Wetherby Asset Management Inc
- SEC CIK
- 0001279627
- Latest filing
- Nov 14, 2025
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 15, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 948
- +38 vs. Q4 2023
- Portfolio value
- $2.09B
- +$178.3M (+9.3%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FCELFuelcell Energy Inc | COM | 12,462 | $14.8K | <0.1% | +684+5.8% | Added | History |
| DNAGinkgo Bioworks Holdings, Inc. | CL A SHS | 14,768 | $17.1K | <0.1% | +3,540+31.5% | Added | History |
| OLPXOlaplex Holdings, Inc. | COM | 11,905 | $22.9K | <0.1% | +170+1.4% | Added | History |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 11,154 | $25.4K | <0.1% | +11,154 | New | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 14,923 | $28.4K | <0.1% | +1,738+13.2% | Added | History |
| URGUr-Energy Inc | COM | 26,625 | $42.6K | <0.1% | 00.0% | Unchanged | History |
| LUMNLumen Technologies, Inc. | Stock | 35,485 | $55.4K | <0.1% | +18,974+114.9% | Added | History |
| OPENOpendoor Technologies Inc. | COM | 18,872 | $57.2K | <0.1% | +144+0.8% | Added | History |
| PLUGPlug Power Inc | Stock | 18,504 | $63.7K | <0.1% | +5,984+47.8% | Added | History |
| CERSCerus Corp | COM | 36,860 | $69.7K | <0.1% | −15,000−28.9% | Reduced | History |
| GRFSGrifols SA | SP ADR REP B NVT | 10,679 | $71.3K | <0.1% | −1,181−10.0% | Reduced | History |
| EEXEmerald Holding, Inc. | COM | 11,285 | $76.9K | <0.1% | +11,285 | New | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 11,233 | $77.4K | <0.1% | +678+6.4% | Added | History |
| RUMRUM Group Inc. | Stock | 10,000 | $80.8K | <0.1% | 00.0% | Unchanged | History |
| RDFNRedfin Corp | COM | 15,267 | $101.5K | <0.1% | +1,418+10.2% | Added | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 21,609 | $101.8K | <0.1% | +21,609 | New | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 14,915 | $103.4K | <0.1% | 00.0% | Unchanged | History |
| SIRISirius XM Holdings Inc. | COM | 26,702 | $103.6K | <0.1% | −1,915−6.7% | Reduced | History |
| ZSZscaler, Inc. | Stock | 540 | $104.0K | <0.1% | +7+1.3% | Added | History |
| SIDNational Steel Co | SPONSORED ADR | 33,797 | $105.8K | <0.1% | +3,235+10.6% | Added | History |
| RLXRLX Technology Inc. | SPONSORED ADS | 55,659 | $106.9K | <0.1% | −131−0.2% | Reduced | History |
| MPTMedical Properties Trust Inc | COM | 23,517 | $110.5K | <0.1% | +13,460+133.8% | Added | History |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 36,209 | $115.9K | <0.1% | −1,180−3.2% | Reduced | History |
| CURVTorrid Holdings Inc. | COM | 24,664 | $120.4K | <0.1% | 00.0% | Unchanged | History |
| HMYHarmony Gold Mining Co Ltd | ADR | 15,047 | $122.9K | <0.1% | +424+2.9% | Added | History |
| IQiQIYI, Inc. | SPONSORED ADS | 29,364 | $124.2K | <0.1% | −2,126−6.8% | Reduced | History |
| UGPUltrapar Holdings Inc | SP ADR REP COM | 22,589 | $129.2K | <0.1% | +497+2.2% | Added | History |
| PGREParamount Group, Inc. | COM | 29,411 | $137.9K | <0.1% | −2,038−6.5% | Reduced | History |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 12,500 | $148.8K | <0.1% | 00.0% | Unchanged | History |
