Rock Point Advisors, LLC
- SEC CIK
- 0001301540
- Latest filing
- Aug 6, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 103
- +7 vs. Q3 2021
- Portfolio value
- $355.2M
- +$13.7M (+4.0%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KWKennedy-Wilson Holdings, Inc. | COM | 1,012,053 | $24.2M | 6.8% | −14,230−1.4% | Reduced | History |
| CCitigroup Inc | Stock | 291,695 | $17.6M | 5.0% | +17,733+6.5% | Added | History |
| JEFJefferies Financial Group Inc. | COM | 330,988 | $12.8M | 3.6% | −50,760−13.3% | Reduced | History |
| AAPLApple Inc. | Stock | 68,909 | $12.2M | 3.4% | −1,672−2.4% | Reduced | History |
| LUMNLumen Technologies, Inc. | Stock | 878,241 | $11.0M | 3.1% | −99,225−10.2% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 16,287 | $10.8M | 3.1% | −502−3.0% | Reduced | History |
| EVHEvolent Health, Inc. | CL A | 389,079 | $10.8M | 3.0% | −26,011−6.3% | Reduced | History |
| ACNAccenture plc | Stock | 25,668 | $10.6M | 3.0% | −275−1.1% | Reduced | History |
| Paramount Global92556H206 | CL B | 335,744 | $10.1M | 2.9% | +133,525+66.0% | Added | – |
| TJXTJX Companies Inc | Stock | 124,967 | $9.49M | 2.7% | +832+0.7% | Added | History |
| FBPFirst Bancorp | COM NEW | 664,151 | $9.15M | 2.6% | −55,400−7.7% | Reduced | History |
| PHMPultegroup Inc | COM | 158,033 | $9.03M | 2.5% | +2,395+1.5% | Added | History |
| APTVAptiv PLC | SHS | 51,885 | $8.56M | 2.4% | −218−0.4% | Reduced | History |
| PUKPrudential PLC | ADR | 242,920 | $8.36M | 2.4% | +32,745+15.6% | Added | History |
| SPSP Plus Corp | COM | 289,537 | $8.17M | 2.3% | +33,180+12.9% | Added | History |
| CBChubb Ltd | Stock | 40,204 | $7.77M | 2.2% | +34+0.1% | Added | History |
| ICFIICF International, Inc. | Stock | 74,477 | $7.64M | 2.2% | −1,000−1.3% | Reduced | History |
| PLABPhotronics Inc | COM | 360,080 | $6.79M | 1.9% | −26,400−6.8% | Reduced | History |
| ALEXAlexander & Baldwin, Inc. | COM | 268,215 | $6.73M | 1.9% | −41,030−13.3% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 105,706 | $6.70M | 1.9% | +4,180+4.1% | Added | History |
| WLDNWilldan Group, Inc. | COM | 177,126 | $6.24M | 1.8% | +38,585+27.9% | Added | History |
| NLYAnnaly Capital Management Inc | COM | 786,581 | $6.15M | 1.7% | +29,895+4.0% | Added | History |
| GLDDGreat Lakes Dredge & Dock CORP | COM | 384,045 | $6.04M | 1.7% | −5,470−1.4% | Reduced | History |
| BPOPPopular, Inc. | COM NEW | 73,180 | $6.00M | 1.7% | +865+1.2% | Added | History |
| GILDGilead Sciences, Inc. | Stock | 82,355 | $5.98M | 1.7% | +27,826+51.0% | Added | History |
| WPCW. P. Carey Inc. | COM | 71,747 | $5.89M | 1.7% | −350.0% | Reduced | History |
| INTCIntel Corp | Stock | 112,915 | $5.82M | 1.6% | +25,949+29.8% | Added | History |
| SAPSAP SE | ADR | 40,365 | $5.66M | 1.6% | +872+2.2% | Added | History |
| SYKStryker Corp | Stock | 20,751 | $5.55M | 1.6% | +124+0.6% | Added | History |
| TGITriumph Group Inc | COM | 298,998 | $5.54M | 1.6% | +14,326+5.0% | Added | History |
| GVAGranite Construction Inc | COM | 138,470 | $5.36M | 1.5% | −475−0.3% | Reduced | History |
| PFEPfizer Inc | Stock | 90,027 | $5.32M | 1.5% | −1,910−2.1% | Reduced | History |
| INGING Groep NV | SPONSORED ADR | 337,945 | $4.70M | 1.3% | −8,415−2.4% | Reduced | History |
