Mariner, LLC
- SEC CIK
- 0001373442
- Latest filing
- Aug 13, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 10, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 2,443
- +1,073 vs. Q2 2022
- Portfolio value
- $25.0B
- +$667.0M (+2.7%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NBISNebius Group N.V. | Stock | 16,179 | $0 | 0.0% | +16,179 | New | History |
| GNLNGreenlane Holdings, Inc. | COM | 13,850 | $0 | 0.0% | +13,850 | New | History |
| BlackRock Corpor Hi Yld FD I09255L114 | RIGHT 10/13/2022 | 11,211 | $0 | 0.0% | +11,211 | New | – |
| Biomx Inc09090D111 | *W EXP 10/16/202 | 31,150 | $1.00K | <0.1% | +31,150 | New | – |
| HURATuHURA Biosciences, Inc. | COM | 17,942 | $2.00K | <0.1% | +17,942 | New | History |
| VTGNVistagen Therapeutics, Inc. | COM NEW | 12,841 | $2.00K | <0.1% | +12,841 | New | History |
| Remark Hldgs Inc75955K102 | COM | 10,000 | $3.00K | <0.1% | +10,000 | New | – |
| YARWYarrow Bioscience, Inc. | COM | 13,962 | $3.00K | <0.1% | +13,962 | New | History |
| Hexo Corp428304307 | COM NEW | 20,976 | $4.00K | <0.1% | +20,976 | New | – |
| IBIOiBio, Inc. | COM NEW | 22,733 | $4.00K | <0.1% | +22,733 | New | History |
| SPCBSuperCom Ltd | SHS NEW | 13,903 | $4.00K | <0.1% | +13,903 | New | History |
| ACGNAceragen, Inc. | COM PAR | 12,312 | $5.00K | <0.1% | +12,312 | New | History |
| CARMCarisma Therapeutics Inc. | COM | 12,726 | $5.00K | <0.1% | +12,726 | New | History |
| WTERAlkaline Water Co Inc | COM NEW | 17,000 | $6.00K | <0.1% | +17,000 | New | History |
| LPCNLipocine Inc. | COM | 13,675 | $6.00K | <0.1% | +13,675 | New | History |
| NBSENeuBase Therapeutics, Inc. | COM | 15,500 | $6.00K | <0.1% | +15,500 | New | History |
| VYNTVyant Bio, Inc. | COM | 10,273 | $6.00K | <0.1% | +10,273 | New | History |
| CGENCompugen Ltd | ORD | 11,987 | $8.00K | <0.1% | +11,987 | New | History |
| ASXCAsensus Surgical, Inc. | COM | 16,920 | $8.00K | <0.1% | +16,920 | New | History |
| UXINUxin Ltd | ADS | 13,835 | $8.00K | <0.1% | +13,835 | New | History |
| MMATMeta Materials Inc. | COM | 12,027 | $8.00K | <0.1% | +12,027 | New | History |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | 10,000 | $9.00K | <0.1% | +10,000 | New | – |
| OGIOrganigram Global Inc. | COM | 10,888 | $9.00K | <0.1% | +10,888 | New | History |
| UFABUnique Fabricating, Inc. | COM | 16,562 | $9.00K | <0.1% | +16,562 | New | History |
| FFAIFaraday Future Intelligent Electric Inc. | COM | 14,550 | $9.00K | <0.1% | +14,550 | New | History |
| TUYATuya Inc. | SPONSERED ADS | 10,843 | $10.0K | <0.1% | +10,843 | New | History |
| ContextLogic Inc.21077C107 | COM CL A | 13,402 | $10.0K | <0.1% | +13,402 | New | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | 11,000 | $10.0K | <0.1% | +11,000 | New | – |
| Taboola.com Ltd.M8744T114 | *W EXP 06/29/202 | 29,899 | $10.0K | <0.1% | +29,899 | New | – |
| TRXTRX GOLD Corp | COM | 24,680 | $10.0K | <0.1% | +24,680 | New | History |
| Cybin Ord23256X100 | COM | 22,193 | $11.0K | <0.1% | +22,193 | New | – |
| FTKFlotek Industries Inc | COM | 11,030 | $11.0K | <0.1% | +11,030 | New | History |
| TOONKartoon Studios, Inc. | COM | 18,925 | $11.0K | <0.1% | +18,925 | New | History |
| PetIQ, Inc.71639TAB2 | NOTE 4.000% 6/0 | 13,000 | $11.0K | <0.1% | +13,000 | New | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | 12,000 | $12.0K | <0.1% | +12,000 | New | – |
| PAVMPAVmed Inc. | COM | 13,912 | $12.0K | <0.1% | +13,912 | New | History |
| VHCVirnetX Holding Corp | COM | 10,000 | $12.0K | <0.1% | +10,000 | New | History |
| Beachbody Company, Inc.073463101 | COM CL A | 12,109 | $12.0K | <0.1% | +12,109 | New | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | 17,000 | $13.0K | <0.1% | +17,000 | New | – |
| CRISCuris Inc | COM NEW | 19,044 | $13.0K | <0.1% | +19,044 | New | History |
