BlackRock Inc.
- SEC CIK
- 0001364742
- Latest filing
- Aug 13, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 5,575
- +128 vs. Q2 2021
- Portfolio value
- $3.54T
- −$26.8B (−0.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 1,026,223,983 | $145.2B | 4.1% | −2,474,333−0.2% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 507,117,032 | $143.0B | 4.0% | +1,454,532+0.3% | Added | History |
| AMZNAmazon Com Inc | Stock | 28,129,970 | $92.4B | 2.6% | +582,066+2.1% | Added | History |
| GOOGLAlphabet Inc. | Stock | 20,380,976 | $54.5B | 1.5% | +136,998+0.7% | Added | History |
| METAMeta Platforms, Inc. | Stock | 155,888,681 | $52.9B | 1.5% | +464,173+0.3% | Added | History |
| GOOGAlphabet Inc. | Stock | 18,990,952 | $50.6B | 1.4% | −123,307−0.6% | Reduced | History |
| TSLATesla, Inc. | Stock | 52,829,488 | $41.0B | 1.2% | +2,377,179+4.7% | Added | History |
| NVDANVIDIA Corp | Stock | 174,248,282 | $36.1B | 1.0% | +1,850,026+1.1% | AddedConverted for a 4-for-1 split | History |
| JNJJohnson & Johnson | Stock | 195,038,467 | $31.5B | 0.9% | +3,653,357+1.9% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 192,291,314 | $31.5B | 0.9% | −4,929,791−2.5% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 105,159,443 | $28.7B | 0.8% | −2,594,729−2.4% | Reduced | History |
| VVisa Inc. | Stock | 126,591,271 | $28.2B | 0.8% | +2,370,237+1.9% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 64,224,717 | $27.7B | 0.8% | +3,058,856+5.0% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 69,706,545 | $27.2B | 0.8% | +679,255+1.0% | Added | History |
| HDHome Depot, Inc. | Stock | 70,354,019 | $23.1B | 0.7% | −565,801−0.8% | Reduced | History |
| MAMastercard Inc | Stock | 65,666,413 | $22.8B | 0.6% | −707,569−1.1% | Reduced | History |
| PGProcter & Gamble Co | Stock | 155,027,422 | $21.7B | 0.6% | −755,010−0.5% | Reduced | History |
| BACBank of America Corp | Stock | 502,543,661 | $21.3B | 0.6% | −14,582,251−2.8% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 81,049,941 | $21.1B | 0.6% | −1,124,946−1.4% | Reduced | History |
| ADBEAdobe Inc. | Stock | 36,314,478 | $20.9B | 0.6% | +762,224+2.1% | Added | History |
| DISWalt Disney Co | Stock | 119,795,456 | $20.3B | 0.6% | +314,932+0.3% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 338,599,711 | $18.4B | 0.5% | −2,229,899−0.7% | Reduced | History |
| PFEPfizer Inc | Stock | 410,828,305 | $17.7B | 0.5% | +3,780,033+0.9% | Added | History |
| CRMSalesforce, Inc. | Stock | 64,763,613 | $17.6B | 0.5% | +3,778,735+6.2% | Added | History |
| INTCIntel Corp | Stock | 324,410,268 | $17.3B | 0.5% | +723,627+0.2% | Added | History |
| CMCSAComcast Corp | Stock | 307,500,561 | $17.2B | 0.5% | −10,088,273−3.2% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 29,672,678 | $17.0B | 0.5% | +918,536+3.2% | Added | History |
| NFLXNetflix Inc | Stock | 27,044,453 | $16.5B | 0.5% | −198,126−0.7% | Reduced | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 227,922,264 | $16.2B | 0.5% | +9,854,513+4.5% | Added | – |
| ABTAbbott Laboratories | Stock | 134,318,636 | $15.9B | 0.4% | +2,127,862+1.6% | Added | History |
| VZVerizon Communications Inc | Stock | 289,949,448 | $15.7B | 0.4% | −6,472,970−2.2% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 263,275,108 | $15.5B | 0.4% | −6,545,203−2.4% | Reduced | History |
| PEPPepsiCo Inc | Stock | 100,047,662 | $15.0B | 0.4% | −29,6330.0% | Reduced | History |
