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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,893
+66 vs. Q2 2023
Portfolio value
$37.3B
−$139.4M (−0.4%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Mariner, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
PKSTPeakstone Realty TrustCommon Stock13,795$229.5K<0.1%−498−3.5%ReducedHistory
UTZUtz Brands, Inc.COM CL A17,129$230.0K<0.1%−1,562−8.4%ReducedHistory
Abcam PLC000380204ADS10,206$231.0K<0.1%−5,064−33.2%Reduced–
JOYYJOYY Inc.ADS REPSTG COM A6,080$231.7K<0.1%+6,080NewHistory
ERCAllspring Multi-Sector Income FundCOM25,489$232.0K<0.1%00.0%UnchangedHistory
iShares Tr46429B333GNMA BOND ETF5,564$232.5K<0.1%−198−3.4%Reduced–
MSEXMiddlesex Water CoCOM3,509$232.5K<0.1%+90+2.6%AddedHistory
MNTKMontauk Renewables, Inc.COM25,549$232.8K<0.1%+5,628+28.3%AddedHistory
ACTGAcacia Research CorpACACIA TCH COM63,835$233.0K<0.1%+15,825+33.0%AddedHistory
CMPRCIMPRESS plcSHS EURO3,330$233.1K<0.1%+3,330NewHistory
Sapiens Intl Corp N VG7T16G103SHS8,211$233.4K<0.1%+127+1.6%Added–
CAMTCamtek LtdORD3,751$233.5K<0.1%+3,751NewHistory
IRWDIronwood Pharmaceuticals IncCOM CL A24,254$233.6K<0.1%−5,657−18.9%ReducedHistory
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX4,696$233.6K<0.1%+4,696New–
iShares Tr464289867CORE 60 BALA ETF4,731$233.8K<0.1%+164+3.6%Added–
DKLDelek Logistics Partners, LPCOM UNT RP INT5,605$235.2K<0.1%+105+1.9%AddedHistory
CCCCC4 Therapeutics, Inc.COM STK126,491$235.3K<0.1%−15,317−10.8%ReducedHistory
CMBTCmb.tech NVSHS14,322$235.3K<0.1%+1,841+14.8%AddedHistory
VSHVishay Intertechnology IncCOM9,523$235.4K<0.1%−145−1.5%ReducedHistory
SIGSignet Jewelers LtdSHS3,281$235.6K<0.1%+180+5.8%AddedHistory
PARRPar Pacific Holdings, Inc.COM NEW6,562$235.8K<0.1%+6,562NewHistory
ARGOArgo Group International Holdings, Inc.COM7,917$236.2K<0.1%−198−2.4%ReducedHistory
SJTSan Juan Basin Royalty TrustUNIT BEN INT34,099$236.3K<0.1%+80.0%AddedHistory
NEWRNew Relic, Inc.COM2,767$236.9K<0.1%+2,767NewHistory
AMKRAmkor Technology, Inc.COM10,467$237.0K<0.1%−8,127−43.7%ReducedHistory
Victory Portfolios II92647N782VCSHS US 500 ENH4,023$237.0K<0.1%+4,023New–
iShares Tr464287184CHINA LG-CAP ETF8,940$237.2K<0.1%−2,045−18.6%Reduced–
CBTCabot CorpCOM3,433$237.8K<0.1%+136+4.1%AddedHistory
AVKAdvent Convertible & Income FundCOM22,673$237.8K<0.1%−2,307−9.2%ReducedHistory
PGENPrecigen, Inc.COM168,224$239.1K<0.1%+153,591+1,049.6%AddedHistory
UTFCohen & Steers Infrastructure Fund IncCOM12,232$239.5K<0.1%−10,780−46.8%ReducedHistory
AIRAar CorpStock4,027$239.7K<0.1%+254+6.7%AddedHistory
LCIDLucid Group, Inc.COM42,931$240.0K<0.1%−37,319−46.5%ReducedHistory
CPACopa Holdings, S.A.CL A2,694$240.1K<0.1%−342−11.3%ReducedHistory
SLGNSilgan Holdings IncCOM5,579$240.5K<0.1%−591−9.6%ReducedHistory
iShares Tr46429B671MSCI CHINA ETF5,557$240.6K<0.1%+5,557New–
CARAvis Budget Group, Inc.COM1,340$240.8K<0.1%+98+7.9%AddedHistory
ARCHArch Resources, Inc.CL A1,414$241.2K<0.1%+1,414NewHistory
Franklin Templeton ETF Tr35473P678FTSE UNTD KGDM10,102$241.6K<0.1%+10,102New–
MLIMueller Industries IncCOM3,215$241.7K<0.1%+420+15.0%AddedHistory
CRICarters IncCOM3,495$241.7K<0.1%+139+4.1%AddedHistory
HTLFHeartland Financial USA IncCOM8,212$241.7K<0.1%−160−1.9%ReducedHistory
ALVAutoliv IncCOM2,508$242.0K<0.1%+34+1.4%AddedHistory
