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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,893
+66 vs. Q2 2023
Portfolio value
$37.3B
−$139.4M (−0.4%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Mariner, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MTArcelorMittalNY REGISTRY SH16,802$420.6K<0.1%+413+2.5%AddedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM50,680$420.6K<0.1%+6,716+15.3%AddedHistory
HNIHni CorpStock12,161$421.1K<0.1%−117−1.0%ReducedHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM23,721$421.3K<0.1%00.0%UnchangedHistory
SKTTanger Inc.COM18,651$421.5K<0.1%−1,189−6.0%ReducedHistory
HOGHarley-Davidson, Inc.COM12,752$421.6K<0.1%+315+2.5%AddedHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU22,366$422.1K<0.1%+3,412+18.0%Added–
FUTUFutu Holdings LtdSPON ADS CL A7,310$422.6K<0.1%+1,449+24.7%AddedHistory
Dimensional ETF Trust25434V773INTL SMALL CAP E19,407$425.8K<0.1%+19,407New–
WisdomTree Tr97717W760INTL SMCAP DIV7,427$426.8K<0.1%+1,302+21.3%Added–
PCORProcore Technologies, Inc.COM6,537$427.0K<0.1%+575+9.6%AddedHistory
iShares Tr46428865310-20 YR TRS ETF4,338$427.2K<0.1%−3,715−46.1%Reduced–
HURNHuron Consulting Group Inc.Stock4,105$427.6K<0.1%+1,078+35.6%AddedHistory
SPDR Index Shs FDS78463X863ST DOW INTL ETF18,016$428.4K<0.1%00.0%Unchanged–
PRIPrimerica, Inc.Stock2,213$429.4K<0.1%−34−1.5%ReducedHistory
SQSPSquarespace, Inc.CLASS A14,835$429.8K<0.1%+5,365+56.7%AddedHistory
VYXNCR Voyix CorpCOM15,952$430.2K<0.1%+1,251+8.5%AddedHistory
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF14,426$431.0K<0.1%−64−0.4%Reduced–
IMOImperial Oil LtdCOM NEW7,011$431.9K<0.1%+483+7.4%AddedHistory
Cambria ETF Tr132061300CAMBRIA FGN SHR18,077$433.5K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX3,903$433.8K<0.1%−211−5.1%Reduced–
ARMKAramarkCOM12,513$434.2K<0.1%+205+1.7%AddedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW12,857$435.6K<0.1%−8,791−40.6%Reduced–
EXELExelixis, Inc.COM19,953$436.0K<0.1%+2,113+11.8%AddedHistory
FTITechnipFMC plcCOM21,445$436.2K<0.1%+3,050+16.6%AddedHistory
VELVelocity Financial, Inc.COM38,849$439.0K<0.1%+19,549+101.3%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM43,385$439.5K<0.1%+21,389+97.2%AddedHistory
First Tr Exchng Traded FD VI33740U885FT VEST US EQT13,635$439.9K<0.1%−10,593−43.7%Reduced–
WIXWix.com Ltd.SHS4,794$440.1K<0.1%+549+12.9%AddedHistory
Vanguard Scottsdale FDS92206C573TOTAL CORP BND6,085$440.9K<0.1%−663−9.8%Reduced–
CPBCAMPBELL'S CoCOM10,791$443.3K<0.1%−3,070−22.1%ReducedHistory
CRFCornerstone Total Return Fund IncCOM55,588$444.1K<0.1%+24,750+80.3%AddedHistory
NEONeogenomics IncCOM NEW36,129$444.4K<0.1%−6,477−15.2%ReducedHistory
RCMR1 RCM Inc.COM29,508$444.7K<0.1%+2,836+10.6%AddedHistory
JJSFJ&J Snack Foods CorpCOM2,719$444.9K<0.1%+289+11.9%AddedHistory
FOXFFox Factory Holding CorpCOM4,491$445.0K<0.1%+216+5.1%AddedHistory
LXPLXP Industrial TrustCOM50,096$445.9K<0.1%+14,441+40.5%AddedHistory
HIHillenbrand, Inc.COM10,540$445.9K<0.1%−451−4.1%ReducedHistory
THCTenet Healthcare CorpCOM NEW6,771$446.1K<0.1%+332+5.2%AddedHistory
CLFDClearfield, Inc.COM15,605$447.2K<0.1%+143+0.9%AddedHistory
NTLAIntellia Therapeutics, Inc.COM14,197$448.9K<0.1%+160+1.1%AddedHistory
DSGXDescartes Systems Group IncCOM6,130$450.0K<0.1%+1,929+45.9%AddedHistory
iShares U S ETF Tr46431W838SHOR MAT MUN ETF9,038$450.2K<0.1%−438−4.6%Reduced–
