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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,151
+162 vs. Q3 2021
Portfolio value
$23.6B
+$4.49B (+23.4%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Mariner, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF13,806$1.34M<0.1%+135+1.0%Added–
FMXMexican Economic Development IncSPON ADR UNITS17,365$1.35M<0.1%+501+3.0%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF76,446$1.37M<0.1%+4,702+6.6%AddedHistory
FUBOFuboTV Inc.COM88,934$1.38M<0.1%+31,429+54.7%AddedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A151,535$1.38M<0.1%+1,221+0.8%AddedHistory
iShares U S ETF Tr46431W838SHOR MAT MUN ETF27,687$1.39M<0.1%−420−1.5%Reduced–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR236,377$1.39M<0.1%+4,854+2.1%AddedHistory
DOCHealthpeak Properties, Inc.COM38,477$1.39M<0.1%+484+1.3%AddedHistory
CFCF Industries Holdings, Inc.COM19,691$1.39M<0.1%+368+1.9%AddedHistory
PRKPark National CorpCOM10,184$1.40M<0.1%+30.0%AddedHistory
iShares Tr464288448INTL SEL DIV ETF44,954$1.40M<0.1%+2,397+5.6%Added–
CSGPCostar Group, Inc.COM17,820$1.41M<0.1%−944−5.0%ReducedHistory
STAAStaar Surgical CoCOM PAR $0.0115,482$1.41M<0.1%+192+1.3%AddedHistory
AMHAmerican Homes 4 RentCL A32,499$1.42M<0.1%+32,499NewHistory
First Tr Exchange-Traded FD336917109SHS39,984$1.42M<0.1%+3,802+10.5%Added–
Global X FDS37954Y889S&P 500 CATHOLIC24,325$1.43M<0.1%+24,325New–
AEEAmeren CorpCOM16,129$1.44M<0.1%+3,151+24.3%AddedHistory
ATVIActivision Blizzard, Inc.COM21,583$1.44M<0.1%+403+1.9%AddedHistory
VSTVistra Corp.Stock63,150$1.44M<0.1%−3,605−5.4%ReducedHistory
DTEDte Energy CoCOM12,028$1.44M<0.1%+1,647+15.9%AddedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT74,747$1.44M<0.1%+691+0.9%AddedHistory
PLTRPalantir Technologies Inc.Stock79,364$1.45M<0.1%+16,975+27.2%AddedHistory
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU21,297$1.45M<0.1%−98−0.5%Reduced–
LWLamb Weston Holdings, Inc.Stock22,961$1.46M<0.1%+2,802+13.9%AddedHistory
GMDAGamida Cell Ltd.SHS573,747$1.46M<0.1%+109,300+23.5%AddedHistory
SPDR Index Shs FDS78463X152ST STR SP N AM33,333$1.47M<0.1%+535+1.6%Added–
HDBHDFC Bank LtdSPONSORED ADS22,658$1.47M<0.1%−4,843−17.6%ReducedHistory
SPDR Index Shs FDS78463X848ST STR ACWI ETF50,656$1.49M<0.1%−4,804−8.7%Reduced–
OZBelpointe PREP, LLCUNIT RP LTD LB A14,909$1.49M<0.1%+14,909NewHistory
LITELumentum Holdings Inc.COM14,225$1.50M<0.1%−110−0.8%ReducedHistory
iShares Core S&P US Value ETF464287663ETF19,765$1.51M<0.1%−159−0.8%Reduced–
MMSMaximus, Inc.COM18,961$1.51M<0.1%+18,961NewHistory
SONYSony Group CorpSPONSORED ADR11,961$1.51M<0.1%+851+7.7%AddedHistory
APHAmphenol CorpCL A17,306$1.51M<0.1%+3,350+24.0%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF101,127$1.52M<0.1%+1,096+1.1%Added–
LNTAlliant Energy CorpStock24,751$1.52M<0.1%+2,380+10.6%AddedHistory
Fidelity MSCI Energy Index ETF316092402ETF100,808$1.53M<0.1%+5,766+6.1%Added–
First Tr Exchng Traded FD VI33740F771FT VEST US43,521$1.53M<0.1%+43,521New–
VLYValley National BancorpCOM112,690$1.55M<0.1%+6,357+6.0%AddedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF24,805$1.55M<0.1%−421−1.7%Reduced–
FBINFortune Brands Innovations, Inc.COM14,524$1.55M<0.1%−2,182−13.1%ReducedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH25,970$1.57M<0.1%+1,431+5.8%AddedHistory
