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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
3,042
+149 vs. Q3 2023
Portfolio value
$42.2B
+$4.88B (+13.1%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Mariner, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SABSSAB Biotherapeutics, Inc.Equity69,000$47.4K<0.1%00.0%UnchangedHistory
MVISMicrovision, Inc.COM NEW18,228$48.5K<0.1%+1,619+9.7%AddedHistory
SFIXStitch Fix, Inc.Stock13,641$48.7K<0.1%−48,671−78.1%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM18,091$49.0K<0.1%−850−4.5%ReducedHistory
BLNKBlink Charging Co.COM14,626$49.6K<0.1%+4,135+39.4%AddedHistory
CXEMFS High Income Municipal TrustSH BEN INT14,084$50.0K<0.1%+14,084NewHistory
RUMRUM Group Inc.Stock11,332$50.9K<0.1%+11,332NewHistory
RSIRush Street Interactive, Inc.COM11,468$51.5K<0.1%−1,984−14.7%ReducedHistory
ADPTAdaptive Biotechnologies CorpCOM10,599$51.9K<0.1%+10,599NewHistory
RLXRLX Technology Inc.SPONSORED ADS26,437$52.9K<0.1%−4,536−14.6%ReducedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD15,916$53.2K<0.1%−2,670−14.4%ReducedHistory
Bitfarms Ltd Com09173B107Stock18,616$54.2K<0.1%+8,377+81.8%Added–
IQiQIYI, Inc.SPONSORED ADS11,277$55.0K<0.1%+40+0.4%AddedHistory
HYLNHyliion Holdings Corp.COMMON STOCK71,123$57.9K<0.1%−34,096−32.4%ReducedHistory
SVRASavara IncCOM12,314$57.9K<0.1%+12,314NewHistory
PBIPitney Bowes IncCOM13,277$58.4K<0.1%−8−0.1%ReducedHistory
NBNiocorp Developments LtdCOM NEW18,346$58.5K<0.1%+18,346NewHistory
QUADQuad/Graphics, Inc.COM CL A10,955$59.4K<0.1%−361−3.2%ReducedHistory
BRBSBlue Ridge Bankshares, Inc.COM19,672$59.6K<0.1%+19,672NewHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR11,848$60.1K<0.1%+1,708+16.8%AddedHistory
CMLSQCumulus Media IncCOM CL A11,342$60.3K<0.1%−99−0.9%ReducedHistory
SMRTSmartRent, Inc.COM CL A19,016$60.7K<0.1%+19,016NewHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A10,264$62.3K<0.1%+10,264NewHistory
STKLSunOpta Inc.COM11,491$62.9K<0.1%+11,491NewHistory
TSVT2seventy bio, Inc.COMMON STOCK14,775$63.1K<0.1%−1,285−8.0%ReducedHistory
NGNovagold Resources IncCOM NEW16,969$63.5K<0.1%−5,668−25.0%ReducedHistory
HLLYHolley Inc.COM13,099$63.8K<0.1%+13,099NewHistory
SLGCSomaLogic, Inc.CLASS A COM25,724$65.1K<0.1%+25,724NewHistory
GUTGabelli Utility TrustCOM12,109$65.6K<0.1%+12,109NewHistory
IAUXi-80 Gold Corp.COM37,412$65.8K<0.1%+15,920+74.1%AddedHistory
WTIW&T Offshore IncCOM20,227$65.9K<0.1%+6,033+42.5%AddedHistory
JMIAJumia Technologies AGSPONSORED ADS18,722$66.1K<0.1%+18,722NewHistory
CGNTCognyte Software Ltd.ORD SHS10,634$68.4K<0.1%+10,634NewHistory
PACKRanpak Holdings Corp.COM CL A11,817$68.8K<0.1%+1,743+17.3%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A29,496$69.0K<0.1%+12,874+77.5%AddedHistory
GGBGerdau S.A.SPON ADR REP PFD14,247$69.1K<0.1%−13,906−49.4%ReducedHistory
SLDPSolid Power, Inc.CLASS A COM47,727$69.2K<0.1%+25,621+115.9%AddedHistory
CNSLConsolidated Communications Holdings, Inc.COM16,132$70.2K<0.1%−678−4.0%ReducedHistory
SABRSabre CorpCOM16,139$71.0K<0.1%+2,734+20.4%AddedHistory
AMWLAmerican Well CorpCL A47,978$71.5K<0.1%+20,354+73.7%AddedHistory
Lithium Americas Argentina Cor Com Shs53681K100Stock11,430$72.2K<0.1%+11,430New–
LACLithium Americas Corp.Stock11,507$73.6K<0.1%−7,211−38.5%ReducedHistory
NNOXNano-X Imaging Ltd.ORD SHS11,590$73.8K<0.1%−6,036−34.2%ReducedHistory