KRYSKrystal Biotech, Inc.COM3,890$451.2K<0.1%+64+1.7%AddedHistory
Fidelity Covington Trust316092303CONSMR STAPLES10,624$452.4K<0.1%+187+1.8%Added–
EQHEquitable Holdings, Inc.COM15,945$452.7K<0.1%−346−2.1%ReducedHistory
SBCFSeacoast Banking Corp of FloridaCOM NEW20,637$453.2K<0.1%+1,227+6.3%AddedHistory
TMHCTaylor Morrison Home CorpCOM10,676$454.9K<0.1%+1,129+11.8%AddedHistory
MTHMeritage Homes CORPCOM3,726$456.0K<0.1%+330+9.7%AddedHistory
PGTIPGT Innovations, Inc.COM16,448$456.4K<0.1%+319+2.0%AddedHistory
JSPRJasper Therapeutics, Inc.COM652,749$456.9K<0.1%−62,247−8.7%ReducedHistory
ELFe.l.f. Beauty, Inc.COM4,164$457.3K<0.1%+1,249+42.8%AddedHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS20,214$457.5K<0.1%00.0%Unchanged–
ETF Managers Tr26924G409PRIME MOBILE PAY11,702$457.5K<0.1%−305−2.5%Reduced–
CVGWCalavo Growers IncCOM18,158$458.1K<0.1%−21,717−54.5%ReducedHistory
First Tr Exchng Traded FD VI33740F599FT VEST US EQT13,016$458.1K<0.1%−1,123−7.9%Reduced–
FSLYFastly, Inc.CL A23,931$458.8K<0.1%+7,863+48.9%AddedHistory
REXRRexford Industrial Realty, Inc.COM9,305$459.2K<0.1%+508+5.8%AddedHistory
UNFUnifirst CorpCOM2,822$460.0K<0.1%−127−4.3%ReducedHistory
CIONCION Investment CorpCOM43,539$460.2K<0.1%+1,575+3.8%AddedHistory
CHDNChurchill Downs IncCOM3,966$460.2K<0.1%−105−2.6%ReducedHistory
WLKPWestlake Chemical Partners LPCOM UNIT RP LP21,186$460.8K<0.1%−2,420−10.3%ReducedHistory
CLVTClarivate PLCORD SHS68,706$461.0K<0.1%+738+1.1%AddedHistory
XPEVXpeng Inc.ADS25,141$461.6K<0.1%+6,858+37.5%AddedHistory
CWDCaliberCos Inc.COM CL A340,153$462.6K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT16,961$464.7K<0.1%−579−3.3%ReducedConverted for a 10-for-1 split–
JDJD.com, Inc.SPON ADS CL A15,965$465.1K<0.1%+925+6.2%AddedHistory
VMIValmont Industries IncCOM1,942$466.6K<0.1%+421+27.7%AddedHistory
ESGREnstar Group LTDSHS1,930$467.1K<0.1%+84+4.6%AddedHistory
OZKBank OZKCOM12,603$467.2K<0.1%+4,217+50.3%AddedHistory
GKOSGLAUKOS CorpCOM6,218$467.9K<0.1%+411+7.1%AddedHistory
VNTVontier CorpStock15,167$469.0K<0.1%+1,618+11.9%AddedHistory
NSITInsight Enterprises IncCOM3,227$469.5K<0.1%+207+6.9%AddedHistory
NPOEnpro Inc.COM3,877$469.9K<0.1%+54+1.4%AddedHistory
SEICSEI Investments CoCOM7,828$471.5K<0.1%+313+4.2%AddedHistory
VRTVVeritiv CorpCOM2,797$472.5K<0.1%+518+22.7%AddedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD88,139$473.3K<0.1%+9,541+12.1%AddedHistory
FELEFranklin Electric Co IncCOM5,307$473.5K<0.1%+294+5.9%AddedHistory
INCYIncyte CorpCOM8,202$473.8K<0.1%+903+12.4%AddedHistory
First Tr Exchng Traded FD VI33740F557FT VEST NAS21,696$474.5K<0.1%+8,755+67.7%Added–
IRDMIridium Communications Inc.COM10,436$474.7K<0.1%−963−8.4%ReducedHistory
DOCSDoximity, Inc.CL A22,390$475.1K<0.1%+304+1.4%AddedHistory
AAONAaon, Inc.COM PAR $0.0048,358$475.3K<0.1%+2,923+53.8%AddedHistory
New York Life Investments Et45409B107HEDGE MULTI STRA15,847$475.9K<0.1%+10.0%Added–
ACLSAxcelis Technologies IncStock2,924$476.8K<0.1%+340+13.2%AddedHistory
IVTInvenTrust Properties Corp.COM NEW20,026$476.8K<0.1%+1,909+10.5%AddedHistory
REZIResideo Technologies, Inc.Stock30,210$477.3K<0.1%−56−0.2%ReducedHistory
BWINBaldwin Insurance Group, Inc.COM CL A20,566$477.7K<0.1%+11,589+129.1%AddedHistory
John Hancock Exchange Traded47804J107MLTFCTR LRG CAP9,038$479.2K<0.1%−560−5.8%Reduced–
