Wetherby Asset Management Inc
- SEC CIK
- 0001279627
- Latest filing
- Nov 14, 2025
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 872
- −21 vs. Q2 2022
- Portfolio value
- $1.42B
- −$47.2M (−3.2%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CFMSConformis Inc | COM | 18,779 | $4.00K | <0.1% | +18,779 | New | History |
| DCOYDecoy Therapeutics Inc. | COM NEW | 39,746 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| GSATGlobalstar, Inc. | COM | 10,090 | $16.0K | <0.1% | +10,090 | New | History |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 16,935 | $18.0K | <0.1% | +16,935 | New | History |
| BRF SA10552T107 | SPONSORED ADR | 10,438 | $24.0K | <0.1% | +10,438 | New | – |
| RIGTransocean Ltd. | REGISTERED SHS | 10,722 | $26.0K | <0.1% | +10,722 | New | History |
| URGUr-Energy Inc | COM | 26,625 | $29.0K | <0.1% | 00.0% | Unchanged | History |
| UGPUltrapar Holdings Inc | SP ADR REP COM | 17,855 | $39.0K | <0.1% | −5,405−23.2% | Reduced | History |
| VMEOVimeo, Inc. | COMMON STOCK | 10,931 | $43.0K | <0.1% | −256−2.3% | Reduced | History |
| ENICEnel Chile S.A. | SPONSORED ADR | 32,316 | $45.0K | <0.1% | +32,316 | New | History |
| IQiQIYI, Inc. | SPONSORED ADS | 21,068 | $57.0K | <0.1% | −2,383−10.2% | Reduced | History |
| RLXRLX Technology Inc. | SPONSORED ADS | 54,154 | $57.0K | <0.1% | +27,741+105.0% | Added | History |
| QUOTQuotient Technology Inc. | COM | 25,648 | $59.0K | <0.1% | 00.0% | Unchanged | History |
| USALiberty All Star Equity Fund | SH BEN INT | 11,120 | $61.0K | <0.1% | −11,120−50.0% | Reduced | History |
| EODAllspring Global Dividend Opportunity Fund | COM | 15,771 | $65.0K | <0.1% | −15,771−50.0% | Reduced | History |
| NCVVirtus Convertible & Income Fund | COM | 21,919 | $70.0K | <0.1% | +21,919 | New | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 13,988 | $70.0K | <0.1% | +13,988 | New | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 13,905 | $71.0K | <0.1% | +13,905 | New | History |
| GRFSGrifols SA | SP ADR REP B NVT | 11,598 | $71.0K | <0.1% | −30,241−72.3% | Reduced | History |
| GGBGerdau S.A. | SPON ADR REP PFD | 16,095 | $73.0K | <0.1% | +16,095 | New | History |
| CIMChimera Investment Corp | COM NEW | 14,001 | $74.0K | <0.1% | 00.0% | Unchanged | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 14,843 | $77.0K | <0.1% | −465−3.0% | Reduced | History |
| MVFBlackRock Munivest Fund, Inc. | COM | 11,837 | $79.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr MLP & Energy Incom33739B104 | COM | 11,574 | $83.0K | <0.1% | −11,574−50.0% | Reduced | – |
| UNITUniti Group Inc. | COM | 12,218 | $85.0K | <0.1% | −495−3.9% | Reduced | History |
| Lumiradx LimitedG5709L109 | SHS | 83,489 | $85.0K | <0.1% | 00.0% | Unchanged | – |
| KGCKinross Gold Corp | COM | 23,299 | $88.0K | <0.1% | +7,328+45.9% | Added | History |
| VMOInvesco Municipal Opportunity Trust | COM | 10,592 | $96.0K | <0.1% | 00.0% | Unchanged | History |
| SIDNational Steel Co | SPONSORED ADR | 42,672 | $102.0K | <0.1% | +11,616+37.4% | Added | History |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 10,674 | $105.0K | <0.1% | 00.0% | Unchanged | History |
