNG Corp731916409COM NEW15,689$32.6K<0.1%–