Founders Financial Securities LLC
- SEC CIK
- 0001342396
- Latest filing
- Jul 31, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Oct 27, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 304
- +42 vs. Q2 2022
- Portfolio value
- $560.0M
- +$48.5M (+9.5%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 1,031,038 | $94.4M | 16.9% | +185,898+22.0% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 609,195 | $21.0M | 3.8% | −145,362−19.3% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 408,347 | $20.5M | 3.7% | +15,371+3.9% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 205,842 | $17.9M | 3.2% | +10,154+5.2% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 317,651 | $11.6M | 2.1% | +5,081+1.6% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 41,498 | $11.1M | 2.0% | +389+0.9% | Added | – |
| AAPLApple Inc. | Stock | 75,662 | $10.5M | 1.9% | +4,416+6.2% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 25,144 | $9.02M | 1.6% | −3,906−13.4% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 40,229 | $8.82M | 1.6% | +7,774+24.0% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 113,595 | $8.50M | 1.5% | +113,595 | New | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 42,628 | $8.01M | 1.4% | −3,499−7.6% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 105,964 | $7.56M | 1.3% | +98,796+1,378.3% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 75,228 | $7.54M | 1.3% | +18,667+33.0% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 173,481 | $7.46M | 1.3% | −1,273−0.7% | Reduced | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 143,823 | $6.39M | 1.1% | +1,096+0.8% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 128,780 | $6.20M | 1.1% | +115,595+876.7% | Added | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 127,026 | $5.86M | 1.0% | +83,987+195.1% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 218,247 | $5.45M | 1.0% | −22,906−9.5% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 22,937 | $5.34M | 1.0% | +1,968+9.4% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 63,714 | $5.17M | 0.9% | −6,122−8.8% | Reduced | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 143,763 | $5.14M | 0.9% | −7,818−5.2% | Reduced | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 252,743 | $5.08M | 0.9% | +47,691+23.3% | Added | – |
| AMZNAmazon Com Inc | Stock | 36,870 | $4.17M | 0.7% | +568+1.6% | Added | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 137,294 | $4.14M | 0.7% | +7,009+5.4% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 62,097 | $4.13M | 0.7% | +10,806+21.1% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 37,149 | $3.86M | 0.7% | +19,798+114.1% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 87,079 | $3.79M | 0.7% | +1,023+1.2% | Added | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 79,256 | $3.78M | 0.7% | +9,676+13.9% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 38,786 | $3.74M | 0.7% | −24,725−38.9% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 19,732 | $3.54M | 0.6% | +8,982+83.6% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 28,304 | $3.36M | 0.6% | +5,757+25.5% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 31,956 | $3.28M | 0.6% | +31,956 | New | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 35,288 | $3.17M | 0.6% | +1,730+5.2% | Added | – |
| TSLATesla, Inc. | Stock | 11,925 | $3.16M | 0.6% | +576+5.1% | AddedConverted for a 3-for-1 split | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 46,912 | $3.10M | 0.6% | −30,522−39.4% | Reduced | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 56,853 | $3.06M | 0.5% | −656−1.1% | Reduced | – |
| FSKFS KKR Capital Corp | COM | 180,626 | $3.06M | 0.5% | +139,089+334.9% | Added | History |
| ProShares Tr74347B714 | SHORT QQQ NEW | 159,024 | $3.03M | 0.5% | +62,938+65.5% | Added | – |
| JNJJohnson & Johnson | Stock | 18,497 | $3.02M | 0.5% | +197+1.1% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 65,008 | $2.89M | 0.5% | +65,008 | New | – |
| iShares Tr46435U853 | BROAD USD HIGH | 84,594 | $2.84M | 0.5% | +11,511+15.8% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 22,696 | $2.75M | 0.5% | −2,717−10.7% | Reduced | – |
| Innovator ETFs Trust45783Y814 | LADERD ALCTN PWR | 84,371 | $2.74M | 0.5% | +71,098+535.7% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 37,782 | $2.72M | 0.5% | +10,187+36.9% | Added | – |
| DBX ETF Tr233051143 | XTRACKRS S&P 500 | 84,466 | $2.71M | 0.5% | +19,445+29.9% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 5,341 | $2.70M | 0.5% | −140−2.6% | Reduced | History |
| PGProcter & Gamble Co | Stock | 21,271 | $2.69M | 0.5% | −1,424−6.3% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 25,685 | $2.63M | 0.5% | +5,079+24.6% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 19,305 | $2.61M | 0.5% | −1,855−8.8% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 24,137 | $2.59M | 0.5% | −17,798−42.4% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 20,107 | $2.48M | 0.4% | +16,534+462.7% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 31,155 | $2.47M | 0.4% | +4,112+15.2% | Added | – |
| iShares Tr464288448 | INTL SEL DIV ETF | 106,092 | $2.39M | 0.4% | −863−0.8% | Reduced | – |