| ACNAccenture plc | Stock | 45,442,896 | $14.5B | 0.4% | −588,824−1.3% | Reduced | History |
| KOCoca Cola Co | Stock | 269,857,499 | $14.2B | 0.4% | +2,764,718+1.0% | Added | History |
| MRKMerck & Co., Inc. | Stock | 187,897,289 | $14.1B | 0.4% | +741,796+0.4% | Added | History |
| TAT&T Inc. | Stock | 520,767,902 | $14.1B | 0.4% | +11,916,885+2.3% | Added | History |
| TXNTexas Instruments Inc | Stock | 72,899,263 | $14.0B | 0.4% | +1,871,544+2.6% | Added | History |
| DHRDanaher Corp | Stock | 45,621,495 | $13.9B | 0.4% | +1,360,659+3.1% | Added | History |
| LLYEli Lilly & Co | Stock | 59,955,588 | $13.9B | 0.4% | −972,069−1.6% | Reduced | History |
| WFCWells Fargo & Company | Stock | 294,902,679 | $13.7B | 0.4% | −4,086,350−1.4% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 126,839,439 | $13.7B | 0.4% | +4,247,445+3.5% | Added | History |
| COSTCostco Wholesale Corp | Stock | 30,134,123 | $13.5B | 0.4% | +178,344+0.6% | Added | History |
| AVGOBroadcom Inc. | Stock | 27,326,466 | $13.3B | 0.4% | +280,771+1.0% | Added | History |
| CVXChevron Corp | Stock | 128,677,283 | $13.1B | 0.4% | −7,678,423−5.6% | Reduced | History |
| NKENIKE, Inc. | Stock | 89,666,115 | $13.0B | 0.4% | −244,942−0.3% | Reduced | History |
| MDTMedtronic plc | Stock | 103,020,182 | $12.9B | 0.4% | −1,596,127−1.5% | Reduced | History |
| WMTWalmart Inc. | Stock | 92,352,100 | $12.9B | 0.4% | +2,290,247+2.5% | Added | History |
| INTUIntuit Inc. | Stock | 23,464,727 | $12.7B | 0.4% | +33,066+0.1% | Added | History |
| MCDMcDonalds Corp | Stock | 50,623,997 | $12.2B | 0.3% | −174,805−0.3% | Reduced | History |
| NEENextera Energy Inc | Stock | 151,402,582 | $11.9B | 0.3% | −1,339,165−0.9% | Reduced | History |
| CCitigroup Inc | Stock | 161,104,133 | $11.3B | 0.3% | +1,149,068+0.7% | Added | History |
| MSMorgan Stanley | Stock | 113,197,098 | $11.0B | 0.3% | −7,328,049−6.1% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 176,533,963 | $10.4B | 0.3% | +1,433,256+0.8% | Added | History |
| AMGNAmgen Inc | Stock | 49,013,416 | $10.4B | 0.3% | +1,188,514+2.5% | Added | History |
| MRNAModerna, Inc. | Stock | 26,882,160 | $10.3B | 0.3% | +7,491,435+38.6% | Added | History |
| ORCLOracle Corp | Stock | 117,360,992 | $10.2B | 0.3% | −6,276,109−5.1% | Reduced | History |
| QCOMQualcomm Inc | Stock | 78,059,598 | $10.1B | 0.3% | −2,190,810−2.7% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 16,125,077 | $10.0B | 0.3% | +657,340+4.2% | Added | History |
| LOWLowes Companies Inc | Stock | 48,861,886 | $9.91B | 0.3% | −1,997,046−3.9% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 53,524,788 | $9.75B | 0.3% | +809,973+1.5% | Added | History |
| AMATApplied Materials Inc | Stock | 74,891,677 | $9.64B | 0.3% | +1,410,570+1.9% | Added | History |
| TGTTarget Corp | Stock | 41,153,523 | $9.41B | 0.3% | +637,721+1.6% | Added | History |
| PLDPrologis, Inc. | REIT | 72,916,385 | $9.15B | 0.3% | −1,717,537−2.3% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 34,334,510 | $9.11B | 0.3% | +157,675+0.5% | Added | History |
| IBMInternational Business Machines Corp | Stock | 64,528,194 | $8.96B | 0.3% | +722,962+1.1% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 8,925,892 | $8.87B | 0.3% | +88,010+1.0% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 85,527,215 | $8.80B | 0.2% | −2,2040.0% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 23,225,471 | $8.78B | 0.2% | +177,002+0.8% | Added | History |