OMOutset Medical, Inc.COM13,837$74.9K<0.1%+13,837NewHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A15,928$75.2K<0.1%+1,999+14.4%AddedHistory
LPSNLiveperson IncCOM20,111$76.2K<0.1%−2,705−11.9%ReducedHistory
STEMStem, Inc.CL A19,679$76.4K<0.1%+3,028+18.2%AddedHistory
FAMFirst Trust/Abrdn Global Opportunity Income FundCOM SHS12,150$76.4K<0.1%00.0%UnchangedHistory
PGREParamount Group, Inc.COM14,871$76.9K<0.1%−7,451−33.4%ReducedHistory
QNCXQuince Therapeutics, Inc.COM74,074$77.8K<0.1%−1,005−1.3%ReducedHistory
NEXNNexxen International Ltd.ADS15,386$77.9K<0.1%+15,386NewHistory
Sunpower Corp867652406COM16,147$78.0K<0.1%+4,809+42.4%Added–
KCKingsoft Cloud Holdings LtdADS20,779$78.5K<0.1%−4,944−19.2%ReducedHistory
ADTNADTRAN Holdings, Inc.COM10,810$79.3K<0.1%+10,810NewHistory
BLUEbluebird bio, Inc.COM57,751$79.7K<0.1%+2,025+3.6%AddedHistory
CLMCornerstone Strategic Investment Fund, Inc.COM11,106$79.9K<0.1%−20,823−65.2%ReducedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR13,278$80.6K<0.1%−9,973−42.9%ReducedHistory
BRF SA10552T107SPONSORED ADR29,090$80.9K<0.1%+2,275+8.5%Added–
INNVInnovAge Holding Corp.COM13,578$81.5K<0.1%+13,578NewHistory
MLSSMilestone Scientific Inc.COM NEW121,750$84.0K<0.1%00.0%UnchangedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT18,550$84.4K<0.1%−355−1.9%ReducedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM11,000$84.9K<0.1%−15,800−59.0%ReducedHistory
NXDRNextdoor Holdings, Inc.COM CL A45,458$85.9K<0.1%+4,099+9.9%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST26,607$85.9K<0.1%−9,347−26.0%Reduced–
MCRMFS Charter Income TrustSH BEN INT13,312$86.0K<0.1%+1,336+11.2%AddedHistory
INVZInnoviz Technologies Ltd.SHS34,028$86.1K<0.1%+34,028NewHistory
RLMDRelmada Therapeutics, Inc.COM20,868$86.4K<0.1%−2,385−10.3%ReducedHistory
SCWO374Water Inc.Common Stock61,000$86.6K<0.1%−25,000−29.1%ReducedHistory
CIOCity Office REIT, Inc.COM14,261$87.1K<0.1%−1,438−9.2%ReducedHistory
RWTRedwood Trust IncCOM11,781$87.3K<0.1%+11,781NewHistory
EGANEGAIN CorpCOM NEW10,624$88.5K<0.1%+500+4.9%AddedHistory
OLPXOlaplex Holdings, Inc.COM34,887$88.6K<0.1%+21,798+166.5%AddedHistory
SGHCSuper Group (SGHC) LtdORD SHS28,051$88.9K<0.1%+3,662+15.0%AddedHistory
NKTXNkarta, Inc.COM13,474$88.9K<0.1%−17,474−56.5%ReducedHistory
ASTRAstra Space, Inc.CL A NEW39,231$89.4K<0.1%−3,641−8.5%ReducedHistory
First Tr MLP & Energy Incom33739B104COM10,513$90.1K<0.1%−67,018−86.4%Reduced–
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT12,316$90.3K<0.1%00.0%UnchangedHistory
ASPSAltisource Portfolio Solutions S.A.REG SHS26,000$92.6K<0.1%+26,000NewHistory
MFMAberdeen Municipal Income FundSH BEN INT18,016$93.1K<0.1%+18,016NewHistory
ATOSAtossa Therapeutics, Inc.COM105,910$93.2K<0.1%00.0%UnchangedHistory
RESRPC IncCOM12,823$93.4K<0.1%+12,823NewHistory
AURAurora Innovation, Inc.CLASS A COM21,586$94.3K<0.1%+21,586NewHistory
GENIGenius Sports LtdSHARES CL A15,314$94.6K<0.1%−2,168−12.4%ReducedHistory
HOUSAnywhere Real Estate Inc.COM11,833$96.0K<0.1%−11,353−49.0%ReducedHistory
OPFIOppFi Inc.COM CL A19,017$97.4K<0.1%−3,821−16.7%ReducedHistory
TLRYTilray Brands, Inc.COM CL 242,345$97.4K<0.1%−9,635−18.5%ReducedHistory
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM12,250$97.5K<0.1%−70−0.6%ReducedHistory
GRNTGranite Ridge Resources, Inc.COM16,474$99.2K<0.1%+16,474NewHistory
ACHRArcher Aviation Inc.Stock16,198$99.5K<0.1%−2,174−11.8%ReducedHistory
JFRNuveen Floating Rate Income FundCOM12,201$100.3K<0.1%+12,201NewHistory
