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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
3,042
+149 vs. Q3 2023
Portfolio value
$42.2B
+$4.88B (+13.1%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Mariner, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MTTRMatterport, Inc.COM CL A40,319$108.5K<0.1%+6,573+19.5%AddedHistory
TRTXTPG RE Finance Trust, Inc.COM16,778$109.1K<0.1%−2,937−14.9%ReducedHistory
VIRVir Biotechnology, Inc.COM10,978$110.4K<0.1%+10,978NewHistory
UGPUltrapar Holdings IncSP ADR REP COM20,500$111.1K<0.1%+2,109+11.5%AddedHistory
PACBPacific Biosciences of California, Inc.COM11,361$111.5K<0.1%+416+3.8%AddedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM14,504$111.5K<0.1%+14,504NewHistory
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM19,639$112.1K<0.1%+19,639NewHistory
GRNDGrindr Inc.COM12,785$112.3K<0.1%+12,785NewHistory
HTBKHeritage Commerce CorpCOM11,339$112.5K<0.1%+11,339NewHistory
ENICEnel Chile S.A.SPONSORED ADR34,736$112.5K<0.1%+19,271+124.6%AddedHistory
RCMR1 RCM Inc.COM10,722$113.3K<0.1%−18,786−63.7%ReducedHistory
BRYBerry Corp (bry)COM16,190$113.8K<0.1%+16,190NewHistory
DRHDiamondRock Hospitality CoCOM12,144$114.0K<0.1%+12,144NewHistory
FLWS1 800 Flowers Com IncCL A10,688$115.2K<0.1%−1,334−11.1%ReducedHistory
CLSKCleanspark, Inc.COM NEW10,500$115.8K<0.1%+89+0.9%AddedHistory
DRTSAlpha Tau Medical Ltd.ORDINARY SHARES38,584$116.1K<0.1%+38,584NewHistory
DCDakota Gold Corp.COM44,365$116.2K<0.1%+571+1.3%AddedHistory
AGTIAgiliti, Inc.COM14,723$116.6K<0.1%+14,723NewHistory
HCATHealth Catalyst, Inc.COM12,670$117.3K<0.1%−7,626−37.6%ReducedHistory
Golden Ocean Group LtdG39637205SHS NEW12,036$117.5K<0.1%+12,036New–
GTNGray Media, IncCOM13,111$117.5K<0.1%+2,956+29.1%AddedHistory
SKYTSkyWater Technology, LLCCOM12,250$117.8K<0.1%+12,250NewHistory
CLNEClean Energy Fuels Corp.COM30,795$117.9K<0.1%+16,115+109.8%AddedHistory
NCANuveen California Municipal Value FundCOM STK13,334$119.5K<0.1%+13,334NewHistory
MFAMfa Financial, Inc.COM10,603$119.5K<0.1%−3,888−26.8%ReducedHistory
INNSummit Hotel Properties, Inc.COM17,807$119.7K<0.1%−29,242−62.2%ReducedHistory
PHKPIMCO High Income FundCOM SHS24,167$120.6K<0.1%+7,819+47.8%AddedHistory
AWPabrdn Global Premier Properties FundCOM SH BEN INT31,169$120.9K<0.1%−613−1.9%ReducedHistory
BBBLACKBERRY LtdCOM34,392$121.7K<0.1%−7,741−18.4%ReducedHistory
SSLSasol LtdSPONSORED ADR12,291$122.2K<0.1%+1,631+15.3%AddedHistory
CTLPCantaloupe, Inc.COM16,558$122.7K<0.1%+2,154+15.0%AddedHistory
ECBKECB Bancorp, Inc.COM10,000$125.6K<0.1%00.0%UnchangedHistory
LQDALiquidia CorpCOM NEW10,454$125.8K<0.1%−40,881−79.6%ReducedHistory
OPIOffice Properties Income TrustCOM SHS BEN INT17,276$126.5K<0.1%+17,276NewHistory
XELBXCel Brands, Inc.COM NEW98,097$126.5K<0.1%+58,000+144.6%AddedHistory
YEXTYext, Inc.COM21,745$128.1K<0.1%−404−1.8%ReducedHistory
NFBKNorthfield Bancorp, Inc.COM10,250$128.9K<0.1%−9,206−47.3%ReducedHistory
SIDNational Steel CoSPONSORED ADR32,967$129.6K<0.1%−26,483−44.5%ReducedHistory
DISHDISH Network CORPCL A22,495$129.8K<0.1%−5,488−19.6%ReducedHistory
LPROOpen Lending CorpCOM15,302$130.2K<0.1%−28,448−65.0%ReducedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM13,130$131.3K<0.1%+13,130NewHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT12,716$131.7K<0.1%+12,716NewHistory
MTLSMaterialise NVSPONSORED ADS20,227$132.8K<0.1%+312+1.6%AddedHistory
