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Livermore
Livermore
ZHEN

AlphaMark Advisors, LLC

SEC CIK
0001348183
Latest filing
Jan 21, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 31, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
748
+111 vs. Q2 2023
Portfolio value
$233.3M
+$16.5M (+7.6%) vs. Q2 2023
Filed
Oct 31, 2023
SEC
Holdings of AlphaMark Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Simplify Exchange Traded Fun82889N863VOLATILITY PREM777$17.0K<0.1%+425+120.7%Added–
CFGCitizens Financial Group IncCOM628$17.0K<0.1%−49−7.2%ReducedHistory
GLADGladstone Capital CorpCOM1,771$17.0K<0.1%+1,366+337.3%AddedHistory
FFord Motor CoStock1,415$18.0K<0.1%+35+2.5%AddedHistory
CATCaterpillar IncStock65$18.0K<0.1%−100−60.6%ReducedHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM1,413$18.0K<0.1%+618+77.7%AddedHistory
First Tr Exchange-Traded FD336917109SHS550$18.0K<0.1%−75−12.0%Reduced–
CLMCornerstone Strategic Investment Fund, Inc.COM2,240$18.0K<0.1%+1,002+80.9%AddedHistory
ISRGIntuitive Surgical IncCOM NEW63$18.0K<0.1%+9+16.7%AddedHistory
Aberdeen Gold Trust26922Y105COM1,000$18.0K<0.1%00.0%Unchanged–
H & Q Healthcare Fund404052102COM1,160$18.0K<0.1%+210+22.1%Added–
FTVFortive CorpStock250$19.0K<0.1%00.0%UnchangedHistory
AMAntero Midstream CorpStock1,554$19.0K<0.1%+613+65.1%AddedHistory
iShares Tr46435U366SELF DRIVNG EV501$19.0K<0.1%00.0%Unchanged–
PIMCO ETF Tr72201R643ENHANCD SHORT198$19.0K<0.1%−1,820−90.2%Reduced–
FSLYFastly, Inc.CL A1,000$19.0K<0.1%00.0%UnchangedHistory
Volkswagen AG928662501COM1,689$19.0K<0.1%+38+2.3%Added–
CSXCSX CorpStock650$20.0K<0.1%−20−3.0%ReducedHistory
ARLPAlliance Resource Partners LPStock870$20.0K<0.1%+250+40.3%AddedHistory
OTEXOpen Text CorpCOM572$20.0K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR9,572$20.0K<0.1%+9,572NewHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF1,100$20.0K<0.1%00.0%Unchanged–
NINisource Inc.COM800$20.0K<0.1%00.0%UnchangedHistory
ASHAshland Inc.COM250$20.0K<0.1%+250NewHistory
IVRInvesco Mortgage Capital Inc.COM1,975$20.0K<0.1%+378+23.7%AddedHistory
ARCCAres Capital CorpCEF1,068$21.0K<0.1%+968+968.0%AddedHistory
iShares Inc464286749MSCI SWITZERLAND475$21.0K<0.1%−15−3.1%Reduced–
CMAComerica IncCOM500$21.0K<0.1%−50−9.1%ReducedHistory
CTRECareTrust REIT, Inc.COM1,050$22.0K<0.1%+1,050NewHistory
iShares Inc464286475EM MKT SM-CP ETF408$22.0K<0.1%−65,534−99.4%Reduced–
SPLKSplunk IncCOM150$22.0K<0.1%−470−75.8%ReducedHistory
STESTERIS plcCOM100$22.0K<0.1%−50−33.3%ReducedHistory
ETF Ser Solutions26922B840COM2,278$22.0K<0.1%+255+12.6%Added–
Direxion Shs ETF Tr25460G286TSLA BULL 1.5X1,445$22.0K<0.1%+1,445New–
ADMArcher-Daniels-Midland CoStock310$23.0K<0.1%00.0%UnchangedHistory
IONSIonis Pharmaceuticals IncCOM500$23.0K<0.1%00.0%UnchangedHistory
HIHillenbrand, Inc.COM546$23.0K<0.1%+15+2.8%AddedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT2,200$24.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W109US TOTAL DIVIDND400$24.0K<0.1%00.0%Unchanged–
UTGReaves Utility Income FundCOM SH BEN INT973$24.0K<0.1%+373+62.2%AddedHistory
BNTXBioNTech SESPONSORED ADS220$24.0K<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25459W54020YR TRES BULL5,000$24.0K<0.1%+5,000New–
ETF Managers Tr26924G409PRIME MOBILE PAY610$24.0K<0.1%00.0%Unchanged–
Global X Lithium & Battery Tech ETF37954Y855ETF450$25.0K<0.1%00.0%Unchanged–
MAINMain Street Capital CORPCEF615$25.0K<0.1%+90+17.1%AddedHistory
