Rock Point Advisors, LLC
- SEC CIK
- 0001301540
- Latest filing
- Aug 6, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 96
- −2 vs. Q2 2021
- Portfolio value
- $341.4M
- −$5.73M (−1.6%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KWKennedy-Wilson Holdings, Inc. | COM | 1,026,283 | $21.5M | 6.3% | −5,045−0.5% | Reduced | History |
| CCitigroup Inc | Stock | 273,962 | $19.2M | 5.6% | +1,798+0.7% | Added | History |
| JEFJefferies Financial Group Inc. | COM | 381,748 | $14.2M | 4.2% | −1,445−0.4% | Reduced | History |
| EVHEvolent Health, Inc. | CL A | 415,090 | $12.9M | 3.8% | −69,875−14.4% | Reduced | History |
| LUMNLumen Technologies, Inc. | Stock | 977,466 | $12.1M | 3.5% | +2250.0% | Added | History |
| UFSDomtar CORP | COM NEW | 203,327 | $11.1M | 3.2% | −29,865−12.8% | Reduced | History |
| AAPLApple Inc. | Stock | 70,581 | $9.99M | 2.9% | −1,605−2.2% | Reduced | History |
| FBPFirst Bancorp | COM NEW | 719,551 | $9.46M | 2.8% | −168,930−19.0% | Reduced | History |
| ACNAccenture plc | Stock | 25,943 | $8.30M | 2.4% | −5,539−17.6% | Reduced | History |
| PUKPrudential PLC | ADR | 210,175 | $8.23M | 2.4% | +14,830+7.6% | Added | History |
| TJXTJX Companies Inc | Stock | 124,135 | $8.19M | 2.4% | +915+0.7% | Added | History |
| AVGOBroadcom Inc. | Stock | 16,789 | $8.14M | 2.4% | −122−0.7% | Reduced | History |
| Paramount Global92556H206 | CL B | 202,219 | $7.99M | 2.3% | +6,702+3.4% | Added | – |
| SPSP Plus Corp | COM | 256,357 | $7.86M | 2.3% | +15,750+6.5% | Added | History |
| APTVAptiv PLC | SHS | 52,103 | $7.76M | 2.3% | −600−1.1% | Reduced | History |
| ALEXAlexander & Baldwin, Inc. | COM | 309,245 | $7.25M | 2.1% | +3,360+1.1% | Added | History |
| PHMPultegroup Inc | COM | 155,638 | $7.15M | 2.1% | +155,638 | New | History |
| CBChubb Ltd | Stock | 40,170 | $6.97M | 2.0% | −31,540−44.0% | Reduced | History |
| ICFIICF International, Inc. | Stock | 75,477 | $6.74M | 2.0% | +1,775+2.4% | Added | History |
| NLYAnnaly Capital Management Inc | COM | 756,686 | $6.37M | 1.9% | +15,265+2.1% | Added | History |
| GLDDGreat Lakes Dredge & Dock CORP | COM | 389,515 | $5.88M | 1.7% | −119,365−23.5% | Reduced | History |
| BPOPPopular, Inc. | COM NEW | 72,315 | $5.62M | 1.6% | −325−0.4% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 101,526 | $5.53M | 1.6% | −995−1.0% | Reduced | History |
| GVAGranite Construction Inc | COM | 138,945 | $5.50M | 1.6% | +460+0.3% | Added | History |
| SYKStryker Corp | Stock | 20,627 | $5.44M | 1.6% | −175−0.8% | Reduced | History |
| SAPSAP SE | ADR | 39,493 | $5.33M | 1.6% | +590+1.5% | Added | History |
| ASRSoutheast Airport Group | SPON ADR SER B | 28,383 | $5.31M | 1.6% | −428−1.5% | Reduced | History |
| TGITriumph Group Inc | COM | 284,672 | $5.30M | 1.6% | −5,230−1.8% | Reduced | History |
| PLABPhotronics Inc | COM | 386,480 | $5.27M | 1.5% | +5,650+1.5% | Added | History |
| WPCW. P. Carey Inc. | COM | 71,782 | $5.24M | 1.5% | −1,787−2.4% | Reduced | History |
| INGING Groep NV | SPONSORED ADR | 346,360 | $5.02M | 1.5% | −74,060−17.6% | Reduced | History |
| AMWLAmerican Well Corp | CL A | 547,244 | $4.99M | 1.5% | +40,625+8.0% | Added | History |
| WLDNWilldan Group, Inc. | COM | 138,541 | $4.93M | 1.4% | +13,443+10.7% | Added | History |
| VMWVmware LLC | CL A COM | 31,487 | $4.68M | 1.4% | +10,478+49.9% | Added | History |
| INTCIntel Corp | Stock | 86,966 | $4.63M | 1.4% | +15,133+21.1% | Added | History |
| TAT&T Inc. | Stock | 169,052 | $4.57M | 1.3% | +45,755+37.1% | Added | History |
| SONYSony Group Corp | SPONSORED ADR | 36,323 | $4.02M | 1.2% | +180+0.5% | Added | History |
| GOOGLAlphabet Inc. | Stock | 1,497 | $4.00M | 1.2% | −23−1.5% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 72,093 | $3.96M | 1.2% | −165−0.2% | Reduced | History |
| PFEPfizer Inc | Stock | 91,937 | $3.95M | 1.2% | −4,621−4.8% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 54,529 | $3.81M | 1.1% | −235−0.4% | Reduced | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 102,469 | $3.55M | 1.0% | −84,525−45.2% | Reduced | History |
| PZNPzena Investment Management, Inc. | CLASS A | 234,725 | $2.31M | 0.7% | +80,795+52.5% | Added | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 147,530 | $2.24M | 0.7% | −900−0.6% | Reduced | History |
| AESAES Corp | Stock | 90,950 | $2.08M | 0.6% | −115−0.1% | Reduced | History |
| TPICQTpi Composites, Inc | COM | 59,335 | $2.00M | 0.6% | +4,965+9.1% | Added | History |
| OCOwens Corning | Stock | 22,053 | $1.89M | 0.6% | +100.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 6,151 | $1.73M | 0.5% | −95−1.5% | Reduced | History |