| NIONIO Inc. | ADR | 33,407 | $150.3K | <0.1% | +3,672+12.3% | Added | History |
| RCReady Capital Corp | COM | 16,641 | $151.9K | <0.1% | −7,356−30.7% | Reduced | History |
| KGCKinross Gold Corp | COM | 24,801 | $152.0K | <0.1% | +790+3.3% | Added | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 17,449 | $152.3K | <0.1% | −3,390−16.3% | Reduced | History |
| FUBOFuboTV Inc. | COM | 98,297 | $155.3K | <0.1% | −456−0.5% | Reduced | History |
| DNPDNP Select Income Fund Inc | COM | 17,246 | $156.4K | <0.1% | 00.0% | Unchanged | History |
| RIVNRivian Automotive, Inc. | Stock | 14,518 | $159.0K | <0.1% | −1,301−8.2% | Reduced | History |
| LCIDLucid Group, Inc. | COM | 56,093 | $159.9K | <0.1% | +23,518+72.2% | Added | History |
| HRHealthcare Realty Trust Inc | CL A COM | 11,330 | $160.3K | <0.1% | −1,291−10.2% | Reduced | History |
| Copel-ADR20441B605 | ADR | 20,810 | $160.7K | <0.1% | −1,635−7.3% | Reduced | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 15,125 | $161.7K | <0.1% | +15,125 | New | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 11,400 | $164.7K | <0.1% | +11,400 | New | History |
| SWNSouthwestern Energy Co | COM | 21,773 | $165.0K | <0.1% | +4,429+25.5% | Added | History |
| GUGGuggenheim Active Allocation Fund | COMMON STOCK | 11,232 | $165.2K | <0.1% | +11,232 | New | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 12,534 | $165.8K | <0.1% | +12,534 | New | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 12,996 | $166.1K | <0.1% | +12,996 | New | History |
| Amplify ETF Tr032108847 | CEF HIGH INCOME | 13,775 | $166.1K | <0.1% | +13,775 | New | – |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 31,678 | $167.9K | <0.1% | +17,690+126.5% | Added | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 20,278 | $168.1K | <0.1% | +20,278 | New | History |
| JRSNuveen Real Estate Income Fund | COM | 21,329 | $168.5K | <0.1% | +21,329 | New | History |
| JFRNuveen Floating Rate Income Fund | COM | 19,382 | $169.2K | <0.1% | +19,382 | New | History |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 13,892 | $171.0K | <0.1% | +13,892 | New | History |
| Pioneer High Income Tr72369H106 | COM | 22,449 | $172.0K | <0.1% | +22,449 | New | – |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 20,853 | $172.0K | <0.1% | +20,853 | New | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 14,453 | $172.9K | <0.1% | +14,453 | New | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 11,570 | $175.5K | <0.1% | +11,570 | New | History |
| KIOKKR Income Opportunities Fund | COM | 12,996 | $176.0K | <0.1% | +12,996 | New | History |
| BWGBrandywineGLOBAL-Global Income Opportunities Fund Inc | COM | 21,077 | $178.7K | <0.1% | +21,077 | New | History |
| ETRNMidstream Co LLC | COM | 14,380 | $179.6K | <0.1% | 00.0% | Unchanged | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 28,648 | $181.1K | <0.1% | +1,478+5.4% | Added | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 38,204 | $183.4K | <0.1% | +38,204 | New | History |
| SCDLMP Capital & Income Fund Inc. | COM | 11,792 | $184.4K | <0.1% | +11,792 | New | History |
