Silverback Asset Management LLC
- SEC CIK
- 0001278960
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 79
- −2 vs. Q3 2021
- Portfolio value
- $836.8M
- +$155.5M (+22.8%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $65.6M | 7.8% | – | New | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $50.3M | 6.0% | – | New | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $35.8M | 4.3% | – | – | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $34.4M | 4.1% | – | New | – |
| DISH Network CORP25470MAE9 | NOTE 0.0000% 15-Dec-2025 | – | $31.0M | 3.7% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $29.4M | 3.5% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $28.1M | 3.4% | – | – | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $27.3M | 3.3% | – | – | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $25.4M | 3.0% | – | – | – |
| BLBlackline, Inc. | COM | – | $22.3M | 2.7% | – | – | History |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $22.2M | 2.7% | – | – | – |
| Wayfair Inc.94419LAD3 | NOTE 1.125%11/0 | – | $21.9M | 2.6% | – | New | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $20.4M | 2.4% | – | New | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $19.8M | 2.4% | – | – | – |
| Harmonic Inc.413160AD4 | DBCV 2.000% 9/0 | – | $18.1M | 2.2% | – | – | – |
| Eagle Bulk Shipping Inc.269442AB5 | CONVERTIBLE BOND | – | $17.9M | 2.1% | – | – | – |
| Scorpio Tankers Inc (Exchange)80918TAD1 | NOTE 3.0000% 15-May-2025 | – | $17.9M | 2.1% | – | – | – |
| Fastly, Inc.31188VAA8 | BOND | – | $16.3M | 1.9% | – | – | – |
| Spotify Technology84921RAA8 | BOND | – | $15.4M | 1.8% | – | – | – |
| Impinj Inc453204AC3 | Note 1.1250% 15-May-2027 | – | $15.3M | 1.8% | – | New | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $15.2M | 1.8% | – | New | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | – | $14.9M | 1.8% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $14.6M | 1.7% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $13.6M | 1.6% | – | – | – |
| FuboTV Inc.35953DAA2 | NOTE 3.2500% 15-Feb-2026 | – | $13.6M | 1.6% | – | – | – |
| Square Inc852234AD5 | NOTE 0.500% 5/1 | – | $13.6M | 1.6% | – | New | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $13.3M | 1.6% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $12.9M | 1.5% | – | – | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $12.5M | 1.5% | – | – | – |
| Accuray Inc (Exchange)004397AJ4 | NOTE 3.7500% 01-Jun-2026 | – | $12.0M | 1.4% | – | New | – |
| Ivanhoe Mines Ltd46579RAA2 | NOTE 2.5000% 15-Apr-2026 | – | $11.2M | 1.3% | – | – | – |
| Invacare Corp461203AL5 | NOTE 5.000%11/1 | – | $10.2M | 1.2% | – | – | – |
| RDNWRideNow Group, Inc. | COM CL B | 245,896 | $10.2M | 1.2% | −92,387−27.3% | Reduced | History |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $10.0M | 1.2% | – | – | – |
| Zogenix, Inc.98978LAB1 | NOTE 2.750%10/0 | – | $9.58M | 1.1% | – | New | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $9.40M | 1.1% | – | New | – |
| Magnite, Inc.55955DAA8 | BOND | – | $7.99M | 1.0% | – | – | – |
| Atech (Parent) Resolution Corp.00973N102 | COM | 1,150,000 | $7.68M | 0.9% | +142,296+14.1% | Added | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $7.57M | 0.9% | – | – | – |
| Paratek Pharmaceuticals, Inc.699374AB0 | CONVERTIBLE BOND | – | $7.55M | 0.9% | – | – | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $7.50M | 0.9% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $7.42M | 0.9% | – | New | – |
| Vroom, Inc.92918VAA7 | Note 0.7500% 01-Jul-2026 | – | $7.29M | 0.9% | – | New | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $6.82M | 0.8% | – | New | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $6.66M | 0.8% | – | New | – |
| Esperion Therapeutics, Inc.29664WAA3 | EPSR NOTE 4% 11/1 | – | $6.49M | 0.8% | – | New | – |
| INVACARE CORP (IVC) 144a for l461203AP6 | CONV | – | $5.74M | 0.7% | – | – | – |
| Avadel Fin Cay Ltd/Avadel Pharma Plc05337YAA6 | CONV | – | $5.67M | 0.7% | – | New | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $3.69M | 0.4% | – | – | – |
| MXMagnachip Semiconductor Corp | COM | 141,013 | $2.96M | 0.4% | −110,000−43.8% | Reduced | History |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $2.89M | 0.3% | – | New | – |
| Progenity Inc74319FAA5 | Note 7.2500% 01-Dec-2025 | – | $1.80M | 0.2% | – | New | – |
| PetIQ, Inc.71639TAB2 | NOTE 4.000% 6/0 | – | $1.46M | 0.2% | – | – | – |