PDIPIMCO Dynamic Income FundSHS1,426$25.0K<0.1%+753+111.9%AddedHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT750$25.0K<0.1%+750New–
Direxion Shs ETF Tr25460G658DLY S&P OIL GAS2,521$25.0K<0.1%+2,514+35,914.3%Added–
TELFYTelefonica S ASPONSORED ADR6,169$25.0K<0.1%00.0%UnchangedHistory
ACNAccenture plcStock86$26.0K<0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock256$26.0K<0.1%+26+11.3%AddedHistory
BSXBoston Scientific CorpStock500$26.0K<0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.COM40$26.0K<0.1%00.0%UnchangedHistory
Schwab US Tips ETF808524870ETF538$27.0K<0.1%−737−57.8%Reduced–
SCHWSchwab Charles CorpStock500$27.0K<0.1%00.0%UnchangedHistory
PCARPaccar IncCOM322$27.0K<0.1%00.0%UnchangedHistory
Ea Series Trust02072L680STRIVE 500 ETF1,000$27.0K<0.1%00.0%Unchanged–
AZNAstraZeneca PLCSPONSORED ADR392$27.0K<0.1%−120−23.4%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF430$28.0K<0.1%00.0%Unchanged–
RQICohen & Steers Quality Income Realty Fund IncCEF2,793$28.0K<0.1%+1,218+77.3%AddedHistory
CHDNChurchill Downs IncCOM240$28.0K<0.1%00.0%UnchangedHistory
HTGCHercules Capital, Inc.COM1,687$28.0K<0.1%−771−31.4%ReducedHistory
UVVUniversal CorpCOM600$28.0K<0.1%−400−40.0%ReducedHistory
American Capital Agency Corp02503X105COMMON STOCK3,009$28.0K<0.1%+1,859+161.7%Added–
iShares Tr46434VAX8IBONDS DEC23 ETF1,102$28.0K<0.1%−112−9.2%Reduced–
MAMastercard IncStock73$29.0K<0.1%−25−25.5%ReducedHistory
VVisa Inc.Stock125$29.0K<0.1%00.0%UnchangedHistory
CCitigroup IncStock700$29.0K<0.1%+300+75.0%AddedHistory
ProShares Tr74347R206PSHS ULTRA QQQ489$29.0K<0.1%+233+91.0%Added–
ORANYOrangeSPONSORED ADR2,500$29.0K<0.1%00.0%UnchangedHistory
ProShares Tr Ultrapro SHT QQQ74347G408CEF1,400$29.0K<0.1%−2,400−63.2%Reduced–
KMBKimberly Clark CorpStock250$30.0K<0.1%00.0%UnchangedHistory
iShares Tr464287796U.S. ENERGY ETF625$30.0K<0.1%−250−28.6%Reduced–
EOSEaton Vance Enhanced Equity Income Fund IICOM1,727$30.0K<0.1%−3,400−66.3%ReducedHistory
BF.ABrown Forman CorpCL A520$30.0K<0.1%+2+0.4%AddedHistory
LNTHLantheus Holdings, Inc.Stock445$31.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33735T109COMMON SHS2,805$31.0K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT800$32.0K<0.1%+800New–
Vanguard Whitehall FDS921946794INTL HIGH ETF520$32.0K<0.1%−15−2.8%Reduced–
Etfis Ser Tr I26923G772INFRAC ACT MLP917$32.0K<0.1%+672+274.3%Added–
T-Mobile US, Inc.591708102COM225$32.0K<0.1%00.0%Unchanged–
NTRANatera, Inc.COM750$33.0K<0.1%00.0%UnchangedHistory
AFGAmerican Financial Group IncCOM304$34.0K<0.1%00.0%UnchangedHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS2,000$34.0K<0.1%00.0%Unchanged–
JJacobs Solutions Inc.COM250$34.0K<0.1%00.0%UnchangedHistory
Cincinnati Bancorp Inc17187C102COM NEW2,500$34.0K<0.1%00.0%Unchanged–
Graniteshares ETF Tr38747R8271.5X LNG NVDA DL402$34.0K<0.1%+402New–
MCKMcKesson CorpStock80$35.0K<0.1%00.0%UnchangedHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT1,125$35.0K<0.1%−225−16.7%Reduced–
TIGOMillicom International Cellular SACOM STK2,249$35.0K<0.1%00.0%UnchangedHistory
NTESNetEase, Inc.SPONSORED ADS350$35.0K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR6,000$35.0K<0.1%+1,000+20.0%AddedHistory
Global X FDS37960A669SUPERDIVIDEND1,665$36.0K<0.1%+1,665New–
MOSMosaic CoCOM1,000$36.0K<0.1%00.0%UnchangedHistory
MASMasco CorpCOM700$37.0K<0.1%−725−50.9%ReducedHistory
STMSTMicroelectronics N.V.NY REGISTRY850$37.0K<0.1%+200+30.8%AddedHistory
iShares Tr464287739U.S. REAL ES ETF475$37.0K<0.1%−160−25.2%Reduced–
iShares Tr464287325GLOB HLTHCRE ETF445$37.0K<0.1%−50−10.1%Reduced–