CWCurtiss Wright CorpStock2,451$479.6K<0.1%+851+53.2%AddedHistory
Vanguard Wellington FD921935706US QUALITY4,286$481.4K<0.1%+4,286New–
State Street SPDR S&P Bank ETF78464A797ETF13,097$482.6K<0.1%−771−5.6%Reduced–
ABGAsbury Automotive Group IncCOM2,106$484.5K<0.1%+442+26.6%AddedHistory
Alps ETF Tr00162Q858SECTR DIV DOGS10,364$487.4K<0.1%+299+3.0%Added–
AZEKAZEK Co Inc.CL A16,398$487.7K<0.1%+687+4.4%AddedHistory
SIRISirius XM Holdings Inc.COM107,972$488.0K<0.1%−17,545−14.0%ReducedHistory
SGISomnigroup International Inc.COM11,295$489.5K<0.1%+232+2.1%AddedHistory
TFPMTriple Flag Precious Metals Corp.Stock37,496$490.1K<0.1%+6,673+21.6%AddedHistory
VRRMVerra Mobility CorpCL A COM STK26,246$490.8K<0.1%−1,425−5.1%ReducedHistory
KDKyndryl Holdings, Inc.Stock32,516$491.0K<0.1%+6,916+27.0%AddedHistory

Sold out since Q2 2023 (182)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of Mariner, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP192,789$12.0M<0.1%History
Global X FDS37954Y772LNTY THMTC ETF112,031$3.11M<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK36,600$2.42M<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH75,371$2.40M<0.1%–
Franklin Templeton ETF Tr35473P645FRANKLIN FTSE78,606$1.90M<0.1%–
BWBBridgewater Bancshares IncCOM127,454$1.26M<0.1%History
PIMCO ETF Tr72201R866INTER MUN BD ACT21,655$1.12M<0.1%–
Legg Mason ETF Invt52468L505FRANKLIN INTL LW38,501$1.05M<0.1%–
SPDR Series Trust78468R523ST STR BL 12 ETF10,224$1.02M<0.1%–
iShares Tr464288786U.S. INSRNCE ETF11,507$1.01M<0.1%–
Mogo Inc60800C109COM1,445,102$985.7K<0.1%–
MASIMasimo CorpCOM5,790$952.7K<0.1%History
VETVermilion Energy Inc.COM73,748$918.1K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG32,317$897.1K<0.1%–
TRTNTriton International LtdCL A10,388$864.9K<0.1%History
BKIBlack Knight, Inc.COM13,840$826.6K<0.1%History
PDCEPDC Energy, Inc.COM11,388$810.1K<0.1%History
LSILife Storage, Inc.COM5,516$733.4K<0.1%History
Schwab Charles Family FD808515530AMT TAX FREE MNY719,824$719.8K<0.1%–
Pacer Trendpilot 100 ETF69374H303ETF10,756$668.0K<0.1%–
OTMOOtonomo Technologies Ltd.ORDINARY SHARES1,598,813$639.5K<0.1%History
ARNCArconic CorpCOM20,973$620.4K<0.1%History
GHGuardant Health, Inc.COM16,987$608.3K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE15,801$564.0K<0.1%–
Innovator ETFs Trust45782C417US EQTY PWR BUF17,692$545.0K<0.1%–
Flexshares Tr33939L696STOX US ESG SLCT4,987$539.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US12,458$537.0K<0.1%–
TGTXTG Therapeutics, Inc.COM21,100$524.0K<0.1%History
WisdomTree Tr97717W877GLB HIGH DIV FD10,709$498.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF14,455$489.0K<0.1%–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,001$471.0K<0.1%–
MTZMastec IncCOM3,599$424.6K<0.1%History
iShares Tr46435G672CORE INTL AGGR8,273$407.8K<0.1%–
NEXNextier Oilfield Solutions Inc.COM42,488$379.8K<0.1%History
Etfis Ser Tr I26923G707VIRTUS NEWFLEET17,175$378.0K<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,705$366.2K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG13,194$346.0K<0.1%–
SPDR Index Shs FDS78470E205MSCI EMR MKT ETF11,419$346.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI20,517$345.0K<0.1%–
RVTRoyce Small-Cap Trust, Inc.COM24,763$341.7K<0.1%History
