Wetherby Asset Management Inc
- SEC CIK
- 0001279627
- Latest filing
- Nov 14, 2025
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 903
- −3 vs. Q2 2021
- Portfolio value
- $1.61B
- −$20.8M (−1.3%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CAECae Inc | COM | 7,491 | $224.0K | <0.1% | +134+1.8% | Added | History |
| AUAngloGold Ashanti PLC | SPONSORED ADR | 14,029 | $224.0K | <0.1% | −11−0.1% | Reduced | History |
| SJMJ M SMUCKER Co | Stock | 1,875 | $225.0K | <0.1% | −210−10.1% | Reduced | History |
| ALBAlbemarle Corp | Stock | 1,031 | $226.0K | <0.1% | +1,031 | New | History |
| MELIMercadolibre Inc | COM | 135 | $226.0K | <0.1% | −7−4.9% | Reduced | History |
| LBTYKLiberty Global Ltd. | SHS CL C | 7,686 | $226.0K | <0.1% | −10,755−58.3% | Reduced | History |
| BOKFBok Financial Corp | COM NEW | 2,549 | $228.0K | <0.1% | 00.0% | Unchanged | History |
| TAPMolson Coors Beverage Co | CL B | 4,922 | $228.0K | <0.1% | +440+9.8% | Added | History |
| IFFInternational Flavors & Fragrances Inc | COM | 1,705 | $228.0K | <0.1% | +39+2.3% | Added | History |
| HAINHain Celestial Group Inc | COM | 5,338 | $228.0K | <0.1% | −92−1.7% | Reduced | History |
| HESHess Corp | Stock | 2,927 | $229.0K | <0.1% | −38−1.3% | Reduced | History |
| AESAES Corp | Stock | 10,086 | $230.0K | <0.1% | −72−0.7% | Reduced | History |
| EIXEdison International | Stock | 4,189 | $232.0K | <0.1% | +159+3.9% | Added | History |
| FDSFactset Research Systems Inc | Stock | 588 | $232.0K | <0.1% | +588 | New | History |
| SEESealed Air Corp | COM | 4,242 | $232.0K | <0.1% | +71+1.7% | Added | History |
| YAlleghany Corp | COM | 372 | $232.0K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y814 | FINTECH ETF | 4,837 | $232.0K | <0.1% | +4,837 | New | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 4,260 | $233.0K | <0.1% | 00.0% | Unchanged | – |
| STLDSteel Dynamics Inc | COM | 4,003 | $234.0K | <0.1% | −103−2.5% | Reduced | History |
| NVAXNovavax Inc | COM NEW | 1,131 | $234.0K | <0.1% | +1,131 | New | History |
| PEBPebblebrook Hotel Trust | COM | 10,478 | $235.0K | <0.1% | +133+1.3% | Added | History |
| ORealty Income Corp | REIT | 3,643 | $236.0K | <0.1% | +158+4.5% | Added | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 5,000 | $237.0K | <0.1% | −434−8.0% | Reduced | – |
| AJGArthur J. Gallagher & Co. | COM | 1,596 | $237.0K | <0.1% | +66+4.3% | Added | History |
| JHGJanus Henderson Group Ltd. | ORD SHS | 5,735 | $237.0K | <0.1% | −30−0.5% | Reduced | History |
| China Petroleum & Chemical C16941R108 | SPON ADR H SHS | 4,826 | $237.0K | <0.1% | −280−5.5% | Reduced | – |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 1,262 | $238.0K | <0.1% | +51+4.2% | Added | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,385 | $239.0K | <0.1% | +2+0.1% | Added | – |
| HELEHelen of Troy Ltd | Stock | 1,062 | $239.0K | <0.1% | 00.0% | Unchanged | History |
| VIPSVipshop Holdings Ltd | SPONSORED ADS A | 21,472 | $239.0K | <0.1% | −763−3.4% | Reduced | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 98,076 | $240.0K | <0.1% | +3,412+3.6% | Added | History |
| ADXAdams Diversified Equity Fund, Inc. | COM | 12,203 | $242.0K | <0.1% | 00.0% | Unchanged | History |
| PINSPinterest, Inc. | CL A | 4,774 | $243.0K | <0.1% | +83+1.8% | Added | History |
| CMSCMS Energy Corp | COM | 4,087 | $244.0K | <0.1% | +58+1.4% | Added | History |
| HXLHexcel Corp | COM | 4,128 | $245.0K | <0.1% | +139+3.5% | Added | History |