STXSeagate Technology Holdings plcORD SHS13,946$1.58M<0.1%+13,946NewHistory
XRAYDentsply Sirona Inc.Stock28,262$1.58M<0.1%+7,290+34.8%AddedHistory
INVHInvitation Homes Inc.COM35,374$1.60M<0.1%+893+2.6%AddedHistory
NEONeogenomics IncCOM NEW47,156$1.61M<0.1%−5,009−9.6%ReducedHistory
Barrick Gold Corp067901108COM84,933$1.61M<0.1%−4,024−4.5%Reduced–
iShares Tr46435G532MSCI GBL SUS DEV17,831$1.62M<0.1%+1,400+8.5%Added–
TUTelus CorpCOM68,729$1.62M<0.1%+68,729NewHistory
Vanguard Utilities ETF92204A876ETF10,428$1.63M<0.1%+10,428New–
FRMEFirst Merchants CorpCOM39,181$1.64M<0.1%+28,778+276.6%AddedHistory
iShares Tr464288752US HOME CONS ETF19,905$1.65M<0.1%+30.0%Added–
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN59,590$1.66M<0.1%+59,590New–
DREDuke Realty CorpCOM NEW25,466$1.67M<0.1%−617−2.4%ReducedHistory
NWBINorthwest Bancshares, Inc.COM119,542$1.69M<0.1%+504+0.4%AddedHistory
EPREpr PropertiesCOM SH BEN INT35,718$1.70M<0.1%−60.0%ReducedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD17,149$1.70M<0.1%+17,149New–
CLRContinental Resources, IncCOM38,191$1.71M<0.1%+38,191NewHistory
iShares Tr464288869MICRO-CAP ETF12,291$1.72M<0.1%+581+5.0%Added–
ATOAtmos Energy CorpCOM16,466$1.73M<0.1%+5,641+52.1%AddedHistory
IBNIcici Bank LtdADR87,172$1.73M<0.1%+180.0%AddedHistory
BCEBce IncCOM NEW33,187$1.73M<0.1%+11,069+50.0%AddedHistory
FCXFreeport-McMoran IncStock41,730$1.74M<0.1%+11,036+36.0%AddedHistory
BMRNBiomarin Pharmaceutical IncCOM19,747$1.75M<0.1%+7,168+57.0%AddedHistory
CAHCardinal Health IncStock33,938$1.75M<0.1%+7,910+30.4%AddedHistory
TXG10x Genomics, Inc.CL A COM11,758$1.75M<0.1%−2,485−17.4%ReducedHistory
AMEAmetek IncCOM12,008$1.77M<0.1%+12,008NewHistory
NTLAIntellia Therapeutics, Inc.COM15,031$1.78M<0.1%+84+0.6%AddedHistory
APAAPA CorpStock66,910$1.80M<0.1%+875+1.3%AddedHistory
KEYKeycorpCOM77,847$1.80M<0.1%+8,845+12.8%AddedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF32,091$1.80M<0.1%+20,066+166.9%Added–
INFOIHS Markit Ltd.SHS13,589$1.81M<0.1%+3,002+28.4%AddedHistory
EMNEastman Chemical CoStock14,990$1.81M<0.1%+2,271+17.9%AddedHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF34,677$1.84M<0.1%+3,038+9.6%Added–
RBNCReliant Bancorp, Inc.COM51,914$1.84M<0.1%+61+0.1%AddedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF34,300$1.85M<0.1%+15,107+78.7%Added–
JJacobs Solutions Inc.COM13,336$1.86M<0.1%+270+2.1%AddedHistory
KHCKraft Heinz CoStock51,910$1.86M<0.1%+3,806+7.9%AddedHistory
GGGGraco IncCOM23,249$1.87M<0.1%+614+2.7%AddedHistory
CALMCal-Maine Foods IncCOM NEW50,820$1.88M<0.1%+1,563+3.2%AddedHistory
DCPDCP Midstream, LPCOM UT LTD PTN68,601$1.89M<0.1%+18,467+36.8%AddedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF60,918$1.89M<0.1%+3,451+6.0%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD39,420$1.89M<0.1%+39,420New–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF14,132$1.89M<0.1%+1,954+16.0%Added–
Dimensional U.S. Small Cap ETF25434V500ETF31,635$1.90M<0.1%+31,635New–
LEGLeggett & Platt IncStock46,299$1.91M<0.1%−5,409−10.5%ReducedHistory
DALDelta Air Lines, Inc.COM NEW48,849$1.91M<0.1%−10,878−18.2%ReducedHistory
ESEversource EnergyStock21,025$1.91M<0.1%+1,029+5.1%AddedHistory
NIONIO Inc.ADR60,921$1.93M<0.1%+33,703+123.8%AddedHistory