| SONYSony Group Corp | SPONSORED ADR | 36,423 | $4.60M | 1.3% | +100+0.3% | Added | History |
| GOOGLAlphabet Inc. | Stock | 1,497 | $4.34M | 1.2% | 00.0% | Unchanged | History |
| VMWVmware LLC | CL A COM | 36,527 | $4.23M | 1.2% | +5,040+16.0% | Added | History |
| TAT&T Inc. | Stock | 158,250 | $3.89M | 1.1% | −10,802−6.4% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 67,183 | $3.82M | 1.1% | −4,910−6.8% | Reduced | History |
| AMWLAmerican Well Corp | CL A | 481,675 | $2.91M | 0.8% | −65,569−12.0% | Reduced | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 60,475 | $2.85M | 0.8% | −41,994−41.0% | Reduced | History |
| LUVSouthwest Airlines Co | COM | 59,556 | $2.55M | 0.7% | +59,556 | New | History |
| ASRSoutheast Airport Group | SPON ADR SER B | 11,451 | $2.36M | 0.7% | −16,932−59.7% | Reduced | History |
| SLVMSylvamo Corp | COMMON STOCK | 83,072 | $2.32M | 0.7% | +83,072 | New | History |
| AESAES Corp | Stock | 94,650 | $2.30M | 0.6% | +3,700+4.1% | Added | History |
| TDOCTeladoc Health, Inc. | COM | 24,860 | $2.28M | 0.6% | +24,860 | New | History |
| PZNPzena Investment Management, Inc. | CLASS A | 240,680 | $2.28M | 0.6% | +5,955+2.5% | Added | History |
| OCOwens Corning | Stock | 24,898 | $2.25M | 0.6% | +2,845+12.9% | Added | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 147,530 | $2.24M | 0.6% | 00.0% | Unchanged | History |
| MSFTMicrosoft Corp | Stock | 6,341 | $2.13M | 0.6% | +190+3.1% | Added | History |
| EMOClearBridge Energy Midstream Opportunity Fund Inc. | COM | 76,252 | $1.67M | 0.5% | −1,889−2.4% | Reduced | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 15,496 | $1.55M | 0.4% | +3,710+31.5% | Added | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 43,085 | $1.32M | 0.4% | +900+2.1% | Added | – |
| JNJJohnson & Johnson | Stock | 6,588 | $1.13M | 0.3% | +89+1.4% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 84,243 | $1.10M | 0.3% | −190−0.2% | Reduced | History |
| PGProcter & Gamble Co | Stock | 6,468 | $1.06M | 0.3% | −26−0.4% | Reduced | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 18,171 | $917.0K | 0.3% | +18,171 | New | – |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 57,602 | $763.0K | 0.2% | −109−0.2% | Reduced | History |
| PEPPepsiCo Inc | Stock | 4,321 | $751.0K | 0.2% | −50−1.1% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 46,990 | $733.0K | 0.2% | 00.0% | Unchanged | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 6,970 | $563.0K | 0.2% | 00.0% | Unchanged | – |
| MFLBlackRock Muniholdings Investment Quality Fund | COM | 36,520 | $543.0K | 0.2% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 10,550 | $519.0K | 0.1% | 00.0% | Unchanged | – |
| TPICQTpi Composites, Inc | COM | 33,195 | $497.0K | 0.1% | −26,140−44.1% | Reduced | History |
| CVXChevron Corp | Stock | 3,933 | $462.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 4,324 | $443.0K | 0.1% | −125−2.8% | Reduced | – |
| DISWalt Disney Co | Stock | 2,857 | $443.0K | 0.1% | 00.0% | Unchanged | History |
| NVONovo Nordisk A S | ADR | 3,800 | $426.0K | 0.1% | 00.0% | Unchanged | History |
| GEGeneral Electric Co | Stock | 4,384 | $414.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 5,084 | $409.0K | 0.1% | −299−5.6% | Reduced | – |