| REGRegency Centers Corp | COM | 3,652 | $246.0K | <0.1% | +166+4.8% | Added | History |
| NINisource Inc. | COM | 10,159 | $246.0K | <0.1% | −737−6.8% | Reduced | History |
| ITGartner Inc | COM | 815 | $248.0K | <0.1% | +815 | New | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 1,361 | $248.0K | <0.1% | 00.0% | Unchanged | – |
| PODDInsulet Corp | Stock | 875 | $249.0K | <0.1% | −61−6.5% | Reduced | History |
| RITMRithm Capital Corp. | REIT | 22,717 | $250.0K | <0.1% | +3,540+18.5% | Added | History |
| BXBlackstone Inc. | COM | 2,146 | $250.0K | <0.1% | +6+0.3% | Added | History |
| JOEST JOE Co | COM | 5,935 | $250.0K | <0.1% | +10.0% | Added | History |
| NEWTNewtekOne, Inc. | COM NEW | 9,000 | $250.0K | <0.1% | 00.0% | Unchanged | History |
| CIBGrupo Cibest S.A. | SPON ADR PREF | 7,214 | $250.0K | <0.1% | +7,214 | New | History |
| AEMAgnico Eagle Mines Ltd | Stock | 4,855 | $252.0K | <0.1% | −395−7.5% | Reduced | History |
| PHMPultegroup Inc | COM | 5,481 | $252.0K | <0.1% | −174−3.1% | Reduced | History |
| BBBLACKBERRY Ltd | COM | 26,119 | $254.0K | <0.1% | +2,021+8.4% | Added | History |
| DBXDropbox, Inc. | CL A | 8,746 | $255.0K | <0.1% | +11+0.1% | Added | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 3,000 | $255.0K | <0.1% | 00.0% | Unchanged | – |
| ADPTAdaptive Biotechnologies Corp | COM | 7,534 | $256.0K | <0.1% | 00.0% | Unchanged | History |
| KKellanova | Stock | 4,072 | $260.0K | <0.1% | −150−3.6% | Reduced | History |
| ABMDAbiomed Inc | COM | 805 | $262.0K | <0.1% | +9+1.1% | Added | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 5,565 | $263.0K | <0.1% | −12,393−69.0% | Reduced | – |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 2,410 | $264.0K | <0.1% | +161+7.2% | Added | History |
| VMEOVimeo, Inc. | COMMON STOCK | 8,958 | $264.0K | <0.1% | −50−0.6% | Reduced | History |
| HTHTH World Group Ltd | SPONSORED ADS | 5,769 | $265.0K | <0.1% | +362+6.7% | Added | History |
| iShares Inc464286665 | MSCI PAC JP ETF | 5,450 | $266.0K | <0.1% | 00.0% | Unchanged | – |
| AAPAdvance Auto Parts Inc | COM | 1,276 | $267.0K | <0.1% | −56−4.2% | Reduced | History |
| NUANNuance Communications, Inc. | COM | 4,854 | $267.0K | <0.1% | +49+1.0% | Added | History |
| MKLMarkel Group Inc. | COM | 225 | $269.0K | <0.1% | +1+0.4% | Added | History |
| QSRRestaurant Brands International Inc. | COM | 4,388 | $269.0K | <0.1% | +18+0.4% | Added | History |
| JKHYJack Henry & Associates Inc | Stock | 1,647 | $270.0K | <0.1% | −57−3.3% | Reduced | History |
| COOCooper Companies, Inc. | COM NEW | 654 | $270.0K | <0.1% | −3−0.5% | Reduced | History |
| HOLXHologic Inc | COM | 3,676 | $271.0K | <0.1% | +10+0.3% | Added | History |
| EDConsolidated Edison Inc | Stock | 3,744 | $272.0K | <0.1% | +419+12.6% | Added | History |
| RBLXRoblox Corp | Stock | 3,606 | $272.0K | <0.1% | 00.0% | Unchanged | History |
| LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc. | COM | 10,000 | $273.0K | <0.1% | 00.0% | Unchanged | History |
| KMIKinder Morgan, Inc. | Stock | 16,372 | $274.0K | <0.1% | −67−0.4% | Reduced | History |
| HRLHormel Foods Corp | COM | 6,684 | $274.0K | <0.1% | −1,484−18.2% | Reduced | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 5,484 | $275.0K | <0.1% | 00.0% | Unchanged | – |
| FAFFirst American Financial Corp | Stock | 4,112 | $276.0K | <0.1% | 00.0% | Unchanged | History |
