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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
910
+14 vs. Q3 2023
Portfolio value
$1.92B
+$155.0M (+8.8%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Wetherby Asset Management Inc in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ALKAlaska Air Group, Inc.COM5,913$231.0K<0.1%+5,913NewHistory
iShares Tr464288646ISHS 1-5YR INVS4,508$231.1K<0.1%00.0%Unchanged–
Vanguard World FD921910725ESG INTL STK ETF4,181$231.1K<0.1%−1,101−20.8%Reduced–
NBIXNeurocrine Biosciences IncStock1,761$232.0K<0.1%−112−6.0%ReducedHistory
CAVACava Group, Inc.COM5,400$232.1K<0.1%+5,400NewHistory
PBProsperity Bancshares IncCOM3,443$233.2K<0.1%+3,443NewHistory
PIIPolaris Inc.Stock2,495$236.5K<0.1%−122−4.7%ReducedHistory
RITMRithm Capital Corp.REIT22,169$236.8K<0.1%+3,306+17.5%AddedHistory
SWKStanley Black & Decker, Inc.COM2,417$237.1K<0.1%+2,417NewHistory
WBDWarner Bros. Discovery, Inc.Stock20,839$237.1K<0.1%−3,155−13.1%ReducedHistory
MANHManhattan Associates IncStock1,102$237.3K<0.1%−88−7.4%ReducedHistory
DALDelta Air Lines, Inc.COM NEW5,935$238.8K<0.1%−1,538−20.6%ReducedHistory
SJMJ M SMUCKER CoStock1,894$239.4K<0.1%−19−1.0%ReducedHistory
HTGCHercules Capital, Inc.COM14,368$239.5K<0.1%00.0%UnchangedHistory
EXRExtra Space Storage Inc.COM1,495$239.7K<0.1%−552−27.0%ReducedHistory
RCIRogers Communications IncCL B5,157$241.4K<0.1%−2,371−31.5%ReducedHistory
NWSANews CorpCL A9,841$241.6K<0.1%+9,841NewHistory
AGRAvangrid, Inc.COM7,537$244.3K<0.1%−716−8.7%ReducedHistory
LWLamb Weston Holdings, Inc.Stock2,264$244.7K<0.1%+2,264NewHistory
DSLDoubleLine Income Solutions FundCOM20,000$244.8K<0.1%00.0%UnchangedHistory
DGXQuest Diagnostics IncCOM1,778$245.2K<0.1%−123−6.5%ReducedHistory
RCReady Capital CorpCOM23,997$246.0K<0.1%−4,335−15.3%ReducedHistory
ICLICL Group Ltd.SHS49,098$246.0K<0.1%+11,987+32.3%AddedHistory
ABEVAmbev S.A.SPONSORED ADR88,319$247.3K<0.1%−30,791−25.9%ReducedHistory
TERTeradyne, IncStock2,286$248.1K<0.1%−18−0.8%ReducedHistory
ECEcopetrol S.A.SPONSORED ADS20,889$249.0K<0.1%00.0%UnchangedHistory
COOCooper Companies, Inc.COM NEW660$249.8K<0.1%−21−3.1%ReducedHistory
iShares U.S. Treasury Bond ETF46429B267ETF10,890$250.9K<0.1%+11+0.1%Added–
SSLSasol LtdSPONSORED ADR25,247$251.0K<0.1%−3,992−13.7%ReducedHistory
HXLHexcel CorpCOM3,405$251.1K<0.1%−47−1.4%ReducedHistory
JKHYJack Henry & Associates IncStock1,537$251.2K<0.1%+157+11.4%AddedHistory
HASHasbro, Inc.COM4,971$253.8K<0.1%−7,967−61.6%ReducedHistory
AAAlcoa CorpStock7,477$254.2K<0.1%−240−3.1%ReducedHistory
SESea LtdSPONSORD ADS6,284$254.5K<0.1%+6,284NewHistory
MELIMercadolibre IncCOM162$254.6K<0.1%+67+70.5%AddedHistory
PUKPrudential PLCADR11,352$254.9K<0.1%+11,352NewHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF7,500$255.1K<0.1%+7,500New–
