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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
903
−3 vs. Q2 2021
Portfolio value
$1.61B
−$20.8M (−1.3%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Wetherby Asset Management Inc in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A9,597$294.0K<0.1%−415−4.1%ReducedHistory
DARDarling Ingredients Inc.COM4,109$295.0K<0.1%+75+1.9%AddedHistory
SYFSynchrony FinancialCOM6,057$296.0K<0.1%+362+6.4%AddedHistory
GLOClough Global Opportunities FundSH BEN INT24,334$296.0K<0.1%+6,084+33.3%AddedHistory
CLBCore Laboratories Inc.COM10,682$296.0K<0.1%−392−3.5%ReducedHistory
BROBrown & Brown, Inc.Stock5,376$298.0K<0.1%+55+1.0%AddedHistory
FMSFresenius Medical Care AGSPONSORED ADR8,555$299.0K<0.1%−18−0.2%ReducedHistory
OPLNOPENLANE, Inc.COM18,235$299.0K<0.1%00.0%UnchangedHistory
U.S. Global Jets ETF26922A842ETF12,861$303.0K<0.1%+400+3.2%Added–
SESea LtdSPONSORD ADS950$303.0K<0.1%+950NewHistory
CBTCabot CorpCOM6,071$304.0K<0.1%−24−0.4%ReducedHistory
MPWRMonolithic Power Systems, Inc.COM629$305.0K<0.1%+3+0.5%AddedHistory
ANSSAnsys IncCOM898$306.0K<0.1%+7+0.8%AddedHistory
KHCKraft Heinz CoStock8,339$307.0K<0.1%−46−0.5%ReducedHistory
LYBLyondellBasell Industries N.V.SHS - A -3,268$307.0K<0.1%−1,545−32.1%ReducedHistory
TPRTapestry, Inc.COM8,308$308.0K<0.1%−250−2.9%ReducedHistory
DREDuke Realty CorpCOM NEW6,429$308.0K<0.1%+10+0.2%AddedHistory
iShares Russell 1000 Value ETF464287598ETF1,979$310.0K<0.1%−48−2.4%Reduced–
iShares MSCI India ETF46429B598ETF6,359$310.0K<0.1%00.0%Unchanged–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR47,426$312.0K<0.1%+4,415+10.3%AddedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD124,599$314.0K<0.1%+11,388+10.1%AddedHistory
SIVBSVB Financial GroupCOM486$314.0K<0.1%+75+18.2%AddedHistory
WYWeyerhaeuser CoCOM NEW8,842$315.0K<0.1%−19−0.2%ReducedHistory
VMCVulcan Materials COCOM1,860$315.0K<0.1%−86−4.4%ReducedHistory
NVCRNovoCure LtdORD SHS2,715$315.0K<0.1%−103−3.7%ReducedHistory
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP12,009$317.0K<0.1%00.0%UnchangedHistory
MOSMosaic CoCOM8,916$318.0K<0.1%+229+2.6%AddedHistory
SNXTD Synnex CorpCOM3,050$318.0K<0.1%00.0%UnchangedHistory
MYRGMyr Group Inc.COM3,205$319.0K<0.1%+4+0.1%AddedHistory
OGNOrganon & Co.Stock9,739$320.0K<0.1%−907−8.5%ReducedHistory
NNNNNN REIT, Inc.REIT7,406$320.0K<0.1%+613+9.0%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT21,400$320.0K<0.1%00.0%UnchangedHistory
ETREntergy CorpCOM3,243$322.0K<0.1%+122+3.9%AddedHistory
SGOLabrdn Gold ETF TrustETF19,178$323.0K<0.1%+125+0.7%AddedHistory
JLLJones Lang Lasalle IncCOM1,302$323.0K<0.1%−16−1.2%ReducedHistory
Natura &CO Hldg S A63884N108ADS19,397$323.0K<0.1%+3,516+22.1%Added–
Schwab U.S. Broad Market ETF808524102ETF3,111$324.0K<0.1%−12−0.4%Reduced–
FTNTFortinet, Inc.Stock1,111$324.0K<0.1%−816−42.3%ReducedHistory
ROKURoku, IncCOM CL A1,033$324.0K<0.1%+13+1.3%AddedHistory
GILGildan Activewear Inc.Stock8,888$325.0K<0.1%−40.0%ReducedHistory
BWXTBWX Technologies, Inc.COM6,052$326.0K<0.1%+496+8.9%AddedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM20,000$328.0K<0.1%00.0%UnchangedHistory
ARWArrow Electronics, Inc.COM2,925$328.0K<0.1%+3+0.1%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW24,409$328.0K<0.1%−4,388−15.2%ReducedHistory
NRGNRG Energy, Inc.Stock8,070$329.0K<0.1%+108+1.4%AddedHistory
EFXEquifax IncCOM1,299$329.0K<0.1%−8−0.6%ReducedHistory
