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Livermore
Livermore
ZHEN

Founders Financial Securities LLC

SEC CIK
0001342396
Latest filing
Jul 31, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Jul 27, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
262
+4 vs. Q1 2022
Portfolio value
$511.5M
−$52.9M (−9.4%) vs. Q1 2022
Filed
Jul 27, 2022
SEC
Holdings of Founders Financial Securities LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF845,140$77.3M15.1%+682,628+420.0%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF754,557$27.8M5.4%−176,825−19.0%Reduced–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF392,976$20.5M4.0%−139,349−26.2%Reduced–
iShares Core S&P Small Cap ETF464287804ETF195,688$18.1M3.5%−7,329−3.6%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF312,570$12.8M2.5%−76,125−19.6%Reduced–
Invesco QQQ Trust Series I46090E103ETF41,109$11.5M2.3%−6,770−14.1%Reduced–
iShares Core S&P 500 ETF464287200ETF29,050$11.0M2.2%−5,095−14.9%Reduced–
AAPLApple Inc.Stock71,246$9.74M1.9%−2,144−2.9%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF46,127$9.09M1.8%−18,533−28.7%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF174,754$8.57M1.7%−151,763−46.5%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF32,455$7.34M1.4%+14,310+78.9%Added–
iShares Tr464288414NATIONAL MUN ETF65,393$6.96M1.4%+50,944+352.6%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF142,727$6.64M1.3%−43,794−23.5%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF63,511$6.46M1.3%+2,766+4.6%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF241,153$6.35M1.2%−13,621−5.3%Reduced–
SPDR Series Trust78464A763ST STR SP DIV51,105$6.07M1.2%−22,974−31.0%Reduced–
First Tr Exchange-Traded FD33734H106SHS151,581$5.88M1.2%−26,950−15.1%Reduced–
iShares Tr4642874571 3 YR TREAS BD69,836$5.78M1.1%+7,729+12.4%Added–
iShares Tr46436E7180-3 MTH TREASURY56,561$5.66M1.1%+56,561New–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT41,677$5.59M1.1%−3,253−7.2%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF77,434$5.44M1.1%−11,345−12.8%Reduced–
MSFTMicrosoft CorpStock20,969$5.38M1.1%+535+2.6%AddedHistory
iShares Select Dividend ETF464287168ETF41,935$4.93M1.0%+11,442+37.5%Added–
Dimensional Emerging Core Equity Market ETF25434V302ETF205,052$4.75M0.9%+205,052New–
iShares Core MSCI Eafe ETF46432F842ETF70,673$4.16M0.8%+2,274+3.3%Added–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD86,056$3.99M0.8%−26,748−23.7%Reduced–
AMZNAmazon Com IncStock36,302$3.86M0.8%+2,622+7.8%AddedConverted for a 20-for-1 splitHistory
Schwab US Dividend Equity ETF808524797ETF51,291$3.67M0.7%+6,419+14.3%Added–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD130,285$3.64M0.7%+130,285NewHistory
Vanguard Total International Bond ETF92203J407ETF69,580$3.45M0.7%+62,487+881.0%Added–
WisdomTree Tr97717X669US QTLY DIV GRT57,509$3.30M0.6%−9,006−13.5%Reduced–
PGProcter & Gamble CoStock22,695$3.26M0.6%+793+3.6%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF25,413$3.26M0.6%−14,203−35.9%Reduced–
JNJJohnson & JohnsonStock18,300$3.25M0.6%+1,289+7.6%AddedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF33,558$3.20M0.6%−9,029−21.2%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF21,160$3.04M0.6%−1,822−7.9%Reduced–
iShares Tr464288448INTL SEL DIV ETF106,955$2.90M0.6%+17,085+19.0%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF22,547$2.87M0.6%−5,742−20.3%Reduced–
