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Livermore
Livermore
ZHEN

Wetherby Asset Management Inc

SEC CIK
0001279627
Latest filing
Nov 14, 2025

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
903
−3 vs. Q2 2021
Portfolio value
$1.61B
−$20.8M (−1.3%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Wetherby Asset Management Inc in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
UPSTUpstart Holdings, Inc.COM7$2.00K<0.1%+7NewHistory
TCRTAlaunos Therapeutics, Inc.COM10,410$19.0K<0.1%+10,410NewHistory
ENICEnel Chile S.A.SPONSORED ADR15,996$39.0K<0.1%+5,215+48.4%AddedHistory
DCOYDecoy Therapeutics Inc.COM NEW39,746$41.0K<0.1%00.0%UnchangedHistory
URGUr-Energy IncCOM26,625$46.0K<0.1%00.0%UnchangedHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR26,169$54.0K<0.1%−22,741−46.5%ReducedHistory
UGPUltrapar Holdings IncSP ADR REP COM20,536$55.0K<0.1%−1,535−7.0%ReducedHistory
Enel Americas S A29274F104SPONSORED ADR10,893$64.0K<0.1%−4,771−30.5%Reduced–
KGCKinross Gold CorpCOM12,388$66.0K<0.1%−98−0.8%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,481$68.0K<0.1%00.0%UnchangedHistory
BRF SA10552T107SPONSORED ADR14,686$74.0K<0.1%−567−3.7%Reduced–
DBRGDigitalBridge Group, Inc.CL A COM13,332$80.0K<0.1%−134−1.0%ReducedHistory
MYPSPLAYSTUDIOS, Inc.CLASS A COM17,750$81.0K<0.1%+17,750NewHistory
EODAllspring Global Dividend Opportunity FundCOM14,771$82.0K<0.1%00.0%UnchangedHistory
MCNXAI Madison Equity Premium Income FundCOM10,531$83.0K<0.1%00.0%UnchangedHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR12,262$87.0K<0.1%+1,506+14.0%AddedHistory
IGRCbre Global Real Estate Income FundCOM10,725$90.0K<0.1%00.0%UnchangedHistory
PGREParamount Group, Inc.COM10,010$90.0K<0.1%+10,010NewHistory
HTHersha Hospitality TrustPR SHS BEN INT10,102$94.0K<0.1%+102+1.0%AddedHistory
SIRISirius XM Holdings Inc.COM15,770$96.0K<0.1%−29,676−65.3%ReducedHistory
USALiberty All Star Equity FundSH BEN INT11,598$100.0K<0.1%00.0%UnchangedHistory
China Life Ins Co Ltd16939P106SPON ADR REP H13,044$106.0K<0.1%−3,514−21.2%Reduced–
WIXWix.com Ltd.SHS556$109.0K<0.1%+556NewHistory
AVALGrupo Aval Acciones Y Valores S.A.SPONSORED ADS19,280$111.0K<0.1%−1,322−6.4%ReducedHistory
TMETencent Music Entertainment GroupSPON ADS15,595$113.0K<0.1%+2,800+21.9%AddedHistory
PSECProspect Capital CorpCOM15,003$116.0K<0.1%00.0%UnchangedHistory
QVCGAOld QVC Group, Inc.COM SER A11,890$121.0K<0.1%−198−1.6%ReducedHistory
SWNSouthwestern Energy CoCOM22,460$124.0K<0.1%−750−3.2%ReducedHistory
NOVNOV Inc.COM10,500$138.0K<0.1%−246−2.3%ReducedHistory
RPAIRetail Properties of America, Inc.CL A10,889$140.0K<0.1%−229−2.1%ReducedHistory
SIDNational Steel CoSPONSORED ADR27,259$143.0K<0.1%+621+2.3%AddedHistory
ICLICL Group Ltd.SHS20,029$146.0K<0.1%−304−1.5%ReducedHistory
QUOTQuotient Technology Inc.COM25,648$149.0K<0.1%−245−0.9%ReducedHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM20,200$149.0K<0.1%00.0%UnchangedHistory
SVCService Properties TrustCOM SH BEN INT13,502$151.0K<0.1%−141−1.0%ReducedHistory
CPLGCorePoint Lodging Inc.COM10,000$155.0K<0.1%00.0%UnchangedHistory
FRMMForum Markets IncCOM29,223$158.0K<0.1%00.0%UnchangedHistory
ORANYOrangeSPONSORED ADR14,577$158.0K<0.1%−9,024−38.2%ReducedHistory
ABEVAmbev S.A.SPONSORED ADR57,732$159.0K<0.1%+2,203+4.0%AddedHistory
LUMNLumen Technologies, Inc.Stock13,170$163.0K<0.1%+441+3.5%AddedHistory
APLEApple Hospitality REIT, Inc.REIT10,396$164.0K<0.1%−35−0.3%ReducedHistory
DNPDNP Select Income Fund IncCOM15,348$164.0K<0.1%+275+1.8%AddedHistory
ETRNMidstream Co LLCCOM16,504$167.0K<0.1%−67−0.4%ReducedHistory
VIVTelefonica Brasil S.A.SPONSORED ADS21,935$170.0K<0.1%−1,755−7.4%ReducedHistory
AGNCAGNC Investment Corp.REIT10,946$172.0K<0.1%+10,946NewHistory