TSNTyson Foods, Inc.Stock4,751$255.4K<0.1%−127−2.6%ReducedHistory
APOApollo Global Management, Inc.COM2,746$255.9K<0.1%−131−4.6%ReducedHistory
ETSYEtsy IncCOM3,170$256.9K<0.1%−456−12.6%ReducedHistory
EFXEquifax IncCOM1,041$257.4K<0.1%−299−22.3%ReducedHistory
REGRegency Centers CorpCOM3,843$257.5K<0.1%+57+1.5%AddedHistory
RSReliance, Inc.COM932$260.7K<0.1%−189−16.9%ReducedHistory
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR9,700$261.8K<0.1%+9,700New–
DXCDXC Technology CoStock11,450$261.9K<0.1%+1,001+9.6%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF4,848$262.2K<0.1%+4,848New–
KEPKorea Electric Power CorpSPONSORED ADR36,192$262.4K<0.1%−15,038−29.4%ReducedHistory
TTWOTake Two Interactive Software IncCOM1,631$262.5K<0.1%−30−1.8%ReducedHistory
NOVNOV Inc.COM13,036$264.4K<0.1%+867+7.1%AddedHistory
AREAlexandria Real Estate Equities, Inc.COM2,090$265.0K<0.1%+2,090NewHistory
ALBAlbemarle CorpStock1,835$265.1K<0.1%−489−21.0%ReducedHistory
AXONAxon Enterprise, Inc.COM1,028$265.6K<0.1%−2−0.2%ReducedHistory
ASAIYSendas Distributor S.A.SPON ADS19,226$265.7K<0.1%−331−1.7%ReducedHistory
JBHTHunt J B Transport Services IncCOM1,339$267.5K<0.1%−60−4.3%ReducedHistory
VanEck Vectors ETF Tr92189F817VIETNAM ETF20,776$268.4K<0.1%00.0%Unchanged–
GTESGates Industrial Corp Ltd.ORD SHS20,095$269.7K<0.1%+679+3.5%AddedHistory
NIONIO Inc.ADR29,735$269.7K<0.1%+1,755+6.3%AddedHistory
UDRUDR, Inc.COM7,066$270.6K<0.1%+697+10.9%AddedHistory
WDCWestern Digital CorpCOM5,193$272.0K<0.1%+202+4.0%AddedHistory
SYFSynchrony FinancialCOM7,178$274.1K<0.1%−394−5.2%ReducedHistory
FEFirstenergy CorpCOM7,483$274.3K<0.1%+7,483NewHistory
GAPGap IncCOM13,141$274.8K<0.1%+524+4.2%AddedHistory
AGCOAGCO CorpCOM2,264$274.9K<0.1%+2,264NewHistory
TDYTeledyne Technologies IncCOM616$274.9K<0.1%−169−21.5%ReducedHistory
WTWWillis Towers Watson PLCSHS1,140$275.0K<0.1%−17−1.5%ReducedHistory
DOXAmdocs LtdSHS3,143$276.2K<0.1%+189+6.4%AddedHistory
WTRGEssential Utilities, Inc.COM7,404$276.5K<0.1%+1,211+19.6%AddedHistory
AXTAAxalta Coating Systems Ltd.COM8,142$276.6K<0.1%−194−2.3%ReducedHistory
AYIAcuity Inc. (DE)Stock1,357$278.0K<0.1%+1,357NewHistory
SPDR Index Shs FDS78463X848ST STR ACWI ETF10,284$278.1K<0.1%+10,284New–
EMNEastman Chemical CoStock3,108$279.2K<0.1%−513−14.2%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock2,219$281.6K<0.1%+127+6.1%AddedHistory
JNPRJuniper Networks IncCOM9,606$283.2K<0.1%−91−0.9%ReducedHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR18,616$283.5K<0.1%−195−1.0%ReducedHistory
SUZSuzano S.A.SPON ADS25,045$284.5K<0.1%00.0%UnchangedHistory
WALWestern Alliance BancorporationCOM4,326$284.6K<0.1%+4,326NewHistory
SPOTSpotify Technology S.A.Stock1,529$287.3K<0.1%+1,529NewHistory
PATHUiPath, Inc.Stock11,663$289.7K<0.1%−376−3.1%ReducedHistory
