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Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
3,042
+149 vs. Q3 2023
Portfolio value
$42.2B
+$4.88B (+13.1%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Mariner, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock14,840$00.0%−154−1.0%ReducedHistory
Bristol Myers Squibb Co110122140RIGHT 12/30/203012,730$1.15K<0.1%+12,730New–
Lumiradx LimitedG5709L109SHS30,000$1.89K<0.1%00.0%Unchanged–
KULRKULR Technology Group, Inc.Common Stock15,733$2.91K<0.1%+15,733NewHistory
INSGInseego Corp.COM14,701$3.23K<0.1%−492−3.2%ReducedHistory
AIIOWRobo.ai Inc.*W EXP 12/31/20220,000$3.33K<0.1%00.0%UnchangedHistory
SLNASelina Hospitality PLCORDINARY SHARES21,967$3.91K<0.1%00.0%UnchangedHistory
DSSDSS, Inc.COM42,310$5.08K<0.1%00.0%UnchangedHistory
Cybin Ord23256X100COM13,650$5.60K<0.1%−1,159−7.8%Reduced–
OTLKOutlook Therapeutics, Inc.COM NEW15,384$6.06K<0.1%+15,384NewHistory
AQMSAqua Metals, Inc.COM10,000$7.60K<0.1%−32,720−76.6%ReducedHistory
JVACoffee Holding Co IncCOM10,000$8.98K<0.1%00.0%UnchangedHistory
TRXTRX GOLD CorpCOM24,680$9.38K<0.1%00.0%UnchangedHistory
Fluidigm Corp Del34385PAA6NOTE 2.750% 2/010,000$9.89K<0.1%+10,000New–
AEVAAeva Technologies, Inc.COM13,234$10.0K<0.1%+536+4.2%AddedHistory
VWEVintage Wine Estates, Inc.COM20,500$10.3K<0.1%−702−3.3%ReducedHistory
CalAmp Corp.128126109COM45,500$11.4K<0.1%+45,500New–
WKHSWorkhorse Group Inc.COM NEW31,889$11.5K<0.1%−29,893−48.4%ReducedHistory
QVCGAOld QVC Group, Inc.COM SER A13,757$12.0K<0.1%+13,757NewHistory
QTTBQ32 Bio Inc.COM19,833$12.1K<0.1%00.0%UnchangedHistory
AMLIFAmerican Lithium Corp.COM11,000$12.1K<0.1%+11,000NewHistory
PetIQ, Inc.71639TAB2NOTE 4.000% 6/013,000$13.0K<0.1%00.0%Unchanged–
VRMVroom, Inc.COM21,938$13.2K<0.1%+10,970+100.0%AddedHistory
Taboola.com Ltd.M8744T114*W EXP 06/29/20229,899$13.5K<0.1%00.0%Unchanged–
DMDesktop Metal, Inc.COM CL A18,364$13.8K<0.1%−11,810−39.1%ReducedHistory
EOSEEos Energy Enterprises, Inc.COM CL A13,388$14.6K<0.1%−3,819−22.2%ReducedHistory
KAMAN Corp483548AF0NOTE 3.250% 5/015,000$14.7K<0.1%00.0%Unchanged–
TELLTellurian Inc.COM19,475$14.7K<0.1%+19,475NewHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/015,000$15.0K<0.1%00.0%Unchanged–
SENSSenseonics Holdings, Inc.COM26,283$15.0K<0.1%+5,050+23.8%AddedHistory
Lilium N VN52586109CLASS A ORD SHS12,909$15.2K<0.1%−8,155−38.7%Reduced–
GWHESS Tech, Inc.CL SHS13,731$15.7K<0.1%−7,859−36.4%ReducedHistory
ACBAurora Cannabis IncCOM33,822$16.1K<0.1%+22,131+189.3%AddedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES27,583$16.1K<0.1%+853+3.2%AddedHistory
LCTXLineage Cell Therapeutics, Inc.COM14,840$16.2K<0.1%−17,162−53.6%ReducedHistory
Immunoprecise Antibodies Ltd45257F200COM NEW10,000$17.1K<0.1%+10,000New–
GALTGalectin Therapeutics IncCOM NEW10,878$18.1K<0.1%00.0%UnchangedHistory
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/20293,888$18.1K<0.1%00.0%UnchangedHistory
BFXBowflex Inc.COM23,556$18.1K<0.1%+23,556NewHistory
GOEVCanoo Inc.COM CL A70,723$18.2K<0.1%+36,142+104.5%AddedHistory
FEMYFemasys IncCOM18,738$18.3K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM20,990$18.4K<0.1%−4,158−16.5%ReducedHistory
AGM.AFederal Agricultural Mortgage CorpCL A16,240$18.6K<0.1%+16,240NewHistory
CATXPerspective Therapeutics, Inc.COM47,778$19.2K<0.1%+47,778NewHistory