| EMOClearBridge Energy Midstream Opportunity Fund Inc. | COM | 78,141 | $1.71M | 0.5% | −7,107−8.3% | Reduced | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 42,185 | $1.29M | 0.4% | −200−0.5% | Reduced | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 11,786 | $1.18M | 0.3% | −420−3.4% | Reduced | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 84,433 | $1.11M | 0.3% | −39,525−31.9% | Reduced | History |
| JNJJohnson & Johnson | Stock | 6,499 | $1.05M | 0.3% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 6,494 | $908.0K | 0.3% | −320−4.7% | Reduced | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 57,711 | $795.0K | 0.2% | −2,488−4.1% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 46,990 | $714.0K | 0.2% | −250−0.5% | Reduced | History |
| PEPPepsiCo Inc | Stock | 4,371 | $657.0K | 0.2% | −160−3.5% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 6,970 | $571.0K | 0.2% | 00.0% | Unchanged | – |
| MFLBlackRock Muniholdings Investment Quality Fund | COM | 36,520 | $530.0K | 0.2% | −100−0.3% | Reduced | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 10,550 | $521.0K | 0.2% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 2,857 | $483.0K | 0.1% | 00.0% | Unchanged | History |
| GEGeneral Electric Co | Stock | 4,384 | $452.0K | 0.1% | 00.0% | UnchangedConverted for a 1-for-8 split | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 4,449 | $445.0K | 0.1% | −400−8.2% | Reduced | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 5,383 | $413.0K | 0.1% | −400−6.9% | Reduced | – |
| CVXChevron Corp | Stock | 3,933 | $399.0K | 0.1% | −24−0.6% | Reduced | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 72,906 | $392.0K | 0.1% | 00.0% | Unchanged | History |
| NVONovo Nordisk A S | ADR | 3,800 | $365.0K | 0.1% | 00.0% | Unchanged | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,290 | $352.0K | 0.1% | 00.0% | Unchanged | History |
| WPMWheaton Precious Metals Corp. | COM | 9,040 | $340.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 3,123 | $325.0K | 0.1% | −600−16.1% | Reduced | – |
| RELXRELX PLC | SPONSORED ADR | 11,246 | $325.0K | 0.1% | −165−1.4% | Reduced | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 6,063 | $310.0K | 0.1% | 00.0% | Unchanged | – |
| Schwab US Tips ETF808524870 | ETF | 4,831 | $302.0K | 0.1% | 00.0% | Unchanged | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 2,869 | $298.0K | 0.1% | 00.0% | Unchanged | – |
| TMOThermo Fisher Scientific Inc. | Stock | 522 | $298.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab International Equity ETF808524805 | ETF | 7,633 | $295.0K | 0.1% | −400−5.0% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 4,944 | $291.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 5,302 | $288.0K | 0.1% | −100−1.9% | Reduced | – |
| Clearway Energy, Inc.18539C105 | CL A | 9,830 | $277.0K | 0.1% | −58,020−85.5% | Reduced | – |
| JXNJackson Financial Inc. | COM CL A | 10,179 | $265.0K | 0.1% | +10,179 | New | History |
| IBMInternational Business Machines Corp | Stock | 1,900 | $264.0K | 0.1% | 00.0% | Unchanged | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 26,250 | $256.0K | 0.1% | +26,250 | New | History |
| TFCTruist Financial Corp | COM | 4,350 | $255.0K | 0.1% | 00.0% | Unchanged | History |
| BMYBristol Myers Squibb Co | Stock | 4,101 | $243.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 2,061 | $237.0K | 0.1% | −150−6.8% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 70 | $230.0K | 0.1% | −7−9.1% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 86 | $229.0K | 0.1% | 00.0% | Unchanged | History |
| ADPAutomatic Data Processing Inc | Stock | 1,105 | $221.0K | 0.1% | 00.0% | Unchanged | History |
| ALBAlbemarle Corp | Stock | 1,010 | $221.0K | 0.1% | −19,095−95.0% | Reduced | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 4,665 | $219.0K | 0.1% | 00.0% | Unchanged | History |
| BMIBadger Meter Inc | COM | 2,150 | $217.0K | 0.1% | −350−14.0% | Reduced | History |
| CSXCSX Corp | Stock | 7,200 | $214.0K | 0.1% | 00.0% | Unchanged | History |
| LMTLockheed Martin Corp | Stock | 610 | $211.0K | 0.1% | 00.0% | Unchanged | History |
| PBCTPeople's United Financial, Inc. | COM | 10,301 | $180.0K | 0.1% | +10,301 | New | History |
| Yamana Gold Inc98462Y100 | COM | 24,000 | $95.0K | <0.1% | 00.0% | Unchanged | – |
| MCRMFS Charter Income Trust | SH BEN INT | 10,900 | $94.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (6)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| EFREaton Vance Senior Floating-Rate Trust | COM | 26,475 | $375.0K | 0.1% | History |
| EFTEaton Vance Floating-Rate Income Trust | COM | 21,750 | $313.0K | 0.1% | History |
| NEMNEWMONT Corp | Stock | 3,647 | $231.0K | 0.1% | History |
| RGLDRoyal Gold Inc | Stock | 2,000 | $228.0K | 0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 2,936 | $227.0K | 0.1% | History |
| KOCoca Cola Co | Stock | 3,770 | $204.0K | 0.1% | History |