| HLNHaleon plc | ADR | 17,666 | $107.0K | <0.1% | +17,666 | New | History |
| MYIBlackRock Muniyield Quality Fund III, Inc. | COM | 10,230 | $107.0K | <0.1% | 00.0% | Unchanged | History |
| EIMEaton Vance Municipal Bond Fund | COM | 11,144 | $108.0K | <0.1% | 00.0% | Unchanged | History |
| MELIMercadolibre Inc | COM | 132 | $110.0K | <0.1% | +2+1.5% | Added | History |
| Natura &CO Hldg S A63884N108 | ADS | 20,949 | $114.0K | <0.1% | +7,812+59.5% | Added | – |
| SIRISirius XM Holdings Inc. | COM | 20,458 | $117.0K | <0.1% | +5,609+37.8% | Added | History |
| Copel-ADR20441B605 | ADR | 20,572 | $122.0K | <0.1% | −119−0.6% | Reduced | – |
| ETRNMidstream Co LLC | COM | 16,467 | $123.0K | <0.1% | +447+2.8% | Added | History |
| BBBLACKBERRY Ltd | COM | 26,315 | $124.0K | <0.1% | +3,941+17.6% | Added | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 13,670 | $127.0K | <0.1% | +13,670 | New | History |
| JRSNuveen Real Estate Income Fund | COM | 16,685 | $129.0K | <0.1% | +1,855+12.5% | Added | History |
| TKCTurkcell Iletisim Hizmetleri A S | SPON ADR NEW | 49,063 | $131.0K | <0.1% | +36,885+302.9% | Added | History |
| VTRSViatris Inc | Stock | 15,484 | $132.0K | <0.1% | −1,148−6.9% | Reduced | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 18,506 | $132.0K | <0.1% | +1,066+6.1% | Added | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 12,384 | $132.0K | <0.1% | +742+6.4% | Added | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 15,672 | $132.0K | <0.1% | +902+6.1% | Added | History |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 12,500 | $133.0K | <0.1% | 00.0% | Unchanged | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 10,743 | $135.0K | <0.1% | +425+4.1% | Added | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 11,754 | $136.0K | <0.1% | +346+3.0% | Added | History |
| APLEApple Hospitality REIT, Inc. | REIT | 10,086 | $142.0K | <0.1% | −395−3.8% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 17,720 | $143.0K | <0.1% | −390−2.2% | Reduced | History |
| Credit Suisse Group225401108 | SPONSORED ADR | 36,868 | $145.0K | <0.1% | +13,205+55.8% | Added | – |
| VVRInvesco Senior Income Trust | COM | 39,291 | $146.0K | <0.1% | −1,103−2.7% | Reduced | History |
| SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-Sabesp | SPONSORED ADR | 16,109 | $147.0K | <0.1% | +1,983+14.0% | Added | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 26,247 | $151.0K | <0.1% | −3,861−12.8% | Reduced | History |
| SNAPSnap Inc | Stock | 15,678 | $154.0K | <0.1% | +116+0.7% | Added | History |
| SWNSouthwestern Energy Co | COM | 25,852 | $158.0K | <0.1% | +1,191+4.8% | Added | History |
| BGRBlackRock Energy & Resources Trust | COM | 15,056 | $162.0K | <0.1% | −1,692−10.1% | Reduced | History |
| SUZSuzano S.A. | SPON ADS | 20,226 | $167.0K | <0.1% | +1,579+8.5% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 16,457 | $170.0K | <0.1% | +281+1.7% | Added | History |
| OPLNOPENLANE, Inc. | COM | 15,219 | $170.0K | <0.1% | −1,932−11.3% | Reduced | History |