PSOPearson PLCSPONSORED ADR34,050$329.0K<0.1%+2,794+8.9%AddedHistory
VRSNVerisign IncCOM1,606$329.0K<0.1%−52−3.1%ReducedHistory
SGENSeagen Inc.COM1,938$329.0K<0.1%+59+3.1%AddedHistory
VEEVVeeva Systems IncStock1,144$330.0K<0.1%−1−0.1%ReducedHistory
UNITUniti Group Inc.COM26,636$330.0K<0.1%+90.0%AddedHistory
TSCOTractor Supply CoCOM1,633$331.0K<0.1%+19+1.2%AddedHistory
GGGGraco IncCOM4,733$331.0K<0.1%+32+0.7%AddedHistory
GFIGold Fields LtdSPONSORED ADR40,789$331.0K<0.1%+680+1.7%AddedHistory
DTEDte Energy CoCOM2,985$333.0K<0.1%−23−0.8%ReducedHistory
MTArcelorMittalNY REGISTRY SH11,036$333.0K<0.1%+46+0.4%AddedHistory
CNCCentene CorpStock5,363$334.0K<0.1%−129−2.3%ReducedHistory
UDRUDR, Inc.COM6,306$334.0K<0.1%+29+0.5%AddedHistory
CAJPYCanon IncSPONSORED ADR13,682$334.0K<0.1%−1,013−6.9%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF3,145$335.0K<0.1%00.0%Unchanged–
SCCOSouthern Copper CorpStock6,008$337.0K<0.1%+97+1.6%AddedHistory
STAGSTAG Industrial, Inc.COM8,600$338.0K<0.1%+2,604+43.4%AddedHistory
POOLPool CorpCOM777$338.0K<0.1%+8+1.0%AddedHistory
CPAYCorpay, Inc.COM1,295$338.0K<0.1%+1,295NewHistory
CGNXCognex CorpCOM4,231$339.0K<0.1%+10.0%AddedHistory
CFGCitizens Financial Group IncCOM7,216$339.0K<0.1%+487+7.2%AddedHistory
VOYAVoya Financial, Inc.COM5,532$340.0K<0.1%−83−1.5%ReducedHistory
INGRIngredion IncCOM3,854$343.0K<0.1%−16−0.4%ReducedHistory
MDBMongoDB, Inc.CL A727$343.0K<0.1%+133+22.4%AddedHistory
WTWWillis Towers Watson PLCSHS1,477$343.0K<0.1%−33−2.2%ReducedHistory
NWGNatWest Group plcSPONS ADR 2 ORD56,562$344.0K<0.1%+7,206+14.6%AddedHistory
CSGPCostar Group, Inc.COM4,008$345.0K<0.1%+78+2.0%AddedHistory
TSTenaris SASPONSORED ADS16,356$345.0K<0.1%−153−0.9%ReducedHistory
DCIDonaldson Co IncStock6,032$346.0K<0.1%−85−1.4%ReducedHistory
EEni SpASPONSORED ADR13,004$348.0K<0.1%+538+4.3%AddedHistory
RDFNRedfin CorpCOM6,954$348.0K<0.1%+337+5.1%AddedHistory
AIZAssurant, Inc.Stock2,223$350.0K<0.1%−56−2.5%ReducedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN4,655$351.0K<0.1%−500−9.7%ReducedHistory
DSLDoubleLine Income Solutions FundCOM20,000$355.0K<0.1%00.0%UnchangedHistory
NXPINXP Semiconductors N.V.COM1,820$356.0K<0.1%+69+3.9%AddedHistory
WTRGEssential Utilities, Inc.COM7,734$356.0K<0.1%−116−1.5%ReducedHistory
ETF Ser Solutions26922A347AAM S&P DEV MK15,000$356.0K<0.1%00.0%Unchanged–
AEEAmeren CorpCOM4,399$357.0K<0.1%+299+7.3%AddedHistory
XELXcel Energy IncStock5,763$360.0K<0.1%+197+3.5%AddedHistory
ZSZscaler, Inc.Stock1,374$360.0K<0.1%+284+26.1%AddedHistory
ERICEricsson LM Telephone CoADR B SEK 1032,156$360.0K<0.1%00.0%UnchangedHistory
RCLRoyal Caribbean Cruises LtdCOM4,069$362.0K<0.1%+277+7.3%AddedHistory
MFCManulife Financial CorpCOM18,880$363.0K<0.1%+590+3.2%AddedHistory
CIGIColliers International Group Inc.SUB VTG SHS2,841$363.0K<0.1%−5−0.2%ReducedHistory
BILIBilibili Inc.SPONS ADS REP Z5,481$363.0K<0.1%+494+9.9%AddedHistory
BSYBentley Systems IncCOM CL B6,000$364.0K<0.1%00.0%UnchangedHistory
IPInternational Paper CoCOM6,549$366.0K<0.1%−151−2.3%ReducedHistory
Vanguard Real Estate ETF922908553ETF3,610$367.0K<0.1%+3,610New–
Dimensional U.S. Targeted Value ETF25434V609ETF8,257$367.0K<0.1%00.0%Unchanged–
CHWCalamos Global Dynamic Income FundCOM38,373$367.0K<0.1%00.0%UnchangedHistory
EPAMEPAM Systems, Inc.COM643$367.0K<0.1%−342−34.7%ReducedHistory
DXCDXC Technology CoStock11,119$374.0K<0.1%+137+1.2%AddedHistory
AVBAvalonbay Communities IncCOM1,689$374.0K<0.1%+69+4.3%AddedHistory
