Havens Advisors LLC
- SEC CIK
- 0001280200
- Latest filing
- Jan 25, 2023
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 7, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 43
- −3 vs. Q2 2021
- Portfolio value
- $82.4M
- −$43.5M (−34.6%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Coherent Inc192479103 | COM | 33,000 | $8.25M | 10.0% | −2,000−5.7% | Reduced | – |
| XLNXXilinx Inc | COM | 50,612 | $7.64M | 9.3% | −19,888−28.2% | Reduced | History |
| NUANNuance Communications, Inc. | COM | 134,000 | $7.38M | 8.9% | −4,000−2.9% | Reduced | History |
| WTWWillis Towers Watson PLC | SHS | 26,000 | $6.04M | 7.3% | −14,000−35.0% | Reduced | History |
| KSUKansas City Southern | COM NEW | 21,500 | $5.82M | 7.1% | −500−2.3% | Reduced | History |
| INFOIHS Markit Ltd. | SHS | 47,000 | $5.48M | 6.7% | +15,000+46.9% | Added | History |
| PPDPPD, Inc. | COM | 95,000 | $4.45M | 5.4% | +34,000+55.7% | Added | History |
| WBTWelbilt, Inc. | COM | 169,000 | $3.93M | 4.8% | +23,000+15.8% | Added | History |
| HRCHill-Rom Holdings, Inc. | COM | 24,000 | $3.60M | 4.4% | +24,000 | New | History |
| CLDRCloudera, Inc. | COM | 185,000 | $2.95M | 3.6% | +185,000 | New | History |
| XENTIntersect ENT, Inc. | COM | 91,103 | $2.48M | 3.0% | +91,103 | New | History |
| XLRNAcceleron Pharma Inc | COM | 14,000 | $2.41M | 2.9% | +14,000 | New | History |
| SPNTSiriusPoint Ltd | COM | 253,021 | $2.34M | 2.8% | −10,743−4.1% | Reduced | History |
| VNEArriver Holdco, Inc. | COM | 62,000 | $2.11M | 2.6% | +62,000 | New | History |
| Trillium Therapeutics Inc.89620X506 | COM NEW | 109,000 | $1.91M | 2.3% | +109,000 | New | – |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 43,000 | $1.87M | 2.3% | −113,100−72.5% | Reduced | History |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 100,000 | $1.45M | 1.8% | −71,000−41.5% | Reduced | – |
| VRSBillerud Americas Corp | CL A | 64,906 | $1.35M | 1.6% | +64,906 | New | History |
| SAFMSanderson Farms Inc | COM | 7,000 | $1.32M | 1.6% | +7,000 | New | History |
| Triple-S Mgmt Corp896749108 | CL B | 29,000 | $1.03M | 1.2% | +29,000 | New | – |
| FLOWSPX FLOW, Inc. | COM | 14,000 | $1.02M | 1.2% | +14,000 | New | History |
| TROXTronox Holdings plc | SHS | 38,000 | $937.0K | 1.1% | +38,000 | New | History |
| KDMNKadmon Holdings, Inc. | COM | 97,830 | $852.0K | 1.0% | +97,830 | New | History |
| TGNATegna Inc | COM | 42,000 | $828.0K | 1.0% | +42,000 | New | History |
| SCPLSciPlay Corp | CL A | 34,978 | $724.0K | 0.9% | +34,978 | New | History |
| KRAKraton Corp | COM | 12,206 | $557.0K | 0.7% | +12,206 | New | History |
| VEIVine Energy Inc. | CL A | 30,000 | $494.0K | 0.6% | +30,000 | New | History |
| CHNGChange Healthcare Inc. | COM | 20,900 | $438.0K | 0.5% | −169,100−89.0% | Reduced | History |
| OCAOmnichannel Acquisition Corp. | COM CL A | 22,000 | $218.0K | 0.3% | 00.0% | Unchanged | History |
| Hennessy Capital Invs Corp V42589T206 | UNIT 01/15/2025 | 20,000 | $204.0K | 0.2% | 00.0% | Unchanged | – |
