Skip to main content
Livermore
Livermore
ZHEN

AlphaMark Advisors, LLC

SEC CIK
0001348183
Latest filing
Jan 21, 2025

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
602
−3 vs. Q3 2021
Portfolio value
$285.9M
+$9.36M (+3.4%) vs. Q3 2021
Filed
Feb 9, 2022
SEC
Holdings of AlphaMark Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PDDPDD Holdings Inc.SPONSORED ADS60$3.00K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R100MULTI ASSET DI200$3.00K<0.1%00.0%Unchanged–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT200$3.00K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R704RBA INDL ETF72$3.00K<0.1%+72New–
CODICompass Diversified HoldingsSH BEN INT100$3.00K<0.1%00.0%UnchangedHistory
AAWWAtlas Air Worldwide Holdings IncCOM NEW35$3.00K<0.1%00.0%UnchangedHistory
First Tr Ise Revere Nat Gas Com33734J102COM195$3.00K<0.1%00.0%Unchanged–
Market Vectors Etf TRUST57060U100COM100$3.00K<0.1%00.0%Unchanged–
PRFTPerficient IncCOM22$3.00K<0.1%00.0%UnchangedHistory
SKMSK Telecom Co LtdSPONSORED ADR121$3.00K<0.1%−79−39.5%ReducedHistory
SPDR Ser Tr78464A532S&P TRANSN ETF35$3.00K<0.1%+35New–
COHRCoherent Corp.COM46$3.00K<0.1%00.0%UnchangedHistory
ALCAlcon IncStock50$4.00K<0.1%00.0%UnchangedHistory
iShares U.S. Medical Devices ETF464288810ETF60$4.00K<0.1%00.0%Unchanged–
iShares S&P 500 Growth ETF464287309ETF43$4.00K<0.1%+43New–
AMAntero Midstream CorpStock435$4.00K<0.1%+100+29.9%AddedHistory
KSSKOHLS CorpStock85$4.00K<0.1%+20+30.8%AddedHistory
SAMBoston Beer Co IncCL A7$4.00K<0.1%00.0%UnchangedHistory
iShares Inc464286400MSCI BRAZIL ETF125$4.00K<0.1%00.0%Unchanged–
BIIBBiogen Inc.COM17$4.00K<0.1%00.0%UnchangedHistory
JAZZJazz Pharmaceuticals plcSHS USD34$4.00K<0.1%00.0%UnchangedHistory
CALYCallaway Golf CoCOM150$4.00K<0.1%00.0%UnchangedHistory
WATWaters CorpCOM10$4.00K<0.1%00.0%UnchangedHistory
HOGHarley-Davidson, Inc.COM100$4.00K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A6$4.00K<0.1%−2−25.0%ReducedHistory
iShares Inc464286285JP MRGN EM HI BD100$4.00K<0.1%00.0%Unchanged–
HYTBlackRock Corporate High Yield Fund, Inc.COM350$4.00K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM253$4.00K<0.1%00.0%UnchangedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME400$4.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E123S&P SMLCP INDL42$4.00K<0.1%+42New–
HPIJohn Hancock Preferred Income FundSH BEN INT200$4.00K<0.1%00.0%UnchangedHistory
TWLOTwilio IncCL A17$4.00K<0.1%+4+30.8%AddedHistory
iShares Tr464288844US OIL EQ&SV ETF300$4.00K<0.1%+300New–
DHCDiversified Healthcare TrustCOM SH BEN INT1,400$4.00K<0.1%00.0%UnchangedHistory
ALKAlaska Air Group, Inc.COM78$4.00K<0.1%−1−1.3%ReducedHistory
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH100$4.00K<0.1%00.0%Unchanged–
GSKGSK plcSPONSORED ADR90$4.00K<0.1%00.0%UnchangedHistory
RBCNRubicon Technology, Inc.COM NEW500$4.00K<0.1%+500NewHistory
EFXEquifax IncCOM18$5.00K<0.1%+18NewHistory
INGRIngredion IncCOM50$5.00K<0.1%00.0%UnchangedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD100$5.00K<0.1%00.0%Unchanged–
IONSIonis Pharmaceuticals IncCOM180$5.00K<0.1%−15−7.7%ReducedHistory
GGTGabelli Multimedia Trust Inc.COM530$5.00K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F486IG FLOA RATE ETF200$5.00K<0.1%00.0%Unchanged–