OSCROscar Health, Inc.CL A11,152$102.0K<0.1%+11,152NewHistory
PLTMGraniteShares Platinum TrustSHS BEN INT10,608$102.4K<0.1%00.0%UnchangedHistory
TEITempleton Emerging Markets Income FundCOM20,418$104.1K<0.1%+4,081+25.0%AddedHistory
PPTFranklin Premier Income TrustSH BEN INT29,194$104.2K<0.1%+5,302+22.2%AddedHistory
GABGabelli Equity Trust IncCOM20,748$105.4K<0.1%+2,607+14.4%AddedHistory
TNGXTango Therapeutics, Inc.COM10,752$106.4K<0.1%+10,752NewHistory
GFAIGuardforce AI Co., Ltd.SHS NEW32,265$107.1K<0.1%−1,878−5.5%ReducedHistory
BFKBlackRock Municipal Income TrustSH BEN INT10,703$107.8K<0.1%+10,703NewHistory
BLDPBallard Power Systems Inc.COM29,146$107.8K<0.1%+9,093+45.3%AddedHistory
FOCLEdap TMS SASPONSORED ADR20,437$107.9K<0.1%+4,858+31.2%AddedHistory

Sold out since Q3 2023 (205)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 205 by value last quarter.

Positions of Mariner, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF1,027,813$26.1M0.1%–
ATVIActivision Blizzard, Inc.COM210,195$19.7M0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB734,107$15.6M<0.1%–
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER395,299$11.6M<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS280,012$6.95M<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF134,556$6.77M<0.1%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB122,253$4.07M<0.1%–
iShares Tr46435G318IBONDS DEC2023158,517$4.05M<0.1%–
VMWVmware LLCCL A COM22,243$3.70M<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY113,187$2.66M<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF63,659$2.44M<0.1%–
SGENSeagen Inc.COM8,822$1.87M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS15,781$1.83M<0.1%History
Lattice Strategies Tr518416508HARTFORD MLT SML48,362$1.74M<0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED56,461$1.51M<0.1%–
ORTXOrchard Therapeutics plcSPON ADS NEW192,250$1.49M<0.1%History
KRONKronos Bio, Inc.COM917,436$1.19M<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT53,659$1.17M<0.1%History
Nextera Energy Inc65339F713UNIT 09/01/202530,825$1.17M<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY50,110$1.13M<0.1%–
ZYMEZymeworks Inc.COM162,550$1.03M<0.1%History
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT51,458$913.0K<0.1%–
J P Morgan Exchange Traded F46654Q773JPMORGAM LTD DUR16,312$814.0K<0.1%–
Invesco Exchng Trad SLF Inde46139W502INVT GRD DEFSV34,327$804.5K<0.1%–
TWNKHostess Brands, Inc.CL A23,826$793.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI29,928$749.0K<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN16,725$746.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI28,961$714.0K<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF17,132$577.0K<0.1%–
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR13,547$530.9K<0.1%–
Vanguard Wellington FD921935706US QUALITY4,286$481.4K<0.1%–
VRTVVeritiv CorpCOM2,797$472.5K<0.1%History
CVGWCalavo Growers IncCOM18,158$458.1K<0.1%History
FOXFFox Factory Holding CorpCOM4,491$445.0K<0.1%History
SPDR Index Shs FDS78463X863ST DOW INTL ETF18,016$428.4K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM23,721$421.3K<0.1%History
APOGApogee Enterprises, Inc.COM8,697$409.5K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,288$408.6K<0.1%–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM52,092$398.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP10,117$388.7K<0.1%–
ETDEthan Allen Interiors IncCOM12,587$376.4K<0.1%History