NVDANVIDIA CorpStock18,845$2.86M0.6%+14+0.1%AddedHistory
UNHUnitedHealth Group IncStock5,481$2.81M0.6%−18−0.3%ReducedHistory
TSLATesla, Inc.Stock3,783$2.55M0.5%+2,831+297.4%AddedHistory
iShares Tr46435U853BROAD USD HIGH73,083$2.53M0.5%−40,321−35.6%Reduced–
ARK Innovation ETF00214Q104ETF61,506$2.45M0.5%+14,542+31.0%Added–
RTXRTX CorpStock25,467$2.45M0.5%+2,602+11.4%AddedHistory
PIMCO ETF Tr72201R403BROAD US TIPS40,943$2.36M0.5%−758−1.8%Reduced–
iShares Tr464288281JPMORGAN USD EMG27,043$2.31M0.5%−2,578−8.7%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF20,606$2.27M0.4%−4,601−18.3%Reduced–
DBX ETF Tr233051143XTRACKRS S&P 50065,021$2.22M0.4%−10,752−14.2%Reduced–
LMTLockheed Martin CorpStock4,893$2.10M0.4%+213+4.6%AddedHistory
KOCoca Cola CoStock33,048$2.08M0.4%−2,021−5.8%ReducedHistory
CVXChevron CorpStock14,296$2.07M0.4%+1,208+9.2%AddedHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM90,050$2.07M0.4%−5,285−5.5%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD43,039$2.04M0.4%−17,547−29.0%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF10,750$2.03M0.4%+3,421+46.7%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF27,548$1.99M0.4%−27,193−49.7%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF27,595$1.97M0.4%−7,117−20.5%Reduced–
iShares Tr4642874407-10 YR TRSY BD19,194$1.96M0.4%−789−3.9%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF17,351$1.94M0.4%−2,657−13.3%Reduced–
VVisa Inc.Stock9,608$1.89M0.4%+211+2.2%AddedHistory
SHWSherwin Williams CoCOM8,445$1.89M0.4%+452+5.7%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF53,358$1.85M0.4%−51,086−48.9%Reduced–
iShares Inc46434G822MSCI JAPAN ETF35,036$1.85M0.4%−10,362−22.8%Reduced–
SPYSPDR S&P 500 ETF TrustETF4,866$1.84M0.4%−1,662−25.5%ReducedHistory
COSTCostco Wholesale CorpStock3,788$1.81M0.4%+237+6.7%AddedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF24,933$1.75M0.3%+14,635+142.1%Added–
CSCOCisco Systems, Inc.Stock40,493$1.73M0.3%+1,532+3.9%AddedHistory
XOMExxonMobil Holdings CorpCOM19,895$1.70M0.3%−126−0.6%ReducedHistory
BRK.BBerkshire Hathaway IncStock6,134$1.68M0.3%−247−3.9%ReducedHistory
DISWalt Disney CoStock16,513$1.56M0.3%+4,534+37.8%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF3,732$1.54M0.3%+17+0.5%AddedHistory
DBX ETF Tr233051432XTRACK USD HIGH45,620$1.54M0.3%+28,657+168.9%Added–
BMYBristol Myers Squibb CoStock19,470$1.50M0.3%+383+2.0%AddedHistory
Vanguard S&P 500 ETF922908363ETF4,234$1.47M0.3%−1,550−26.8%Reduced–
iShares Russell Midcap ETF464287499ETF22,292$1.44M0.3%−9,145−29.1%Reduced–
PFEPfizer IncStock27,276$1.43M0.3%+1,173+4.5%AddedHistory
ProShares Tr74347B714SHORT QQQ NEW96,086$1.38M0.3%+96,086New–
IBMInternational Business Machines CorpStock9,530$1.35M0.3%−223−2.3%ReducedHistory
ProShares Tr74348A210SHRT RUSSELL200051,572$1.34M0.3%+51,572New–
ALLAllstate CorpStock10,466$1.33M0.3%+122+1.2%AddedHistory
HIIHuntington Ingalls Industries, Inc.COM6,044$1.32M0.3%+39+0.6%AddedHistory
WFCWells Fargo & CompanyStock33,404$1.31M0.3%+230+0.7%AddedHistory
UPSUnited Parcel Service IncStock7,128$1.30M0.3%+180+2.6%AddedHistory
VZVerizon Communications IncStock25,135$1.28M0.2%+2,568+11.4%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF14,508$1.27M0.2%−15,011−50.9%Reduced–
AMGNAmgen IncStock5,082$1.24M0.2%+28+0.6%AddedHistory
MRKMerck & Co., Inc.Stock13,289$1.21M0.2%+1,308+10.9%AddedHistory
CMCSAComcast CorpStock30,184$1.18M0.2%+1,051+3.6%AddedHistory
iShares U.S. Medical Devices ETF464288810ETF23,480$1.18M0.2%−3,058−11.5%Reduced–