| GDSGDS Holdings Ltd | SPONSORED ADS | 28,329 | $188.4K | <0.1% | +12,963+84.4% | Added | History |
| ABEVAmbev S.A. | SPONSORED ADR | 77,923 | $193.3K | <0.1% | −10,396−11.8% | Reduced | History |
| TIMBTim S.A. | SPONSORED ADR | 11,048 | $196.1K | <0.1% | +101+0.9% | Added | History |
| FMSFresenius Medical Care AG | SPONSORED ADR | 10,182 | $196.3K | <0.1% | −440−4.1% | Reduced | History |
| SNASnap-on Inc | COM | 677 | $200.5K | <0.1% | +677 | New | History |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 10,000 | $200.8K | <0.1% | 00.0% | Unchanged | History |
| LEALear Corp | COM NEW | 1,390 | $201.4K | <0.1% | +1,390 | New | History |
| DOCUDocuSign, Inc. | Stock | 3,386 | $201.6K | <0.1% | +14+0.4% | Added | History |
| Capital Grp Fixed Incm ETF T14020Y409 | SHORT DURATION | 7,950 | $201.9K | <0.1% | 00.0% | Unchanged | – |
| WRKWestRock Co | COM | 4,094 | $202.4K | <0.1% | +4,094 | New | History |
| DXCDXC Technology Co | Stock | 9,558 | $202.7K | <0.1% | −1,892−16.5% | Reduced | History |
| GBTCGrayscale Bitcoin Trust ETF | ETF | 3,210 | $202.8K | <0.1% | +3,210 | New | History |
| LYVLive Nation Entertainment, Inc. | COM | 1,925 | $203.6K | <0.1% | +1,925 | New | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 2,101 | $204.2K | <0.1% | +2,101 | New | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 1,070 | $205.3K | <0.1% | +1,070 | New | – |
| RTORentokil Initial PLC | SPONSORED ADR | 6,810 | $205.3K | <0.1% | −267−3.8% | Reduced | History |
| VSTVistra Corp. | Stock | 2,982 | $207.7K | <0.1% | +2,982 | New | History |
| CAECae Inc | COM | 10,066 | $207.8K | <0.1% | +753+8.1% | Added | History |
| RGENRepligen Corp | COM | 1,133 | $208.4K | <0.1% | +1,133 | New | History |
| BSACBanco Santander Chile | SP ADR REP COM | 10,519 | $208.6K | <0.1% | −59−0.6% | Reduced | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 3,563 | $208.6K | <0.1% | −79−2.2% | Reduced | – |
| PPLPPL Corp | COM | 7,592 | $209.0K | <0.1% | +7,592 | New | History |
| DOCHealthpeak Properties, Inc. | COM | 11,163 | $209.3K | <0.1% | +11,163 | New | History |
| Liberty Media Corp531229813 | Stock | 7,104 | $211.0K | <0.1% | +7,104 | New | – |
| CAVACava Group, Inc. | COM | 3,030 | $212.3K | <0.1% | −2,370−43.9% | Reduced | History |
| NTRNutrien Ltd. | COM | 3,909 | $212.3K | <0.1% | +3,909 | New | History |
| ETSYEtsy Inc | COM | 3,095 | $212.7K | <0.1% | −75−2.4% | Reduced | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 2,087 | $213.1K | <0.1% | +2,087 | New | History |
| KKellanova | Stock | 3,736 | $214.0K | <0.1% | −55−1.5% | Reduced | History |
| PBProsperity Bancshares Inc | COM | 3,263 | $214.6K | <0.1% | −180−5.2% | Reduced | History |
| COHRCoherent Corp. | COM | 3,544 | $214.8K | <0.1% | +3,544 | New | History |
| EGEverest Group, Ltd. | COM | 543 | $215.8K | <0.1% | −59−9.8% | Reduced | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 1,446 | $216.1K | <0.1% | −177−10.9% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 2,503 | $216.5K | <0.1% | −982−28.2% | Reduced | – |