| HONHoneywell International Inc | COM | 41,268,823 | $8.76B | 0.2% | +1,506,663+3.8% | Added | History |
| PMPhilip Morris International Inc. | Stock | 91,929,488 | $8.71B | 0.2% | +536,032+0.6% | Added | History |
| RTXRTX Corp | Stock | 99,853,997 | $8.58B | 0.2% | −1,427,235−1.4% | Reduced | History |
| BLKBlackRock, Inc. | COM | 10,120,581 | $8.49B | 0.2% | +217,116+2.2% | Added | History |
| GILDGilead Sciences, Inc. | Stock | 120,982,349 | $8.45B | 0.2% | −2,822,189−2.3% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 43,045,871 | $8.44B | 0.2% | −1,749,511−3.9% | Reduced | History |
| SBUXStarbucks Corp | Stock | 74,791,555 | $8.25B | 0.2% | −221,171−0.3% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 21,654,875 | $8.07B | 0.2% | +86,326+0.4% | Added | History |
| CVSCVS Health Corp | Stock | 94,594,948 | $8.03B | 0.2% | −1,895,062−2.0% | Reduced | History |
| AXPAmerican Express Co | Stock | 47,805,713 | $8.01B | 0.2% | −885,970−1.8% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 108,270,677 | $7.89B | 0.2% | −4,177,008−3.7% | Reduced | History |
| ZTSZoetis Inc. | Stock | 38,887,998 | $7.55B | 0.2% | +739,698+1.9% | Added | History |
| SPGIS&P Global Inc. | Stock | 17,535,606 | $7.45B | 0.2% | +77,909+0.4% | Added | History |
| ADIAnalog Devices Inc | Stock | 43,693,296 | $7.32B | 0.2% | +14,189,157+48.1% | Added | History |
| MMM3M Co | Stock | 41,630,784 | $7.30B | 0.2% | +1,739,749+4.4% | Added | History |
| COPConocoPhillips | Stock | 107,421,028 | $7.28B | 0.2% | −4,702,118−4.2% | Reduced | History |
| CATCaterpillar Inc | Stock | 37,727,559 | $7.24B | 0.2% | +838,706+2.3% | Added | History |
| GEGeneral Electric Co | Stock | 70,225,351 | $7.24B | 0.2% | −505,850−0.7% | ReducedConverted for a 1-for-8 split | History |
| LINLinde PLC | SHS | 23,860,790 | $7.00B | 0.2% | −775,449−3.1% | Reduced | History |
| BABoeing Co | Stock | 30,650,087 | $6.74B | 0.2% | −146,688−0.5% | Reduced | History |
| EQIXEquinix Inc | COM | 8,487,335 | $6.71B | 0.2% | +503,508+6.3% | Added | History |
| DEDeere & Co | Stock | 19,798,760 | $6.63B | 0.2% | −1,002,825−4.8% | Reduced | History |
| LRCXLam Research Corp | COM | 11,313,232 | $6.44B | 0.2% | +76,201+0.7% | Added | History |
| FISFidelity National Information Services, Inc. | Stock | 52,872,604 | $6.43B | 0.2% | +1,951,995+3.8% | Added | History |
| SYKStryker Corp | Stock | 24,204,161 | $6.38B | 0.2% | +1,035,957+4.5% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 31,176,737 | $6.23B | 0.2% | +773,928+2.5% | Added | History |
| GMGeneral Motors Co | COM | 117,168,238 | $6.18B | 0.2% | +4,900,052+4.4% | Added | History |
| MUMicron Technology Inc | Stock | 86,449,875 | $6.14B | 0.2% | +1,485,308+1.7% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 2,579,723 | $6.12B | 0.2% | −40,137−1.5% | Reduced | History |
| CHTRCharter Communications, Inc. | CL A | 8,395,253 | $6.11B | 0.2% | −447,696−5.1% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 40,150,367 | $6.08B | 0.2% | +517,226+1.3% | Added | History |
Options (63)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $2.87B | $17.6B |
| iShares Tr464288513 | IBOXX HI YD ETF | $2.03B | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $377.3M | $501.3M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $453.1M | – |
| iShares Tr464287184 | CHINA LG-CAP ETF | – | $385.6M |
| iShares Russell 2000 ETF464287655 | ETF | $356.3M | – |
| CRMSalesforce, Inc. | Stock | – | $343.5M |
| BBYBest Buy Co Inc | Stock | – | $237.4M |