| HSTHost Hotels & Resorts, Inc. | COM | 16,910 | $276.0K | <0.1% | +667+4.1% | Added | History |
| VNOVornado Realty Trust | SH BEN INT | 6,564 | $276.0K | <0.1% | −897−12.0% | Reduced | History |
| IRIngersoll Rand Inc. | COM | 5,483 | $276.0K | <0.1% | +270+5.2% | Added | History |
| TSNTyson Foods, Inc. | Stock | 3,508 | $277.0K | <0.1% | −9−0.3% | Reduced | History |
| EMNEastman Chemical Co | Stock | 2,760 | $278.0K | <0.1% | −114−4.0% | Reduced | History |
| HUBSHubSpot Inc | COM | 411 | $278.0K | <0.1% | +24+6.2% | Added | History |
| PRTAProthena Corp Public Ltd Co | SHS | 3,906 | $278.0K | <0.1% | −741−15.9% | Reduced | History |
| CERNCERNER Corp | COM | 3,942 | $278.0K | <0.1% | −133−3.3% | Reduced | History |
| CNPCenterpoint Energy Inc | COM | 11,322 | $279.0K | <0.1% | −1,012−8.2% | Reduced | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 5,769 | $279.0K | <0.1% | −820−12.4% | Reduced | – |
| SWCHSwitch, Inc. | CL A | 11,019 | $280.0K | <0.1% | +11,019 | New | History |
| VanEck Vectors ETF Tr92189F817 | VIETNAM ETF | 14,556 | $280.0K | <0.1% | 00.0% | Unchanged | – |
| TDYTeledyne Technologies Inc | COM | 653 | $281.0K | <0.1% | −25−3.7% | Reduced | History |
| RGENRepligen Corp | COM | 977 | $282.0K | <0.1% | +977 | New | History |
| VICIVici Properties Inc. | COM | 9,909 | $282.0K | <0.1% | +88+0.9% | Added | History |
| ZLABZai Lab Ltd | ADR | 2,678 | $282.0K | <0.1% | +10.0% | Added | History |
| COINCoinbase Global, Inc. | COM CL A | 1,246 | $283.0K | <0.1% | +1,246 | New | History |
| PWRQuanta Services, Inc. | COM | 2,485 | $283.0K | <0.1% | −119−4.6% | Reduced | History |
| iShares Inc464286822 | MSCI MEXICO ETF | 5,860 | $283.0K | <0.1% | 00.0% | Unchanged | – |
| WSTWest Pharmaceutical Services Inc | COM | 669 | $284.0K | <0.1% | +26+4.0% | Added | History |
| iShares S&P 100 ETF464287101 | ETF | 1,450 | $286.0K | <0.1% | 00.0% | Unchanged | – |
| FNVFranco Nevada Corp | Stock | 2,228 | $289.0K | <0.1% | −195−8.0% | Reduced | History |
| VODVodafone Group Public Ltd Co | ADR | 18,784 | $290.0K | <0.1% | −611−3.2% | Reduced | History |
| CECelanese Corp | Stock | 1,929 | $291.0K | <0.1% | +15+0.8% | Added | History |
| SWKSSkyworks Solutions, Inc. | Stock | 1,777 | $293.0K | <0.1% | −17−0.9% | Reduced | History |
| BPMCBlueprint Medicines Corp | COM | 2,853 | $293.0K | <0.1% | +16+0.6% | Added | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 7,770 | $293.0K | <0.1% | 00.0% | Unchanged | – |
| NLYAnnaly Capital Management Inc | COM | 34,744 | $293.0K | <0.1% | +11,339+48.4% | Added | History |
Options (27)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $2.32M | – |
| AMZNAmazon Com Inc | Stock | – | $986.0K |
| VVisa Inc. | Stock | – | $780.0K |
| SHOPShopify Inc. | Stock | – | $688.0K |
| GOOGAlphabet Inc. | Stock | – | $533.0K |
| ZSZscaler, Inc. | Stock | – | $524.0K |
| MELIMercadolibre Inc | COM | – | $504.0K |
| JPMJPMorgan Chase & Co | Stock | – | $491.0K |
| MSFTMicrosoft Corp | Stock | – | $451.0K |
| BACBank of America Corp | Stock | – | $425.0K |
| TEAMAtlassian Corp | CL A | – | $391.0K |
| DOCUDocuSign, Inc. | Stock | – | $386.0K |
| MDBMongoDB, Inc. | CL A | – | $377.0K |
| CRWDCrowdStrike Holdings, Inc. | Stock | – | $369.0K |
| XYZBlock, Inc. | CL A | – | $288.0K |
| PYPLPayPal Holdings, Inc. | Stock | – | $286.0K |
| MAMastercard Inc | Stock | – | $278.0K |
| AAPLApple Inc. | Stock | – | $255.0K |
| UPSTUpstart Holdings, Inc. | COM | – | $253.0K |
