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Havens Advisors LLC

SEC CIK
0001280200
Latest filing
Jan 25, 2023

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed Apr 13, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
43
0 vs. Q4 2021
Portfolio value
$53.9M
−$30.7M (−36.3%) vs. Q4 2021
Filed
Apr 13, 2022
SEC
Holdings of Havens Advisors LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ROGRogers CorpCOM18,873$5.13M9.5%+5,873+45.2%AddedHistory
Coherent Inc192479103COM18,633$5.09M9.4%−6,867−26.9%Reduced–
CERNCERNER CorpCOM39,300$3.68M6.8%+18,300+87.1%AddedHistory
VNEArriver Holdco, Inc.COM89,000$3.29M6.1%+22,000+32.8%AddedHistory
NPTNNeophotonics CorpCOM208,800$3.18M5.9%−64,473−23.6%ReducedHistory
XENTIntersect ENT, Inc.COM109,097$3.06M5.7%−52,103−32.3%ReducedHistory
PLANAnaplan, Inc.COM34,800$2.26M4.2%+34,800NewHistory
Vonage Holdings Corp92886T201COM102,000$2.07M3.8%+60,000+142.9%Added–
ZNGAZynga IncCL A217,100$2.01M3.7%+217,100NewHistory
TMXTerminix Global Holdings IncCOM42,000$1.92M3.6%+7,000+20.0%AddedHistory
TSEMTower Semiconductor LtdSHS NEW38,000$1.84M3.4%+38,000NewHistory
CTXSCitrix Systems IncCOM18,000$1.82M3.4%+18,000NewHistory
US Ecology, Inc.91734M103COM30,000$1.44M2.7%+30,000New–
Cornerstone Building Brands, Inc.21925D109COM56,600$1.38M2.6%+56,600New–
FHNFirst Horizon CorpCOM58,000$1.36M2.5%+58,000NewHistory
SPNTSiriusPoint LtdCOM176,000$1.32M2.4%−71,087−28.8%ReducedHistory
CHNGChange Healthcare Inc.COM57,000$1.24M2.3%+51,000+850.0%AddedHistory
REGIRenewable Energy Group, Inc.COM NEW20,000$1.21M2.2%+20,000NewHistory
NLSNNielsen Holdings plcSHS EUR43,000$1.17M2.2%+43,000NewHistory
SJISouth Jersey Industries IncCOM33,000$1.14M2.1%+33,000NewHistory
Tenneco Inc880349105CL A VTG COM STK56,000$1.03M1.9%+56,000New–
FLOWSPX FLOW, Inc.COM10,000$862.0K1.6%+10,000NewHistory
SAFMSanderson Farms IncCOM4,000$750.0K1.4%00.0%UnchangedHistory
MNDTMandiant, Inc.Stock30,540$681.0K1.3%+30,540NewHistory
WTWWillis Towers Watson PLCSHS2,800$661.0K1.2%−13,700−83.0%ReducedHistory
ULCCFrontier Group Holdings, Inc.COM55,083$624.0K1.2%+55,083NewHistory
WBTWelbilt, Inc.COM21,000$499.0K0.9%−146,100−87.4%ReducedHistory
MTORMeritor, Inc.COM10,600$377.0K0.7%+10,600NewHistory
TGNATegna IncCOM14,000$314.0K0.6%−31,600−69.3%ReducedHistory
OCDXOrtho Clinical Diagnostics Holdings plcORD SHS16,000$299.0K0.6%00.0%UnchangedHistory
OCAOmnichannel Acquisition Corp.COM CL A22,000$219.0K0.4%00.0%UnchangedHistory
OTRAOTR Acquisition Corp.COM CL A20,000$204.0K0.4%00.0%UnchangedHistory
Go Acquisition Corp362019101COM20,000$198.0K0.4%00.0%Unchanged–
Hennessy Capital Invs Corp V42589T206UNIT 01/15/202520,000$198.0K0.4%00.0%Unchanged–
Nuburu, Inc.87403Q102COM CL A20,000$198.0K0.4%00.0%Unchanged–
Ares Acquisition CorporationG33032114UNIT 99/99/999920,000$198.0K0.4%00.0%Unchanged–
Colicity Inc194170205UNIT 02/24/202620,000$197.0K0.4%00.0%Unchanged–
Sustainable Develp Acqu I Co86934L202UNIT 02/04/202620,000$197.0K0.4%00.0%Unchanged–
Warburg Pincus Captal Corp IG9460M116UNIT 99/99/999914,000$138.0K0.3%00.0%Unchanged–
Cohn Robbins Holdings CorpG23726105COM CL A13,147$131.0K0.2%+13,147New–
ZSQRZ Squared Inc.SHS12,900$130.0K0.2%00.0%UnchangedHistory
Lead Edge Growth Oprtunts LTG54085124UNIT 04/01/202612,700$125.0K0.2%00.0%Unchanged–
CVIIChurchill Capital Corp VIICOM CL A10,000$98.0K0.2%+10,000NewHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Havens Advisors LLC in Q1 2022
SecurityClassPutsCalls
TTWOTake Two Interactive Software IncCOM$553.0K–

Sold out since Q4 2021 (17)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Havens Advisors LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
XLNXXilinx IncCOM36,500$7.74M9.1%History
INFOIHS Markit Ltd.SHS50,000$6.65M7.9%History
NUANNuance Communications, Inc.COM117,900$6.52M7.7%History
BHP Group Ltd05545E209SPONSORED ADR86,870$5.19M6.1%–
CONECyrusOne Holdco LLCCOM54,000$4.84M5.7%History
Triple-S Mgmt Corp896749108CL B115,684$4.13M4.9%–
ARNAArena Pharmaceuticals IncCOM NEW24,500$2.28M2.7%History
Athene Holding Ltd.G0684D107CL A23,000$1.92M2.3%–
KRAKraton CorpCOM38,080$1.76M2.1%History
RRDRR Donnelley & Sons CoCOM85,000$957.0K1.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM19,000$888.0K1.0%History
TROXTronox Holdings plcSHS25,000$601.0K0.7%History
Just Eat Takeaway Com N V48214T305SPONSORED ADS55,500$597.0K0.7%–
SCPLSciPlay CorpCL A20,000$276.0K0.3%History
Capstar SPL Purp Acquisition14070Y101COM CL A20,000$199.0K0.2%–
MSPRMSP Recovery, Inc.COM CL A20,000$199.0K0.2%History
PPCPilgrims Pride CorpStock4,788$135.0K0.2%History