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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
989
+78 vs. Q2 2021
Portfolio value
$19.2B
+$3.04B (+18.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Mariner, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SMSM Energy CoCOM159,619$4.21M<0.1%+159,619NewHistory
Vanguard Malvern FDS922020805STRM INFPROIDX80,192$4.22M<0.1%+80,192New–
MKCMcCormick & Co IncStock52,817$4.28M<0.1%+3,153+6.3%AddedHistory
TTTrane Technologies plcSHS25,028$4.32M<0.1%+130+0.5%AddedHistory
BNYBank of New York Mellon CorpStock84,251$4.37M<0.1%+5,327+6.7%AddedHistory
ADSKAutodesk, Inc.COM15,646$4.46M<0.1%+5,083+48.1%AddedHistory
iShares Global Clean Energy ETF464288224ETF206,274$4.47M<0.1%+57,802+38.9%Added–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF168,716$4.53M<0.1%−21,850−11.5%Reduced–
GRMNGarmin LtdSHS29,268$4.55M<0.1%−1,930−6.2%ReducedHistory
SNNSmith & Nephew PLCSPDN ADR NEW132,532$4.55M<0.1%+20,852+18.7%AddedHistory
Fidelity Covington Trust316092857MSCI RL EST ETF149,849$4.55M<0.1%+3,839+2.6%Added–
DGDollar General CorpCOM21,534$4.57M<0.1%−167−0.8%ReducedHistory
GDGeneral Dynamics CorpStock23,456$4.60M<0.1%+1,480+6.7%AddedHistory
SOSouthern CoStock74,431$4.61M<0.1%−494−0.7%ReducedHistory
BPBP PLCADR168,814$4.61M<0.1%+16,714+11.0%AddedHistory
BABAAlibaba Group Holding LtdADR31,216$4.62M<0.1%−19,557−38.5%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF54,154$4.63M<0.1%+14,153+35.4%Added–
BAXBaxter International IncStock58,242$4.68M<0.1%+8,548+17.2%AddedHistory
BBYBest Buy Co IncStock44,330$4.69M<0.1%−2,209−4.7%ReducedHistory
LVSLas Vegas Sands CorpCOM129,447$4.74M<0.1%+11,768+10.0%AddedHistory
JLLJones Lang Lasalle IncCOM19,250$4.78M<0.1%−106−0.5%ReducedHistory
iShares Tr46435G318IBONDS DEC2023185,684$4.83M<0.1%+528+0.3%Added–
Schwab Fundamental U.S. Large Company ETF808524771ETF89,639$4.84M<0.1%−1,616−1.8%Reduced–
DCIDonaldson Co IncStock84,478$4.85M<0.1%+547+0.7%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF99,396$4.91M<0.1%+52,425+111.6%Added–
CLColgate Palmolive CoStock65,383$4.94M<0.1%+4,197+6.9%AddedHistory
PLDPrologis, Inc.REIT39,439$4.95M<0.1%+2,195+5.9%AddedHistory
Managed Portfolio Series56167N720TORTOISE NRAM PI228,208$4.97M<0.1%−194−0.1%Reduced–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN66,035$4.98M<0.1%−492−0.7%ReducedHistory
SPDR Series Trust78464A383ST STR BACKE ETF193,708$4.98M<0.1%+193,708New–
TTDTrade Desk, Inc.Stock70,932$4.99M<0.1%−41,555−36.9%ReducedHistory
CFBCrossfirst Bankshares, Inc.COM383,747$4.99M<0.1%−75,935−16.5%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF135,110$5.07M<0.1%+2,410+1.8%Added–
Goldman Sachs ETF Tr381430529ACCES TREASURY50,720$5.08M<0.1%−1,493−2.9%Reduced–
LUVSouthwest Airlines CoCOM98,886$5.09M<0.1%+18,256+22.6%AddedHistory
Vanguard Consumer Discretionary ETF92204A108ETF16,505$5.12M<0.1%+4,913+42.4%Added–
iShares Tr46434VAX8IBONDS DEC23 ETF197,693$5.14M<0.1%−2,224−1.1%Reduced–
iShares Tr464288257MSCI ACWI ETF51,489$5.14M<0.1%+25,570+98.7%Added–
CBOECboe Global Markets, Inc.COM42,554$5.27M<0.1%+97+0.2%AddedHistory
iShares Tr46434V381FUTU EXPO TE ETF84,727$5.32M<0.1%+84,727New–
New York Life Investments Et45409B107HEDGE MULTI STRA170,325$5.41M<0.1%−51,258−23.1%Reduced–
Fidelity Covington Trust316092204MSCI CONSM DIS67,474$5.42M<0.1%+67,474New–
