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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
910
+14 vs. Q3 2023
Portfolio value
$1.92B
+$155.0M (+8.8%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Wetherby Asset Management Inc in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Lumiradx LimitedG5709L109SHS83,489$5.25K<0.1%00.0%Unchanged–
NVVENuvve Holding Corp.COM87,988$11.0K<0.1%+66,890+317.0%AddedHistory
OPKOpko Health, Inc.COM10,617$16.0K<0.1%−608−5.4%ReducedHistory
FCELFuelcell Energy IncCOM11,778$18.8K<0.1%−4,368−27.1%ReducedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS11,228$19.0K<0.1%−3,689−24.7%ReducedHistory
OLPXOlaplex Holdings, Inc.COM11,735$29.8K<0.1%+11,735NewHistory
LUMNLumen Technologies, Inc.Stock16,511$30.2K<0.1%+6,004+57.1%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A13,185$30.9K<0.1%+13,185NewHistory
URGUr-Energy IncCOM26,625$41.0K<0.1%00.0%UnchangedHistory
RUMRUM Group Inc.Stock10,000$44.9K<0.1%00.0%UnchangedHistory
MPTMedical Properties Trust IncCOM10,057$49.4K<0.1%+10,057NewHistory
SPCEVirgin Galactic Holdings, IncCOM21,130$51.8K<0.1%+10,144+92.3%AddedHistory
PLUGPlug Power IncStock12,520$56.3K<0.1%+12,520NewHistory
OXLCOxford Lane Capital Corp.COM11,700$57.8K<0.1%+1,700+17.0%AddedHistory
UNITUniti Group Inc.COM11,466$66.3K<0.1%−253−2.2%ReducedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM13,988$69.5K<0.1%00.0%UnchangedHistory
ACHRArcher Aviation Inc.Stock11,532$70.8K<0.1%+11,532NewHistory
JQCNuveen Credit Strategies Income FundCOM SHS13,905$72.6K<0.1%00.0%UnchangedHistory
NCVVirtus Convertible & Income FundCOM21,919$73.9K<0.1%00.0%UnchangedHistory
VVRInvesco Senior Income TrustCOM19,094$78.3K<0.1%00.0%UnchangedHistory
BRSPBrightSpire Capital, Inc.COM CL A10,555$78.5K<0.1%−6,301−37.4%ReducedHistory
OPENOpendoor Technologies Inc.COM18,728$83.9K<0.1%−5,820−23.7%ReducedHistory
HMYHarmony Gold Mining Co LtdADR14,623$89.9K<0.1%−473−3.1%ReducedHistory
TEITempleton Emerging Markets Income FundCOM18,000$91.8K<0.1%00.0%UnchangedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,000$92.1K<0.1%00.0%UnchangedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD14,915$103.7K<0.1%−181−1.2%ReducedHistory
JPCNuveen Preferred & Income Opportunities FundCOM15,837$107.1K<0.1%+15,837NewHistory
VKQInvesco Municipal TrustCOM11,508$109.7K<0.1%+11,508NewHistory
RLXRLX Technology Inc.SPONSORED ADS55,790$111.6K<0.1%−336−0.6%ReducedHistory
CERSCerus CorpCOM51,860$112.0K<0.1%00.0%UnchangedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM11,347$112.2K<0.1%+11,347NewHistory
VMOInvesco Municipal Opportunity TrustCOM11,697$112.4K<0.1%−7,250−38.3%ReducedHistory
SWNSouthwestern Energy CoCOM17,344$113.6K<0.1%00.0%UnchangedHistory
ZSZscaler, Inc.Stock533$118.1K<0.1%+533NewHistory
UGPUltrapar Holdings IncSP ADR REP COM22,092$119.7K<0.1%−207−0.9%ReducedHistory