HOLXHologic IncCOM4,057$289.9K<0.1%+584+16.8%AddedHistory
TTDTrade Desk, Inc.Stock4,054$291.7K<0.1%−131−3.1%ReducedHistory
DARDarling Ingredients Inc.COM5,883$293.2K<0.1%+1,200+25.6%AddedHistory
PTCPTC Inc.Stock1,677$293.4K<0.1%−23−1.4%ReducedHistory
Invesco Exchange Traded FD T46137V597RAFI US 15007,828$293.5K<0.1%+7,828New–
ETF Ser Solutions26922A594AAM S&P 50010,000$294.9K<0.1%00.0%Unchanged–
Cyberark Software LtdM2682V108SHS1,347$295.1K<0.1%+27+2.0%Added–
TLSITriSalus Life Sciences, Inc.COM34,950$295.3K<0.1%+34,950NewHistory
AMXAmerica Movil SAB de CVSPON ADS RP CL B16,025$296.8K<0.1%+1,098+7.4%AddedHistory
CNPCenterpoint Energy IncCOM10,397$297.0K<0.1%−396−3.7%ReducedHistory
UGIUgi CorpStock12,157$299.1K<0.1%−2,706−18.2%ReducedHistory
ProShares Ultrashort S&P 50074347G416ETF10,000$299.2K<0.1%00.0%Unchanged–
HQHabrdn Healthcare InvestorsSH BEN INT18,171$301.1K<0.1%+18,171NewHistory
CIBGrupo Cibest S.A.SPON ADR PREF9,833$302.6K<0.1%+1,772+22.0%AddedHistory
Schwab International Small-Cap Equity ETF808524888ETF8,683$302.9K<0.1%+8,683New–
BRK.BBerkshire Hathaway IncStock850$303.2K<0.1%00.0%UnchangedHistory
MOHMolina Healthcare, Inc.COM840$303.5K<0.1%−38−4.3%ReducedHistory
GILGildan Activewear Inc.Stock9,298$307.4K<0.1%+610+7.0%AddedHistory
AEEAmeren CorpCOM4,251$307.5K<0.1%−418−9.0%ReducedHistory
Vanguard Real Estate ETF922908553ETF3,485$307.9K<0.1%+3,485New–
CMSCMS Energy CorpCOM5,309$308.3K<0.1%+145+2.8%AddedHistory
SNNSmith & Nephew PLCSPDN ADR NEW11,307$308.5K<0.1%+11,307NewHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q4 2023
SecurityClassPutsCalls
MELIMercadolibre IncCOM–$1.10M
MSFTMicrosoft CorpStock–$451.2K
CRWDCrowdStrike Holdings, Inc.Stock–$383.0K
ZSZscaler, Inc.Stock–$221.6K
AMZNAmazon Com IncStock–$167.1K
NUNu Holdings Ltd.ORD SHS CL A–$166.6K
BABAAlibaba Group Holding LtdADR–$155.0K
GOOGLAlphabet Inc.Stock–$153.7K
SHOPShopify Inc.Stock–$109.1K
NVDANVIDIA CorpStock–$99.0K
ABNBAirbnb, Inc.Stock–$95.3K
DASHDoorDash, Inc.Stock–$79.1K
AAPLApple Inc.Stock–$77.0K
TTDTrade Desk, Inc.Stock–$72.0K

Sold out since Q3 2023 (59)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF17,394$1.92M0.1%–
iShares Tr464288802ESG OPTIMIZED21,106$1.90M0.1%–
BDXBecton Dickinson & CoStock7,055$1.82M0.1%History
ATVIActivision Blizzard, Inc.COM16,900$1.58M0.1%History
VMWVmware LLCCL A COM9,365$1.56M0.1%History
iShares Inc46434G822MSCI JAPAN ETF18,400$1.11M0.1%–
iShares Core MSCI Europe ETF46434V738ETF20,130$999.7K0.1%–
iShares Tr464288877EAFE VALUE ETF14,565$712.7K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM18,171$550.2K<0.1%–
SGENSeagen Inc.COM2,571$545.4K<0.1%History
iShares Russell Mid-Cap Value ETF464287473ETF5,074$529.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS3,238$374.6K<0.1%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,019$306.0K<0.1%–