| TRVGtrivago N.V. | SPON ADS A SHS | 11,904 | $14.0K | <0.1% | +11,904 | New | History |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | 15,000 | $14.0K | <0.1% | +15,000 | New | – |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | 15,000 | $15.0K | <0.1% | +15,000 | New | – |
| CCOClear Channel Outdoor Holdings, Inc. | COM | 11,966 | $16.0K | <0.1% | +11,966 | New | History |
| LCTXLineage Cell Therapeutics, Inc. | COM | 14,227 | $16.0K | <0.1% | +14,227 | New | History |
| FUVArcimoto Inc | COM | 11,953 | $16.0K | <0.1% | +11,953 | New | History |
| UBXUnity Biotechnology, Inc. | COM | 40,070 | $16.0K | <0.1% | +40,070 | New | History |
| VIEWView, Inc. | COM CL A | 12,227 | $16.0K | <0.1% | +12,227 | New | History |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | 19,000 | $17.0K | <0.1% | +19,000 | New | – |
| Cazoo Group LtdG2007L105 | COM | 37,043 | $17.0K | <0.1% | +37,043 | New | – |
| AUGXAugmedix, Inc. | COM | 11,944 | $17.0K | <0.1% | +11,944 | New | History |
| BDTXBlack Diamond Therapeutics, Inc. | COM | 10,734 | $18.0K | <0.1% | +10,734 | New | History |
| OCGNOcugen, Inc. | COM | 10,175 | $18.0K | <0.1% | +10,175 | New | History |
| Stride, Inc.86333MAA6 | NOTE 1.125% 9/0 | 18,000 | $18.0K | <0.1% | +18,000 | New | – |
| ACBAurora Cannabis Inc | COM | 14,917 | $18.0K | <0.1% | +14,917 | New | History |
| New MTN Fin Corp647551AC4 | NOTE 5.750% 8/1 | 18,000 | $18.0K | <0.1% | +18,000 | New | – |
| TGBTrekor Metals Ltd | COM | 16,066 | $18.0K | <0.1% | +16,066 | New | History |
| TRUETrueCar, Inc. | COM | 11,727 | $18.0K | <0.1% | +11,727 | New | History |
| VLDRVelodyne Lidar, Inc. | COM | 19,207 | $18.0K | <0.1% | +19,207 | New | History |
| CENNCenntro Inc. | ORD SHS | 17,841 | $18.0K | <0.1% | +17,841 | New | History |
| GALTGalectin Therapeutics Inc | COM NEW | 11,367 | $19.0K | <0.1% | +11,367 | New | History |
| Oneconnect Finl Technology C68248T105 | SPONSORED ADS | 26,702 | $19.0K | <0.1% | +26,702 | New | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | 20,000 | $19.0K | <0.1% | +20,000 | New | – |
| LTCHLatch, Inc. | COM | 19,646 | $19.0K | <0.1% | +19,646 | New | History |
| Sonnet Biotherapeutc HLDNG I83548R204 | COM NEW | 13,533 | $20.0K | <0.1% | +13,533 | New | – |
| DNNDenison Mines Corp. | COM | 17,489 | $21.0K | <0.1% | +17,489 | New | History |
| CYTCyteir Therapeutics, Inc. | COM | 11,852 | $23.0K | <0.1% | +11,852 | New | History |
| VRMVroom, Inc. | COM | 20,351 | $24.0K | <0.1% | +20,351 | New | History |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | 31,000 | $24.0K | <0.1% | +31,000 | New | – |
| ABUSArbutus Biopharma Corp | COM | 12,997 | $25.0K | <0.1% | +12,997 | New | History |
| JVACoffee Holding Co Inc | COM | 10,000 | $25.0K | <0.1% | +10,000 | New | History |
| INSGInseego Corp. | COM | 11,914 | $25.0K | <0.1% | +11,914 | New | History |
| QUOTQuotient Technology Inc. | COM | 10,721 | $25.0K | <0.1% | +10,721 | New | History |
| GTEGran Tierra Energy Inc. | COM | 21,444 | $26.0K | <0.1% | +21,444 | New | History |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 15,176 | $26.0K | <0.1% | +15,176 | New | History |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | 28,000 | $26.0K | <0.1% | +28,000 | New | – |
| VAPOVapotherm Inc | COM | 16,893 | $27.0K | <0.1% | +16,893 | New | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | 32,000 | $27.0K | <0.1% | +32,000 | New | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | 30,000 | $28.0K | <0.1% | +30,000 | New | – |
| LULufax Holding Ltd | ADS REP SHS CL A | 10,839 | $28.0K | <0.1% | +10,839 | New | History |
| MOVECorvex, Inc. | COM | 10,000 | $28.0K | <0.1% | +10,000 | New | History |
| QUADQuad/Graphics, Inc. | COM CL A | 11,270 | $29.0K | <0.1% | +11,270 | New | History |