SIDNational Steel CoSPONSORED ADR30,562$120.1K<0.1%+1,308+4.5%AddedHistory
TVGrupo Televisa, S.A.B.SPON ADR REP ORD37,389$124.9K<0.1%+22,396+149.4%AddedHistory
GRFSGrifols SASP ADR REP B NVT11,860$137.1K<0.1%−604−4.8%ReducedHistory
LCIDLucid Group, Inc.COM32,575$137.1K<0.1%+32,575NewHistory
GDSGDS Holdings LtdSPONSORED ADS15,366$140.1K<0.1%−195−1.3%ReducedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN12,500$141.5K<0.1%00.0%UnchangedHistory
CURVTorrid Holdings Inc.COM24,664$142.3K<0.1%00.0%UnchangedHistory
RDFNRedfin CorpCOM13,849$142.9K<0.1%+1,610+13.2%AddedHistory
KGCKinross Gold CorpCOM24,011$145.3K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM17,246$146.2K<0.1%00.0%UnchangedHistory
KTKT CorpSPONSORED ADR10,887$146.3K<0.1%+10,887NewHistory
ETRNMidstream Co LLCCOM14,380$146.4K<0.1%−1,638−10.2%ReducedHistory
OPLNOPENLANE, Inc.COM10,103$149.6K<0.1%−2,791−21.6%ReducedHistory
IQiQIYI, Inc.SPONSORED ADS31,490$153.7K<0.1%−1,277−3.9%ReducedHistory
SIRISirius XM Holdings Inc.COM28,617$156.5K<0.1%−740−2.5%ReducedHistory
PGREParamount Group, Inc.COM31,449$162.6K<0.1%+7,487+31.2%AddedHistory
AQNAlgonquin Power & Utilities Corp.COM27,170$171.7K<0.1%+15,578+134.4%AddedHistory
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM10,000$184.3K<0.1%00.0%UnchangedHistory
Copel-ADR20441B605ADR22,445$190.3K<0.1%+1,946+9.5%Added–
DOCUDocuSign, Inc.Stock3,372$200.5K<0.1%+3,372NewHistory
CAECae IncCOM9,313$201.1K<0.1%−2,231−19.3%ReducedHistory
THGHanover Insurance Group, Inc.COM1,656$201.1K<0.1%+1,656NewHistory
TIMBTim S.A.SPONSORED ADR10,947$202.2K<0.1%+306+2.9%AddedHistory
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION7,950$202.3K<0.1%+7,950New–
RTORentokil Initial PLCSPONSORED ADR7,077$202.5K<0.1%−2,072−22.6%ReducedHistory
NVRNVR IncCOM29$203.0K<0.1%+29NewHistory
NETCloudflare, Inc.CL A COM2,471$205.7K<0.1%+2,471NewHistory
BSACBanco Santander ChileSP ADR REP COM10,578$206.2K<0.1%−525−4.7%ReducedHistory
HUBBHubbell IncCOM628$206.6K<0.1%+628NewHistory
ULTAUlta Beauty, Inc.Stock422$206.8K<0.1%+422NewHistory
LVSLas Vegas Sands CorpCOM4,202$206.8K<0.1%+4,202NewHistory
iShares Tr464288885EAFE GRWTH ETF2,148$208.0K<0.1%+2,148New–
FISFidelity National Information Services, Inc.Stock3,471$208.5K<0.1%−2,683−43.6%ReducedHistory
WLKWestlake CorpCOM1,504$210.5K<0.1%+1,504NewHistory
CFGCitizens Financial Group IncCOM6,364$210.9K<0.1%+6,364NewHistory
TXTTextron IncCOM2,628$211.3K<0.1%−167−6.0%ReducedHistory
JLLJones Lang Lasalle IncCOM1,120$211.5K<0.1%+1,120NewHistory
BLDQXO Insulation, LLCStock566$211.8K<0.1%+566NewHistory
KKellanovaStock3,791$212.0K<0.1%+3,791NewHistory
WWDWoodward, Inc.COM1,558$212.1K<0.1%+1,558NewHistory
HSTHost Hotels & Resorts, Inc.COM10,927$212.7K<0.1%−97−0.9%ReducedHistory
EGEverest Group, Ltd.COM602$212.9K<0.1%+11+1.9%AddedHistory