ENBEnbridge IncStock26,966$1.14M0.2%+2,756+11.4%AddedHistory
HDHome Depot, Inc.Stock4,132$1.13M0.2%+380+10.1%AddedHistory
WMBWilliams Companies, Inc.COM36,167$1.13M0.2%+2,781+8.3%AddedHistory
AAPAdvance Auto Parts IncCOM6,401$1.11M0.2%+241+3.9%AddedHistory
WMTWalmart Inc.Stock8,914$1.08M0.2%−488−5.2%ReducedHistory
LINLinde PLCSHS3,747$1.08M0.2%+130+3.6%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF25,568$1.05M0.2%+4,954+24.0%Added–
METAMeta Platforms, Inc.Stock6,354$1.02M0.2%+59+0.9%AddedHistory
MDTMedtronic plcStock11,181$1.00M0.2%+69+0.6%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF11,975$1.00M0.2%+11,975New–
BACBank of America CorpStock32,108$1.00M0.2%+2,511+8.5%AddedHistory
ZTSZoetis Inc.Stock5,690$978.0K0.2%+74+1.3%AddedHistory

Sold out since Q1 2022 (43)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Founders Financial Securities LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF170,828$3.14M0.6%–
Abacus FCF ETF Tr89628W302LEADERS ETF44,414$2.31M0.4%–
ESSEssex Property Trust, Inc.COM3,997$1.38M0.2%History
ORealty Income CorpREIT19,713$1.37M0.2%History
iShares MSCI USA Momentum Factor ETF46432F396ETF4,921$828.0K0.1%–
iShares S&P 500 Growth ETF464287309ETF10,728$819.0K0.1%–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 12,225$772.0K0.1%History
iShares Tr46435G326CORE MSCI INTL12,056$767.0K0.1%–
Vanguard Ftse Emerging Markets ETF922042858ETF16,039$740.0K0.1%–
Fidelity Covington Trust316092725INT HG DIV ETF34,499$728.0K0.1%–
iShares Tr464287739U.S. REAL ES ETF6,707$726.0K0.1%–
AMTAmerican Tower CorpREIT2,825$710.0K0.1%History
NEENextera Energy IncStock6,170$523.0K0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL5,949$510.0K0.1%–
GLDSPDR Gold TrustETF2,370$428.0K0.1%History
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN9,961$424.0K0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL3,821$410.0K0.1%–
EQIXEquinix IncCOM522$387.0K0.1%History
BXPBXP, Inc.COM2,843$366.0K0.1%History
PEGPublic Service Enterprise Group IncCOM5,198$364.0K0.1%History
LHXL3HARRIS Technologies, Inc.Stock1,404$349.0K0.1%History
ULTAUlta Beauty, Inc.Stock829$330.0K0.1%History
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS3,436$315.0K0.1%History
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN4,901$312.0K0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG10,161$309.0K0.1%–
ABTAbbott LaboratoriesStock2,584$306.0K0.1%History
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF8,231$303.0K0.1%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF3,680$288.0K0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD13,714$267.0K<0.1%–
BABoeing CoStock1,370$262.0K<0.1%History
WisdomTree Tr97717X511YIELD ENHANCD US5,363$257.0K<0.1%–
iShares Tr46435U663ESG AWARE MSCI6,297$240.0K<0.1%–
JCIJohnson Controls International plcStock3,652$239.0K<0.1%History
PMPhilip Morris International Inc.Stock2,443$229.0K<0.1%History
iShares Russell Mid-Cap Growth ETF464287481ETF2,231$224.0K<0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF1,153$217.0K<0.1%–
Innovator ETFs Trust45782C409US EQTY BUFR JAN5,903$213.0K<0.1%–
NXPINXP Semiconductors N.V.COM1,145$212.0K<0.1%History
SESea LtdSPONSORD ADS1,749$210.0K<0.1%History
EXEExpand Energy CorpCOM2,374$207.0K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF5,351$205.0K<0.1%–
PSAPublic StorageCOM520$203.0K<0.1%History
ZOMDFZomedica Corp.COM11,915$4.00K<0.1%History