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 20,000 | $202.0K | 0.2% | 00.0% | Unchanged | – |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 20,000 | $202.0K | 0.2% | 00.0% | Unchanged | – |
| OTRAOTR Acquisition Corp. | COM CL A | 20,000 | $201.0K | 0.2% | 00.0% | Unchanged | History |
| Capstar SPL Purp Acquisition14070Y101 | COM CL A | 20,000 | $198.0K | 0.2% | 00.0% | Unchanged | – |
| Colicity Inc194170205 | UNIT 02/24/2026 | 20,000 | $198.0K | 0.2% | 00.0% | Unchanged | – |
| MSPRMSP Recovery, Inc. | COM CL A | 20,000 | $198.0K | 0.2% | 00.0% | Unchanged | History |
| Ares Acquisition CorporationG33032114 | UNIT 99/99/9999 | 20,000 | $198.0K | 0.2% | 00.0% | Unchanged | – |
| Go Acquisition Corp362019101 | COM | 20,000 | $196.0K | 0.2% | 00.0% | Unchanged | – |
| Nuburu, Inc.87403Q102 | COM CL A | 20,000 | $196.0K | 0.2% | 00.0% | Unchanged | – |
| PPCPilgrims Pride Corp | Stock | 4,788 | $139.0K | 0.2% | +4,788 | New | History |
| Warburg Pincus Captal Corp IG9460M116 | UNIT 99/99/9999 | 14,000 | $139.0K | 0.2% | 00.0% | Unchanged | – |
| ZSQRZ Squared Inc. | SHS | 12,900 | $128.0K | 0.2% | +12,900 | New | History |
| Lead Edge Growth Oprtunts LTG54085124 | UNIT 04/01/2026 | 12,700 | $127.0K | 0.2% | 00.0% | Unchanged | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | – | $871.0K |
Sold out since Q2 2021 (21)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| MXIMMaxim Integrated Products Inc | COM | 95,000 | $10.0M | 7.9% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 54,000 | $9.92M | 7.9% | History |
| PFPTProofpoint Inc | COM | 50,000 | $8.69M | 6.9% | History |
| WORKSlack Technologies, Inc. | COM CL A | 183,790 | $8.14M | 6.5% | History |
| PRAHPRA Health Sciences, Inc. | COM | 19,081 | $3.15M | 2.5% | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 67,963 | $2.30M | 1.8% | History |
| HOMEAt Home Group Inc. | COM | 55,000 | $2.03M | 1.6% | History |
| ORBCOMM Inc.68555P100 | COM | 143,000 | $1.61M | 1.3% | – |
| Watford Hldgs LtdG94787101 | SHS | 45,000 | $1.57M | 1.3% | – |
| SPWHSportsman's Warehouse Holdings, Inc. | COM | 70,000 | $1.24M | 1.0% | History |
| Sogou Inc83409V104 | ADR REPSTG A | 126,000 | $1.07M | 0.9% | – |
| GRAW R Grace & Co | COM | 11,000 | $760.0K | 0.6% | History |
| TLNDTalend S.A. | ADS | 9,000 | $590.0K | 0.5% | History |
| RAVNRaven Industries Inc | COM | 10,000 | $579.0K | 0.5% | History |
| NAVNavistar International Corp | COM | 10,000 | $445.0K | 0.4% | History |
| STLSterling Bancorp | COM | 15,000 | $372.0K | 0.3% | History |
| HIGHartford Insurance Group, Inc. | Stock | 4,000 | $248.0K | 0.2% | History |
| Landcadia Holdings III Inc51476H100 | COM CL A | 20,000 | $248.0K | 0.2% | – |
| RDWRedwire Corp | SHS CL A | 20,000 | $206.0K | 0.2% | History |
| Locust Walk Acquisition Corp54015L301 | UNIT 12/31/2025 | 20,000 | $204.0K | 0.2% | – |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 10,050 | $190.0K | 0.2% | – |