| XLNXXilinx Inc | COM | – | $218.9M |
| MSFTMicrosoft Corp | Stock | – | $215.1M |
| Alphabet Inc02079K907 | CALL | – | $208.7M |
| FANGDiamondback Energy, Inc. | Stock | – | $196.4M |
| DVNDevon Energy Corp | Stock | – | $178.4M |
| CZRCaesars Entertainment, Inc. | COM | – | $155.7M |
| STZConstellation Brands, Inc. | Stock | – | $134.3M |
| MAMastercard Inc | Stock | – | $131.2M |
| AAPLApple Inc. | Stock | – | $128.0M |
| FCXFreeport-McMoran Inc | Stock | – | $120.3M |
| iShares Inc46434G822 | MSCI JAPAN ETF | – | $120.0M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | – | $109.7M |
| METAMeta Platforms, Inc. | Stock | – | $102.9M |
| WDCWestern Digital Corp | COM | – | $101.6M |
| TMOThermo Fisher Scientific Inc. | Stock | – | $95.2M |
| WSMWilliams Sonoma Inc | COM | – | $90.4M |
| PHParker-Hannifin Corp | Stock | – | $75.7M |
| WFCWells Fargo & Company | Stock | – | $70.9M |
| TJXTJX Companies Inc | Stock | – | $69.9M |
| LOWLowes Companies Inc | Stock | $68.3M | – |
| ZSZscaler, Inc. | Stock | – | $45.7M |
| NUENucor Corp | COM | – | $42.2M |
| UBERUber Technologies, Inc | Stock | $41.1M | – |
| FDXFedEx Corp | Stock | – | $37.5M |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | $37.3M | – |
| DEDeere & Co | Stock | – | $36.2M |
| AMZNAmazon Com Inc | Stock | – | $34.8M |
| MASMasco Corp | COM | – | $34.5M |
| DXCMDexcom Inc | COM | – | $33.0M |
| CRWDCrowdStrike Holdings, Inc. | Stock | – | $32.9M |
| TE Connectivity LtdH84989904 | CALL | – | $32.2M |
| AAAlcoa Corp | Stock | – | $32.1M |
| UPSUnited Parcel Service Inc | Stock | – | $31.5M |
| GPNGlobal Payments Inc | Stock | – | $31.5M |
| RIORio Tinto PLC | ADR | – | $31.5M |
| LLYEli Lilly & Co | Stock | – | $30.9M |
| MUMicron Technology Inc | Stock | – | $30.6M |
| TWLOTwilio Inc | CL A | – | $28.6M |
| VALEVale S.A. | SPONSORED ADS | – | $26.7M |
| JPMJPMorgan Chase & Co | Stock | $24.6M | – |
| VanEck Semiconductor ETF92189F676 | ETF | – | $23.1M |
| ETEnergy Transfer LP | COM UT LTD PTN | – | $20.2M |
| CMCSAComcast Corp | Stock | – | $17.3M |
| Seagate Technology HLDNGS PLG7997R953 | ORD SHS | $16.5M | – |
| AALAmerican Airlines Group Inc. | Stock | $11.9M | – |
| Liberty Global PLCG5480U900 | CALL | – | $11.0M |
| Starz Entertainment Corp535919401 | CL A VTG | – | $6.39M |
| UALUnited Airlines Holdings, Inc. | COM | $4.76M | – |
| AMDAdvanced Micro Devices Inc | Stock | – | $3.35M |
| PCGPG&E Corp | Stock | $2.88M | – |
| MRNAModerna, Inc. | Stock | – | $2.69M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $2.19M |
| XUnited States Steel Corp | COM | – | $1.70M |
| AMATApplied Materials Inc | Stock | – | $1.67M |
| Spire Global Inc848560958 | COM CL A | $1.25M | – |
Sold out since Q2 2021 (176)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 176 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| ALXNAlexion Pharmaceuticals, Inc. | COM | 17,495,607 | $3.21B | 0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 24,122,903 | $2.54B | 0.1% | History |
| WORKSlack Technologies, Inc. | COM CL A | 26,049,546 | $1.15B | <0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 4,358,664 | $720.1M | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 6,747,538 | $521.6M | <0.1% | History |
| PFPTProofpoint Inc | COM | 2,961,073 | $514.5M | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 12,715,575 | $407.8M | <0.1% | History |
| SYKESykes Enterprises Inc | COM | 6,352,047 | $341.1M | <0.1% | History |