CLRContinental Resources, IncCOM8,111$374.0K<0.1%−1,189−12.8%ReducedHistory
TECHBIO-TECHNE CorpCOM779$377.0K<0.1%−53−6.4%ReducedHistory

Options (27)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$2.32M–
AMZNAmazon Com IncStock–$986.0K
VVisa Inc.Stock–$780.0K
SHOPShopify Inc.Stock–$688.0K
GOOGAlphabet Inc.Stock–$533.0K
ZSZscaler, Inc.Stock–$524.0K
MELIMercadolibre IncCOM–$504.0K
JPMJPMorgan Chase & CoStock–$491.0K
MSFTMicrosoft CorpStock–$451.0K
BACBank of America CorpStock–$425.0K
TEAMAtlassian CorpCL A–$391.0K
DOCUDocuSign, Inc.Stock–$386.0K
MDBMongoDB, Inc.CL A–$377.0K
CRWDCrowdStrike Holdings, Inc.Stock–$369.0K
XYZBlock, Inc.CL A–$288.0K
PYPLPayPal Holdings, Inc.Stock–$286.0K
MAMastercard IncStock–$278.0K
AAPLApple Inc.Stock–$255.0K
UPSTUpstart Holdings, Inc.COM–$253.0K
DISWalt Disney CoStock–$169.0K
FFord Motor CoStock–$142.0K
TTDTrade Desk, Inc.Stock–$141.0K
ROKURoku, IncCOM CL A–$125.0K
ZMZoom Communications, Inc.Stock–$105.0K
NVDANVIDIA CorpStock–$104.0K
METAMeta Platforms, Inc.Stock–$102.0K
WIXWix.com Ltd.SHS–$98.0K

Sold out since Q2 2021 (41)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
LBRDALiberty Broadband CorpCOM SER A8,988$1.51M0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA17,592$848.0K0.1%History
RCMR1 RCM Holdco Inc.COM34,642$770.0K<0.1%History
LBTYALiberty Global Ltd.SHS CL A21,817$593.0K<0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF7,943$428.0K<0.1%–
MXIMMaxim Integrated Products IncCOM4,055$427.0K<0.1%History
TALTAL Education GroupSPONSORED ADS16,097$406.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS17,033$320.0K<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM1,678$308.0K<0.1%History
SAMBoston Beer Co IncCL A289$295.0K<0.1%History
RUNSunrun Inc.COM4,660$260.0K<0.1%History
FLNAFilana Therapeutics, Inc.COM3,000$256.0K<0.1%History
SPOTSpotify Technology S.A.Stock904$249.0K<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF2,642$244.0K<0.1%–
WWayfair Inc.CL A764$241.0K<0.1%History
DPZDominos Pizza IncCOM500$233.0K<0.1%History
BURLBurlington Stores, Inc.COM713$230.0K<0.1%History
TERTeradyne, IncStock1,710$229.0K<0.1%History
LVSLas Vegas Sands CorpCOM4,312$227.0K<0.1%History
iShares Inc464286525MSCI GBL MIN VOL2,195$226.0K<0.1%–
KSSKOHLS CorpStock4,075$225.0K<0.1%History
Discovery Inc25470F302COM SER C7,539$218.0K<0.1%–
ONEM1Life Healthcare IncCOM6,503$215.0K<0.1%History
NFGNational Fuel Gas CoStock4,099$214.0K<0.1%History
PNWPinnacle West Capital CorpCOM2,570$211.0K<0.1%History
AZPNASPENTECH CorpCOM1,532$211.0K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF3,029$210.0K<0.1%–
CAHCardinal Health IncStock3,635$208.0K<0.1%History
HEI.AHeico CorpCL A1,638$204.0K<0.1%History
GBIOGeneration Bio Co.COM7,594$204.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,144$203.0K<0.1%History
LIILennox International IncCOM580$203.0K<0.1%History
ATHMAutohome Inc.SP ADS RP CL A3,140$201.0K<0.1%History
RNGRingCentral, Inc.CL A687$200.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR11,894$199.0K<0.1%History
ZNGAZynga IncCL A14,128$150.0K<0.1%History
MVFBlackRock Munivest Fund, Inc.COM12,478$120.0K<0.1%History
NUVBNuvation Bio Inc.COM CL A12,385$115.0K<0.1%History
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS25,000$102.0K<0.1%History
TLMDSOC Telemed, Inc.COM CL A13,697$78.0K<0.1%History
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW16,425$77.0K<0.1%History