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Livermore
Livermore
ZHEN

Alps Advisors Inc

SEC CIK
0001376113
Latest filing
Jul 29, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
994
−19 vs. Q1 2023
Portfolio value
$11.5B
+$193.4M (+1.7%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Alps Advisors Inc in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Polymet MNG Corp731916409COM NEW10,983$8.68K<0.1%+10,983New–
TMQTrilogy Metals Inc.COM42,767$25.4K<0.1%+18,787+78.3%AddedHistory
SVMSilvercorp Metals IncCOM11,181$31.5K<0.1%+11,181NewHistory
EXKEndeavour Silver CorpCOM14,288$41.3K<0.1%+14,288NewHistory
NAKNorthern Dynasty Minerals LtdCOM NEW175,112$42.0K<0.1%+61,781+54.5%AddedHistory
WRNWestern Copper & Gold CorpStock41,794$63.9K<0.1%+15,734+60.4%AddedHistory
SLIStandard Lithium Ltd.COM17,896$80.5K<0.1%−7,625−29.9%ReducedHistory
PDSBPDS Biotechnology CorpCOM22,658$114.0K<0.1%+3,880+20.7%AddedHistory
WHWKWhitehawk Therapeutics, Inc.COM17,965$122.9K<0.1%+1,891+11.8%AddedHistory
ALTAltimmune, Inc.COM NEW36,233$127.9K<0.1%+3,768+11.6%AddedHistory
KZRKezar Life Sciences, Inc.COM53,223$130.4K<0.1%+8,094+17.9%AddedHistory
IEIvanhoe Electric Inc.COM10,099$131.7K<0.1%+10,099NewHistory
TGBTrekor Metals LtdCOM100,145$143.2K<0.1%+34,842+53.4%AddedHistory
KPTIKaryopharm Therapeutics Inc.COM83,803$150.0K<0.1%+83,803NewHistory
HPKHighPeak Energy, Inc.COM13,955$151.8K<0.1%+105+0.8%AddedHistory
HBMHudbay Minerals Inc.COM32,300$155.0K<0.1%+14,594+82.4%AddedHistory
IFRXInflaRx N.V.COM39,778$177.4K<0.1%+39,778NewHistory
NBPNovaBridge BiosciencesSPONSORED ADS61,333$183.4K<0.1%+6,659+12.2%AddedHistory
KEYKeycorpCOM20,280$187.4K<0.1%−11,174−35.5%ReducedHistory
HFWAHeritage Financial CorpCOM13,340$215.7K<0.1%+100+0.8%AddedHistory
TITNTitan Machinery Inc.COM7,315$215.8K<0.1%+55+0.8%AddedHistory
SJTSan Juan Basin Royalty TrustUNIT BEN INT29,438$218.7K<0.1%+220+0.8%AddedHistory
HAFCHanmi Financial CorpCOM NEW14,806$221.1K<0.1%+105+0.7%AddedHistory
ALXOAlx Oncology Holdings IncCOM30,041$225.6K<0.1%+3,191+11.9%AddedHistory
LACLithium Americas Corp.COM NEW11,179$225.9K<0.1%−2,405−17.7%ReducedHistory
KALVKalVista Pharmaceuticals, Inc.COM25,116$226.0K<0.1%+25,116NewHistory
ASCArdmore Shipping CorpCOM18,305$226.1K<0.1%+135+0.7%AddedHistory
MOSMosaic CoCOM6,470$226.4K<0.1%−1,165−15.3%ReducedHistory
SGMLSigma Lithium CorpStock5,674$228.7K<0.1%−3,589−38.7%ReducedHistory
CMAComerica IncCOM5,402$228.8K<0.1%+40+0.7%AddedHistory
AVIRAtea Pharmaceuticals, Inc.COM61,302$229.3K<0.1%+6,395+11.6%AddedHistory
WALWestern Alliance BancorporationCOM6,438$234.8K<0.1%+45+0.7%AddedHistory