VTRSViatris IncStock12,771$173.0K<0.1%−3,156−19.8%ReducedHistory
TTDTrade Desk, Inc.Stock2,455$173.0K<0.1%+529+27.5%AddedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN12,500$173.0K<0.1%00.0%UnchangedHistory
FHNFirst Horizon CorpCOM10,713$175.0K<0.1%+334+3.2%AddedHistory
BSBRBanco Santander (Brasil) S.A.ADS REP 1 UNIT27,258$178.0K<0.1%+128+0.5%AddedHistory
CERSCerus CorpCOM30,997$189.0K<0.1%00.0%UnchangedHistory
SUZSuzano S.A.SPON ADS19,246$192.0K<0.1%−593−3.0%ReducedHistory
Copel-ADR20441B605ADR29,365$192.0K<0.1%+4,424+17.7%Added–
ETEnergy Transfer LPCOM UT LTD PTN20,109$193.0K<0.1%00.0%UnchangedHistory
JBHTHunt J B Transport Services IncCOM1,194$200.0K<0.1%+1,194NewHistory
TXTTextron IncCOM2,858$200.0K<0.1%+2,858NewHistory
UALUnited Airlines Holdings, Inc.COM4,194$200.0K<0.1%−106−2.5%ReducedHistory
FMXMexican Economic Development IncSPON ADR UNITS2,312$201.0K<0.1%+2,312NewHistory
MKTXMarketaxess Holdings IncCOM478$201.0K<0.1%+20+4.4%AddedHistory
EPREpr PropertiesCOM SH BEN INT4,061$201.0K<0.1%−19−0.5%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD38,115$201.0K<0.1%+109+0.3%AddedHistory
ARGXArgenx SESPONSORED ADR668$202.0K<0.1%+668NewHistory
RVTYRevvity, Inc.COM1,168$202.0K<0.1%+1,168NewHistory
DALDelta Air Lines, Inc.COM NEW4,743$202.0K<0.1%−11−0.2%ReducedHistory
UNMUnum GroupStock8,091$203.0K<0.1%−484−5.6%ReducedHistory
WBWEIBO CorpSPONSORED ADR4,268$203.0K<0.1%+345+8.8%AddedHistory
APAAPA CorpStock9,524$204.0K<0.1%+98+1.0%AddedHistory
ENPHEnphase Energy, Inc.Stock1,357$204.0K<0.1%+1,357NewHistory
iShares Tr46429B7470-5 YR TIPS ETF1,931$204.0K<0.1%−100−4.9%Reduced–
DVADavita Inc.COM1,766$205.0K<0.1%+11+0.6%AddedHistory
PBProsperity Bancshares IncCOM2,887$205.0K<0.1%−38−1.3%ReducedHistory
HQHabrdn Healthcare InvestorsSH BEN INT8,008$205.0K<0.1%−1,000−11.1%ReducedHistory
NBIXNeurocrine Biosciences IncStock2,155$207.0K<0.1%−123−5.4%ReducedHistory
ONOn Semiconductor CorpStock4,536$208.0K<0.1%+4,536NewHistory
RJFRaymond James Financial IncCOM2,250$208.0K<0.1%+709+46.0%AddedHistory
ALKAlaska Air Group, Inc.COM3,580$210.0K<0.1%−134−3.6%ReducedHistory
CLDRCloudera, Inc.COM13,153$210.0K<0.1%+13,153NewHistory
XRAYDentsply Sirona Inc.Stock3,656$212.0K<0.1%+131+3.7%AddedHistory
PLTRPalantir Technologies Inc.Stock8,920$214.0K<0.1%+8,920NewHistory
MFGMizuho Financial Group IncSPONSORED ADR75,235$214.0K<0.1%+1,730+2.4%AddedHistory
KBHKB HomeCOM5,491$214.0K<0.1%+5,491NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/99998,547$214.0K<0.1%+8,547NewHistory
SLGSL Green Realty CorpCOM3,023$214.0K<0.1%+3,023NewHistory
FFIVF5, Inc.Stock1,081$215.0K<0.1%−9−0.8%ReducedHistory
iShares Tr46434V464LOW CA OP MS ETF1,307$215.0K<0.1%00.0%Unchanged–
ESLTElbit Systems LtdStock1,489$216.0K<0.1%+1,489NewHistory
IAUiShares Gold TrustETF6,494$217.0K<0.1%+20+0.3%AddedHistory
GRMNGarmin LtdSHS1,393$217.0K<0.1%+1,393NewHistory
ASRSoutheast Airport GroupSPON ADR SER B1,162$217.0K<0.1%+17+1.5%AddedHistory
VMRKVivmark ResidentialSH BEN INT2,693$218.0K<0.1%−93−3.3%ReducedHistory
JOYYJOYY Inc.ADS REPSTG COM A3,980$218.0K<0.1%−193−4.6%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,648$218.0K<0.1%+10.0%Added–
RCIRogers Communications IncCL B4,703$219.0K<0.1%−132−2.7%ReducedHistory
CPTCamden Property TrustREIT1,489$220.0K<0.1%+1,489NewHistory
LECOLincoln Electric Holdings IncCOM1,707$220.0K<0.1%+98+6.1%AddedHistory
HEIHeico CorpCOM1,670$220.0K<0.1%+9+0.5%AddedHistory
WWDWoodward, Inc.COM1,965$222.0K<0.1%−155−7.3%ReducedHistory
DOXAmdocs LtdSHS2,928$222.0K<0.1%+57+2.0%AddedHistory
MURMurphy Oil CorpCOM8,888$222.0K<0.1%+161+1.8%AddedHistory
AMXAmerica Movil SAB de CVSPON ADR L SHS12,562$222.0K<0.1%+182+1.5%AddedHistory