| AMXAmerica Movil SAB de CV | SPON ADR L SHS | 10,469 | $172.0K | <0.1% | −4,445−29.8% | Reduced | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 12,203 | $178.0K | <0.1% | 00.0% | Unchanged | History |
| NWSANews Corp | CL A | 11,929 | $180.0K | <0.1% | +11,929 | New | History |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 10,000 | $181.0K | <0.1% | 00.0% | Unchanged | History |
| ZMZoom Communications, Inc. | Stock | 2,491 | $183.0K | <0.1% | −2,742−52.4% | Reduced | History |
| PGREParamount Group, Inc. | COM | 29,622 | $185.0K | <0.1% | +7,926+36.5% | Added | History |
| CLBCore Laboratories Inc. | COM | 13,716 | $185.0K | <0.1% | +1,673+13.9% | Added | History |
| BILIBilibili Inc. | SPONS ADS REP Z | 12,168 | $186.0K | <0.1% | +868+7.7% | Added | History |
| MACMacerich Co | COM | 23,545 | $187.0K | <0.1% | −23,018−49.4% | Reduced | History |
| VODVodafone Group Public Ltd Co | ADR | 16,574 | $188.0K | <0.1% | −3,092−15.7% | Reduced | History |
| HSTHost Hotels & Resorts, Inc. | COM | 11,889 | $189.0K | <0.1% | −2,823−19.2% | Reduced | History |
| RITMRithm Capital Corp. | REIT | 26,455 | $194.0K | <0.1% | −1,750−6.2% | Reduced | History |
| Macquarie Global Infrastruct55608D101 | COM | 10,204 | $194.0K | <0.1% | −3,704−26.6% | Reduced | – |
| VanEck Vectors ETF Tr92189F817 | VIETNAM ETF | 14,556 | $194.0K | <0.1% | 00.0% | Unchanged | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 18,117 | $195.0K | <0.1% | 00.0% | Unchanged | History |
| PPLPPL Corp | COM | 7,876 | $200.0K | <0.1% | +7,876 | New | History |
| CVNACarvana Co. | CL A | 9,839 | $200.0K | <0.1% | +9,839 | New | History |
| LILi Auto Inc. | SPONSORED ADS | 8,778 | $202.0K | <0.1% | +8,778 | New | History |
| FMSFresenius Medical Care AG | SPONSORED ADR | 14,433 | $203.0K | <0.1% | +14,433 | New | History |
| GDSGDS Holdings Ltd | SPONSORED ADS | 11,478 | $203.0K | <0.1% | −531−4.4% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 3,065 | $204.0K | <0.1% | +3,065 | New | – |
| RIVNRivian Automotive, Inc. | Stock | 6,208 | $204.0K | <0.1% | +6,208 | New | History |
| SESea Ltd | SPONSORD ADS | 3,642 | $204.0K | <0.1% | −1,108−23.3% | Reduced | History |
| DLBDolby Laboratories, Inc. | COM CL A | 3,181 | $207.0K | <0.1% | +3,181 | New | History |
| ABEVAmbev S.A. | SPONSORED ADR | 73,667 | $208.0K | <0.1% | +25,256+52.2% | Added | History |
| SYFSynchrony Financial | COM | 7,479 | $211.0K | <0.1% | +7,479 | New | History |
| LOGILogitech International S.A. | SHS | 4,602 | $212.0K | <0.1% | −718−13.5% | Reduced | History |
| VNOVornado Realty Trust | SH BEN INT | 9,201 | $213.0K | <0.1% | +743+8.8% | Added | History |
| Paramount Global92556H206 | CL B | 11,202 | $213.0K | <0.1% | +469+4.4% | Added | – |
| AFGAmerican Financial Group Inc | COM | 1,741 | $214.0K | <0.1% | +40+2.4% | Added | History |
| EXRExtra Space Storage Inc. | COM | 1,240 | $214.0K | <0.1% | +38+3.2% | Added | History |
| ESTCElastic N.V. | ORD SHS | 2,997 | $215.0K | <0.1% | +2,997 | New | History |
| TTDTrade Desk, Inc. | Stock | 3,628 | $217.0K | <0.1% | +3,628 | New | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,565 | $219.0K | <0.1% | +2,565 | New | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 3,532 | $219.0K | <0.1% | +3,532 | New | History |