| JLLJones Lang Lasalle Inc | COM | 1,113 | $217.1K | <0.1% | −7−0.6% | Reduced | History |
| MZTIMarzetti Co | COM | 1,048 | $217.6K | <0.1% | +1,048 | New | History |
| Global X FDS37954Y632 | ARTIFICIAL ETF | 6,409 | $217.7K | <0.1% | +6,409 | New | – |
| EXRExtra Space Storage Inc. | COM | 1,492 | $219.3K | <0.1% | −3−0.2% | Reduced | History |
| OHIOmega Healthcare Investors Inc | COM | 6,958 | $220.4K | <0.1% | −4,060−36.8% | Reduced | History |
Options (13)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| MELIMercadolibre Inc | COM | – | $1.36M |
| NVDANVIDIA Corp | Stock | – | $542.1K |
| MSFTMicrosoft Corp | Stock | – | $504.9K |
| AMZNAmazon Com Inc | Stock | – | $360.8K |
| CRWDCrowdStrike Holdings, Inc. | Stock | – | $224.4K |
| GOOGLAlphabet Inc. | Stock | – | $181.1K |
| NUNu Holdings Ltd. | ORD SHS CL A | – | $119.3K |
| SHOPShopify Inc. | Stock | – | $115.8K |
| ZSZscaler, Inc. | Stock | – | $115.6K |
| TTDTrade Desk, Inc. | Stock | – | $113.6K |
| ABNBAirbnb, Inc. | Stock | – | $99.0K |
| AAPLApple Inc. | Stock | – | $68.6K |
| MPTMedical Properties Trust Inc | COM | – | $32.9K |
Sold out since Q4 2023 (26)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| QGENQiagen N.V. | SHS NEW | 8,576 | $372.5K | <0.1% | History |
| AGROAdecoagro S.A. | COM | 29,524 | $327.7K | <0.1% | History |
| Schwab International Small-Cap Equity ETF808524888 | ETF | 8,683 | $302.9K | <0.1% | – |
| HQHabrdn Healthcare Investors | SH BEN INT | 18,171 | $301.1K | <0.1% | History |
| AGCOAGCO Corp | COM | 2,264 | $274.9K | <0.1% | History |
| PUKPrudential PLC | ADR | 11,352 | $254.9K | <0.1% | History |
| HTGCHercules Capital, Inc. | COM | 14,368 | $239.5K | <0.1% | History |
| Natura &CO Hldg S A63884N108 | ADS | 32,675 | $223.5K | <0.1% | – |
| AVTAvnet Inc | COM | 4,405 | $222.0K | <0.1% | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 4,351 | $213.8K | <0.1% | History |
| OPLNOPENLANE, Inc. | COM | 10,103 | $149.6K | <0.1% | History |
| VMOInvesco Municipal Opportunity Trust | COM | 11,697 | $112.4K | <0.1% | History |
| VGMInvesco Trust for Investment Grade Municipals | COM | 11,347 | $112.2K | <0.1% | History |
| VKQInvesco Municipal Trust | COM | 11,508 | $109.7K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 10,000 | $92.1K | <0.1% | History |
| TEITempleton Emerging Markets Income Fund | COM | 18,000 | $91.8K | <0.1% | History |
| VVRInvesco Senior Income Trust | COM | 19,094 | $78.3K | <0.1% | History |
| NCVVirtus Convertible & Income Fund | COM | 21,919 | $73.9K | <0.1% | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 13,905 | $72.6K | <0.1% | History |
| ACHRArcher Aviation Inc. | Stock | 11,532 | $70.8K | <0.1% | History |
| UNITUniti Group Inc. | COM | 11,466 | $66.3K | <0.1% | History |
| OXLCOxford Lane Capital Corp. | COM | 11,700 | $57.8K | <0.1% | History |
| SPCEVirgin Galactic Holdings, Inc | COM | 21,130 | $51.8K | <0.1% | History |
| OPKOpko Health, Inc. | COM | 10,617 | $16.0K | <0.1% | History |
| NVVENuvve Holding Corp. | COM | 87,988 | $11.0K | <0.1% | History |
| Lumiradx LimitedG5709L109 | SHS | 83,489 | $5.25K | <0.1% | – |