AFRMAffirm Holdings, Inc.COM CL A4,351$213.8K<0.1%+4,351NewHistory
FNVFranco Nevada CorpStock1,937$214.6K<0.1%−852−30.5%ReducedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,642$216.0K<0.1%+3,642New–
ADXAdams Diversified Equity Fund, Inc.COM12,203$216.1K<0.1%00.0%UnchangedHistory
MTBM&T Bank CorpCOM1,577$216.2K<0.1%−363−18.7%ReducedHistory
HRHealthcare Realty Trust IncCL A COM12,621$217.5K<0.1%+12,621NewHistory
MTDRMatador Resources CoCOM3,827$217.6K<0.1%−44−1.1%ReducedHistory
PLTRPalantir Technologies Inc.Stock12,715$218.3K<0.1%+12,715NewHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF4,424$220.9K<0.1%+4,424New–
BOKFBok Financial CorpCOM NEW2,581$221.1K<0.1%−72−2.7%ReducedHistory
FMSFresenius Medical Care AGSPONSORED ADR10,622$221.3K<0.1%−4,370−29.1%ReducedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL6,443$221.4K<0.1%00.0%Unchanged–
AVTAvnet IncCOM4,405$222.0K<0.1%+4,405NewHistory
iShares Russell 1000 Value ETF464287598ETF1,351$223.2K<0.1%−4−0.3%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF5,940$223.3K<0.1%+5,940New–
Natura &CO Hldg S A63884N108ADS32,675$223.5K<0.1%−1,454−4.3%Reduced–
PBAPembina Pipeline CorpCOM6,565$226.0K<0.1%+6,565NewHistory
DECKDeckers Outdoor CorpCOM340$227.3K<0.1%+340NewHistory
ETF Ser Solutions26922A347AAM S&P DEV MK10,000$227.3K<0.1%00.0%Unchanged–
OLEDUniversal Display CorpCOM1,194$228.4K<0.1%+1,194NewHistory
LNCLincoln National CorpCOM8,476$228.6K<0.1%−3,134−27.0%ReducedHistory
MUSAMurphy USA Inc.COM642$228.9K<0.1%−2−0.3%ReducedHistory
GPCGenuine Parts CoStock1,668$231.0K<0.1%−254−13.2%ReducedHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q4 2023
SecurityClassPutsCalls
MELIMercadolibre IncCOM–$1.10M
MSFTMicrosoft CorpStock–$451.2K
CRWDCrowdStrike Holdings, Inc.Stock–$383.0K
ZSZscaler, Inc.Stock–$221.6K
AMZNAmazon Com IncStock–$167.1K
NUNu Holdings Ltd.ORD SHS CL A–$166.6K
BABAAlibaba Group Holding LtdADR–$155.0K
GOOGLAlphabet Inc.Stock–$153.7K
SHOPShopify Inc.Stock–$109.1K
NVDANVIDIA CorpStock–$99.0K
ABNBAirbnb, Inc.Stock–$95.3K
DASHDoorDash, Inc.Stock–$79.1K
AAPLApple Inc.Stock–$77.0K
TTDTrade Desk, Inc.Stock–$72.0K

Sold out since Q3 2023 (59)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF17,394$1.92M0.1%–
iShares Tr464288802ESG OPTIMIZED21,106$1.90M0.1%–
BDXBecton Dickinson & CoStock7,055$1.82M0.1%History
ATVIActivision Blizzard, Inc.COM16,900$1.58M0.1%History
VMWVmware LLCCL A COM9,365$1.56M0.1%History
iShares Inc46434G822MSCI JAPAN ETF18,400$1.11M0.1%–
iShares Core MSCI Europe ETF46434V738ETF20,130$999.7K0.1%–
iShares Tr464288877EAFE VALUE ETF14,565$712.7K<0.1%–
iShares Inc46434G863ESG AWR MSCI EM18,171$550.2K<0.1%–
SGENSeagen Inc.COM2,571$545.4K<0.1%History
iShares Russell Mid-Cap Value ETF464287473ETF5,074$529.5K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS3,238$374.6K<0.1%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,019$306.0K<0.1%–