IOVAIovance Biotherapeutics, Inc.COM16,373$133.1K<0.1%−355,477−95.6%ReducedHistory
VVRInvesco Senior Income TrustCOM32,680$134.0K<0.1%+32,680NewHistory
PUMPProPetro Holding Corp.COM16,080$134.8K<0.1%−4,020−20.0%ReducedHistory
WBWEIBO CorpSPONSORED ADR12,383$135.6K<0.1%−1,370−10.0%ReducedHistory
MBIMbia IncCOM22,159$135.6K<0.1%+9,900+80.8%AddedHistory
Tortoiseecofin Acquisition CG8956E208UNIT 99/99/999913,000$137.2K<0.1%00.0%Unchanged–
RLJRLJ Lodging TrustCOM11,737$137.6K<0.1%−712−5.7%ReducedHistory
VETVermilion Energy Inc.COM11,500$138.7K<0.1%+11,500NewHistory
ARDXArdelyx, Inc.COM22,525$139.7K<0.1%+22,525NewHistory
GDYNGrid Dynamics Holdings, Inc.CL A10,491$139.8K<0.1%−3,266−23.7%ReducedHistory
NVTSNavitas Semiconductor CorpCOM17,368$140.2K<0.1%+2,238+14.8%AddedHistory
CDLXCardlytics, Inc.COM15,222$140.2K<0.1%−1,009−6.2%ReducedHistory
Silvercrest Metals Inc828363101COM21,512$140.9K<0.1%+2,829+15.1%Added–
CRFCornerstone Total Return Fund IncCOM20,055$141.6K<0.1%−35,533−63.9%ReducedHistory
WHFWhiteHorse Finance, Inc.COM11,525$141.8K<0.1%+11,525NewHistory
SLIStandard Lithium Ltd.COM70,200$141.8K<0.1%+70,200NewHistory
Starz Entertainment Corp535919401CL A VTG13,016$141.9K<0.1%+234+1.8%Added–
SBSWSibanye Stillwater LtdSPONSORED ADR26,260$142.6K<0.1%−5,954−18.5%ReducedHistory
SPCEVirgin Galactic Holdings, IncCOM58,408$143.1K<0.1%+43,182+283.6%AddedHistory
IONQIonQ, Inc.COM11,592$143.6K<0.1%−960−7.6%ReducedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM28,918$143.7K<0.1%+28,918NewHistory
CXCemex SAB de CVSPON ADR NEW18,586$144.0K<0.1%+1,510+8.8%AddedHistory
GTXGarrett Motion Inc.Stock15,006$145.1K<0.1%+3,345+28.7%AddedHistory
DBOInvesco DB Oil FundOIL FD10,487$145.9K<0.1%+64+0.6%AddedHistory
CTKBCytek Biosciences, Inc.COM16,067$146.5K<0.1%+16,067NewHistory
ASAIYSendas Distributor S.A.SPON ADS10,701$147.9K<0.1%+10,701NewHistory
EADAllspring Income Opportunities FundINC OPPTY FD22,698$148.0K<0.1%−987−4.2%ReducedHistory
SXCSunCoke Energy, Inc.COM13,932$149.6K<0.1%+3,671+35.8%AddedHistory
SBHSally Beauty Holdings, Inc.COM11,301$150.1K<0.1%+747+7.1%AddedHistory
LAURLaureate Education, Inc.COMMON STOCK10,970$150.4K<0.1%+10,970NewHistory
COTYCoty Inc.COM CL A12,178$151.3K<0.1%−1,853−13.2%ReducedHistory
ACREAres Commercial Real Estate CorpCOM14,747$152.8K<0.1%+2,289+18.4%AddedHistory
AWFAlliancebernstein Global High Income Fund IncCOM15,100$152.8K<0.1%+144+1.0%AddedHistory
EGYVaalco Energy IncCOM NEW34,363$154.3K<0.1%−9,541−21.7%ReducedHistory
ECCEagle Point Credit CoCOM16,254$154.4K<0.1%−826−4.8%ReducedHistory
NABLN-able, Inc.COMMON STOCK11,657$154.5K<0.1%−4,959−29.8%ReducedHistory
WSBFWaterstone Financial, Inc.COM10,889$154.6K<0.1%+10,889NewHistory
ROICRetail Opportunity Investments CorpCOM11,039$154.9K<0.1%−3,229−22.6%ReducedHistory
MLCOMelco Resorts & Entertainment LTDADR17,477$155.0K<0.1%−1,670−8.7%ReducedHistory
CNKCinemark Holdings, Inc.COM11,086$156.2K<0.1%−7,082−39.0%ReducedHistory
Advisorshares Tr00768Y453PURE US CANN ETF22,307$156.4K<0.1%−9,135−29.1%Reduced–
JBIJanus International Group, Inc.COMMON STOCK12,048$157.2K<0.1%+12,048NewHistory
SASeabridge Gold IncCOM13,019$157.9K<0.1%+13,019NewHistory
CRD.ACrawford & CoCL A12,022$158.4K<0.1%−5,358−30.8%ReducedHistory
ACCDAccolade, Inc.COM13,217$158.7K<0.1%−3,019−18.6%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM20,619$158.8K<0.1%00.0%UnchangedHistory
OROR Royalties Inc.COM11,119$158.8K<0.1%+11,119NewHistory