ELANElanco Animal Health IncCOM170,760$5.45M<0.1%−806,168−82.5%ReducedHistory
CSXCSX CorpStock183,160$5.45M<0.1%+3,230+1.8%AddedHistory
CDWCDW CorpCOM30,010$5.46M<0.1%+251+0.8%AddedHistory
CCKCrown Holdings, Inc.COM54,433$5.49M<0.1%+13,521+33.0%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF108,714$5.53M<0.1%−11,846−9.8%Reduced–
NOCNorthrop Grumman CorpStock15,415$5.55M<0.1%−1,311−7.8%ReducedHistory
VMWVmware LLCCL A COM37,947$5.64M<0.1%+9,191+32.0%AddedHistory
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF36,215$5.74M<0.1%−1,235−3.3%Reduced–
CERNCERNER CorpCOM82,872$5.84M<0.1%−1,670−2.0%ReducedHistory
iShares U.S. Healthcare Providers ETF464288828ETF22,886$5.85M<0.1%00.0%Unchanged–
GWREGuidewire Software, Inc.COM49,993$5.94M<0.1%−779−1.5%ReducedHistory
CTASCintas CorpStock15,689$5.97M<0.1%+52+0.3%AddedHistory
FISFidelity National Information Services, Inc.Stock49,279$6.00M<0.1%−340−0.7%ReducedHistory
iShares Select U.S. REIT ETF464287564ETF92,682$6.06M<0.1%+2,463+2.7%Added–
TMUST-Mobile US, Inc.Stock47,505$6.07M<0.1%−690−1.4%ReducedHistory
XECCimarex Energy CoCOM69,760$6.08M<0.1%+2,061+3.0%AddedHistory
iShares Tr46434VBK5IBONDS DEC21 ETF248,944$6.16M<0.1%−22,932−8.4%Reduced–
XYLXylem Inc.COM49,893$6.17M<0.1%+2,746+5.8%AddedHistory
MARMarriott International IncStock42,156$6.24M<0.1%−76,758−64.5%ReducedHistory
TTCToro CoCOM64,943$6.33M<0.1%+4,279+7.1%AddedHistory
GILDGilead Sciences, Inc.Stock90,951$6.35M<0.1%+2,524+2.9%AddedHistory
SAPSAP SEADR47,114$6.36M<0.1%+3,265+7.4%AddedHistory
CARRCarrier Global CorpStock124,086$6.42M<0.1%+12,466+11.2%AddedHistory
MCOMoodys CorpStock18,147$6.44M<0.1%+111+0.6%AddedHistory
CCitigroup IncStock92,797$6.51M<0.1%+10,955+13.4%AddedHistory
TRVTravelers Companies, Inc.Stock42,854$6.51M<0.1%+4,742+12.4%AddedHistory
ROPRoper Technologies IncStock14,623$6.52M<0.1%+167+1.2%AddedHistory
Schwab Fundamental International Equity ETF808524755ETF199,591$6.55M<0.1%+9,144+4.8%Added–
NVONovo Nordisk A SADR69,751$6.70M<0.1%−7,904−10.2%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF111,490$6.80M<0.1%+45,568+69.1%Added–
SPDR Series Trust78464A821ST STR SP400GRW89,902$6.80M<0.1%+4,107+4.8%Added–
Alps ETF Tr00162Q676ALERIAN ENERGY346,088$6.81M<0.1%−6,890−2.0%Reduced–
AMDAdvanced Micro Devices IncStock66,399$6.83M<0.1%+38,978+142.1%AddedHistory
iShares Tr46434VBA7IBONDS DEC22 ETF270,639$6.85M<0.1%−11,778−4.2%Reduced–
SPDR Series Trust78468R200ST STR RATE ETF224,642$6.89M<0.1%+1,718+0.8%Added–
LULUlululemon athletica inc.Stock17,150$6.94M<0.1%+143+0.8%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF55,699$7.09M<0.1%+2,729+5.2%Added–
ETNEaton Corp plcStock47,781$7.13M<0.1%+5,606+13.3%AddedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN727,424$7.40M<0.1%−3,597−0.5%ReducedHistory
CCICrown Castle Inc.REIT42,711$7.40M<0.1%+707+1.7%AddedHistory
Vanguard World FD921910816MEGA GRWTH IND31,695$7.44M<0.1%+31,695New–
ELEstee Lauder Companies IncCL A24,961$7.49M<0.1%+24,961NewHistory
COPConocoPhillipsStock110,750$7.51M<0.1%+12,393+12.6%AddedHistory
METMetlife IncStock121,632$7.51M<0.1%+1,134+0.9%AddedHistory
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER265,498$7.54M<0.1%+9,402+3.7%AddedHistory
SPDR Series Trust78468R606ST PORT HIGH ETF282,992$7.58M<0.1%+129,291+84.1%Added–
LKQLKQ CorpCOM150,628$7.58M<0.1%+17,454+13.1%AddedHistory