| SREVConcentrix Srev, Inc. | COM | 1,279,182 | $1.27M | 0.2% | 00.0% | Unchanged | History |
| Accelerate Acquisition Corp.00439D102 | COM CL A | 100,000 | $972.0K | 0.1% | 00.0% | Unchanged | – |
| LABStandard Biotools Inc. | COM | 200,000 | $784.0K | 0.1% | −85,744−30.0% | Reduced | History |
| Khosla Ventures Acqut Co III482506102 | COM CL A | 60,000 | $586.0K | 0.1% | +50,000+500.0% | Added | – |
| Artemis Strategic Invt Corp04303A202 | UNIT 09/30/2026 | 50,000 | $520.0K | 0.1% | +50,000 | New | – |
| Glass Houses Acquisition Cor37714P103 | CLASS A COM | 50,000 | $486.0K | 0.1% | 00.0% | Unchanged | – |
| Arrowroot Acquisition Corp04282M102 | CL A COM | 50,000 | $485.0K | 0.1% | 00.0% | Unchanged | – |
| M3-Brigade Acquisition III Corp.55407R202 | UNIT 99/99/9999 | 25,000 | $251.0K | <0.1% | +25,000 | New | – |
| KL Acquisition Corp49837C109 | COM CL A | 25,000 | $245.0K | <0.1% | 00.0% | Unchanged | – |
| Crucible Acquisition Corp22877P108 | COM CL A | 25,000 | $244.0K | <0.1% | 00.0% | Unchanged | – |
| Mason Industrial Technolgy I57520Y106 | COM CL A | 25,000 | $244.0K | <0.1% | 00.0% | Unchanged | – |
| Senior Connect Acquisitn Cor81723H108 | COM CL A | 25,000 | $244.0K | <0.1% | 00.0% | Unchanged | – |
| GX Acquisition Corp II36260F105 | CLASS A COM | 25,000 | $242.0K | <0.1% | 00.0% | Unchanged | – |
| CIIG Capital Partners II, Inc.12561U208 | UNIT 02/28/2028 | 20,000 | $206.0K | <0.1% | 00.0% | Unchanged | – |
| Boa Acquisition Corp05601A109 | COM CL A | 10,208 | $100.0K | <0.1% | 00.0% | Unchanged | – |
| ASAXAstrea Acquisition Corp. | COM CL A | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | History |
| TBCPThunder Bridge Capital Partners III Inc. | COM CL A | 10,000 | $98.0K | <0.1% | 00.0% | Unchanged | History |
| Sportstek Acquisition Corp849196100 | COM CL A | 10,000 | $98.0K | <0.1% | 00.0% | Unchanged | – |
| B Riley Prin 250 Merger Corp05602L104 | CLASS A COM | 10,000 | $97.0K | <0.1% | 00.0% | Unchanged | – |
| Newbury Street Acquisitn Cor65101L104 | COM | 10,000 | $97.0K | <0.1% | 00.0% | Unchanged | – |
| PSAGProperty Solutions Acquisition Corp. II | COM CL A | 10,000 | $97.0K | <0.1% | 00.0% | Unchanged | History |
| Twelve Seas Investment Co. II90118T106 | COM CL A | 10,000 | $97.0K | <0.1% | 00.0% | Unchanged | – |
| OSIOsiris Acquisition Corp. | CL A | 10,000 | $97.0K | <0.1% | 00.0% | Unchanged | History |
| Accelerate Acquisition Corp.00439D110 | *W EXP 06/15/202 | 25,000 | $21.0K | <0.1% | −8,263−24.8% | Reduced | – |
| PRTKParatek Pharmaceuticals, Inc. | COM | 986 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| GX Acquisition Corp II36260F113 | *W EXP 03/17/202 | 8,333 | $4.00K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q3 2021 (23)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $23.7M | 3.5% | – |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $20.1M | 2.9% | – |
| Encore Cap Group Inc292554AM4 | NOTE 3.250%10/0 | – | $19.8M | 2.9% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $18.7M | 2.7% | – |
| Enphase Energy, Inc.29355AAG2 | BOND | – | $12.7M | 1.9% | – |
| Varonis Sys Inc922280AB8 | NOTE 1.250% 8/1 | – | $12.3M | 1.8% | – |
| Bloom Energy Corp093712AH0 | NOTE 2.500% 8/1 | – | $12.0M | 1.8% | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $11.8M | 1.7% | – |
| Beyond Meat, Inc.08862EAA7 | BOND | – | $10.1M | 1.5% | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $10.1M | 1.5% | – |
| Live Nation Entertainment IN538034AQ2 | NOTE 2.500% 3/1 | – | $9.63M | 1.4% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $8.25M | 1.2% | – |
| Radius Health, Inc.750469AA6 | NOTE 3.000% 9/0 | – | $8.18M | 1.2% | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $7.39M | 1.1% | – |
| MicroStrategy Incorporated594972AD3 | BOND | – | $5.93M | 0.9% | – |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $3.01M | 0.4% | – |
| PLUGPlug Power Inc | Stock | 101,300 | $2.59M | 0.4% | History |
| ADTHAdTheorent Holding Company, Inc. | COM CL A | 134,300 | $1.33M | 0.2% | History |
| NOTVInotiv, Inc. | COM | 15,000 | $439.0K | 0.1% | History |
| Teligent, Inc.87960W203 | COM NEW | 899,000 | $359.0K | 0.1% | – |
| DNZD & Z Media Acquisition Corp. | COM CL A | 0 | $344.0K | 0.1% | History |
| Mcap Acquisition Corp55282T117 | *W EXP 03/02/202 | 27,191 | $29.0K | <0.1% | – |
| Thunder Bridge Cap Prtnrs II88605T118 | *W EXP 02/15/202 | 2,000 | $2.00K | <0.1% | – |