TCBKTrico BancsharesCOM7,100$235.7K<0.1%+50+0.7%AddedHistory
ARCHArch Resources, Inc.CL A2,093$236.0K<0.1%+15+0.7%AddedHistory
OCFCOceanfirst Financial CorpCOM15,170$237.0K<0.1%+120+0.8%AddedHistory
PPBIPacific Premier Bancorp IncCOM11,466$237.1K<0.1%+90+0.8%AddedHistory
MKTXMarketaxess Holdings IncCOM915$239.2K<0.1%+5+0.5%AddedHistory
FRMEFirst Merchants CorpCOM8,495$239.8K<0.1%+65+0.8%AddedHistory
CFGCitizens Financial Group IncCOM9,220$240.5K<0.1%+70+0.8%AddedHistory
BKHBlack Hills CorpCOM4,013$241.8K<0.1%+4,013NewHistory
JXNJackson Financial Inc.COM CL A7,938$243.0K<0.1%+60+0.8%AddedHistory
MGNXMacrogenics IncCOM45,453$243.2K<0.1%+45,453NewHistory
BANRBanner CorpCOM NEW5,620$245.4K<0.1%+40+0.7%AddedHistory
FBNCFirst BancorpCOM8,280$246.3K<0.1%+60+0.7%AddedHistory
CNOBConnectOne Bancorp, Inc.COM14,896$247.1K<0.1%+110+0.7%AddedHistory
CPFCentral Pacific Financial CorpCOM NEW15,740$247.3K<0.1%+120+0.8%AddedHistory
EFSCEnterprise Financial Services CorpCOM6,335$247.7K<0.1%+50+0.8%AddedHistory
IPIIntrepid Potash, Inc.COM10,941$248.3K<0.1%+85+0.8%AddedHistory
PFSProvident Financial Services IncCOM15,345$250.7K<0.1%+115+0.8%AddedHistory
UMBFUmb Financial CorpCOM4,119$250.8K<0.1%+25+0.6%AddedHistory
STBAS&T Bancorp IncCOM9,320$253.4K<0.1%+70+0.8%AddedHistory
CRUSCirrus Logic, Inc.Stock3,151$255.3K<0.1%+20+0.6%AddedHistory
INSWInternational Seaways, Inc.COM6,690$255.8K<0.1%+50+0.8%AddedHistory
THTarget Hospitality Corp.COM19,065$255.9K<0.1%+145+0.8%AddedHistory
HBANHuntington Bancshares IncCOM23,758$256.1K<0.1%−12,870−35.1%ReducedHistory
CADECadence BancorporationEQUITY US CM13,090$257.1K<0.1%+100+0.8%AddedHistory
PGCPeapack Gladstone Financial CorpCOM9,545$258.5K<0.1%+75+0.8%AddedHistory
BYByline Bancorp, Inc.COM14,335$259.3K<0.1%+105+0.7%AddedHistory
EGYVaalco Energy IncCOM NEW69,049$259.6K<0.1%+520+0.8%AddedHistory
TRSTTrustco Bank Corp N YCOM NEW9,200$263.2K<0.1%+75+0.8%AddedHistory
DALDelta Air Lines, Inc.COM NEW5,583$265.4K<0.1%+5,583NewHistory
CATYCathay General BancorpCOM8,246$265.4K<0.1%+65+0.8%AddedHistory
WAFDWafd IncStock10,021$265.8K<0.1%+70+0.7%AddedHistory
EWBCEast West Bancorp IncCOM5,065$267.4K<0.1%+40+0.8%AddedHistory
BTUPeabody Energy CorpCOM12,358$267.7K<0.1%+90+0.7%AddedHistory
EVRIEveri Holdings Inc.COM18,540$268.1K<0.1%+140+0.8%AddedHistory
RESRPC IncCOM37,590$268.8K<0.1%+280+0.8%AddedHistory
MRVIMaravai Lifesciences Holdings, Inc.COM CL A21,665$269.3K<0.1%+165+0.8%AddedHistory
UCBUnited Community Banks IncCOM10,820$270.4K<0.1%+80+0.7%AddedHistory
KOSKosmos Energy Ltd.COM45,441$272.2K<0.1%+340+0.8%AddedHistory