iShares Tr464287275GBL COMM SVC ETF60$5.00K<0.1%−2,640−97.8%Reduced–
SQMChemical & Mining Co of Chile IncSPON ADR SER B106$5.00K<0.1%00.0%UnchangedHistory
Flexshares Tr33939L506IBOXX 3R TARGT200$5.00K<0.1%+85+73.9%Added–
VRTVertiv Holdings CoCOM CL A200$5.00K<0.1%00.0%UnchangedHistory
NVAXNovavax IncCOM NEW35$5.00K<0.1%00.0%UnchangedHistory
OMEXOdyssey Marine Exploration IncCOM NEW950$5.00K<0.1%00.0%UnchangedHistory
GLADGladstone Capital CorpCOM400$5.00K<0.1%00.0%UnchangedHistory
GLPGlobal Partners LPCOM UNITS200$5.00K<0.1%00.0%UnchangedHistory
Husqvarna AB448103101ADR150$5.00K<0.1%00.0%Unchanged–
IVRInvesco Mortgage Capital Inc.COM1,922$5.00K<0.1%+1,065+124.3%AddedHistory
iShares Tr464287382JPX NIKKEI 40045$5.00K<0.1%00.0%Unchanged–
Nuveen PFD & Incm Securties67072C105COM500$5.00K<0.1%00.0%Unchanged–
Suntory Beverage & Food Ltd ADS86803T104ADR300$5.00K<0.1%00.0%Unchanged–
CC Neuberger Prin Hldgs IIG3166T111*W EXP 07/29/2023,500$5.00K<0.1%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF24$6.00K<0.1%00.0%Unchanged–
ETHEGrayscale Ethereum Staking ETFETF174$6.00K<0.1%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock100$6.00K<0.1%−100−50.0%ReducedHistory
PLUGPlug Power IncStock200$6.00K<0.1%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS750$6.00K<0.1%+750NewHistory
iShares Inc464286533MSCI EMERG MRKT100$6.00K<0.1%00.0%Unchanged–
iShares Tr46429B671MSCI CHINA ETF100$6.00K<0.1%00.0%Unchanged–
NEWTNewtekOne, Inc.COM NEW200$6.00K<0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM55$6.00K<0.1%00.0%UnchangedHistory
VALNValneva SESPONSORED ADS100$6.00K<0.1%+100NewHistory
BF.BBrown Forman CorpStock103$7.00K<0.1%+1+1.0%AddedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR196$7.00K<0.1%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM80$7.00K<0.1%−200−71.4%ReducedHistory
iShares Tr464287713US TELECOM ETF200$7.00K<0.1%00.0%Unchanged–
PRGOPERRIGO Co plcSHS171$7.00K<0.1%00.0%UnchangedHistory
MLCOMelco Resorts & Entertainment LTDADR650$7.00K<0.1%00.0%UnchangedHistory
XAIRBeyond Air, Inc.COM725$7.00K<0.1%00.0%UnchangedHistory
H & Q Healthcare Fund404052102COM300$7.00K<0.1%00.0%Unchanged–
Market Vectors Nuclear57060U704COM133$7.00K<0.1%−133−50.0%Reduced–
SRNESorrento Therapeutics, Inc.COM NEW1,500$7.00K<0.1%+1,500NewHistory
CNCCentene CorpStock102$8.00K<0.1%00.0%UnchangedHistory
RIORio Tinto PLCADR125$8.00K<0.1%−100−44.4%ReducedHistory
CCitigroup IncStock133$8.00K<0.1%00.0%UnchangedHistory
iShares Inc464286806MSCI GERMANY ETF250$8.00K<0.1%00.0%Unchanged–
First Tr Exchange-Traded Alp33734K109COM SHS90$8.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717W208US HIGH DIVIDEND100$8.00K<0.1%00.0%Unchanged–
MROMarathon Oil CorpCOM500$8.00K<0.1%−355−41.5%ReducedHistory
ODPODP CorpCOM200$8.00K<0.1%+200NewHistory
THSTreeHouse Foods, Inc.COM200$8.00K<0.1%+200NewHistory
WisdomTree Tr97717W786INTL DIV EX FINL200$8.00K<0.1%00.0%Unchanged–
Edwards Lifesciences C26176E108COM60$8.00K<0.1%00.0%Unchanged–
VTRSViatris IncStock690$9.00K<0.1%−10−1.4%ReducedHistory
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF360$9.00K<0.1%00.0%Unchanged–
HTGCHercules Capital, Inc.COM550$9.00K<0.1%00.0%UnchangedHistory