MTBM&T Bank CorpCOM12,787$1.96M<0.1%+12,787NewHistory
DGXQuest Diagnostics IncCOM11,447$1.98M<0.1%+11,447NewHistory
BRBroadridge Financial Solutions, Inc.Stock10,834$1.98M<0.1%+10,834NewHistory
WKWorkiva IncCOM CL A15,199$1.98M<0.1%−610−3.9%ReducedHistory
IRIngersoll Rand Inc.COM32,048$1.98M<0.1%+336+1.1%AddedHistory
WELLWelltower Inc.REIT23,129$1.98M<0.1%+1,512+7.0%AddedHistory
ENTGEntegris IncCOM14,525$2.01M<0.1%−1,016−6.5%ReducedHistory
HTOH2O AmericaCOM27,592$2.02M<0.1%−6,495−19.1%ReducedHistory
SJMJ M SMUCKER CoStock14,981$2.04M<0.1%−42−0.3%ReducedHistory
CIVBCivista Bancshares, Inc.COM NO PAR84,272$2.06M<0.1%−321−0.4%ReducedHistory
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF16,900$2.07M<0.1%+16,900New–

Sold out since Q3 2021 (43)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
KSUKansas City SouthernCOM NEW70,396$19.1M0.1%History
DOCUDocuSign, Inc.Stock46,376$11.9M0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF248,944$6.16M<0.1%–
XECCimarex Energy CoCOM69,760$6.08M<0.1%History
ICUIIcu Medical IncCOM16,362$3.82M<0.1%History
iShares Tr46435G789IBONDS DEC2021122,080$3.12M<0.1%–
PIMCO ETF Tr72201R817INV GRD CRP BD19,765$2.25M<0.1%–
EAElectronic Arts Inc.COM15,308$2.18M<0.1%History
VIRTVirtu Financial, Inc.CL A78,363$1.91M<0.1%History
ProShares Tr74347R305PSHS ULTRA DOW3019,309$1.34M<0.1%–
VERVEREIT, Inc.COM25,141$1.14M<0.1%History
ALITAlight, Inc. / DelawareCOM CL A93,801$1.08M<0.1%History
RGLDRoyal Gold IncStock10,634$1.01M<0.1%History
GRWGGrowGeneration Corp.COM37,411$923.0K<0.1%History
WRBBerkley W R CorpCOM11,163$817.0K<0.1%History
Direxion Shs ETF Tr25460G831DAILY JR GLD MIN14,966$791.0K<0.1%–
EGHT8X8 IncCOM28,574$668.0K<0.1%History
MDLAMedallia, Inc.COM18,669$632.0K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB25,097$529.0K<0.1%History
GABCGerman American Bancorp, Inc.Stock12,637$488.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW10,138$451.0K<0.1%History
ECVTEcovyst Inc.COM38,347$447.0K<0.1%History
MDUMdu Resources Group IncStock13,923$413.0K<0.1%History
First Tr Sr Floating Rate 2033740K101COM SHS42,496$410.0K<0.1%–
VITLVital Farms, Inc.COM22,893$402.0K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE17,610$400.0K<0.1%–
iShares Tr46435G862MSCI UN KNGDOM16,715$383.0K<0.1%–
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR38,861$381.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM47,214$378.0K<0.1%History
ATOSAtossa Therapeutics, Inc.COM115,861$378.0K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST25,209$363.0K<0.1%–
ARMKAramarkCOM10,856$357.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 231,329$354.0K<0.1%History
COCPCocrystal Pharma, Inc.COM300,055$315.0K<0.1%History
Alps ETF Tr00162Q718INTL SEC DV DOG10,160$278.0K<0.1%–
BDNBrandywine Realty TrustSH BEN INT NEW20,173$271.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund11,522$265.0K<0.1%–
XRXXerox Holdings CorpCOM NEW12,987$262.0K<0.1%History
TELFYTelefonica S ASPONSORED ADR50,483$238.0K<0.1%History
Principal Exchange Traded FD74255Y888SPECTRUM PFD11,088$230.0K<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM14,190$225.0K<0.1%–
FSRFisker Inc.CL A COM STK14,403$211.0K<0.1%History
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,556$203.0K<0.1%History