SRCLStericycle IncCOM7,612$340.3K<0.1%History
NATINational Instruments CorpCOM5,700$339.8K<0.1%History
WNS Hldgs Ltd92932M101SPON ADR4,963$339.8K<0.1%–
AMRCAmeresco, Inc.CL A8,787$338.8K<0.1%History
Nuveen PFD & Incm Securties67072C105COM54,873$338.6K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG10,843$321.3K<0.1%–
SPDR Index Shs FDS78463X871ST INTL CAP ETF10,807$315.0K<0.1%–
MPVBarings Participation InvestorsSH BEN INT22,352$300.2K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,424$299.9K<0.1%–
MFICMidCap Financial Investment CorpCOM NEW21,412$294.0K<0.1%History
CRNCCerence Inc.COM14,376$292.8K<0.1%History
MRTXMirati Therapeutics, Inc.COM6,480$282.3K<0.1%History
TRNTrinity Industries IncCOM11,486$279.7K<0.1%History
MCIBarings Corporate InvestorsCOM17,447$278.1K<0.1%History
EVBGEverbridge, Inc.COM12,368$277.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY12,278$276.0K<0.1%–
SKYChampion Homes, Inc.Stock4,225$269.2K<0.1%History
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS2,636$266.4K<0.1%–
VanEck Vectors ETF Tr92189H870ENERGY INCOME4,025$261.9K<0.1%–
Flexshares Tr33939L795STOXX GLOBR INF5,240$253.8K<0.1%–
UANCVR Partners, LPCOM3,043$251.4K<0.1%History
Franklin Templeton ETF Tr35473P819FTSE CHINA14,671$250.7K<0.1%–
NSPInsperity, Inc.COM2,558$249.7K<0.1%History
NHINational Health Investors IncCOM4,802$246.6K<0.1%History
HTHTH World Group LtdSPONSORED ADS6,228$245.6K<0.1%History
EHCEncompass Health CorpCOM3,636$244.2K<0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM14,209$244.1K<0.1%History
iShares Tr46429B671MSCI CHINA ETF5,557$240.6K<0.1%–
PGENPrecigen, Inc.COM168,224$239.1K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF8,940$237.2K<0.1%–
Victory Portfolios II92647N782VCSHS US 500 ENH4,023$237.0K<0.1%–
NEWRNew Relic, Inc.COM2,767$236.9K<0.1%History
SJTSan Juan Basin Royalty TrustUNIT BEN INT34,099$236.3K<0.1%History
ARGOArgo Group International Holdings, Inc.COM7,917$236.2K<0.1%History
CAMTCamtek LtdORD3,751$233.5K<0.1%History
Abcam PLC000380204ADS10,206$231.0K<0.1%–
New York Life Invts Active E45409F843MACK MU INSD ETF10,037$229.3K<0.1%–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM10,634$227.0K<0.1%History
VSTOVista Outdoor Inc.COM6,757$223.8K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM34,000$220.0K<0.1%History
ATRCAtriCure, Inc.COM4,966$217.5K<0.1%History
CWHCamping World Holdings, Inc.CL A10,642$217.2K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC9,011$215.1K<0.1%–
PSNParsons CorpCOM3,926$213.4K<0.1%History
MATMattel IncCOM9,671$213.1K<0.1%History
TDCTeradata CorpStock4,710$212.0K<0.1%History
ALSNAllison Transmission Holdings IncStock3,583$211.6K<0.1%History
HAEHaemonetics CorpCOM2,357$211.1K<0.1%History
CIRCircor International IncCOM3,726$207.7K<0.1%History
CPRICapri Holdings LtdSHS3,904$205.4K<0.1%History
First Tr Exchng Traded FD VI33740F730FT VEST US EQT6,031$204.3K<0.1%–
HPIJohn Hancock Preferred Income FundSH BEN INT13,892$202.4K<0.1%History
THSTreeHouse Foods, Inc.COM4,633$201.9K<0.1%History
T Rowe Price Exchange-Traded87283Q867CAP APPRECIATION8,125$201.6K<0.1%–
CRCCalifornia Resources CorpCOM STOCK3,596$201.4K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,210$201.2K<0.1%–
EPCEdgewell Personal Care CoCOM5,427$200.6K<0.1%History
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,342$198.0K<0.1%–
First Tr Exchange-Traded FD33735T109COMMON SHS16,803$183.0K<0.1%–