STWDStarwood Property Trust, Inc.COM380$9.00K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092857MSCI RL EST ETF250$9.00K<0.1%00.0%Unchanged–
WNCWabash National CorpCOM450$9.00K<0.1%00.0%UnchangedHistory
WTERAlkaline Water Co IncCOM NEW7,250$9.00K<0.1%00.0%UnchangedHistory
CURLFCuraleaf Holdings, Inc.COM1,000$9.00K<0.1%−1,000−50.0%ReducedHistory
STEMStem, Inc.CL A500$9.00K<0.1%00.0%UnchangedHistory
MARMarriott International IncStock60$10.0K<0.1%00.0%UnchangedHistory
BACBank of America CorpStock225$10.0K<0.1%00.0%UnchangedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AlphaMark Advisors, LLC in Q4 2021
SecurityClassPutsCalls
AMC Entmt Hldgs Inc00165C904CALL–$12.0K

Sold out since Q3 2021 (46)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of AlphaMark Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
AQR Diversified Arbitr00203H107ETF17,784$217.0K0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF6,583$163.0K0.1%–
HRCHill-Rom Holdings, Inc.COM525$79.0K<0.1%History
Prudential Corp PfdG7293H189COM2,870$76.0K<0.1%–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN1,000$72.0K<0.1%–
HIMXHimax Technologies, Inc.SPONSORED ADR5,500$59.0K<0.1%History
KSUKansas City SouthernCOM NEW200$54.0K<0.1%History
Avantium NVN0805A109COM12,041$52.0K<0.1%–
First Tr Exchng Traded FD VI33740F631FT VEST US1,150$36.0K<0.1%–
US Bancorp902973833Preferred1,351$34.0K<0.1%–
iShares GL Metminpr ETF464286368CEF650$27.0K<0.1%–
IRMIron Mountain IncCOM400$17.0K<0.1%History
DUK.PADuke Energy CORPCOM560$16.0K<0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS690$15.0K<0.1%History
First Tr Exch TRD Alphdx FD33737J125LATIN AMER ALP750$14.0K<0.1%–
ETF Ser Solutions26922A149DFIANC NQ JR BT400$12.0K<0.1%–
GMEGameStop Corp.Stock55$10.0K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM250$10.0K<0.1%History
BYDDFBYD Co LtdCOM307$10.0K<0.1%History
iShares Tr464287374NORTH AMERN NAT300$9.00K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF100$9.00K<0.1%–
CPNGCoupang, Inc.CL A300$8.00K<0.1%History
ZNGAZynga IncCL A1,000$8.00K<0.1%History
SNAPSnap IncStock100$7.00K<0.1%History
Cit Group Inc Pfd125581884COM250$7.00K<0.1%–
Curevac N VN2451R105COM125$7.00K<0.1%–
Vanguard Health Care ETF92204A504ETF25$6.00K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A500$6.00K<0.1%History
CEQPCrestwood Equity Partners LPCOMMON STOCK625$6.00K<0.1%History
FIRYFiry Inc.COM500$5.00K<0.1%History
NVNXFNOVONIX LtdCOM1,000$5.00K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A100$4.00K<0.1%–
Global X MSCI Argentin37950E697COM100$3.00K<0.1%–
BYNDBeyond Meat, Inc.COM15$2.00K<0.1%History
IAUiShares Gold TrustISHARES50$2.00K<0.1%History
First Graphene LtdQ3860H107COM12,500$2.00K<0.1%–
CIGEnergy Co of Minas GeraisSP ADR N-V PFD222$1.00K<0.1%History
Adidas AG ADR00687A107ADR6$1.00K<0.1%–
CWBHFCharlotte's Web Holdings, Inc.COM575$1.00K<0.1%History
SNDLSNDL Inc.COM1,000$1.00K<0.1%History
Zix Corp98974P100COM116$1.00K<0.1%–
Izotropic Corp46604F109COM1,000$1.00K<0.1%–
Imv Inc44974L103COM200$00.0%–
Oasis Petroleum Inc674215116Common Stock7$00.0%–
Spongetech Delivery Sy849109103COM200,000$00.0%–
True Leaf Brands Inc89785F209COM215$00.0%–