HPPHudson Pacific Properties, Inc.COM64,708$273.1K<0.1%+16,876+35.3%AddedHistory
UANCVR Partners, LPCOM3,397$274.1K<0.1%+30+0.9%AddedHistory
FITBFifth Third BancorpCOM10,458$274.1K<0.1%+75+0.7%AddedHistory
FMCFMC CorpCOM NEW2,635$274.9K<0.1%+25+1.0%AddedHistory
FFINFirst Financial Bankshares IncCOM9,660$275.2K<0.1%+75+0.8%AddedHistory
SSBSouthState Bank CorpCOM4,194$276.0K<0.1%+30+0.7%AddedHistory
MRSNMersana Therapeutics, Inc.COM84,080$276.6K<0.1%+12,909+18.1%AddedHistory
BBWBuild-A-Bear Workshop IncCOM12,920$276.7K<0.1%+90+0.7%AddedHistory
SNVSynovus Financial CorpCOM NEW9,153$276.9K<0.1%+65+0.7%AddedHistory
SRSpire IncCOM4,367$277.0K<0.1%+1,352+44.8%AddedHistory
ONBOld National BancorpStock19,900$277.4K<0.1%+150+0.8%AddedHistory
WATWaters CorpCOM1,043$278.0K<0.1%+10+1.0%AddedHistory
VNDAVanda Pharmaceuticals Inc.COM42,224$278.3K<0.1%+4,814+12.9%AddedHistory
WBSWebster Financial CorpCOM7,380$278.6K<0.1%+50+0.7%AddedHistory
RFRegions Financial CorpCOM15,663$279.1K<0.1%+115+0.7%AddedHistory
PFBCPreferred BankCOM NEW5,102$280.6K<0.1%+40+0.8%AddedHistory
HOGHarley-Davidson, Inc.COM7,990$281.3K<0.1%+60+0.8%AddedHistory
OXMOxford Industries IncCOM2,861$281.6K<0.1%+25+0.9%AddedHistory
QCRHQCR Holdings IncCOM6,865$281.7K<0.1%+55+0.8%AddedHistory
VLOValero Energy CorpStock2,405$282.1K<0.1%+15+0.6%AddedHistory
SBRSabine Royalty TrustUNIT BEN INT4,292$283.0K<0.1%+35+0.8%AddedHistory
NWENorthWestern Energy Group, Inc.COM NEW5,035$285.8K<0.1%+1,560+44.9%AddedHistory
CBTCabot CorpCOM4,275$286.0K<0.1%+35+0.8%AddedHistory
ASOAcademy Sports & Outdoors, Inc.COM5,305$286.7K<0.1%+35+0.7%AddedHistory
DKSDick's Sporting Goods, Inc.Stock2,170$286.9K<0.1%+10+0.5%AddedHistory
HWCHancock Whitney CorpCOM7,479$287.0K<0.1%+60+0.8%AddedHistory
STLDSteel Dynamics IncCOM2,637$287.2K<0.1%+15+0.6%AddedHistory
KFYKorn FerryCOM NEW5,801$287.4K<0.1%+50+0.9%AddedHistory
DINOHF Sinclair CorpCOM6,444$287.5K<0.1%+45+0.7%AddedHistory
ULTAUlta Beauty, Inc.Stock611$287.5K<0.1%+10+1.7%AddedHistory

Sold out since Q1 2023 (55)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Alps Advisors Inc sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
ROIVRoivant Sciences Ltd.SHS499,683$3.69M<0.1%History
RXDXPrometheus Biosciences, Inc.COM31,316$3.36M<0.1%History
CYTKCytokinetics IncCOM NEW62,694$2.21M<0.1%History
MNTKMontauk Renewables, Inc.COM267,714$2.11M<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM46,259$1.85M<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM71,363$1.81M<0.1%History
BPMCBlueprint Medicines CorpCOM39,523$1.78M<0.1%History
MRTXMirati Therapeutics, Inc.COM38,235$1.42M<0.1%History