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A12,092$292.3K<0.1%History
CPAYCorpay, Inc.COM1,099$280.6K<0.1%History
CLBCore Laboratories Inc.COM11,530$276.8K<0.1%History
NTRNutrien Ltd.COM4,079$251.9K<0.1%History
ESSEssex Property Trust, Inc.COM1,135$240.7K<0.1%History
NFGNational Fuel Gas CoStock4,482$232.7K<0.1%History
CPBCAMPBELL'S CoCOM5,640$231.7K<0.1%History
VMRKVivmark ResidentialSH BEN INT3,901$229.0K<0.1%History
KBRKBR, Inc.COM3,788$223.3K<0.1%History
TOSTToast, Inc.Stock11,750$220.1K<0.1%History
VEEVVeeva Systems IncStock1,077$219.1K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,699$213.5K<0.1%–
CNXCNX Resources CorpCOM9,288$209.7K<0.1%History
PPLIPeople IncCOM NEW4,152$209.2K<0.1%History
CHXChampionX CorpCOM5,809$206.9K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,031$201.1K<0.1%–
KNSLKinsale Capital Group, Inc.Stock483$200.0K<0.1%History
VFCV F CorpStock11,005$194.5K<0.1%History
JBGSJBG Smith PropertiesCOM12,360$178.7K<0.1%History
RVTRoyce Small-Cap Trust, Inc.COM13,881$178.6K<0.1%History
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM15,876$160.7K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT15,330$159.9K<0.1%History
MQYBlackRock Muniyield Quality Fund, Inc.COM15,586$159.4K<0.1%History
MHDBlackRock Muniholdings Fund, Inc.COM15,420$159.0K<0.1%History
DEIDouglas Emmett IncCOM12,370$157.8K<0.1%History
NVGNuveen AMT-Free Municipal Credit Income FundCEF15,304$157.8K<0.1%History
GBDCGolub Capital BDC, Inc.COM10,717$157.2K<0.1%History
IIMInvesco Value Municipal Income TrustCOM15,090$156.9K<0.1%History
PMLPIMCO Municipal Income Fund IICOM19,753$151.9K<0.1%History
VTRSViatris IncStock14,969$147.6K<0.1%History
AGNCAGNC Investment Corp.REIT15,532$146.6K<0.1%History
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS10,643$105.6K<0.1%History
NQPNuveen Pennsylvania Quality Municipal Income FundCOM10,022$101.9K<0.1%History
KTFDWS Municipal Income TrustCOM13,075$100.7K<0.1%History
MVFBlackRock Munivest Fund, Inc.COM16,480$99.9K<0.1%History
BLEBlackRock Municipal Income Trust IICOM10,903$99.7K<0.1%History
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM10,022$99.5K<0.1%History
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM10,879$99.3K<0.1%History
MYNBlackRock Muniyield New York Quality Fund, Inc.COM11,191$99.2K<0.1%History
BFKBlackRock Municipal Income TrustSH BEN INT11,153$98.9K<0.1%History
VKIInvesco Advantage Municipal Income Trust IISH BEN INT13,271$98.3K<0.1%History
BlackRock New York Municipal Income Trust09248L106SH BEN INT10,569$96.2K<0.1%–
MYDBlackRock Muniyield Fund, Inc.COM10,449$95.9K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1010,311$50.1K<0.1%History
SOFISoFi Technologies, Inc.Stock6,205$49.6K<0.1%History
AMWLAmerican Well CorpCL A11,747$13.7K<0.1%History