ECEcopetrol S.A.SPONSORED ADS13,336$159.0K<0.1%−10,322−43.6%ReducedHistory
PMMFranklin Managed Municipal Income TrustCOM26,280$159.8K<0.1%+26,280NewHistory
GRFEagle Capital Growth Fund, Inc.COM17,490$160.0K<0.1%+595+3.5%AddedHistory
SGSweetgreen, Inc.COM CL A14,195$160.4K<0.1%+1,423+11.1%AddedHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR10,541$160.5K<0.1%−55−0.5%ReducedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF18,935$164.2K<0.1%−12−0.1%ReducedHistory
OISOil States International, IncCOM24,323$165.2K<0.1%−2,472−9.2%ReducedHistory
HOSHornbeck Offshore Services, Inc.Stock16,121$165.7K<0.1%−1,929−10.7%ReducedHistory
MIRMirion Technologies, Inc.COM CL A16,255$166.6K<0.1%+4,195+34.8%AddedHistory
VITLVital Farms, Inc.COM10,655$167.2K<0.1%+10,655NewHistory

Sold out since Q3 2023 (205)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 205 by value last quarter.

Positions of Mariner, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF1,027,813$26.1M0.1%–
ATVIActivision Blizzard, Inc.COM210,195$19.7M0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB734,107$15.6M<0.1%–
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER395,299$11.6M<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS280,012$6.95M<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF134,556$6.77M<0.1%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB122,253$4.07M<0.1%–
iShares Tr46435G318IBONDS DEC2023158,517$4.05M<0.1%–
VMWVmware LLCCL A COM22,243$3.70M<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY113,187$2.66M<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF63,659$2.44M<0.1%–
SGENSeagen Inc.COM8,822$1.87M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS15,781$1.83M<0.1%History
Lattice Strategies Tr518416508HARTFORD MLT SML48,362$1.74M<0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED56,461$1.51M<0.1%–
ORTXOrchard Therapeutics plcSPON ADS NEW192,250$1.49M<0.1%History
KRONKronos Bio, Inc.COM917,436$1.19M<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT53,659$1.17M<0.1%History
Nextera Energy Inc65339F713UNIT 09/01/202530,825$1.17M<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY50,110$1.13M<0.1%–
ZYMEZymeworks Inc.COM162,550$1.03M<0.1%History
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT51,458$913.0K<0.1%–
J P Morgan Exchange Traded F46654Q773JPMORGAM LTD DUR16,312$814.0K<0.1%–
Invesco Exchng Trad SLF Inde46139W502INVT GRD DEFSV34,327$804.5K<0.1%–
TWNKHostess Brands, Inc.CL A23,826$793.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI29,928$749.0K<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN16,725$746.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI28,961$714.0K<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF17,132$577.0K<0.1%–
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR13,547$530.9K<0.1%–
Vanguard Wellington FD921935706US QUALITY4,286$481.4K<0.1%–
VRTVVeritiv CorpCOM2,797$472.5K<0.1%History
CVGWCalavo Growers IncCOM18,158$458.1K<0.1%History
FOXFFox Factory Holding CorpCOM4,491$445.0K<0.1%History
SPDR Index Shs FDS78463X863ST DOW INTL ETF18,016$428.4K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM23,721$421.3K<0.1%History
APOGApogee Enterprises, Inc.COM8,697$409.5K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,288$408.6K<0.1%–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM52,092$398.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP10,117$388.7K<0.1%–
ETDEthan Allen Interiors IncCOM12,587$376.4K<0.1%History