NARIInari Medical, Inc.Stock3,701$242.0K<0.1%+3,701NewHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN7,625$242.0K<0.1%+1,143+17.6%AddedHistory
JBTMJBT Marel CorpCOM2,302$242.0K<0.1%+263+12.9%AddedHistory
FSVFirstService CorpCOM1,664$242.2K<0.1%+348+26.4%AddedHistory
BHFBrighthouse Financial, Inc.COM4,952$242.4K<0.1%−6−0.1%ReducedHistory
PTGXProtagonist Therapeutics, IncCOM14,542$242.6K<0.1%+3,708+34.2%AddedHistory
AMBAAmbarella IncSHS4,578$242.8K<0.1%−121−2.6%ReducedHistory
HBMHudbay Minerals Inc.COM49,919$243.1K<0.1%−391−0.8%ReducedHistory
SGMLSigma Lithium CorpStock7,501$243.3K<0.1%+1,327+21.5%AddedHistory
MATXMatson, Inc.COM2,749$243.9K<0.1%+76+2.8%AddedHistory
Liberty Media Corp531229789Stock9,582$244.0K<0.1%+9,582New–
EOSEaton Vance Enhanced Equity Income Fund IICOM14,209$244.1K<0.1%+14,209NewHistory
EHCEncompass Health CorpCOM3,636$244.2K<0.1%+3,636NewHistory
NTRANatera, Inc.COM5,525$244.5K<0.1%+30+0.5%AddedHistory
CRSRCorsair Gaming, Inc.COM16,860$245.0K<0.1%+16,860NewHistory
SARSaratoga Investment Corp.COM NEW9,546$245.3K<0.1%00.0%UnchangedHistory
HTHTH World Group LtdSPONSORED ADS6,228$245.6K<0.1%+596+10.6%AddedHistory
SITMSITIME CorpCOM2,157$246.4K<0.1%−264−10.9%ReducedHistory
SSRMSSR Mining Inc.Stock18,551$246.5K<0.1%+3,031+19.5%AddedHistory
NHINational Health Investors IncCOM4,802$246.6K<0.1%+4,802NewHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD16,257$246.9K<0.1%+16,257New–
ACIAlbertsons Companies, Inc.COMMON STOCK10,862$247.1K<0.1%+10,862NewHistory
VTYXVentyx Biosciences, Inc.COM7,128$247.6K<0.1%+7,128NewHistory
HBIHanesbrands Inc.COM62,522$247.6K<0.1%−15,223−19.6%ReducedHistory
BHRBBurke & Herbert Financial Services Corp.COM5,331$247.7K<0.1%+5,331NewHistory
First Tr Exchng Traded FD VI33740F466FT VEST U.S12,250$249.0K<0.1%+1,500+14.0%Added–
Flagstar Bank, National Association649445103COM21,984$249.3K<0.1%+2,264+11.5%Added–
AELAmerican National Group Inc.COM4,653$249.6K<0.1%−1,067−18.7%ReducedHistory
ProShares Tr74347R305PSHS ULTRA DOW303,935$249.6K<0.1%−61−1.5%Reduced–
Advisorshares Tr00768Y453PURE US CANN ETF31,442$249.7K<0.1%+2,529+8.7%Added–
NSPInsperity, Inc.COM2,558$249.7K<0.1%−212−7.7%ReducedHistory
iShares Tr464288836U.S. PHARMA ETF1,412$249.8K<0.1%00.0%Unchanged–
HPPHudson Pacific Properties, Inc.COM37,590$250.0K<0.1%+20,929+125.6%AddedHistory
AIRCApartment Income REIT Corp.COM8,145$250.1K<0.1%−9,334−53.4%ReducedHistory
TRMKTrustmark CorpCOM11,530$250.5K<0.1%−461−3.8%ReducedHistory
BVSBioventus Inc.COM CL A75,944$250.6K<0.1%−45−0.1%ReducedHistory
Franklin Templeton ETF Tr35473P819FTSE CHINA14,671$250.7K<0.1%+14,671New–
OSUROrasure Technologies IncCOM42,291$250.8K<0.1%+8,884+26.6%AddedHistory
NRIXNurix Therapeutics, Inc.COM31,927$250.9K<0.1%−779−2.4%ReducedHistory
Global X FDS37954Y848GLOBAL X SILVER10,489$251.0K<0.1%+10,489New–
OPCHOption Care Health, Inc.COM NEW7,766$251.2K<0.1%+7,766NewHistory
UANCVR Partners, LPCOM3,043$251.4K<0.1%+325+12.0%AddedHistory
MYGNMyriad Genetics IncCOM15,695$251.7K<0.1%−1,188−7.0%ReducedHistory
SANMSanmina CorpCOM4,646$252.2K<0.1%+348+8.1%AddedHistory
PENNPENN Entertainment, Inc.COM10,989$252.2K<0.1%+1,988+22.1%AddedHistory
BCPCBalchem CorpCOM2,033$252.2K<0.1%+160+8.5%AddedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS5,902$252.6K<0.1%00.0%UnchangedConverted for a 3-for-1 split–