PETVPetVivo Holdings, Inc.COM18,250$19.3K<0.1%+18,250NewHistory
OCEAOcean Biomedical, Inc.COM29,640$19.6K<0.1%+29,640NewHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.11,636$20.6K<0.1%−4,201−26.5%Reduced–
EVAEnviva, LLCCOM20,987$20.9K<0.1%+20,987NewHistory
WDHWaterdrop Inc.ADS20,820$21.7K<0.1%−10,678−33.9%ReducedHistory
VATEINNOVATE Corp.COM18,000$22.1K<0.1%+18,000NewHistory
CLSDClearside Biomedical, Inc.COM18,950$22.2K<0.1%+18,950NewHistory
NTBLNotable Labs, Ltd.ORD SHS12,003$22.7K<0.1%+12,003NewHistory
CGENCompugen LtdORD11,690$23.1K<0.1%−22,822−66.1%ReducedHistory
EGIOEdgio, Inc.COM67,685$23.2K<0.1%+40,017+144.6%AddedHistory
InterDigital, Inc.45867GAB7NOTE 2.000% 6/018,000$24.0K<0.1%00.0%Unchanged–
FSRFisker Inc.CL A COM STK14,586$25.5K<0.1%−10,366−41.5%ReducedHistory
NBPNovaBridge BiosciencesSPONSORED ADS13,598$25.8K<0.1%+13,598NewHistory
MKTWMarketwise, Inc.COM CL A10,113$27.6K<0.1%+10,113NewHistory
POWWOutdoor Holding CoCOM13,361$28.1K<0.1%−957−6.7%ReducedHistory
BFIBurgerFi International, Inc.COM32,927$28.3K<0.1%00.0%UnchangedHistory
ICCTiCoreConnect Inc.COM23,826$29.5K<0.1%00.0%UnchangedHistory
ARQArq, Inc.COM10,000$29.8K<0.1%+10,000NewHistory
SHCRSharecare, Inc.COM CL A27,653$29.9K<0.1%−28,662−50.9%ReducedHistory
GRWGGrowGeneration Corp.COM12,282$30.8K<0.1%−8,492−40.9%ReducedHistory
TGBTrekor Metals LtdCOM22,121$31.0K<0.1%−5,143−18.9%ReducedHistory
PROKProkidney Corp.COMMON STOCK17,659$31.4K<0.1%+17,659NewHistory
Prestige Wealth IncG7244A101ORD SHS15,009$31.5K<0.1%00.0%Unchanged–
AGENAgenus IncCOM NEW39,601$32.8K<0.1%+39,601NewHistory
AMRNAmarin Corp PLCSPONS ADR NEW37,862$32.9K<0.1%+16,191+74.7%AddedHistory
SESSES AI CorpCL A COM18,109$33.1K<0.1%+7,390+68.9%AddedHistory
CHRSCoherus Oncology, Inc.COM10,000$33.3K<0.1%+10,000NewHistory
MEHCQChrome Holding Co.CLASS A COM36,651$33.5K<0.1%−37,241−50.4%ReducedHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT14,646$33.5K<0.1%−835−5.4%ReducedHistory
VGASVerde Clean Fuels, Inc.CLASS A COM14,398$34.0K<0.1%+14,398NewHistory
GERNGeron CorpCOM16,668$35.2K<0.1%−678−3.9%ReducedHistory
New Gold Inc Cda644535106COM24,621$35.9K<0.1%+9,425+62.0%Added–
TUPTupperware Brands CorpCOM18,027$36.1K<0.1%−3,951−18.0%ReducedHistory
PRQRProQR Therapeutics N.V.SHS EURO18,334$36.3K<0.1%00.0%UnchangedHistory
STLNStarling Oncology, Inc.COM18,302$37.3K<0.1%00.0%UnchangedHistory
ADVMAdverum Biotechnologies, Inc.COM50,000$37.6K<0.1%00.0%UnchangedHistory
SWIMLatham Group, Inc.COM14,365$37.8K<0.1%+14,365NewHistory
SABASaba Capital Income & Opportunities Fund IICOM10,126$38.4K<0.1%−30,620−75.1%ReducedHistory
ACRSAclaris Therapeutics, Inc.COM36,657$38.5K<0.1%+36,657NewHistory
FREEWhole Earth Brands, Inc.COM CL A11,410$38.9K<0.1%−2,284−16.7%ReducedHistory
INOInovio Pharmaceuticals, Inc.COM NEW77,153$39.3K<0.1%+1,060+1.4%AddedHistory
Maiden Holdings, Ltd.G5753U112SHS17,788$40.7K<0.1%−2,572−12.6%Reduced–
GSATGlobalstar, Inc.COM21,140$41.0K<0.1%−4,835−18.6%ReducedHistory
TLSTelos CorpCOM11,280$41.2K<0.1%−1,370−10.8%ReducedHistory
VEEETwin Vee PowerCats, Co.COM29,118$41.3K<0.1%00.0%UnchangedHistory
IVVDInvivyd, Inc.COM10,501$41.4K<0.1%+262+2.6%AddedHistory
DNNDenison Mines Corp.COM23,436$41.5K<0.1%+3,120+15.4%AddedHistory
FSMFortuna Mining Corp.COM11,145$43.0K<0.1%−12,879−53.6%ReducedHistory
EVGOEVgo Inc.CL A COM12,036$43.1K<0.1%−10,375−46.3%ReducedHistory