| GSATGlobalstar, Inc. | COM | 17,974 | $29.0K | <0.1% | +17,974 | New | History |
| IQiQIYI, Inc. | SPONSORED ADS | 11,118 | $30.0K | <0.1% | +11,118 | New | History |
| PRAXPraxis Precision Medicines, Inc. | COM | 13,295 | $30.0K | <0.1% | +13,295 | New | History |
| TELLTellurian Inc. | COM | 12,630 | $30.0K | <0.1% | +12,630 | New | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 11,025 | $32.0K | <0.1% | +11,025 | New | – |
| UGPUltrapar Holdings Inc | SP ADR REP COM | 15,148 | $33.0K | <0.1% | +15,148 | New | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 13,174 | $33.0K | <0.1% | +13,174 | New | History |
| AGENAgenus Inc | COM NEW | 15,865 | $33.0K | <0.1% | +15,865 | New | History |
| CRONCronos Group Inc. | COM | 11,861 | $33.0K | <0.1% | +11,861 | New | History |
| Erytech Pharma29604W108 | SPONSORED ADR | 59,472 | $33.0K | <0.1% | +59,472 | New | – |
| OTLYOatly Group AB | SPONSORED ADS | 12,438 | $33.0K | <0.1% | +12,438 | New | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 12,037 | $34.0K | <0.1% | +12,037 | New | History |
| WPRTWestport Fuel Systems Inc. | COM NEW | 39,250 | $34.0K | <0.1% | +39,250 | New | History |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | 33,000 | $34.0K | <0.1% | +33,000 | New | – |
| OVIDOvid Therapeutics Inc. | COM | 19,000 | $35.0K | <0.1% | +19,000 | New | History |
| Affimed N VN01045108 | COM | 17,039 | $35.0K | <0.1% | +17,039 | New | – |
| GERNGeron Corp | COM | 15,536 | $36.0K | <0.1% | +15,536 | New | History |
| Polymet MNG Corp731916409 | COM NEW | 12,524 | $36.0K | <0.1% | +12,524 | New | – |
Sold out since Q2 2022 (27)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| KSSKOHLS Corp | Stock | 109,049 | $3.89M | <0.1% | History |
| GSKGSK plc | SPONSORED ADR | 82,334 | $3.58M | <0.1% | History |
| GCPGCP Applied Technologies Inc. | COM | 69,091 | $2.16M | <0.1% | History |
| DCTDuck Creek Technologies, Inc. | SHS | 88,636 | $1.32M | <0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 139,048 | $1.01M | <0.1% | History |
| CDKCDK Global, Inc. | COM | 13,703 | $750.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q191 | BETA EURO ET NE | 14,605 | $673.0K | <0.1% | – |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 57,834 | $595.0K | <0.1% | – |
| UAAUnder Armour, Inc. | Stock | 61,854 | $515.0K | <0.1% | History |
| SPDR Series Trust78464A151 | SST SPDR BLOOMBE | 15,511 | $435.0K | <0.1% | – |
| ALJJAlj Regional Holdings Inc | COM | 216,176 | $417.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 17,075 | $399.0K | <0.1% | History |
| MTORMeritor, Inc. | COM | 10,197 | $370.0K | <0.1% | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 12,722 | $355.0K | <0.1% | – |
| HHLAHH&L Acquisition Co. | SHS CL A | 33,942 | $333.0K | <0.1% | History |
| NWGNatWest Group plc | SPONS ADR 2 ORD | 57,789 | $315.0K | <0.1% | History |
| SONOSonos Inc | COM | 16,523 | $298.0K | <0.1% | History |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 14,451 | $294.0K | <0.1% | History |
| Franklin Templeton ETF Tr35473P595 | SENIOR LOAN ETF | 12,592 | $291.0K | <0.1% | – |
| GPMTGranite Point Mortgage Trust Inc. | COM STK | 27,698 | $265.0K | <0.1% | History |
| DBX ETF Tr233051747 | XTRCK JP MRG ESG | 14,900 | $265.0K | <0.1% | – |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 10,437 | $256.0K | <0.1% | – |
| Etfis Ser Tr I26923G400 | INFRACP REIT PFD | 13,403 | $256.0K | <0.1% | – |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 15,372 | $254.0K | <0.1% | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | 10,193 | $243.0K | <0.1% | History |
| CODICompass Diversified Holdings | SH BEN INT | 10,198 | $218.0K | <0.1% | History |
| FLICFirst of Long Island Corp | COM | 11,768 | $206.0K | <0.1% | History |