BECNQxo Building Products, Inc.COM3,277$252.9K<0.1%−644−16.4%ReducedHistory
BDNBrandywine Realty TrustSH BEN INT NEW55,753$253.1K<0.1%+2,857+5.4%AddedHistory
CWSTCasella Waste Systems IncCL A3,318$253.2K<0.1%+403+13.8%AddedHistory
iShares Tr46436E569ESG SELECT SCRE7,817$253.5K<0.1%00.0%Unchanged–
RRyder System IncCOM2,371$253.6K<0.1%+2,371NewHistory
SPSP Plus CorpCOM7,028$253.7K<0.1%+820+13.2%AddedHistory
KBHKB HomeCOM5,484$253.8K<0.1%+198+3.7%AddedHistory
Flexshares Tr33939L795STOXX GLOBR INF5,240$253.8K<0.1%−170−3.1%Reduced–
INBKFirst Internet BancorpCOM15,668$254.0K<0.1%−674−4.1%ReducedHistory
SPDR Series Trust78464A755ST STR SP METAL4,838$254.0K<0.1%+488+11.2%Added–

Sold out since Q2 2023 (182)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of Mariner, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP192,789$12.0M<0.1%History
Global X FDS37954Y772LNTY THMTC ETF112,031$3.11M<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK36,600$2.42M<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH75,371$2.40M<0.1%–
Franklin Templeton ETF Tr35473P645FRANKLIN FTSE78,606$1.90M<0.1%–
BWBBridgewater Bancshares IncCOM127,454$1.26M<0.1%History
PIMCO ETF Tr72201R866INTER MUN BD ACT21,655$1.12M<0.1%–
Legg Mason ETF Invt52468L505FRANKLIN INTL LW38,501$1.05M<0.1%–
SPDR Series Trust78468R523ST STR BL 12 ETF10,224$1.02M<0.1%–
iShares Tr464288786U.S. INSRNCE ETF11,507$1.01M<0.1%–
Mogo Inc60800C109COM1,445,102$985.7K<0.1%–
MASIMasimo CorpCOM5,790$952.7K<0.1%History
VETVermilion Energy Inc.COM73,748$918.1K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG32,317$897.1K<0.1%–
TRTNTriton International LtdCL A10,388$864.9K<0.1%History
BKIBlack Knight, Inc.COM13,840$826.6K<0.1%History
PDCEPDC Energy, Inc.COM11,388$810.1K<0.1%History
LSILife Storage, Inc.COM5,516$733.4K<0.1%History
Schwab Charles Family FD808515530AMT TAX FREE MNY719,824$719.8K<0.1%–
Pacer Trendpilot 100 ETF69374H303ETF10,756$668.0K<0.1%–
OTMOOtonomo Technologies Ltd.ORDINARY SHARES1,598,813$639.5K<0.1%History
ARNCArconic CorpCOM20,973$620.4K<0.1%History
GHGuardant Health, Inc.COM16,987$608.3K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE15,801$564.0K<0.1%–
Innovator ETFs Trust45782C417US EQTY PWR BUF17,692$545.0K<0.1%–
Flexshares Tr33939L696STOX US ESG SLCT4,987$539.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US12,458$537.0K<0.1%–
TGTXTG Therapeutics, Inc.COM21,100$524.0K<0.1%History
WisdomTree Tr97717W877GLB HIGH DIV FD10,709$498.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF14,455$489.0K<0.1%–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,001$471.0K<0.1%–
MTZMastec IncCOM3,599$424.6K<0.1%History
iShares Tr46435G672CORE INTL AGGR8,273$407.8K<0.1%–
NEXNextier Oilfield Solutions Inc.COM42,488$379.8K<0.1%History
Etfis Ser Tr I26923G707VIRTUS NEWFLEET17,175$378.0K<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,705$366.2K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG13,194$346.0K<0.1%–
SPDR Index Shs FDS78470E205MSCI EMR MKT ETF11,419$346.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI20,517$345.0K<0.1%–
RVTRoyce Small-Cap Trust, Inc.COM24,763$341.7K<0.1%History
WOLFWolfspeed, Inc.Stock5,759$320.1K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM9,747$319.0K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS4,173$315.5K<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD5,699$314.0K<0.1%–