ABBNYABB LtdSPONSORED ADR34,507$1.18M<0.1%History
KYNBKyntra Bio, Inc.COM61,902$1.16M<0.1%History
WKHSWorkhorse Group Inc.COM NEW736,646$979.7K<0.1%History
CNNECannae Holdings, Inc.COM47,600$960.6K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM52,273$895.4K<0.1%History
XMQualtrics International Inc.COM CL A48,913$872.1K<0.1%History
BNBROOKFIELD CorpCL A LTD VT SH26,499$863.6K<0.1%History
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.427,510$795.2K<0.1%–
OPKOpko Health, Inc.COM509,055$743.2K<0.1%History
Bellus Health Inc New07987C204COM NEW83,199$599.0K<0.1%–
IMGNImmunoGen, Inc.COM148,874$571.7K<0.1%History
MRUSMerus N.V.COM30,513$561.4K<0.1%History
RGNXREGENXBIO Inc.COM28,632$541.4K<0.1%History
ICLICL Group Ltd.SHS73,830$502.0K<0.1%History
COGTCogent Biosciences, Inc.COM46,045$496.8K<0.1%History
BLTEBelite Bio, IncSPONSORED ADS15,786$458.3K<0.1%History
ARQTArcutis Biotherapeutics, Inc.COM40,244$442.7K<0.1%History
NVAXNovavax IncCOM NEW56,775$393.5K<0.1%History
BTAIQBioXcel Therapeutics, Inc.COM18,458$344.4K<0.1%History
VNOVornado Realty TrustSH BEN INT22,278$342.4K<0.1%History
EBSEmergent BioSolutions Inc.COM33,036$342.3K<0.1%History
ABUSArbutus Biopharma CorpCOM107,107$324.5K<0.1%History
ROCCBaytex Energy USA, Inc.COM7,878$321.7K<0.1%History
AGENAgenus IncCOM NEW200,824$305.3K<0.1%History
HIBBHibbett IncCOM4,820$284.3K<0.1%History
CMPSCOMPASS Pathways plcSPONSORED ADS28,085$278.9K<0.1%History
KLRSKalaris Therapeutics, Inc.COM60,286$237.5K<0.1%History
MRNSMarinus Pharmaceuticals, Inc.COM NEW32,691$225.6K<0.1%History
NGMNGM Biopharmaceuticals IncCOM54,054$220.5K<0.1%History
AMDAdvanced Micro Devices IncStock2,189$214.5K<0.1%History
KODKodiak Sciences Inc.COM34,462$213.7K<0.1%History
ATAIAtai Beckley N.V.SHS109,284$197.8K<0.1%History
TVRDTvardi Therapeutics, Inc.COM35,541$174.5K<0.1%History
GRTSGritstone bio, Inc.COM57,751$160.5K<0.1%History
SIRISirius XM Holdings Inc.COM36,411$144.6K<0.1%History
OCGNOcugen, Inc.COM149,176$127.3K<0.1%History
SXCSunCoke Energy, Inc.COM13,945$125.2K<0.1%History
FULCFulcrum Therapeutics, Inc.COM40,692$116.0K<0.1%History
RIGTransocean Ltd.REGISTERED SHS15,650$99.5K<0.1%History
GNWGenworth Financial IncCOM SHS19,505$97.9K<0.1%History
VLYValley National BancorpCOM10,215$94.4K<0.1%History
MGNIMagnite, Inc.COM10,106$93.6K<0.1%History
AGFirst Majestic Silver CorpCOM12,741$91.9K<0.1%History
BCABBioAtla, Inc.COM31,115$83.4K<0.1%History
Affimed N VN01045108COM96,151$71.7K<0.1%–
SONDSonder Holdings Inc.COMMON STOCK17,137$13.0K<0.1%History
VCSAVacasa, Inc.CLASS A COM12,895$12.4K<0.1%History