SRCLStericycle IncCOM7,612$340.3K<0.1%History
NATINational Instruments CorpCOM5,700$339.8K<0.1%History
WNS Hldgs Ltd92932M101SPON ADR4,963$339.8K<0.1%–
AMRCAmeresco, Inc.CL A8,787$338.8K<0.1%History
Nuveen PFD & Incm Securties67072C105COM54,873$338.6K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG10,843$321.3K<0.1%–
SPDR Index Shs FDS78463X871ST INTL CAP ETF10,807$315.0K<0.1%–
MPVBarings Participation InvestorsSH BEN INT22,352$300.2K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,424$299.9K<0.1%–
MFICMidCap Financial Investment CorpCOM NEW21,412$294.0K<0.1%History
CRNCCerence Inc.COM14,376$292.8K<0.1%History
MRTXMirati Therapeutics, Inc.COM6,480$282.3K<0.1%History
TRNTrinity Industries IncCOM11,486$279.7K<0.1%History
MCIBarings Corporate InvestorsCOM17,447$278.1K<0.1%History
EVBGEverbridge, Inc.COM12,368$277.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY12,278$276.0K<0.1%–
SKYChampion Homes, Inc.Stock4,225$269.2K<0.1%History
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS2,636$266.4K<0.1%–
VanEck Vectors ETF Tr92189H870ENERGY INCOME4,025$261.9K<0.1%–
Flexshares Tr33939L795STOXX GLOBR INF5,240$253.8K<0.1%–
UANCVR Partners, LPCOM3,043$251.4K<0.1%History
Franklin Templeton ETF Tr35473P819FTSE CHINA14,671$250.7K<0.1%–
NSPInsperity, Inc.COM2,558$249.7K<0.1%History
NHINational Health Investors IncCOM4,802$246.6K<0.1%History
HTHTH World Group LtdSPONSORED ADS6,228$245.6K<0.1%History
EHCEncompass Health CorpCOM3,636$244.2K<0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM14,209$244.1K<0.1%History
iShares Tr46429B671MSCI CHINA ETF5,557$240.6K<0.1%–
PGENPrecigen, Inc.COM168,224$239.1K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF8,940$237.2K<0.1%–
Victory Portfolios II92647N782VCSHS US 500 ENH4,023$237.0K<0.1%–
NEWRNew Relic, Inc.COM2,767$236.9K<0.1%History
SJTSan Juan Basin Royalty TrustUNIT BEN INT34,099$236.3K<0.1%History
ARGOArgo Group International Holdings, Inc.COM7,917$236.2K<0.1%History
CAMTCamtek LtdORD3,751$233.5K<0.1%History
Abcam PLC000380204ADS10,206$231.0K<0.1%–
New York Life Invts Active E45409F843MACK MU INSD ETF10,037$229.3K<0.1%–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM10,634$227.0K<0.1%History
VSTOVista Outdoor Inc.COM6,757$223.8K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM34,000$220.0K<0.1%History
ATRCAtriCure, Inc.COM4,966$217.5K<0.1%History
CWHCamping World Holdings, Inc.CL A10,642$217.2K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC9,011$215.1K<0.1%–
PSNParsons CorpCOM3,926$213.4K<0.1%History
MATMattel IncCOM9,671$213.1K<0.1%History
TDCTeradata CorpStock4,710$212.0K<0.1%History
ALSNAllison Transmission Holdings IncStock3,583$211.6K<0.1%History
HAEHaemonetics CorpCOM2,357$211.1K<0.1%History
CIRCircor International IncCOM3,726$207.7K<0.1%History
CPRICapri Holdings LtdSHS3,904$205.4K<0.1%History
First Tr Exchng Traded FD VI33740F730FT VEST US EQT6,031$204.3K<0.1%–
HPIJohn Hancock Preferred Income FundSH BEN INT13,892$202.4K<0.1%History
THSTreeHouse Foods, Inc.COM4,633$201.9K<0.1%History
T Rowe Price Exchange-Traded87283Q867CAP APPRECIATION8,125$201.6K<0.1%–
CRCCalifornia Resources CorpCOM STOCK3,596$201.4K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,210$201.2K<0.1%–
EPCEdgewell Personal Care CoCOM5,427$200.6K<0.1%History
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,342$198.0K<0.1%–
First Tr Exchange-Traded FD33735T109COMMON SHS16,803$183.0K<0.1%–