| CORECore-Mark Holding Company, LLC | COM | 7,051,657 | $317.4M | <0.1% | History |
| LMNXLuminex Corp | COM | 7,757,179 | $285.5M | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 2,733,228 | $201.7M | <0.1% | History |
| Lightspeed Pos Inc53227R106 | SUB VTG SHS | 2,303,983 | $192.6M | <0.1% | – |
| Boston Private Finl Hldgs IN101119105 | COM | 12,158,134 | $179.3M | <0.1% | – |
| GRAW R Grace & Co | COM | 2,554,881 | $176.6M | <0.1% | History |
| HOMEAt Home Group Inc. | COM | 4,229,479 | $155.8M | <0.1% | History |
| Translate Bio, Inc.89374L104 | COM | 5,552,786 | $152.9M | <0.1% | – |
| NAVNavistar International Corp | COM | 3,431,535 | $152.7M | <0.1% | History |
| CBBCincinnati Bell Inc | COM NEW | 7,503,960 | $115.7M | <0.1% | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 2,781,344 | $94.0M | <0.1% | History |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 4,863,308 | $92.2M | <0.1% | – |
| KNLKnoll Inc | COM NEW | 3,412,420 | $88.7M | <0.1% | History |
| iShares Semiconductor ETF464287523 | ETF | 163,199 | $74.1M | <0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,402,409 | $71.0M | <0.1% | – |
| AHTAshford Hospitality Trust Inc | COM SHS | 13,121,198 | $59.8M | <0.1% | History |
| ORBCOMM Inc.68555P100 | COM | 5,269,954 | $59.2M | <0.1% | – |
| PQ Group Hldgs Inc73943T103 | COM | 3,768,905 | $57.9M | <0.1% | – |
| SWISolarWinds Corp | COM | 3,308,181 | $55.9M | <0.1% | History |
| New Sr Invt Group Inc648691103 | COM | 6,107,814 | $53.6M | <0.1% | – |
| Watford Hldgs LtdG94787101 | SHS | 1,323,337 | $46.3M | <0.1% | – |
| MSG Network Inc553573106 | CL A | 2,612,338 | $38.1M | <0.1% | – |
| Reinvent Technology PartnersG7483N129 | CL A | 3,445,833 | $34.4M | <0.1% | – |
| Brookfield Ppty REIT Inc11282X103 | CL A | 1,488,244 | $28.1M | <0.1% | – |
| PDC Energy, Inc.69327RAD3 | NOTE 1.125% 9/1 | – | $27.1M | <0.1% | – |
| Diamond S Shipping Inc.Y20676105 | COM | 2,053,010 | $20.4M | <0.1% | – |
| First Choice Bancorp31948P104 | COM | 598,404 | $18.2M | <0.1% | – |
| MDC Partners Inc.552697104 | CL A SUB VTG | 2,962,701 | $17.3M | <0.1% | – |
| Reinvent Technology PartnersG74847123 | UNIT 99/99/9999 | 1,534,290 | $15.8M | <0.1% | – |
| Therapeutics Acquisition Cor88339T103 | COM CL A | 1,494,816 | $15.4M | <0.1% | – |
| Rotor Acquisition Corp77879W204 | UNIT 06/15/2027 | 1,300,000 | $13.7M | <0.1% | – |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $13.2M | <0.1% | – |
| PAXPatria Investments Ltd | COM CL A | 745,368 | $13.1M | <0.1% | History |
| Intercept Pharmaceuticals IN45845PAB4 | NOTE 2.000% 5/1 | – | $12.5M | <0.1% | – |
| PFBIPremier Financial Bancorp Inc | COM | 738,887 | $12.4M | <0.1% | History |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $10.3M | <0.1% | – |
| Via Renewables, Inc.846511103 | CL A COM | 888,584 | $10.1M | <0.1% | – |
| Cloudflare, Inc.18915MAB3 | NOTE 0.750% 5/1 | – | $9.79M | <0.1% | – |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $9.04M | <0.1% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $8.22M | <0.1% | – |
| PROSProSight Global, Inc. | COM | 588,287 | $7.51M | <0.1% | History |
| KINKindred Biosciences, Inc. | COM | 817,300 | $7.50M | <0.1% | History |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $7.04M | <0.1% | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 460,244 | $6.91M | <0.1% | – |
| BCTG Acquisition Corp05492W103 | COM | 600,000 | $6.83M | <0.1% | – |
| iShares Tr46436E783 | FACTORS US MID | 144,000 | $6.32M | <0.1% | – |