| WPMWheaton Precious Metals Corp. | COM | 9,040 | $388.0K | 0.1% | 00.0% | Unchanged | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,290 | $386.0K | 0.1% | 00.0% | Unchanged | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 72,906 | $378.0K | 0.1% | 00.0% | Unchanged | History |
| RELXRELX PLC | SPONSORED ADR | 10,896 | $355.0K | 0.1% | −350−3.1% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 522 | $348.0K | 0.1% | 00.0% | Unchanged | History |
| Goldman Sachs ETF Tr38149W507 | ACES INVSTMNT GR | 6,640 | $329.0K | 0.1% | +6,640 | New | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 2,877 | $327.0K | 0.1% | −246−7.9% | Reduced | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 2,869 | $324.0K | 0.1% | 00.0% | Unchanged | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 6,263 | $318.0K | 0.1% | +200+3.3% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 5,144 | $315.0K | 0.1% | +200+4.0% | Added | History |
| Schwab US Tips ETF808524870 | ETF | 4,931 | $310.0K | 0.1% | +100+2.1% | Added | – |
| AMZNAmazon Com Inc | Stock | 89 | $297.0K | 0.1% | +19+27.1% | Added | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 5,302 | $286.0K | 0.1% | 00.0% | Unchanged | – |
| Schwab International Equity ETF808524805 | ETF | 7,183 | $279.0K | 0.1% | −450−5.9% | Reduced | – |
| ADPAutomatic Data Processing Inc | Stock | 1,105 | $272.0K | 0.1% | 00.0% | Unchanged | History |
| CSXCSX Corp | Stock | 7,200 | $271.0K | 0.1% | 00.0% | Unchanged | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 26,750 | $258.0K | 0.1% | +500+1.9% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 4,101 | $256.0K | 0.1% | 00.0% | Unchanged | History |
| TFCTruist Financial Corp | COM | 4,350 | $255.0K | 0.1% | 00.0% | Unchanged | History |
| IBMInternational Business Machines Corp | Stock | 1,890 | $253.0K | 0.1% | −10−0.5% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 86 | $249.0K | 0.1% | 00.0% | Unchanged | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 4,665 | $243.0K | 0.1% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 1,688 | $238.0K | 0.1% | +1,688 | New | History |
| ALBAlbemarle Corp | Stock | 1,010 | $236.0K | 0.1% | 00.0% | Unchanged | History |
| DDDuPont de Nemours, Inc. | COM | 2,919 | $236.0K | 0.1% | +2,919 | New | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 2,061 | $235.0K | 0.1% | 00.0% | Unchanged | – |
| KOCoca Cola Co | Stock | 3,913 | $232.0K | 0.1% | +3,913 | New | History |
| NEMNEWMONT Corp | Stock | 3,647 | $226.0K | 0.1% | +3,647 | New | History |
| LMTLockheed Martin Corp | Stock | 610 | $217.0K | 0.1% | 00.0% | Unchanged | History |
| BMIBadger Meter Inc | COM | 2,000 | $213.0K | 0.1% | −150−7.0% | Reduced | History |
| RGLDRoyal Gold Inc | Stock | 2,000 | $210.0K | 0.1% | +2,000 | New | History |
Sold out since Q3 2021 (4)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| UFSDomtar CORP | COM NEW | 203,327 | $11.1M | 3.2% | History |
| Clearway Energy, Inc.18539C105 | CL A | 9,830 | $277.0K | 0.1% | – |
| JXNJackson Financial Inc. | COM CL A | 10,179 | $265.0K | 0.1% | History |
| MCRMFS Charter Income Trust | SH BEN INT | 10,900 | $94.0K | <0.1% | History |