| REGRegency Centers Corp | COM | 4,085 | $220.0K | <0.1% | +509+14.2% | Added | History |
| ORANYOrange | SPONSORED ADR | 24,482 | $220.0K | <0.1% | +13,802+129.2% | Added | History |
| BSYBentley Systems Inc | COM CL B | 7,238 | $221.0K | <0.1% | +461+6.8% | Added | History |
| KMXCarMax Inc | COM | 3,349 | $221.0K | <0.1% | −414−11.0% | Reduced | History |
Options (11)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| MELIMercadolibre Inc | COM | – | $497.0K |
| AAPLApple Inc. | Stock | – | $415.0K |
| CRWDCrowdStrike Holdings, Inc. | Stock | – | $247.0K |
| AMZNAmazon Com Inc | Stock | – | $170.0K |
| MSFTMicrosoft Corp | Stock | – | $140.0K |
| MAMastercard Inc | Stock | – | $114.0K |
| TTDTrade Desk, Inc. | Stock | – | $78.0K |
| PYPLPayPal Holdings, Inc. | Stock | – | $69.0K |
| BACBank of America Corp | Stock | – | $45.0K |
| ZMZoom Communications, Inc. | Stock | – | $37.0K |
| SHOPShopify Inc. | Stock | – | $13.0K |
Sold out since Q2 2022 (69)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| GSKGSK plc | SPONSORED ADR | 32,161 | $1.40M | 0.1% | History |
| iShares Tr464287556 | ISHARES BIOTECH | 8,440 | $993.0K | 0.1% | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 30,414 | $983.0K | 0.1% | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 8,544 | $656.0K | <0.1% | – |
| VanEck ETF Trust92189F692 | PHARMACEUTCL ETF | 7,000 | $538.0K | <0.1% | – |
| NLYAnnaly Capital Management Inc | COM | 87,765 | $519.0K | <0.1% | History |
| NWGNatWest Group plc | SPONS ADR 2 ORD | 93,901 | $512.0K | <0.1% | History |
| MYPSPLAYSTUDIOS, Inc. | CLASS A COM | 90,240 | $386.0K | <0.1% | History |
| OTEXOpen Text Corp | COM | 10,058 | $381.0K | <0.1% | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 22,775 | $376.0K | <0.1% | – |
| NXGNXG NextGen Infrastructure Income Fund | COM | 10,000 | $372.0K | <0.1% | History |
| MANManpowerGroup Inc. | COM | 4,774 | $365.0K | <0.1% | History |
| STXSeagate Technology Holdings plc | ORD SHS | 5,077 | $363.0K | <0.1% | History |
| NEWTNewtekOne, Inc. | COM NEW | 18,000 | $340.0K | <0.1% | History |
| DOCHealthpeak Properties, Inc. | COM | 12,443 | $322.0K | <0.1% | History |
| OGNOrganon & Co. | Stock | 9,457 | $319.0K | <0.1% | History |
| PUKPrudential PLC | ADR | 12,475 | $313.0K | <0.1% | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,999 | $290.0K | <0.1% | – |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 5,936 | $284.0K | <0.1% | History |
| IPInternational Paper Co | COM | 6,519 | $273.0K | <0.1% | History |
| iShares Tr464287515 | EXPANDED TECH | 1,000 | $270.0K | <0.1% | – |
| China Petroleum & Chemical C16941R108 | SPON ADR H SHS | 6,017 | $270.0K | <0.1% | – |
| COOCooper Companies, Inc. | COM NEW | 803 | $251.0K | <0.1% | History |
| CECelanese Corp | Stock | 2,120 | $249.0K | <0.1% | History |
| LBRDALiberty Broadband Corp | COM SER A | 2,173 | $247.0K | <0.1% | History |
| AAPAdvance Auto Parts Inc | COM | 1,418 | $245.0K | <0.1% | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 7,195 | $244.0K | <0.1% | – |