UBERUber Technologies, IncStock170,043$7.62M<0.1%+43,785+34.7%AddedHistory
GSGoldman Sachs Group IncStock20,632$7.80M<0.1%+1,701+9.0%AddedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF306,739$7.94M<0.1%+306,739New–
GEGeneral Electric CoStock78,710$7.99M<0.1%+9,066+13.0%AddedConverted for a 1-for-8 splitHistory
AAgilent Technologies, Inc.COM50,862$8.01M<0.1%−1,348−2.6%ReducedHistory
FSKFS KKR Capital CorpCOM367,576$8.10M<0.1%+93,628+34.2%AddedHistory
ULUnilever PLCSPON ADR NEW149,410$8.10M<0.1%+12,267+8.9%AddedHistory
iShares Tr464287515EXPANDED TECH20,470$8.17M<0.1%+20,470New–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF186,940$8.31M<0.1%+29,204+18.5%Added–
KMBKimberly Clark CorpStock62,771$8.31M<0.1%+1,499+2.4%AddedHistory
CATCaterpillar IncStock43,403$8.33M<0.1%+6,068+16.3%AddedHistory

Sold out since Q2 2021 (43)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Lydall Inc550819106COM45,821$2.77M<0.1%–
MRNAModerna, Inc.Stock11,176$2.63M<0.1%History
WALWestern Alliance BancorporationCOM18,446$1.71M<0.1%History
EXRExtra Space Storage Inc.COM10,347$1.70M<0.1%History
VMRKVivmark ResidentialSH BEN INT17,452$1.34M<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF23,093$1.32M<0.1%–
iShares Tr4642874407-10 YR TRSY BD10,840$1.25M<0.1%–
WTRGEssential Utilities, Inc.COM26,818$1.23M<0.1%History
Invesco S&P 500 Quality ETF46137V241ETF24,266$1.18M<0.1%–
ASRTAssertio Holdings, Inc.COM NEW701,402$1.09M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT38,662$571.0K<0.1%History
AESAES CorpStock18,646$486.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM22,486$481.0K<0.1%History
FNFFidelity National Financial, Inc.COM SHS10,843$471.0K<0.1%History
PQ Group Hldgs Inc73943T103COM30,436$467.0K<0.1%–
ProShares Tr74347X815ULTRA MDCAP40014,500$449.0K<0.1%–
EVFEaton Vance Senior Income TrustSH BEN INT63,905$435.0K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS11,466$427.0K<0.1%–
SGISomnigroup International Inc.COM10,795$423.0K<0.1%History
CTRACoterra Energy Inc.Stock24,025$419.0K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF18,838$413.0K<0.1%–
AXTAAxalta Coating Systems Ltd.COM13,480$411.0K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE10,180$382.0K<0.1%–
CGCCanopy Growth CorpCOM14,764$357.0K<0.1%History
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT69,235$353.0K<0.1%–
WPRTWestport Fuel Systems Inc.COM NEW63,966$340.0K<0.1%History
NOVNOV Inc.COM22,106$339.0K<0.1%History
ZNGAZynga IncCL A31,675$337.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM10,619$323.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR21,622$313.0K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD15,226$306.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock37,136$293.0K<0.1%–
YEXTYext, Inc.COM19,298$276.0K<0.1%History
MNDTMandiant, Inc.COM12,494$253.0K<0.1%History
WENWendy's CoStock10,392$243.0K<0.1%History
PHUNPhunware, Inc.COM173,928$242.0K<0.1%History
Yamana Gold Inc98462Y100COM57,412$242.0K<0.1%–
BKDBrookdale Senior Living Inc.COM29,365$232.0K<0.1%History
Tortoise Essential Assets IN89148A103COM SH BEN INT14,953$222.0K<0.1%–
HIMXHimax Technologies, Inc.SPONSORED ADR12,901$215.0K<0.1%History
CXCemex SAB de CVSPON ADR NEW25,152$211.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM17,764$205.0K<0.1%History
SVRASavara IncCOM119,489$203.0K<0.1%History