| DISWalt Disney Co | Stock | – | $169.0K |
| FFord Motor Co | Stock | – | $142.0K |
| TTDTrade Desk, Inc. | Stock | – | $141.0K |
| ROKURoku, Inc | COM CL A | – | $125.0K |
| ZMZoom Communications, Inc. | Stock | – | $105.0K |
| NVDANVIDIA Corp | Stock | – | $104.0K |
| METAMeta Platforms, Inc. | Stock | – | $102.0K |
| WIXWix.com Ltd. | SHS | – | $98.0K |
Sold out since Q2 2021 (41)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| LBRDALiberty Broadband Corp | COM SER A | 8,988 | $1.51M | 0.1% | History |
| FWONKLiberty Media Corp | COM SER C FRMLA | 17,592 | $848.0K | 0.1% | History |
| RCMR1 RCM Holdco Inc. | COM | 34,642 | $770.0K | <0.1% | History |
| LBTYALiberty Global Ltd. | SHS CL A | 21,817 | $593.0K | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 7,943 | $428.0K | <0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 4,055 | $427.0K | <0.1% | History |
| TALTAL Education Group | SPONSORED ADS | 16,097 | $406.0K | <0.1% | History |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 17,033 | $320.0K | <0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,678 | $308.0K | <0.1% | History |
| SAMBoston Beer Co Inc | CL A | 289 | $295.0K | <0.1% | History |
| RUNSunrun Inc. | COM | 4,660 | $260.0K | <0.1% | History |
| FLNAFilana Therapeutics, Inc. | COM | 3,000 | $256.0K | <0.1% | History |
| SPOTSpotify Technology S.A. | Stock | 904 | $249.0K | <0.1% | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 2,642 | $244.0K | <0.1% | – |
| WWayfair Inc. | CL A | 764 | $241.0K | <0.1% | History |
| DPZDominos Pizza Inc | COM | 500 | $233.0K | <0.1% | History |
| BURLBurlington Stores, Inc. | COM | 713 | $230.0K | <0.1% | History |
| TERTeradyne, Inc | Stock | 1,710 | $229.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,312 | $227.0K | <0.1% | History |
| iShares Inc464286525 | MSCI GBL MIN VOL | 2,195 | $226.0K | <0.1% | – |
| KSSKOHLS Corp | Stock | 4,075 | $225.0K | <0.1% | History |
| Discovery Inc25470F302 | COM SER C | 7,539 | $218.0K | <0.1% | – |
| ONEM1Life Healthcare Inc | COM | 6,503 | $215.0K | <0.1% | History |
| NFGNational Fuel Gas Co | Stock | 4,099 | $214.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 2,570 | $211.0K | <0.1% | History |
| AZPNASPENTECH Corp | COM | 1,532 | $211.0K | <0.1% | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 3,029 | $210.0K | <0.1% | – |
| CAHCardinal Health Inc | Stock | 3,635 | $208.0K | <0.1% | History |
| HEI.AHeico Corp | CL A | 1,638 | $204.0K | <0.1% | History |
| GBIOGeneration Bio Co. | COM | 7,594 | $204.0K | <0.1% | History |
| TTWOTake Two Interactive Software Inc | COM | 1,144 | $203.0K | <0.1% | History |
| LIILennox International Inc | COM | 580 | $203.0K | <0.1% | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 3,140 | $201.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 687 | $200.0K | <0.1% | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 11,894 | $199.0K | <0.1% | History |
| ZNGAZynga Inc | CL A | 14,128 | $150.0K | <0.1% | History |
| MVFBlackRock Munivest Fund, Inc. | COM | 12,478 | $120.0K | <0.1% | History |
| NUVBNuvation Bio Inc. | COM CL A | 12,385 | $115.0K | <0.1% | History |
| MIECohen & Steers MLP Income & Energy Opportunity Fund | COM SHS | 25,000 | $102.0K | <0.1% | History |
| TLMDSOC Telemed, Inc. | COM CL A | 13,697 | $78.0K | <0.1% | History |
| TKCTurkcell Iletisim Hizmetleri A S | SPON ADR NEW | 16,425 | $77.0K | <0.1% | History |