Havens Advisors LLC
- SEC CIK
- 0001280200
- Latest filing
- Jan 25, 2023
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 31, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 43
- 0 vs. Q3 2021
- Portfolio value
- $84.6M
- +$2.19M (+2.7%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Lead Edge Growth Oprtunts LTG54085124 | UNIT 04/01/2026 | 12,700 | $126.0K | 0.1% | 00.0% | Unchanged | – |
| CHNGChange Healthcare Inc. | COM | 6,000 | $128.0K | 0.2% | −14,900−71.3% | Reduced | History |
| ZSQRZ Squared Inc. | SHS | 12,900 | $129.0K | 0.2% | 00.0% | Unchanged | History |
| PPCPilgrims Pride Corp | Stock | 4,788 | $135.0K | 0.2% | 00.0% | Unchanged | History |
| Warburg Pincus Captal Corp IG9460M116 | UNIT 99/99/9999 | 14,000 | $139.0K | 0.2% | 00.0% | Unchanged | – |
| Go Acquisition Corp362019101 | COM | 20,000 | $197.0K | 0.2% | 00.0% | Unchanged | – |
| Nuburu, Inc.87403Q102 | COM CL A | 20,000 | $197.0K | 0.2% | 00.0% | Unchanged | – |
| Capstar SPL Purp Acquisition14070Y101 | COM CL A | 20,000 | $199.0K | 0.2% | 00.0% | Unchanged | – |
| Colicity Inc194170205 | UNIT 02/24/2026 | 20,000 | $199.0K | 0.2% | 00.0% | Unchanged | – |
| Hennessy Capital Invs Corp V42589T206 | UNIT 01/15/2025 | 20,000 | $199.0K | 0.2% | 00.0% | Unchanged | – |
| MSPRMSP Recovery, Inc. | COM CL A | 20,000 | $199.0K | 0.2% | 00.0% | Unchanged | History |
| Ares Acquisition CorporationG33032114 | UNIT 99/99/9999 | 20,000 | $199.0K | 0.2% | 00.0% | Unchanged | – |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 20,000 | $200.0K | 0.2% | 00.0% | Unchanged | – |
| OTRAOTR Acquisition Corp. | COM CL A | 20,000 | $203.0K | 0.2% | 00.0% | Unchanged | History |
| OCAOmnichannel Acquisition Corp. | COM CL A | 22,000 | $219.0K | 0.3% | 00.0% | Unchanged | History |
| SCPLSciPlay Corp | CL A | 20,000 | $276.0K | 0.3% | −14,978−42.8% | Reduced | History |
| OCDXOrtho Clinical Diagnostics Holdings plc | ORD SHS | 16,000 | $342.0K | 0.4% | +16,000 | New | History |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 55,500 | $597.0K | 0.7% | −44,500−44.5% | Reduced | – |
| TROXTronox Holdings plc | SHS | 25,000 | $601.0K | 0.7% | −13,000−34.2% | Reduced | History |
| SAFMSanderson Farms Inc | COM | 4,000 | $764.0K | 0.9% | −3,000−42.9% | Reduced | History |
| TGNATegna Inc | COM | 45,600 | $846.0K | 1.0% | +3,600+8.6% | Added | History |
| Vonage Holdings Corp92886T201 | COM | 42,000 | $873.0K | 1.0% | +42,000 | New | – |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 19,000 | $888.0K | 1.0% | −24,000−55.8% | Reduced | History |
| RRDRR Donnelley & Sons Co | COM | 85,000 | $957.0K | 1.1% | +85,000 | New | History |
| TMXTerminix Global Holdings Inc | COM | 35,000 | $1.58M | 1.9% | +35,000 | New | History |
| KRAKraton Corp | COM | 38,080 | $1.76M | 2.1% | +25,874+212.0% | Added | History |
| Athene Holding Ltd.G0684D107 | CL A | 23,000 | $1.92M | 2.3% | +23,000 | New | – |
| CERNCERNER Corp | COM | 21,000 | $1.95M | 2.3% | +21,000 | New | History |
| SPNTSiriusPoint Ltd | COM | 247,087 | $2.01M | 2.4% | −5,934−2.3% | Reduced | History |
| ARNAArena Pharmaceuticals Inc | COM NEW | 24,500 | $2.28M | 2.7% | +24,500 | New | History |
| VNEArriver Holdco, Inc. | COM | 67,000 | $2.38M | 2.8% | +5,000+8.1% | Added | History |
| ROGRogers Corp | COM | 13,000 | $3.55M | 4.2% | +13,000 | New | History |
| WTWWillis Towers Watson PLC | SHS | 16,500 | $3.92M | 4.6% | −9,500−36.5% | Reduced | History |
| WBTWelbilt, Inc. | COM | 167,100 | $3.97M | 4.7% | −1,900−1.1% | Reduced | History |
| Triple-S Mgmt Corp896749108 | CL B | 115,684 | $4.13M | 4.9% | +86,684+298.9% | Added | – |
| NPTNNeophotonics Corp | COM | 273,273 | $4.20M | 5.0% | +273,273 | New | History |
| XENTIntersect ENT, Inc. | COM | 161,200 | $4.40M | 5.2% | +70,097+76.9% | Added | History |
| CONECyrusOne Holdco LLC | COM | 54,000 | $4.84M | 5.7% | +54,000 | New | History |
| BHP Group Ltd05545E209 | SPONSORED ADR | 86,870 | $5.19M | 6.1% | +86,870 | New | – |
| NUANNuance Communications, Inc. | COM | 117,900 | $6.52M | 7.7% | −16,100−12.0% | Reduced | History |
| INFOIHS Markit Ltd. | SHS | 50,000 | $6.65M | 7.9% | +3,000+6.4% | Added | History |
| Coherent Inc192479103 | COM | 25,500 | $6.80M | 8.0% | −7,500−22.7% | Reduced | – |
| XLNXXilinx Inc | COM | 36,500 | $7.74M | 9.1% | −14,112−27.9% | Reduced | History |
Sold out since Q3 2021 (11)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 21,500 | $5.82M | 7.1% | History |
| PPDPPD, Inc. | COM | 95,000 | $4.45M | 5.4% | History |
| HRCHill-Rom Holdings, Inc. | COM | 24,000 | $3.60M | 4.4% | History |
| CLDRCloudera, Inc. | COM | 185,000 | $2.95M | 3.6% | History |
| XLRNAcceleron Pharma Inc | COM | 14,000 | $2.41M | 2.9% | History |
| Trillium Therapeutics Inc.89620X506 | COM NEW | 109,000 | $1.91M | 2.3% | – |
| VRSBillerud Americas Corp | CL A | 64,906 | $1.35M | 1.6% | History |
| FLOWSPX FLOW, Inc. | COM | 14,000 | $1.02M | 1.2% | History |
| KDMNKadmon Holdings, Inc. | COM | 97,830 | $852.0K | 1.0% | History |
| VEIVine Energy Inc. | CL A | 30,000 | $494.0K | 0.6% | History |
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 20,000 | $202.0K | 0.2% | – |