| PDACPeridot Acquisition Corp. | SHS CL A | 518,004 | $6.31M | <0.1% | History |
| RH74967XAA1 | NOTE 6/1 | – | $6.14M | <0.1% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $6.11M | <0.1% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $6.10M | <0.1% | – |
| iShares Tr46436E791 | FACTORS US BLEND | 145,000 | $5.94M | <0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $5.86M | <0.1% | – |
| Chiasma, Inc16706W102 | COM | 1,227,587 | $5.81M | <0.1% | – |
| Revolution Accelertn Acqu Co76156P106 | COM CL A | 579,232 | $5.78M | <0.1% | – |
| iShares Tr46436E775 | FACTORS US SMALL | 114,000 | $5.67M | <0.1% | – |
| NRDYNerdy Inc. | CL A COM | 555,244 | $5.51M | <0.1% | History |
| Software Acquisitn Grup Inc83407F101 | COM CL A | 509,604 | $5.07M | <0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $4.75M | <0.1% | – |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $4.71M | <0.1% | – |
| Dragoneer Growth Opportun CoG28302100 | COM CL A | 443,471 | $4.42M | <0.1% | – |
| Sogou Inc83409V104 | ADR REPSTG A | 512,783 | $4.37M | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $4.12M | <0.1% | – |
| TLNDTalend S.A. | ADS | 62,644 | $4.11M | <0.1% | History |
| JAXJ. Alexander's Holdings, Inc. | COM | 342,890 | $3.99M | <0.1% | History |
| Climate Change Crisis Real I18716C118 | *W EXP 09/15/202 | 943,678 | $3.85M | <0.1% | – |
| Cerevel Therapeutics HLDNG I15678U102 | *W EXP 06/09/202 | 236,914 | $3.41M | <0.1% | – |
| MOLNMolecular Partners AG | ADS | 165,038 | $3.38M | <0.1% | History |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $3.30M | <0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $3.22M | <0.1% | – |
| SHSPSharpSpring, Inc. | COM | 179,224 | $3.03M | <0.1% | History |
| Under Armour, Inc.904311AC1 | NOTE 1.500% 6/0 | – | $2.96M | <0.1% | – |
| Atotech LtdG0625A105 | COM | 115,000 | $2.94M | <0.1% | – |
| JWSUFJaws Mustang Acquisition Corp | UNIT 99/99/9999 | 259,928 | $2.62M | <0.1% | History |
| iShares Tr46436E742 | EGSADVNCDMSCI EM | 55,000 | $2.56M | <0.1% | – |
| LUXELuxExperience B.V. | SPONSORED ADS | 77,107 | $2.35M | <0.1% | History |
| iShares Tr464287770 | U.S. FIN SVC ETF | 12,556 | $2.33M | <0.1% | – |
| CQPCheniere Energy Partners, L.P. | COM UNIT | 50,769 | $2.25M | <0.1% | History |
| Walkme LtdM97628107 | ORD SHS | 75,000 | $2.19M | <0.1% | – |
| iShares Tr46436E692 | ESG AWARE CONSER | 70,000 | $1.95M | <0.1% | – |
| ALSKAlaska Communications Systems Group Inc | COM | 579,609 | $1.93M | <0.1% | History |
| Tortoise Acquisition Corp IIG89554128 | *W EXP 06/14/202 | 858,390 | $1.86M | <0.1% | – |
| Reinvent Technology PartnersG7483N103 | *W EXP 09/16/202 | 861,457 | $1.68M | <0.1% | – |
| GTT Communications, Inc.362393100 | COM | 667,257 | $1.62M | <0.1% | – |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $1.50M | <0.1% | – |
| Decarbonization Plus Acqu Co242797116 | *W EXP 10/02/202 | 625,300 | $1.43M | <0.1% | – |
| SPRTSupport.com, Inc. | COM NEW | 356,021 | $1.37M | <0.1% | History |
| iShares Tr46435G656 | ADAPTIVE ETF | 38,093 | $1.26M | <0.1% | – |
| Image Sensing Sys Inc45244C104 | COM | 184,891 | $1.26M | <0.1% | – |
| Rotor Acquisition Corp77879W113 | *W EXP 06/15/202 | 1,000,000 | $1.23M | <0.1% | – |
| iShares Tr46436E593 | IBOND DEC 2030 | 50,000 | $1.17M | <0.1% | – |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | 49,833 | $1.04M | <0.1% | – |
| iShares Tr46429B309 | MSCI INDONIA ETF | 48,823 | $990.0K | <0.1% | – |