WOLFWolfspeed, Inc.Stock5,759$320.1K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM9,747$319.0K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS4,173$315.5K<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD5,699$314.0K<0.1%–
THRYThryv Holdings, Inc.COM NEW12,599$309.9K<0.1%History
MCYMercury General CorpCOM10,121$306.4K<0.1%History
ALGTAllegiant Travel COCOM2,425$306.2K<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A19,999$298.0K<0.1%History
ProShares Tr74347B680S&P MDCP 400 DIV4,231$297.3K<0.1%–
MYPSPLAYSTUDIOS, Inc.CLASS A COM59,621$292.7K<0.1%History
LMNDLemonade, Inc.Stock17,215$290.1K<0.1%History
REYNReynolds Consumer Products Inc.COM10,170$287.3K<0.1%History
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION11,415$287.0K<0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG10,125$285.0K<0.1%–
GOODGladstone Commercial CorpCOM22,726$281.1K<0.1%History
LPXLouisiana-Pacific CorpCOM3,735$280.0K<0.1%History
Barnes Group Inc067806109COM6,631$279.7K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT14,301$272.2K<0.1%History
FCFSFirstCash Holdings, Inc.COM2,911$271.7K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT11,530$271.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B3,731$271.0K<0.1%History
FWRDForward Air CorpCOM2,537$269.2K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A5,046$265.0K<0.1%History
SLIStandard Lithium Ltd.COM57,950$261.0K<0.1%History
BMEBlackRock Health Sciences TrustCOM6,332$257.3K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS11,676$255.1K<0.1%History
SRSpire IncCOM4,004$254.0K<0.1%History
INFIInfinity Pharmaceuticals, Inc.COM1,195,000$252.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,968$251.5K<0.1%History
UTGReaves Utility Income FundCOM SH BEN INT9,118$250.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM4,479$245.8K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF22,162$240.0K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS101,000$240.0K<0.1%History
AVNTAvient CorpCOM5,862$239.7K<0.1%History
BOXBox IncCL A8,136$239.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM5,925$237.8K<0.1%History
UVVUniversal CorpCOM4,738$236.6K<0.1%History
First Tr Exchng Traded FD VI33740F615FT VEST US EQT7,251$234.1K<0.1%–
CXTCrane NXT, Co.COM4,134$233.3K<0.1%History
NVSTEnvista Holdings CorpCOM6,892$233.2K<0.1%History
iShares Tr46434V696CORE MSCI PAC4,030$231.4K<0.1%–
ALGAlamo Group IncCOM1,258$231.3K<0.1%History
BLFYBlue Foundry BancorpCOM22,745$230.0K<0.1%History
CABOCable One, Inc.COM346$227.6K<0.1%History
FHIFederated Hermes, Inc.CL B6,168$221.1K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR10,450$220.4K<0.1%History
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,753$219.0K<0.1%–
ONTFON24 Inc.COM26,952$218.9K<0.1%History
STRSitio Royalties Corp.CLASS A COM8,301$218.1K<0.1%History
ROGRogers CorpCOM1,341$217.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW7,934$217.1K<0.1%History
Fidelity Covington Trust316092618ENHA HIGH YI ETF4,645$216.1K<0.1%–
CHWYChewy, Inc.CL A5,469$215.8K<0.1%History
MGEEMge Energy IncCOM2,712$214.6K<0.1%History
NOTVInotiv, Inc.COM44,650$213.0K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF5,027$212.5K<0.1%–
Exchange Traded Concepts Tr301505749VSPR US LC ETF8,639$212.5K<0.1%–
DBX ETF Tr233051432XTRACK USD HIGH6,143$211.9K<0.1%–
SHAKShake Shack Inc.CL A2,719$211.3K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT5,679$211.2K<0.1%–