Velo3D, Inc.92259N104COMMON STOCK110,614$44.0K<0.1%+110,614New–
LAZRQLuminar Technologies, Inc.COM CL A13,070$44.0K<0.1%−3,638−21.8%ReducedHistory
OPTNOptiNose, Inc.COM34,171$44.1K<0.1%+20,357+147.4%AddedHistory
Wayfair Inc.94419LAM3NOTE 0.625%10/050,000$45.3K<0.1%−15,000−23.1%Reduced–
HUYAHUYA Inc.ADS REP SHS A12,561$46.0K<0.1%−128−1.0%ReducedHistory
BRTXBioRestorative Therapies, Inc.COM NEW26,831$46.7K<0.1%+163+0.6%AddedHistory
FUBOFuboTV Inc.COM14,891$47.4K<0.1%−5,035−25.3%ReducedHistory

Sold out since Q3 2023 (205)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 205 by value last quarter.

Positions of Mariner, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF1,027,813$26.1M0.1%–
ATVIActivision Blizzard, Inc.COM210,195$19.7M0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB734,107$15.6M<0.1%–
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER395,299$11.6M<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS280,012$6.95M<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF134,556$6.77M<0.1%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB122,253$4.07M<0.1%–
iShares Tr46435G318IBONDS DEC2023158,517$4.05M<0.1%–
VMWVmware LLCCL A COM22,243$3.70M<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY113,187$2.66M<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF63,659$2.44M<0.1%–
SGENSeagen Inc.COM8,822$1.87M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS15,781$1.83M<0.1%History
Lattice Strategies Tr518416508HARTFORD MLT SML48,362$1.74M<0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED56,461$1.51M<0.1%–
ORTXOrchard Therapeutics plcSPON ADS NEW192,250$1.49M<0.1%History
KRONKronos Bio, Inc.COM917,436$1.19M<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT53,659$1.17M<0.1%History
Nextera Energy Inc65339F713UNIT 09/01/202530,825$1.17M<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY50,110$1.13M<0.1%–
ZYMEZymeworks Inc.COM162,550$1.03M<0.1%History
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT51,458$913.0K<0.1%–
J P Morgan Exchange Traded F46654Q773JPMORGAM LTD DUR16,312$814.0K<0.1%–
Invesco Exchng Trad SLF Inde46139W502INVT GRD DEFSV34,327$804.5K<0.1%–
TWNKHostess Brands, Inc.CL A23,826$793.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI29,928$749.0K<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN16,725$746.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI28,961$714.0K<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF17,132$577.0K<0.1%–
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR13,547$530.9K<0.1%–
Vanguard Wellington FD921935706US QUALITY4,286$481.4K<0.1%–
VRTVVeritiv CorpCOM2,797$472.5K<0.1%History
CVGWCalavo Growers IncCOM18,158$458.1K<0.1%History
FOXFFox Factory Holding CorpCOM4,491$445.0K<0.1%History
SPDR Index Shs FDS78463X863ST DOW INTL ETF18,016$428.4K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM23,721$421.3K<0.1%History
APOGApogee Enterprises, Inc.COM8,697$409.5K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,288$408.6K<0.1%–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM52,092$398.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP10,117$388.7K<0.1%–
ETDEthan Allen Interiors IncCOM12,587$376.4K<0.1%History
SRCLStericycle IncCOM7,612$340.3K<0.1%History
NATINational Instruments CorpCOM5,700$339.8K<0.1%History