THRYThryv Holdings, Inc.COM NEW12,599$309.9K<0.1%History
MCYMercury General CorpCOM10,121$306.4K<0.1%History
ALGTAllegiant Travel COCOM2,425$306.2K<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A19,999$298.0K<0.1%History
ProShares Tr74347B680S&P MDCP 400 DIV4,231$297.3K<0.1%–
MYPSPLAYSTUDIOS, Inc.CLASS A COM59,621$292.7K<0.1%History
LMNDLemonade, Inc.Stock17,215$290.1K<0.1%History
REYNReynolds Consumer Products Inc.COM10,170$287.3K<0.1%History
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION11,415$287.0K<0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG10,125$285.0K<0.1%–
GOODGladstone Commercial CorpCOM22,726$281.1K<0.1%History
LPXLouisiana-Pacific CorpCOM3,735$280.0K<0.1%History
Barnes Group Inc067806109COM6,631$279.7K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT14,301$272.2K<0.1%History
FCFSFirstCash Holdings, Inc.COM2,911$271.7K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT11,530$271.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B3,731$271.0K<0.1%History
FWRDForward Air CorpCOM2,537$269.2K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A5,046$265.0K<0.1%History
SLIStandard Lithium Ltd.COM57,950$261.0K<0.1%History
BMEBlackRock Health Sciences TrustCOM6,332$257.3K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS11,676$255.1K<0.1%History
SRSpire IncCOM4,004$254.0K<0.1%History
INFIInfinity Pharmaceuticals, Inc.COM1,195,000$252.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,968$251.5K<0.1%History
UTGReaves Utility Income FundCOM SH BEN INT9,118$250.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM4,479$245.8K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF22,162$240.0K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS101,000$240.0K<0.1%History
AVNTAvient CorpCOM5,862$239.7K<0.1%History
BOXBox IncCL A8,136$239.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM5,925$237.8K<0.1%History
UVVUniversal CorpCOM4,738$236.6K<0.1%History
First Tr Exchng Traded FD VI33740F615FT VEST US EQT7,251$234.1K<0.1%–
CXTCrane NXT, Co.COM4,134$233.3K<0.1%History
NVSTEnvista Holdings CorpCOM6,892$233.2K<0.1%History
iShares Tr46434V696CORE MSCI PAC4,030$231.4K<0.1%–
ALGAlamo Group IncCOM1,258$231.3K<0.1%History
BLFYBlue Foundry BancorpCOM22,745$230.0K<0.1%History
CABOCable One, Inc.COM346$227.6K<0.1%History
FHIFederated Hermes, Inc.CL B6,168$221.1K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR10,450$220.4K<0.1%History
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,753$219.0K<0.1%–
ONTFON24 Inc.COM26,952$218.9K<0.1%History
STRSitio Royalties Corp.CLASS A COM8,301$218.1K<0.1%History
ROGRogers CorpCOM1,341$217.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW7,934$217.1K<0.1%History
Fidelity Covington Trust316092618ENHA HIGH YI ETF4,645$216.1K<0.1%–
CHWYChewy, Inc.CL A5,469$215.8K<0.1%History
MGEEMge Energy IncCOM2,712$214.6K<0.1%History
NOTVInotiv, Inc.COM44,650$213.0K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF5,027$212.5K<0.1%–
Exchange Traded Concepts Tr301505749VSPR US LC ETF8,639$212.5K<0.1%–
DBX ETF Tr233051432XTRACK USD HIGH6,143$211.9K<0.1%–
SHAKShake Shack Inc.CL A2,719$211.3K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT5,679$211.2K<0.1%–