iShares Tr464288273EAFE SML CP ETF650$37.0K<0.1%−46,735−98.6%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF382$38.0K<0.1%−40−9.5%Reduced–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AlphaMark Advisors, LLC in Q3 2023
SecurityClassPutsCalls
Call NVDA $45067066G994COM–$5.00K

Sold out since Q2 2023 (58)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of AlphaMark Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Edwards Lifesciences C26176E108COM21,847$2.06M1.0%–
AQR Diversified Arbitr00203H107ETF31,152$368.0K0.2%–
PTYPIMCO Corporate & Income Opportunity FundCOM4,372$61.0K<0.1%History
CPCanadian Pacific Kansas City LtdCOM576$47.0K<0.1%History
First Tr Exchng Traded FD VI33740F664FT VEST US EQT800$30.0K<0.1%–
Roche Hldg Ltd ADR771195104COM600$23.0K<0.1%–
TXNTexas Instruments IncStock105$19.0K<0.1%History
iShares Inc464286293ASIA/PAC DIV ETF570$19.0K<0.1%–
PAGPPlains GP Holdings LPLTD PARTNR INT A1,218$18.0K<0.1%History
iShares Core S&P Mid-Cap ETF464287507ETF65$17.0K<0.1%–
Kraneshares Tr500767736QUADRTC INT RT750$15.0K<0.1%–
SMGScotts Miracle-Gro CoStock225$14.0K<0.1%History
DVADavita Inc.COM144$14.0K<0.1%History
CARRCarrier Global CorpStock255$13.0K<0.1%History
Johnson Controls Inc478366107COM185$13.0K<0.1%–
Janus Global Technolog471023663COM280$13.0K<0.1%–
UNHUnitedHealth Group IncStock25$12.0K<0.1%History
Vanguard Morningstar Small-Cap Value ETF922908611ETF65$11.0K<0.1%–
ALGMAllegro Microsystems, Inc.COM250$11.0K<0.1%History
Koninklijke Ahold Delhaize N500467501COM300$10.0K<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP154$10.0K<0.1%History
DVNDevon Energy CorpStock170$8.00K<0.1%History
AAAlcoa CorpCOM250$8.00K<0.1%History
First Tr Exch TRD Alphdx FD33737J190GERMANY ALPHA195$8.00K<0.1%–
Paramount Global92556H206CL B475$8.00K<0.1%–
VLOValero Energy CorpStock63$7.00K<0.1%History
MET.PAMetlife IncCOM300$7.00K<0.1%History
iShares S&P Small-Cap 600 Growth ETF464287887ETF54$6.00K<0.1%–
UBERUber Technologies, IncStock147$6.00K<0.1%History
iShares Tr464288695GLOBAL MATER ETF75$6.00K<0.1%–
PRGOPERRIGO Co plcSHS171$6.00K<0.1%History
Vanguard Inflat Protected Sec922031869COM519$6.00K<0.1%–
VTRSViatris IncStock475$5.00K<0.1%History
XYLXylem Inc.COM46$5.00K<0.1%History
Carl Zeiss Meditec AG NPV Isin DE0005313704 Sedol 5922961D14895102COMMONSTOCK50$5.00K<0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF50$4.00K<0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT85$4.00K<0.1%–
iShares Inc464286822MSCI MEXICO ETF68$4.00K<0.1%–
Daimler Truck Hldg AG Sponsored ADS23384L101ADR200$4.00K<0.1%–
DGDollar General CorpCOM18$3.00K<0.1%History
First Tr Exchng Traded FD VI33740U802FT VEST U.S.85$3.00K<0.1%–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT95$3.00K<0.1%History
Komatsu Ltd500458401ADR100$3.00K<0.1%–
CFMSConformis IncCOM982$2.00K<0.1%History
CURLFCuraleaf Holdings, Inc.COM800$2.00K<0.1%History
SWNSouthwestern Energy CoCOM409$2.00K<0.1%History
XYZBlock, Inc.CL A21$1.00K<0.1%History
Adidas AG ADR00687A107ADR6$1.00K<0.1%–
American Fd Fundamental360802102COM21$1.00K<0.1%–
VACMarriott Vacations Worldwide CorpCOM1$00.0%History
NVAXNovavax IncCOM NEW35$00.0%History
Bridgeway Natl Corp10874R102COM34$00.0%–
CWBHFCharlotte's Web Holdings, Inc.COM575$00.0%History
American FD Growth FD Of399874106COM1$00.0%–
Valaris PLC Shs Class AG9402V109Stock125$00.0%–
ZEVLightning eMotors, Inc.COM11$00.0%History
Valaris LtdG9460G119*W EXP 04/29/20241$00.0%–
Alliance Growth & Incm018597500ETF6$00.0%–