Options (27)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Wetherby Asset Management Inc in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$2.32M–
AMZNAmazon Com IncStock–$986.0K
VVisa Inc.Stock–$780.0K
SHOPShopify Inc.Stock–$688.0K
GOOGAlphabet Inc.Stock–$533.0K
ZSZscaler, Inc.Stock–$524.0K
MELIMercadolibre IncCOM–$504.0K
JPMJPMorgan Chase & CoStock–$491.0K
MSFTMicrosoft CorpStock–$451.0K
BACBank of America CorpStock–$425.0K
TEAMAtlassian CorpCL A–$391.0K
DOCUDocuSign, Inc.Stock–$386.0K
MDBMongoDB, Inc.CL A–$377.0K
CRWDCrowdStrike Holdings, Inc.Stock–$369.0K
XYZBlock, Inc.CL A–$288.0K
PYPLPayPal Holdings, Inc.Stock–$286.0K
MAMastercard IncStock–$278.0K
AAPLApple Inc.Stock–$255.0K
UPSTUpstart Holdings, Inc.COM–$253.0K
DISWalt Disney CoStock–$169.0K
FFord Motor CoStock–$142.0K
TTDTrade Desk, Inc.Stock–$141.0K
ROKURoku, IncCOM CL A–$125.0K
ZMZoom Communications, Inc.Stock–$105.0K
NVDANVIDIA CorpStock–$104.0K
METAMeta Platforms, Inc.Stock–$102.0K
WIXWix.com Ltd.SHS–$98.0K

Sold out since Q2 2021 (41)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Wetherby Asset Management Inc sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
LBRDALiberty Broadband CorpCOM SER A8,988$1.51M0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA17,592$848.0K0.1%History
RCMR1 RCM Holdco Inc.COM34,642$770.0K<0.1%History
LBTYALiberty Global Ltd.SHS CL A21,817$593.0K<0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF7,943$428.0K<0.1%–
MXIMMaxim Integrated Products IncCOM4,055$427.0K<0.1%History
TALTAL Education GroupSPONSORED ADS16,097$406.0K<0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS17,033$320.0K<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM1,678$308.0K<0.1%History
SAMBoston Beer Co IncCL A289$295.0K<0.1%History
RUNSunrun Inc.COM4,660$260.0K<0.1%History
FLNAFilana Therapeutics, Inc.COM3,000$256.0K<0.1%History
SPOTSpotify Technology S.A.Stock904$249.0K<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF2,642$244.0K<0.1%–
WWayfair Inc.CL A764$241.0K<0.1%History
DPZDominos Pizza IncCOM500$233.0K<0.1%History
BURLBurlington Stores, Inc.COM713$230.0K<0.1%History
TERTeradyne, IncStock1,710$229.0K<0.1%History
LVSLas Vegas Sands CorpCOM4,312$227.0K<0.1%History
iShares Inc464286525MSCI GBL MIN VOL2,195$226.0K<0.1%–
KSSKOHLS CorpStock4,075$225.0K<0.1%History
Discovery Inc25470F302COM SER C7,539$218.0K<0.1%–
ONEM1Life Healthcare IncCOM6,503$215.0K<0.1%History
NFGNational Fuel Gas CoStock4,099$214.0K<0.1%History
PNWPinnacle West Capital CorpCOM2,570$211.0K<0.1%History
AZPNASPENTECH CorpCOM1,532$211.0K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF3,029$210.0K<0.1%–
CAHCardinal Health IncStock3,635$208.0K<0.1%History
HEI.AHeico CorpCL A1,638$204.0K<0.1%History
GBIOGeneration Bio Co.COM7,594$204.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,144$203.0K<0.1%History
LIILennox International IncCOM580$203.0K<0.1%History
ATHMAutohome Inc.SP ADS RP CL A3,140$201.0K<0.1%History
RNGRingCentral, Inc.CL A687$200.0K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR11,894$199.0K<0.1%History
ZNGAZynga IncCL A14,128$150.0K<0.1%History
MVFBlackRock Munivest Fund, Inc.COM12,478$120.0K<0.1%History
NUVBNuvation Bio Inc.COM CL A12,385$115.0K<0.1%History
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS25,000$102.0K<0.1%History
TLMDSOC Telemed, Inc.COM CL A13,697$78.0K<0.1%History
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW16,425$77.0K<0.1%History