WNS Hldgs Ltd92932M101SPON ADR4,963$339.8K<0.1%–
AMRCAmeresco, Inc.CL A8,787$338.8K<0.1%History
Nuveen PFD & Incm Securties67072C105COM54,873$338.6K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG10,843$321.3K<0.1%–
SPDR Index Shs FDS78463X871ST INTL CAP ETF10,807$315.0K<0.1%–
MPVBarings Participation InvestorsSH BEN INT22,352$300.2K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,424$299.9K<0.1%–
MFICMidCap Financial Investment CorpCOM NEW21,412$294.0K<0.1%History
CRNCCerence Inc.COM14,376$292.8K<0.1%History
MRTXMirati Therapeutics, Inc.COM6,480$282.3K<0.1%History
TRNTrinity Industries IncCOM11,486$279.7K<0.1%History
MCIBarings Corporate InvestorsCOM17,447$278.1K<0.1%History
EVBGEverbridge, Inc.COM12,368$277.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY12,278$276.0K<0.1%–
SKYChampion Homes, Inc.Stock4,225$269.2K<0.1%History
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS2,636$266.4K<0.1%–
VanEck Vectors ETF Tr92189H870ENERGY INCOME4,025$261.9K<0.1%–
Flexshares Tr33939L795STOXX GLOBR INF5,240$253.8K<0.1%–
UANCVR Partners, LPCOM3,043$251.4K<0.1%History
Franklin Templeton ETF Tr35473P819FTSE CHINA14,671$250.7K<0.1%–
NSPInsperity, Inc.COM2,558$249.7K<0.1%History
NHINational Health Investors IncCOM4,802$246.6K<0.1%History
HTHTH World Group LtdSPONSORED ADS6,228$245.6K<0.1%History
EHCEncompass Health CorpCOM3,636$244.2K<0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM14,209$244.1K<0.1%History
iShares Tr46429B671MSCI CHINA ETF5,557$240.6K<0.1%–
PGENPrecigen, Inc.COM168,224$239.1K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF8,940$237.2K<0.1%–
Victory Portfolios II92647N782VCSHS US 500 ENH4,023$237.0K<0.1%–
NEWRNew Relic, Inc.COM2,767$236.9K<0.1%History
SJTSan Juan Basin Royalty TrustUNIT BEN INT34,099$236.3K<0.1%History
ARGOArgo Group International Holdings, Inc.COM7,917$236.2K<0.1%History
CAMTCamtek LtdORD3,751$233.5K<0.1%History
Abcam PLC000380204ADS10,206$231.0K<0.1%–
New York Life Invts Active E45409F843MACK MU INSD ETF10,037$229.3K<0.1%–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM10,634$227.0K<0.1%History
VSTOVista Outdoor Inc.COM6,757$223.8K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM34,000$220.0K<0.1%History
ATRCAtriCure, Inc.COM4,966$217.5K<0.1%History
CWHCamping World Holdings, Inc.CL A10,642$217.2K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC9,011$215.1K<0.1%–
PSNParsons CorpCOM3,926$213.4K<0.1%History
MATMattel IncCOM9,671$213.1K<0.1%History
TDCTeradata CorpStock4,710$212.0K<0.1%History
ALSNAllison Transmission Holdings IncStock3,583$211.6K<0.1%History
HAEHaemonetics CorpCOM2,357$211.1K<0.1%History
CIRCircor International IncCOM3,726$207.7K<0.1%History
CPRICapri Holdings LtdSHS3,904$205.4K<0.1%History
First Tr Exchng Traded FD VI33740F730FT VEST US EQT6,031$204.3K<0.1%–
HPIJohn Hancock Preferred Income FundSH BEN INT13,892$202.4K<0.1%History
THSTreeHouse Foods, Inc.COM4,633$201.9K<0.1%History
T Rowe Price Exchange-Traded87283Q867CAP APPRECIATION8,125$201.6K<0.1%–
CRCCalifornia Resources CorpCOM STOCK3,596$201.4K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,210$201.2K<0.1%–
EPCEdgewell Personal Care CoCOM5,427$200.6K<0.1%History
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,342$198.0K<0.1%–
First Tr Exchange-Traded FD33735T109COMMON SHS16,803$183.0K<0.1%–