| iShares Tips Bond ETF464287176 | ETF | 22,033 | $2.31M | 0.4% | +16,549+301.8% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 25,925 | $2.26M | 0.4% | +6,030+30.3% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 59,607 | $2.25M | 0.4% | −1,899−3.1% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 17,026 | $2.17M | 0.4% | −24,651−59.1% | Reduced | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 26,993 | $2.16M | 0.4% | +15,018+125.4% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 22,521 | $2.16M | 0.4% | +3,327+17.3% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 5,864 | $2.10M | 0.4% | +998+20.5% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 39,124 | $2.06M | 0.4% | −31,549−44.6% | Reduced | – |
| RTXRTX Corp | Stock | 24,703 | $2.02M | 0.4% | −764−3.0% | Reduced | History |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 94,823 | $1.99M | 0.4% | +4,773+5.3% | Added | History |
| CVXChevron Corp | Stock | 13,794 | $1.98M | 0.4% | −502−3.5% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 29,534 | $1.97M | 0.4% | +1,986+7.2% | Added | – |
| NVDANVIDIA Corp | Stock | 16,133 | $1.96M | 0.3% | −2,712−14.4% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 5,057 | $1.95M | 0.3% | +164+3.4% | Added | History |
| KOCoca Cola Co | Stock | 34,578 | $1.94M | 0.3% | +1,530+4.6% | Added | History |
| GLDSPDR Gold Trust | ETF | 12,332 | $1.91M | 0.3% | +12,332 | New | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 28,530 | $1.87M | 0.3% | +3,597+14.4% | Added | – |
| SHWSherwin Williams Co | COM | 8,806 | $1.80M | 0.3% | +361+4.3% | Added | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 35,760 | $1.75M | 0.3% | +724+2.1% | Added | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 42,350 | $1.74M | 0.3% | +20,884+97.3% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 43,292 | $1.73M | 0.3% | +2,799+6.9% | Added | History |
| VVisa Inc. | Stock | 9,728 | $1.73M | 0.3% | +120+1.2% | Added | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 52,636 | $1.63M | 0.3% | −722−1.4% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 6,047 | $1.61M | 0.3% | −87−1.4% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 3,409 | $1.61M | 0.3% | −379−10.0% | Reduced | History |
| DISWalt Disney Co | Stock | 16,470 | $1.55M | 0.3% | −43−0.3% | Reduced | History |
| PNCPNC Financial Services Group, Inc. | Stock | 10,321 | $1.54M | 0.3% | +107+1.0% | Added | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 41,973 | $1.53M | 0.3% | +33,110+373.6% | Added | – |
| iShares Tr46435G326 | CORE MSCI INTL | 31,750 | $1.53M | 0.3% | +31,750 | New | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,769 | $1.51M | 0.3% | +37+1.0% | Added | History |
| iShares Tr46434V860 | TRS FLT RT BD | 29,685 | $1.50M | 0.3% | +29,685 | New | – |
| WMTWalmart Inc. | Stock | 11,536 | $1.50M | 0.3% | +2,622+29.4% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 10,114 | $1.44M | 0.3% | +6,328+167.1% | Added | – |
| BMYBristol Myers Squibb Co | Stock | 19,877 | $1.41M | 0.3% | +407+2.1% | Added | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 6,197 | $1.37M | 0.2% | +153+2.5% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 4,128 | $1.35M | 0.2% | −106−2.5% | Reduced | – |
| WFCWells Fargo & Company | Stock | 33,501 | $1.35M | 0.2% | +97+0.3% | Added | History |
| ALLAllstate Corp | Stock | 10,658 | $1.33M | 0.2% | +192+1.8% | Added | History |
| HDHome Depot, Inc. | Stock | 4,649 | $1.28M | 0.2% | +517+12.5% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,992 | $1.28M | 0.2% | +4,616+335.5% | Added | – |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 140,268 | $1.25M | 0.2% | +112,824+411.1% | Added | History |
| IBMInternational Business Machines Corp | Stock | 10,297 | $1.22M | 0.2% | +767+8.0% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 24,252 | $1.22M | 0.2% | +8,077+49.9% | Added | – |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 7,907 | $1.22M | 0.2% | +3,661+86.2% | Added | – |
| PFEPfizer Inc | Stock | 27,053 | $1.18M | 0.2% | −223−0.8% | Reduced | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 25,048 | $1.18M | 0.2% | +1,568+6.7% | Added | – |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 35,903 | $1.18M | 0.2% | −9,717−21.3% | Reduced | – |
Sold out since Q2 2022 (18)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| PIMCO ETF Tr72201R403 | BROAD US TIPS | 40,943 | $2.36M | 0.5% | – |
| ProShares Tr74348A210 | SHRT RUSSELL2000 | 51,572 | $1.34M | 0.3% | – |
| SNYSanofi | SPONSORED ADR | 16,343 | $818.0K | 0.2% | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 27,276 | $636.0K | 0.1% | – |
| iShares Core High Dividend ETF46429B663 | ETF | 5,868 | $589.0K | 0.1% | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 13,052 | $543.0K | 0.1% | – |
| ProShares Tr74347B391 | EQTS FOR RISIN | 11,957 | $537.0K | 0.1% | – |
| iShares Semiconductor ETF464287523 | ETF | 1,233 | $431.0K | 0.1% | – |
| Ssga Active ETF Tr78467V103 | ST STR REAL ETF | 12,163 | $340.0K | 0.1% | – |
| QCOMQualcomm Inc | Stock | 2,458 | $314.0K | 0.1% | History |
| TEAMAtlassian Corp | CL A | 1,640 | $307.0K | 0.1% | History |
| ECLEcolab Inc. | Stock | 1,905 | $293.0K | 0.1% | History |
| FISFidelity National Information Services, Inc. | Stock | 2,745 | $252.0K | <0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 1,875 | $213.0K | <0.1% | History |
| NVSNovartis AG | ADR | 2,491 | $211.0K | <0.1% | History |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 2,926 | $205.0K | <0.1% | – |
| SEDGSolaredge Technologies, Inc. | COM | 739 | $202.0K | <0.1% | History |
| RCATRed Cat Holdings, Inc. | Stock | 11,000 | $22.0K | <0.1% | History |