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A12,092$292.3K<0.1%History
CPAYCorpay, Inc.COM1,099$280.6K<0.1%History
CLBCore Laboratories Inc.COM11,530$276.8K<0.1%History
NTRNutrien Ltd.COM4,079$251.9K<0.1%History
ESSEssex Property Trust, Inc.COM1,135$240.7K<0.1%History
NFGNational Fuel Gas CoStock4,482$232.7K<0.1%History
CPBCAMPBELL'S CoCOM5,640$231.7K<0.1%History
VMRKVivmark ResidentialSH BEN INT3,901$229.0K<0.1%History
KBRKBR, Inc.COM3,788$223.3K<0.1%History
TOSTToast, Inc.Stock11,750$220.1K<0.1%History
VEEVVeeva Systems IncStock1,077$219.1K<0.1%History
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,699$213.5K<0.1%–
CNXCNX Resources CorpCOM9,288$209.7K<0.1%History
PPLIPeople IncCOM NEW4,152$209.2K<0.1%History
CHXChampionX CorpCOM5,809$206.9K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,031$201.1K<0.1%–
KNSLKinsale Capital Group, Inc.Stock483$200.0K<0.1%History
VFCV F CorpStock11,005$194.5K<0.1%History
JBGSJBG Smith PropertiesCOM12,360$178.7K<0.1%History
RVTRoyce Small-Cap Trust, Inc.COM13,881$178.6K<0.1%History
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM15,876$160.7K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT15,330$159.9K<0.1%History
MQYBlackRock Muniyield Quality Fund, Inc.COM15,586$159.4K<0.1%History
MHDBlackRock Muniholdings Fund, Inc.COM15,420$159.0K<0.1%History
DEIDouglas Emmett IncCOM12,370$157.8K<0.1%History
NVGNuveen AMT-Free Municipal Credit Income FundCEF15,304$157.8K<0.1%History
GBDCGolub Capital BDC, Inc.COM10,717$157.2K<0.1%History
IIMInvesco Value Municipal Income TrustCOM15,090$156.9K<0.1%History
PMLPIMCO Municipal Income Fund IICOM19,753$151.9K<0.1%History
VTRSViatris IncStock14,969$147.6K<0.1%History
AGNCAGNC Investment Corp.REIT15,532$146.6K<0.1%History
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS10,643$105.6K<0.1%History
NQPNuveen Pennsylvania Quality Municipal Income FundCOM10,022$101.9K<0.1%History
KTFDWS Municipal Income TrustCOM13,075$100.7K<0.1%History
MVFBlackRock Munivest Fund, Inc.COM16,480$99.9K<0.1%History
BLEBlackRock Municipal Income Trust IICOM10,903$99.7K<0.1%History
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM10,022$99.5K<0.1%History
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM10,879$99.3K<0.1%History
MYNBlackRock Muniyield New York Quality Fund, Inc.COM11,191$99.2K<0.1%History
BFKBlackRock Municipal Income TrustSH BEN INT11,153$98.9K<0.1%History
VKIInvesco Advantage Municipal Income Trust IISH BEN INT13,271$98.3K<0.1%History
BlackRock New York Municipal Income Trust09248L106SH BEN INT10,569$96.2K<0.1%–
MYDBlackRock Muniyield Fund, Inc.COM10,449$95.9K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1010,311$50.1K<0.1%History
SOFISoFi Technologies, Inc.Stock6,205$49.6K<0.1%History
AMWLAmerican Well CorpCL A11,747$13.7K<0.1%History