| VFCV F Corp | Stock | 5,479 | $242.0K | <0.1% | History |
| CACCCredit Acceptance Corp | COM | 497 | $235.0K | <0.1% | History |
| VOYAVoya Financial, Inc. | COM | 3,935 | $234.0K | <0.1% | History |
| OPRXOptimizeRx Corp | COM NEW | 8,535 | $234.0K | <0.1% | History |
| CINFCincinnati Financial Corp | COM | 1,959 | $233.0K | <0.1% | History |
| LEALear Corp | COM NEW | 1,854 | $233.0K | <0.1% | History |
| SEESealed Air Corp | COM | 4,001 | $231.0K | <0.1% | History |
| JOEST JOE Co | COM | 5,786 | $229.0K | <0.1% | History |
| iShares Inc464286665 | MSCI PAC JP ETF | 5,450 | $227.0K | <0.1% | – |
| ATHMAutohome Inc. | SP ADS RP CL A | 5,767 | $227.0K | <0.1% | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 6,968 | $219.0K | <0.1% | – |
| CAECae Inc | COM | 8,848 | $218.0K | <0.1% | History |
| UUnity Software Inc. | COM | 5,881 | $217.0K | <0.1% | History |
| PHMPultegroup Inc | COM | 5,449 | $216.0K | <0.1% | History |
| CPTCamden Property Trust | REIT | 1,586 | $213.0K | <0.1% | History |
| AXTAAxalta Coating Systems Ltd. | COM | 9,622 | $213.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 2,851 | $208.0K | <0.1% | History |
| VEEVVeeva Systems Inc | Stock | 1,024 | $203.0K | <0.1% | History |
| IAUiShares Gold Trust | ETF | 5,837 | $200.0K | <0.1% | History |
| NADNuveen Quality Municipal Income Fund | COM | 15,184 | $189.0K | <0.1% | History |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 11,810 | $185.0K | <0.1% | History |
| PEBPebblebrook Hotel Trust | COM | 10,309 | $171.0K | <0.1% | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 15,594 | $168.0K | <0.1% | History |
| MPTMedical Properties Trust Inc | COM | 10,667 | $163.0K | <0.1% | History |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 15,158 | $148.0K | <0.1% | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 11,380 | $148.0K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 19,676 | $142.0K | <0.1% | History |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 18,500 | $140.0K | <0.1% | History |
| China Life Ins Co Ltd16939P106 | SPON ADR REP H | 15,895 | $137.0K | <0.1% | – |
| Delaware Ivy Hig246107106 | Closed-End Fund | 13,010 | $134.0K | <0.1% | – |
| BDNBrandywine Realty Trust | SH BEN INT NEW | 12,236 | $118.0K | <0.1% | History |
| PCGPG&E Corp | Stock | 10,062 | $100.0K | <0.1% | History |
| OXLCOxford Lane Capital Corp. | COM | 15,000 | $85.0K | <0.1% | History |
| MOMOHello Group Inc. | ADS | 11,253 | $57.0K | <0.1% | History |
| DBRGDigitalBridge Group, Inc. | CL A COM | 11,626 | $57.0K | <0.1% | History |
| AVALGrupo Aval Acciones Y Valores S.A. | SPONSORED ADS | 11,290 | $40.0K | <0.1% | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 11,906 | $34.0K | <0.1% | History |
| AUVIApplied UV, Inc. | COM | 10,000 | $23.0K | <0.1% | History |
| EMBKEmbark Technology, Inc. | COMMON STOCK | 41,690 | $21.0K | <0.1% | History |
| Siyata Mobile Inc83013Q509 | COM NEW | 11,648 | $13.0K | <0.1% | – |
| TISITeam Inc | COM | 17,977 | $13.0K | <0.1% | History |
| PIXYShiftPixy, Inc. | COM NEW | 20,402 | $6.00K | <0.1% | History |